Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American National Group Inc.AEL · Entity 9766 | Director | April 06, 2017 | April 10, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American National Group Inc.
Report date April 06, 2017 · Filed April 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,546,997 |
Reported balance
After 2017-04-06 transaction · row 1
1 source rowRow 1 · 2017-04-06 · Exercise / conversion · Acquired 3,318 · Balance 1,546,997 F1: Each share deemed to be held by the Deferred Compensation Plan represents the right to receive one share of AEL common stock or the cash value thereof. |
| Deferred Compensation PlanSEC Table II · derivative / convertible security | Direct | 63,143 |
Reported balance
After 2017-04-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-04-06 · Exercise / conversion · Disposed 3,318 · Balance 63,143 F1: Each share deemed to be held by the Deferred Compensation Plan represents the right to receive one share of AEL common stock or the cash value thereof. F2: Shares of AEL common stock deemed held by the Deferred Compensation Plan are payable in AEL common stock or cash following termination of the reporting person's employment with AEL. The reporting person may transfer the AEL stock deemed held in his Deferred Compensation Account into an alternative investment at any time. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share deemed to be held by the Deferred Compensation Plan represents the right to receive one share of AEL common stock or the cash value thereof.
F2: Shares of AEL common stock deemed held by the Deferred Compensation Plan are payable in AEL common stock or cash following termination of the reporting person's employment with AEL. The reporting person may transfer the AEL stock deemed held in his Deferred Compensation Account into an alternative investment at any time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 06, 2017 Filed Apr 10, 2017 19:02 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionDeferred Compensation Plan · Derivative | 3,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-17-000045 · wf-form4_149185091432820.xml · derivative · entry 2 NOBLE DAVID J · CIK 0001260543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,143 Underlying: Common Stock · 3,318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share deemed to be held by the Deferred Compensation Plan represents the right to receive one share of AEL common stock or the cash value thereof. F2 · derivative.exercise_date: Shares of AEL common stock deemed held by the Deferred Compensation Plan are payable in AEL common stock or cash following termination of the reporting person's employment with AEL. The reporting person may transfer the AEL stock deemed held in his Deferred Compensation Account into an alternative investment at any time. F2 · derivative.expiration_date: Shares of AEL common stock deemed held by the Deferred Compensation Plan are payable in AEL common stock or cash following termination of the reporting person's employment with AEL. The reporting person may transfer the AEL stock deemed held in his Deferred Compensation Account into an alternative investment at any time. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 19:02 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionCommon Stock | 3,318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001039828-17-000045 · wf-form4_149185091432820.xml · nonDerivative · entry 1 NOBLE DAVID J · CIK 0001260543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,546,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share deemed to be held by the Deferred Compensation Plan represents the right to receive one share of AEL common stock or the cash value thereof. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 21:46 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 4,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-17-000038 · wf-form4_148944156220251.xml · nonDerivative · entry 1 NOBLE DAVID J · CIK 0001260543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,543,679 F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2009 Employee Incentive Plan that vested and converted into shares of common stock. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 18:59 UTC | American National Group Inc. AEL · Entity 9766 | SaleCommon Stock | 100,000 | $27.53 | $2,753,440.00 |
DisclosureSEC source: 0001039828-17-000018 · wf-form4_148796276589461.xml · nonDerivative · entry 1 NOBLE DAVID J · CIK 0001260543 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Twenty Services Disclosed balance after: 137,000 F1 · balance_after: The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| December 27, 2016 Filed Feb 13, 2017 23:31 UTC | American National Group Inc. AEL · Entity 9766 | GiftCommon Stock | 390 | $22.82 | $8,899.37 |
DisclosureSEC source: 0001039828-17-000012 · wf-form5_148702866892667.xml · nonDerivative · entry 2 NOBLE DAVID J · CIK 0001260543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,538,375 Read SEC document |
| October 06, 2016 Filed Feb 13, 2017 23:31 UTC | American National Group Inc. AEL · Entity 9766 | GiftCommon Stock | 2,764 | $18.02 | $49,807.28 |
DisclosureSEC source: 0001039828-17-000012 · wf-form5_148702866892667.xml · nonDerivative · entry 1 NOBLE DAVID J · CIK 0001260543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,538,765 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.