AMP

SEC source: 0001415889-23-016533 · form4-12152023_091251.xml · nonDerivative · entry 2

Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,457

SEC source: 0001415889-23-016533 · form4-12152023_091251.xml · nonDerivative · entry 1

Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-23-016394 · form4-12132023_091208.xml · derivative · entry 6

CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,834

Underlying: Common Stock · 40,000 shares

Expires 2028-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

SEC source: 0001415889-23-016394 · form4-12132023_091208.xml · nonDerivative · entry 4

CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,103

F2 · price: Reflects the weighted average price of 8,442 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on December 11, 2023 with sale prices ranging from $365.4057 to $366.346 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-23-016394 · form4-12132023_091208.xml · nonDerivative · entry 3

CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,545

F1 · price: Reflects the weighted average price of 1,506 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on December 11, 2023 with sale prices ranging from $365.1291 to $365.2108 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-23-016394 · form4-12132023_091208.xml · nonDerivative · entry 2

CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,051

SEC source: 0001415889-23-016394 · form4-12132023_091208.xml · nonDerivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-23-016957 · form4-12272023_091205.xml · nonDerivative · entry 2

Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,183

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001415889-23-016262 · form4-12122023_011213.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's Rev Trust

Disclosed balance after: 550

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

F2 · balance_after: Balances reflect that 600 shares previously reported as gifts from the reporting person's direct holdings should have been reported as gifts from the reporting person's revocable trust.

SEC source: 0001415889-23-015943 · form4-12062023_111251.xml · nonDerivative · entry 1

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 12,126

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001415889-23-014677 · form4-11012023_101106.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,025

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001415889-23-014678 · form4-11012023_101133.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,223.83

Underlying: Common Stock · 130.6041 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

SEC source: 0001415889-23-011940 · form4-08082023_110843.xml · derivative · entry 8

Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,025 shares

Expires 2029-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

SEC source: 0001415889-23-011940 · form4-08082023_110843.xml · derivative · entry 7

Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,382

Underlying: Common Stock · 15,000 shares

Expires 2028-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

SEC source: 0001415889-23-011940 · form4-08082023_110843.xml · nonDerivative · entry 5

Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,048

F2 · price: Reflects the weighted average price of 6,312 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 4, 2023 with sale prices ranging from $351.8222 to $352.36 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-23-011940 · form4-08082023_110843.xml · nonDerivative · entry 4

Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,360

F1 · price: Reflects the weighted average price of 6,730 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 4, 2023 with sale prices ranging from $350.48 to $351.355 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-23-011940 · form4-08082023_110843.xml · nonDerivative · entry 3

Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,090

SEC source: 0001415889-23-011940 · form4-08082023_110843.xml · nonDerivative · entry 2

Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-23-011940 · form4-08082023_110843.xml · nonDerivative · entry 1

Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-23-011897 · form4-08072023_080810.xml · derivative · entry 5

CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,834

Underlying: Common Stock · 40,000 shares

Expires 2028-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

SEC source: 0001415889-23-011897 · form4-08072023_080810.xml · nonDerivative · entry 3

CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,103

F1 · price: Reflects the weighted average price of 9,616 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 3, 2023 with sale prices ranging from $353.2626 to $354.2287 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-23-011897 · form4-08072023_080810.xml · nonDerivative · entry 2

CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,719

SEC source: 0001415889-23-011897 · form4-08072023_080810.xml · nonDerivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-23-011806 · form4-08032023_080847.xml · nonDerivative · entry 1

Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,710

F1 · price: Reflects the weighted average price of 2,418 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 1, 2023 with sale prices ranging from $348.67 to $348.97 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-23-011770 · form4-08022023_090837.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,080.7131

Underlying: Common Stock · 118.3814 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

SEC source: 0001415889-23-011649 · form4-08012023_080816.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,325

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001415889-23-011192 · form4-07172023_100701.xml · derivative · entry 5

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,386.3527

Underlying: Common Stock · 628.944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F4 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F4 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-23-011192 · form4-07172023_100701.xml · nonDerivative · entry 2

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,675

F2 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings.

SEC source: 0001415889-23-011192 · form4-07172023_100701.xml · nonDerivative · entry 1

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,303.944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

SEC source: 0001415889-23-011190 · form4-07172023_100737.xml · derivative · entry 3

Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 863.3673

Underlying: Common Stock · 129.0351 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-23-011190 · form4-07172023_100737.xml · nonDerivative · entry 2

Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,128

SEC source: 0001415889-23-011190 · form4-07172023_100737.xml · nonDerivative · entry 1

Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,184.0351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

SEC source: 0001415889-23-011187 · form4-07172023_100745.xml · derivative · entry 4

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 888.0438

Underlying: Common Stock · 390.5191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-23-011187 · form4-07172023_100745.xml · nonDerivative · entry 2

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,166

SEC source: 0001415889-23-011187 · form4-07172023_100745.xml · nonDerivative · entry 1

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,345.5191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

SEC source: 0001415889-23-016957 · form4-12272023_091205.xml · nonDerivative · entry 1

Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,465

SEC source: 0001415889-23-007008 · form4-04282023_080415.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,625

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001415889-23-007001 · form4-04282023_080425.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,949.2294

Underlying: Common Stock · 136.4042 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F3 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

SEC source: 0001415889-23-007008 · form4-04282023_080415.xml · derivative · entry 5

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,168.7932

Underlying: Common Stock · 649.5504 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F3 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-23-007006 · form4-04282023_080425.xml · derivative · entry 1

WALTER W EDWARD · CIK 0001194638 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,645.0069

Underlying: Common Stock · 649.5504 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-23-007005 · form4-04282023_080417.xml · derivative · entry 1

Pimentel Armando Jr · CIK 0001427404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,024.181

Underlying: Common Stock · 649.5504 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-23-007003 · form4-04282023_080422.xml · derivative · entry 1

NEAL BLIXT DIANNE · CIK 0001242260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,284.076

Underlying: Common Stock · 649.5504 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-23-007001 · form4-04282023_080425.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,006.468

Underlying: Common Stock · 649.5504 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-23-006997 · form4-04282023_080451.xml · derivative · entry 1

Shea Brian T · CIK 0001502259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,316.6785

Underlying: Common Stock · 649.5504 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-23-006995 · form4-04282023_080454.xml · derivative · entry 1

DiGeso Amy · CIK 0001325475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,284.076

Underlying: Common Stock · 649.5504 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-23-002754 · form4-02172023_090220.xml · nonDerivative · entry 1

Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,360

F1 · price: Reflects the weighted average price of 10,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 15, 2023 with sale prices ranging from $351.9561 to $352.45 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price

SEC source: 0001415889-23-002702 · form4-02162023_090219.xml · nonDerivative · entry 1

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,955

SEC source: 0001415889-23-002549 · form4-02142023_110220.xml · nonDerivative · entry 1

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 17,489

F1 · price: Reflects the weighted average price of 11,480 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 13, 2023 with sale prices ranging from $354.986 to $355.5541 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-23-002554 · form4-02142023_110208.xml · derivative · entry 1

Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,333.7214

Underlying: Common Stock · 441.4834 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-23-002552 · form4-02142023_110243.xml · derivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,547.9622

Underlying: Common Stock · 1,161.61 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.