Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2020 Filed Feb 19, 2020 22:02 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantCommon Stock | 9,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001858 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,182 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:02 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantPhantom Stock · Derivative | 587.1826 | $178.82 | $104,999.99 |
DisclosureSEC source: 0001179110-20-001857 · edgar.xml · derivative · entry 7 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,171.3829 Underlying: Common Stock · 587.1826 shares Expires not disclosed F4 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F5 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F5 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:02 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 11,219 | $178.82 | $2,006,181.58 |
DisclosureSEC source: 0001179110-20-001857 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,798 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:02 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantCommon Stock | 20,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001857 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,224 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:01 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantPhantom Stock · Derivative | 318.7563 | $178.82 | $57,000.00 |
DisclosureSEC source: 0001179110-20-001855 · edgar.xml · derivative · entry 4 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,779.044 Underlying: Common Stock · 318.7563 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:01 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 4,893 | $178.82 | $874,966.26 |
DisclosureSEC source: 0001179110-20-001855 · edgar.xml · nonDerivative · entry 2 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,315 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:01 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantCommon Stock | 8,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001855 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,208 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:01 UTC |
Kupper RandyEVP Technology and CIO
|
Tax withholdingCommon Stock | 4,603 | $178.82 | $823,108.46 |
DisclosureSEC source: 0001179110-20-001854 · edgar.xml · nonDerivative · entry 2 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,064 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:01 UTC |
Kupper RandyEVP Technology and CIO
|
GrantCommon Stock | 7,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001854 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,667 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:00 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 10,815 | $178.82 | $1,933,938.30 |
DisclosureSEC source: 0001179110-20-001853 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,971 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:00 UTC |
MOORE COLINEVP & Global CIO
|
GrantCommon Stock | 19,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001853 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,786 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:00 UTC |
Hutt John R.Sr Vice Pres and Controller
|
GrantPhantom Stock · Derivative | 79.6891 | $178.82 | $14,250.00 |
DisclosureSEC source: 0001179110-20-001852 · edgar.xml · derivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608.7582 Underlying: Common Stock · 79.6891 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:59 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantPhantom Stock · Derivative | 1,623.1406 | $178.82 | $290,250.00 |
DisclosureSEC source: 0001179110-20-001851 · edgar.xml · derivative · entry 9 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,271.3094 Underlying: Common Stock · 1,623.1406 shares Expires not disclosed F5 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F6 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F6 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:59 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 37,172 | $178.82 | $6,647,097.04 |
DisclosureSEC source: 0001179110-20-001851 · edgar.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,165 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:59 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantCommon Stock | 76,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001851 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,337 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:59 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 46,081 | $178.28 | $8,215,265.38 |
DisclosureSEC source: 0001179110-20-001851 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,241 F1 · price: Reflects the weighted average price of 46,081 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 18, 2020 with sale prices ranging from $177.92 to $178.82 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:59 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
GrantPhantom Stock · Derivative | 197.6848 | $178.82 | $35,350.00 |
DisclosureSEC source: 0001179110-20-001849 · edgar.xml · derivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054.7082 Underlying: Common Stock · 197.6848 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 22:27 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,120 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-20-001392 · edgar.xml · derivative · entry 6 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,120 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 22:27 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
SaleCommon Stock | 530 | $175.72 | $93,131.60 |
DisclosureSEC source: 0001179110-20-001392 · edgar.xml · nonDerivative · entry 4 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,784 Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 22:27 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 4,000 | $175.32 | $701,280.00 |
DisclosureSEC source: 0001179110-20-001392 · edgar.xml · nonDerivative · entry 3 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,314 Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 22:27 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionCommon Stock | 6,120 | $87.79 | $537,274.80 |
DisclosureSEC source: 0001179110-20-001392 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 22:26 UTC |
Kupper RandyEVP Technology and CIO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 21,416 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-20-001389 · edgar.xml · derivative · entry 8 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,416 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 22:26 UTC |
Kupper RandyEVP Technology and CIO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,523 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-20-001389 · edgar.xml · derivative · entry 7 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,523 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 22:26 UTC |
Kupper RandyEVP Technology and CIO
|
SaleCommon Stock | 7,115 | $175.42 | $1,248,120.42 |
DisclosureSEC source: 0001179110-20-001389 · edgar.xml · nonDerivative · entry 5 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,887 F1 · price: Reflects the weighted average price of 7,115 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 7, 2020 with sale prices ranging from $175.372 to $175.485 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 22:26 UTC |
Kupper RandyEVP Technology and CIO
|
Tax withholdingCommon Stock | 15,824 | $175.91 | $2,783,599.84 |
DisclosureSEC source: 0001179110-20-001389 · edgar.xml · nonDerivative · entry 4 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,002 Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 22:26 UTC |
Kupper RandyEVP Technology and CIO
|
Exercise / conversionCommon Stock | 21,416 | $87.79 | $1,880,110.64 |
DisclosureSEC source: 0001179110-20-001389 · edgar.xml · nonDerivative · entry 3 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 22:26 UTC |
Kupper RandyEVP Technology and CIO
|
Exercise / conversionCommon Stock | 1,523 | $107.61 | $163,890.03 |
DisclosureSEC source: 0001179110-20-001389 · edgar.xml · nonDerivative · entry 2 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 22:27 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 84 | $175.91 | $14,776.44 |
DisclosureSEC source: 0001179110-20-001392 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,194 Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 22:25 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 293 | $175.91 | $51,541.63 |
DisclosureSEC source: 0001179110-20-001388 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,212 Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 22:25 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 339 | $175.91 | $59,633.49 |
DisclosureSEC source: 0001179110-20-001386 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,334 Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 22:27 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 358 | $175.91 | $62,975.78 |
DisclosureSEC source: 0001179110-20-001394 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,798 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 22:27 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 193 | $175.91 | $33,950.63 |
DisclosureSEC source: 0001179110-20-001393 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,456 Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 22:26 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 674 | $175.91 | $118,563.34 |
DisclosureSEC source: 0001179110-20-001391 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,521 Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 22:26 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 2,142 | $175.91 | $376,799.22 |
DisclosureSEC source: 0001179110-20-001390 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,322 Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 22:26 UTC |
Kupper RandyEVP Technology and CIO
|
Tax withholdingCommon Stock | 136 | $175.91 | $23,923.76 |
DisclosureSEC source: 0001179110-20-001389 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,887 Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 22:25 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Tax withholdingCommon Stock | 47 | $175.91 | $8,267.77 |
DisclosureSEC source: 0001179110-20-001387 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,814 Read SEC document |
| February 04, 2020 Filed Feb 24, 2020 21:20 UTC |
Sharpe Robert Francis JRDirector
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002087 · edgar.xml · nonDerivative · entry 1 Sharpe Robert Francis JR · CIK 0001340573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,180 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:10 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 104.5026 | $167.46 | $17,500.01 |
DisclosureSEC source: 0001179110-20-001138 · edgar.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,770.5754 Underlying: Common Stock · 104.5026 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 21:47 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 790 | $165.41 | $130,673.90 |
DisclosureSEC source: 0001179110-20-001012 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,673 Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 21:48 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 912 | $165.41 | $150,853.92 |
DisclosureSEC source: 0001179110-20-001016 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,976 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 21:48 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 5,722 | $165.41 | $946,476.02 |
DisclosureSEC source: 0001179110-20-001014 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,464 Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 21:48 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 761 | $165.41 | $125,877.01 |
DisclosureSEC source: 0001179110-20-001013 · edgar.xml · nonDerivative · entry 5 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,505 Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 21:48 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 1,358 | $165.41 | $224,626.78 |
DisclosureSEC source: 0001179110-20-001015 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,195 Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 21:47 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 611 | $165.41 | $101,065.51 |
DisclosureSEC source: 0001179110-20-001011 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,649 Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 21:47 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 309 | $165.41 | $51,111.69 |
DisclosureSEC source: 0001179110-20-001010 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,278 Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 21:46 UTC |
Kupper RandyEVP Technology and CIO
|
Tax withholdingCommon Stock | 396 | $165.41 | $65,502.36 |
DisclosureSEC source: 0001179110-20-001008 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,023 Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 21:47 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Tax withholdingCommon Stock | 73 | $165.41 | $12,074.93 |
DisclosureSEC source: 0001179110-20-001009 · edgar.xml · nonDerivative · entry 2 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,861 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:47 UTC |
MOORE COLINEVP & Global CIO
|
GrantEmployee Stock Option (right to buy) · Derivative | 24,772 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001179110-20-001012 · edgar.xml · derivative · entry 3 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,772 Underlying: Common Stock · 24,772 shares Expires 2030-01-31 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2020. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:47 UTC |
MOORE COLINEVP & Global CIO
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GrantCommon Stock | 5,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001012 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,463 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:48 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
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GrantEmployee Stock Option (right to buy) · Derivative | 28,546 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001179110-20-001016 · edgar.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,546 Underlying: Common Stock · 28,546 shares Expires 2030-01-31 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.