Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 8 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 20, 2009 Filed Jan 22, 2009 20:35 UTC |
Maclin Samuel ToddExecutive Vice President
|
GrantRestricted Stock Units · Derivative | 102,644 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-001852 · doc4.xml · derivative · entry 1 Maclin Samuel Todd · CIK 0001298816 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,644 Underlying: Common Stock · 102,644 shares Expires 2012-01-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 25, 2011 and 50% on January 25, 2012. Read SEC document |
| January 20, 2009 Filed Jan 23, 2009 01:36 UTC |
MILLER HEIDIExecutive Vice President
|
GrantStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-09-001853 · doc4.xml · derivative · entry 2 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2019-01-20 F3 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 20, 2009 Filed Jan 23, 2009 01:36 UTC |
MILLER HEIDIExecutive Vice President
|
GrantRestricted Stock Units · Derivative | 102,644 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-001853 · doc4.xml · derivative · entry 1 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,644 Underlying: Common Stock · 102,644 shares Expires 2012-01-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 25, 2011 and 50% on January 25, 2012. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 20:36 UTC |
Rauchenberger LouisCorporate Controller
|
GrantStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-09-001854 · doc4.xml · derivative · entry 2 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2019-01-20 F3 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 20:36 UTC |
Rauchenberger LouisCorporate Controller
|
GrantRestricted Stock Units · Derivative | 35,926 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-001854 · doc4.xml · derivative · entry 1 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,926 Underlying: Common Stock · 35,926 shares Expires 2012-01-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 25, 2011 and 50% on January 25, 2012. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 20:36 UTC |
STALEY JAMES EManaging Director
|
GrantStock Appreciation Rights · Derivative | 500,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-09-001855 · doc4.xml · derivative · entry 2 STALEY JAMES E · CIK 0001197620 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2019-01-20 F3 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 20:36 UTC |
STALEY JAMES EManaging Director
|
GrantRestricted Stock Units · Derivative | 115,474 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-001855 · doc4.xml · derivative · entry 1 STALEY JAMES E · CIK 0001197620 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,474 Underlying: Common Stock · 115,474 shares Expires 2012-01-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 25, 2011 and 50% on January 25, 2012. Read SEC document |
| January 20, 2009 Filed Jan 23, 2009 01:36 UTC |
Smith GordonExecutive Vice President
|
GrantStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-09-001856 · doc4.xml · derivative · entry 2 Smith Gordon · CIK 0001311487 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2019-01-25 F3 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 20, 2009 Filed Jan 23, 2009 01:36 UTC |
Smith GordonExecutive Vice President
|
GrantRestricted Stock Units · Derivative | 102,644 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-001856 · doc4.xml · derivative · entry 1 Smith Gordon · CIK 0001311487 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,644 Underlying: Common Stock · 102,644 shares Expires 2012-01-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 25, 2011 and 50% on January 25, 2012. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 20:36 UTC |
ZUBROW BARRY LChief Risk Officer
|
GrantStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-09-001857 · doc4.xml · derivative · entry 2 ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2019-01-20 F3 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 20:36 UTC |
ZUBROW BARRY LChief Risk Officer
|
GrantRestricted Stock Units · Derivative | 89,813 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-001857 · doc4.xml · derivative · entry 1 ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,813 Underlying: Common Stock · 89,813 shares Expires 2012-01-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 25, 2011 and 50% on January 25, 2012. Read SEC document |
| January 20, 2009 Filed Jan 23, 2009 01:37 UTC |
SCHARF CHARLES WExecutive Vice President
|
GrantStock Appreciation Rights · Derivative | 300,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-09-001858 · doc4.xml · derivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2019-01-20 F3 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 20, 2009 Filed Jan 23, 2009 01:37 UTC |
SCHARF CHARLES WExecutive Vice President
|
GrantRestricted Stock Units · Derivative | 102,644 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-001858 · doc4.xml · derivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,644 Underlying: Common Stock · 102,644 shares Expires 2012-01-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 25, 2011 and 50% on January 25, 2012. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 20:37 UTC |
WINTERS WILLIAM TManaging Director
|
GrantStock Appreciation Rights · Derivative | 700,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-09-001859 · doc4.xml · derivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2019-01-20 F1 · derivative.exercise_date: The stock options awarded in the form of Stock Appreciation Rights (SARs) are in lieu of any cash bonus or other equity awards. SARs, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 16, 2009 Filed Jan 21, 2009 21:19 UTC |
MILLER HEIDIExecutive Vice President
|
PurchaseCommon Stock | 1,800 | $22.44 | $40,392.00 |
DisclosureSEC source: 0001225208-09-001689 · doc4.xml · nonDerivative · entry 2 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · As Custodian For Children Disclosed balance after: 5,184 Read SEC document |
| January 16, 2009 Filed Jan 21, 2009 21:19 UTC |
MILLER HEIDIExecutive Vice President
|
PurchaseCommon Stock | 1,800 | $22.45 | $40,410.00 |
DisclosureSEC source: 0001225208-09-001689 · doc4.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · As Custodian For Children Disclosed balance after: 3,384 Read SEC document |
| January 16, 2009 Filed Jan 21, 2009 21:21 UTC |
DIMON JAMESDirector · Chairman & CEO
|
PurchaseCommon Stock | 500,000 | $22.93 | $11,464,600.00 |
DisclosureSEC source: 0001225208-09-001690 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,545,503 Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 16:24 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock | 713.6061 | $31.53 | $22,500.00 |
DisclosureSEC source: 0001225208-09-000445 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,564.7649 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 21:24 UTC |
WELDON WILLIAM CDirector
|
GrantCommon Stock | 594.6717 | $31.53 | $18,750.00 |
DisclosureSEC source: 0001225208-09-000446 · doc4.xml · nonDerivative · entry 1 WELDON WILLIAM C · CIK 0001189019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,397.7276 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 16:24 UTC |
BOWLES CRANDALL CLOSEDirector
|
GrantCommon Stock | 673.9613 | $31.53 | $21,250.00 |
DisclosureSEC source: 0001225208-09-000447 · doc4.xml · nonDerivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,772.6653 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 21:24 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock | 594.6717 | $31.53 | $18,750.00 |
DisclosureSEC source: 0001225208-09-000448 · doc4.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,946.3077 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 16:24 UTC |
COTE DAVID MDirector
|
GrantCommon Stock | 594.6717 | $31.53 | $18,750.00 |
DisclosureSEC source: 0001225208-09-000449 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,262.0062 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 16:24 UTC |
CROWN JAMES SDirector
|
GrantCommon Stock | 713.6061 | $31.53 | $22,500.00 |
DisclosureSEC source: 0001225208-09-000450 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,635.7329 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 16:24 UTC |
JACKSON LABANDirector
|
GrantCommon Stock | 792.8957 | $31.53 | $25,000.00 |
DisclosureSEC source: 0001225208-09-000451 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,580.0161 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 21:24 UTC |
NOVAK DAVID CDirector
|
GrantCommon Stock | 713.6061 | $31.53 | $22,500.00 |
DisclosureSEC source: 0001225208-09-000452 · doc4.xml · nonDerivative · entry 1 NOVAK DAVID C · CIK 0001211696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,848.1962 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 11, 2008 Filed Jul 27, 2010 20:53 UTC |
MILLER HEIDIExecutive Vice President
|
GiftCommon Stock | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-017635 · doc4.xml · nonDerivative · entry 3 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · As Custodian For Children Disclosed balance after: 2,554 Read SEC document |
| December 11, 2008 Filed Jul 27, 2010 20:53 UTC |
MILLER HEIDIExecutive Vice President
|
GiftCommon Stock | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-017635 · doc4.xml · nonDerivative · entry 2 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,255.1001 Read SEC document |
| November 12, 2008 Filed Dec 29, 2008 12:27 UTC |
Bisignano FrankChief Administrative Officer
|
GiftCommon Stock | 157 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-019917 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,653 Read SEC document |
| November 03, 2008 Filed Nov 4, 2008 15:59 UTC |
MANDELBAUM JAYExecutive Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0001225208-08-017314 · doc4.xml · derivative · entry 3 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,000 Underlying: Common Stock · 50,000 shares Expires 2009-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2008 Filed Nov 4, 2008 15:59 UTC |
MANDELBAUM JAYExecutive Vice President
|
Tax withholdingCommon Stock | 43,103 | $40.73 | $1,755,369.68 |
DisclosureSEC source: 0001225208-08-017314 · doc4.xml · nonDerivative · entry 2 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,016 Read SEC document |
| November 03, 2008 Filed Nov 4, 2008 15:59 UTC |
MANDELBAUM JAYExecutive Vice President
|
Exercise / conversionCommon Stock | 50,000 | $29.96 | $1,498,000.00 |
DisclosureSEC source: 0001225208-08-017314 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2008 Filed Oct 27, 2008 13:01 UTC |
Bisignano FrankChief Administrative Officer
|
Tax withholdingCommon Stock | 36,573 | $36.12 | $1,321,016.76 |
DisclosureSEC source: 0001225208-08-016764 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,810 Read SEC document |
| October 21, 2008 Filed Oct 23, 2008 20:35 UTC |
DIMON JAMESDirector · Chairman & CEO
|
PurchasePreferred Stock, Series I | 605 | $842.22 | $509,543.10 |
DisclosureSEC source: 0001225208-08-016595 · doc4.xml · nonDerivative · entry 7 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust "C" Disclosed balance after: 605 F1 · security: Purchase of depositary shares, each representing a one-tenth interest in a share of JPMorgan Chase & Co. Fixed-to-Floating Rate Non-Cumulative Preferred Stock , Series I. F3 · ownership.nature: Reporting person disclaims beneficial ownership of such shares. Read SEC document |
| October 21, 2008 Filed Oct 23, 2008 20:35 UTC |
DIMON JAMESDirector · Chairman & CEO
|
PurchasePreferred Stock, Series I | 2,968 | $842.22 | $2,499,708.96 |
DisclosureSEC source: 0001225208-08-016595 · doc4.xml · nonDerivative · entry 6 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust "B" Disclosed balance after: 2,968 F1 · security: Purchase of depositary shares, each representing a one-tenth interest in a share of JPMorgan Chase & Co. Fixed-to-Floating Rate Non-Cumulative Preferred Stock , Series I. F2 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. Read SEC document |
| October 21, 2008 Filed Oct 23, 2008 20:35 UTC |
DIMON JAMESDirector · Chairman & CEO
|
PurchasePreferred Stock, Series I | 2,103 | $842.22 | $1,771,188.66 |
DisclosureSEC source: 0001225208-08-016595 · doc4.xml · nonDerivative · entry 5 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust "A" Disclosed balance after: 2,103 F1 · security: Purchase of depositary shares, each representing a one-tenth interest in a share of JPMorgan Chase & Co. Fixed-to-Floating Rate Non-Cumulative Preferred Stock , Series I. F3 · ownership.nature: Reporting person disclaims beneficial ownership of such shares. Read SEC document |
| October 21, 2008 Filed Oct 23, 2008 20:35 UTC |
DIMON JAMESDirector · Chairman & CEO
|
PurchasePreferred Stock, Series I | 1,246 | $842.22 | $1,049,406.12 |
DisclosureSEC source: 0001225208-08-016595 · doc4.xml · nonDerivative · entry 4 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's GRAT Disclosed balance after: 1,246 F1 · security: Purchase of depositary shares, each representing a one-tenth interest in a share of JPMorgan Chase & Co. Fixed-to-Floating Rate Non-Cumulative Preferred Stock , Series I. F3 · ownership.nature: Reporting person disclaims beneficial ownership of such shares. Read SEC document |
| October 21, 2008 Filed Oct 23, 2008 20:35 UTC |
DIMON JAMESDirector · Chairman & CEO
|
PurchasePreferred Stock, Series I | 2,793 | $842.22 | $2,352,320.46 |
DisclosureSEC source: 0001225208-08-016595 · doc4.xml · nonDerivative · entry 3 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 2,793 F1 · security: Purchase of depositary shares, each representing a one-tenth interest in a share of JPMorgan Chase & Co. Fixed-to-Floating Rate Non-Cumulative Preferred Stock , Series I. F2 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. Read SEC document |
| October 21, 2008 Filed Oct 23, 2008 20:35 UTC |
DIMON JAMESDirector · Chairman & CEO
|
PurchasePreferred Stock, Series I | 1,266 | $842.22 | $1,066,250.52 |
DisclosureSEC source: 0001225208-08-016595 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 1,266 F1 · security: Purchase of depositary shares, each representing a one-tenth interest in a share of JPMorgan Chase & Co. Fixed-to-Floating Rate Non-Cumulative Preferred Stock , Series I. Read SEC document |
| October 21, 2008 Filed Oct 23, 2008 20:35 UTC |
DIMON JAMESDirector · Chairman & CEO
|
PurchasePreferred Stock, Series I | 1,494 | $842.22 | $1,258,276.68 |
DisclosureSEC source: 0001225208-08-016595 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Charitable Trust Disclosed balance after: 1,494 F1 · security: Purchase of depositary shares, each representing a one-tenth interest in a share of JPMorgan Chase & Co. Fixed-to-Floating Rate Non-Cumulative Preferred Stock , Series I. F2 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. Read SEC document |
| October 20, 2008 Filed Oct 22, 2008 16:05 UTC |
NOVAK DAVID CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,640 | $0.00 Strike: $27.92 | $0.00 |
DisclosureSEC source: 0001225208-08-016439 · doc4.xml · derivative · entry 2 NOVAK DAVID C · CIK 0001211696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,640 shares Expires 2009-04-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2008 Filed Oct 22, 2008 16:05 UTC |
NOVAK DAVID CDirector
|
Exercise / conversionCommon Stock | 2,640 | $27.92 | $73,708.80 |
DisclosureSEC source: 0001225208-08-016439 · doc4.xml · nonDerivative · entry 1 NOVAK DAVID C · CIK 0001211696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,791.3266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2008 Filed Oct 21, 2008 15:03 UTC |
WINTERS WILLIAM TManaging Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 370,000 | $0.00 Strike: $34.65 | $0.00 |
DisclosureSEC source: 0001225208-08-016425 · doc4.xml · derivative · entry 3 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 370,000 shares Expires 2009-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2008 Filed Oct 21, 2008 15:03 UTC |
WINTERS WILLIAM TManaging Director
|
Tax withholdingCommon Stock | 339,244 | $40.23 | $13,646,089.90 |
DisclosureSEC source: 0001225208-08-016425 · doc4.xml · nonDerivative · entry 2 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,386,705.3721 F1 · balance_after: Includes adjustment of 120,645 shares from indirect to direct ownership. Read SEC document |
| October 17, 2008 Filed Oct 21, 2008 15:03 UTC |
WINTERS WILLIAM TManaging Director
|
Exercise / conversionCommon Stock | 370,000 | $34.65 | $12,821,314.00 |
DisclosureSEC source: 0001225208-08-016425 · doc4.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725,949.3721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2008 Filed Oct 21, 2008 19:05 UTC |
MILLER HEIDIExecutive Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 132,000 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0001225208-08-016426 · doc4.xml · derivative · entry 5 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,000 Underlying: Common Stock · 132,000 shares Expires 2009-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2008 Filed Oct 21, 2008 19:05 UTC |
MILLER HEIDIExecutive Vice President
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Tax withholdingCommon Stock | 113,073 | $40.23 | $4,548,361.43 |
DisclosureSEC source: 0001225208-08-016426 · doc4.xml · nonDerivative · entry 2 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,606.1001 Read SEC document |
| October 17, 2008 Filed Oct 21, 2008 19:05 UTC |
MILLER HEIDIExecutive Vice President
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Exercise / conversionCommon Stock | 132,000 | $29.96 | $3,954,720.00 |
DisclosureSEC source: 0001225208-08-016426 · doc4.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,679.1001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2008 Filed Oct 20, 2008 16:44 UTC |
JACKSON LABANDirector
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PurchasePreferred Stock, Series J | 15,000 | $24.56 | $368,437.50 |
DisclosureSEC source: 0001225208-08-016408 · doc4.xml · nonDerivative · entry 2 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F2 · acquired: Purchase of depositary shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 8.625% Non-Cumulative Preferred Stock , Series J. Read SEC document |
| October 16, 2008 Filed Oct 20, 2008 16:44 UTC |
JACKSON LABANDirector
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PurchasePreferred Stock, Series I | 400 | $810.00 | $324,000.00 |
DisclosureSEC source: 0001225208-08-016408 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 F1 · acquired: Purchase of depositary shares, each representing a one-tenth interest in a share of JPMorgan Chase & Co. Fixed-to-Floating Rate Non-Cumulative Preferred Stock , Series I. Read SEC document |
| October 16, 2008 Filed Oct 20, 2008 16:46 UTC |
CROWN JAMES SDirector
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Exercise / conversionStock Option (Right to Buy) · Derivative | 2,640 | $0.00 Strike: $27.92 | $0.00 |
DisclosureSEC source: 0001225208-08-016409 · doc4.xml · derivative · entry 10 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,640 shares Expires 2009-04-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.