Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date September 30, 2009 · Filed October 01, 2009
Section 16 reporting ended · disclosed 2009-10-01. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2009 Filed Sep 1, 2009 18:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 80,000 | $43.03 | $3,442,400.00 |
DisclosureSEC source: 0001225208-09-018231 · doc4.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,244,920.7869 F1 · kind: Shares sold pursuant to 10b5-1 Plan dated August 13, 2009. Read SEC document |
| January 25, 2009 Filed Jan 27, 2009 13:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 70,530 | $23.20 | $1,635,943.35 |
DisclosureSEC source: 0001225208-09-002038 · doc4.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,319,216.023 Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 20:37 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 700,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-09-001859 · doc4.xml · derivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2019-01-20 F1 · derivative.exercise_date: The stock options awarded in the form of Stock Appreciation Rights (SARs) are in lieu of any cash bonus or other equity awards. SARs, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| October 17, 2008 Filed Oct 21, 2008 15:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 370,000 | $0.00 Strike: $34.65 | $0.00 |
DisclosureSEC source: 0001225208-08-016425 · doc4.xml · derivative · entry 3 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 370,000 shares Expires 2009-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2008 Filed Oct 21, 2008 15:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 339,244 | $40.23 | $13,646,089.90 |
DisclosureSEC source: 0001225208-08-016425 · doc4.xml · nonDerivative · entry 2 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,386,705.3721 F1 · balance_after: Includes adjustment of 120,645 shares from indirect to direct ownership. Read SEC document |
| October 17, 2008 Filed Oct 21, 2008 15:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 370,000 | $34.65 | $12,821,314.00 |
DisclosureSEC source: 0001225208-08-016425 · doc4.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725,949.3721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 17:09 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 26,768 | $44.53 | $1,191,845.20 |
DisclosureSEC source: 0001225208-08-001623 · doc4.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,225,911.7287 Read SEC document |
| January 24, 2008 Filed Jan 25, 2008 15:41 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 111,000 | $0.00 Strike: $35.39 | $0.00 |
DisclosureSEC source: 0001225208-08-001533 · doc4.xml · derivative · entry 5 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 111,000 shares Expires 2008-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2008 Filed Jan 25, 2008 15:41 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 96,620 | $45.14 | $4,360,943.70 |
DisclosureSEC source: 0001225208-08-001533 · doc4.xml · nonDerivative · entry 3 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252,679.7287 Read SEC document |
| January 24, 2008 Filed Jan 25, 2008 15:41 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 14,500 | $44.45 | $644,539.50 |
DisclosureSEC source: 0001225208-08-001533 · doc4.xml · nonDerivative · entry 2 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,349,299.7287 Read SEC document |
| January 24, 2008 Filed Jan 25, 2008 15:41 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 111,000 | $35.39 | $3,928,134.60 |
DisclosureSEC source: 0001225208-08-001533 · doc4.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,363,799.7287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 21:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 400,000 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001225208-08-001434 · doc4.xml · derivative · entry 3 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2018-01-22 F2 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant. Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 21:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 369,069 | $39.83 | $14,700,018.27 |
DisclosureSEC source: 0001225208-08-001434 · doc4.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252,799.7287 F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011. Read SEC document |
| January 18, 2007 Filed Jan 19, 2007 16:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 213,472 | $48.25 | $10,300,024.00 |
DisclosureSEC source: 0000019617-07-000074 · win949.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875,767.9353 F1 · kind: Award of restricted stock units vests 50% on January 25, 2009 and 50% on January 25, 2010. Read SEC document |
| August 14, 2006 Filed Aug 16, 2006 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Options (Rights to Buy) · Derivative | 92,500 | $0.00 Strike: $29.17 | $0.00 |
DisclosureSEC source: 0000019617-06-000468 · win890.xml · derivative · entry 4 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 92,500 shares Expires 2007-07-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2006 Filed Aug 16, 2006 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 74,025 | $44.11 | $3,264,872.63 |
DisclosureSEC source: 0000019617-06-000468 · win890.xml · nonDerivative · entry 2 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,990.3158 Read SEC document |
| August 14, 2006 Filed Aug 16, 2006 11:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 92,500 | $29.17 | $2,698,447.00 |
DisclosureSEC source: 0000019617-06-000468 · win890.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735,015.3158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2006 Filed Jan 20, 2006 17:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 130,574 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-06-000050 · win784.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,853.3121 F1 · kind: This award of restricted stock units will vest 50% on January 25, 2008 and 50% on January 25, 2009. All other award terms are substantially the same as those of the restricted stock units granted on January 20, 2005. Read SEC document |
| October 20, 2005 Filed Oct 24, 2005 16:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Options (Rights to Buy) · Derivative | 1,629 | $0.00 Strike: $20.44 | $0.00 |
DisclosureSEC source: 0000019617-05-000575 · win716.xml · derivative · entry 5 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,629 shares Expires 2006-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2005 Filed Oct 24, 2005 16:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 350,000 | $0.00 Strike: $34.78 | $0.00 |
DisclosureSEC source: 0000019617-05-000575 · win716.xml · derivative · entry 4 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires 2015-10-20 F1 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 20, 2008. Read SEC document |
| October 20, 2005 Filed Oct 24, 2005 16:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 957 | $34.78 | $33,279.68 |
DisclosureSEC source: 0000019617-05-000575 · win716.xml · nonDerivative · entry 2 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,681.2035 Read SEC document |
| October 20, 2005 Filed Oct 24, 2005 16:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 1,629 | $20.44 | $33,295.46 |
DisclosureSEC source: 0000019617-05-000575 · win716.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,638.2035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2005 Filed Jan 24, 2005 15:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 89,672 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-05-000061 · win610.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,858 Read SEC document |
| July 30, 2004 Filed Aug 2, 2004 15:31 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 38,923 | $37.14 | $1,445,405.61 |
DisclosureSEC source: 0000019617-04-000321 · win465.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,186 Read SEC document |
| July 06, 2004 Filed Jul 6, 2004 16:37 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 120,645 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-04-000310 · win449.xml · nonDerivative · entry 2 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 120,645 Read SEC document |
| July 06, 2004 Filed Jul 6, 2004 16:37 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 120,645 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-04-000310 · win449.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,679.0674 Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 17:19 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Right · Derivative | 367,868 | $0.00 Strike: $39.96 | $0.00 |
DisclosureSEC source: 0000019617-04-000184 · win413.xml · derivative · entry 2 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,868 Underlying: Common Stock · 367,868 shares Expires 2014-02-11 F1 · derivative.exercise_date: Vests in two equal annual installments beginning January 25, 2006. Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 17:19 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 122,623 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-04-000184 · win413.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,324.0674 Read SEC document |
| January 25, 2004 Filed Jan 27, 2004 11:34 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 25,597 | $39.83 | $1,019,528.51 |
DisclosureSEC source: 0000019617-04-000052 · win357.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,701.0674 Read SEC document |
| January 20, 2004 Filed Jan 21, 2004 15:15 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 22,769.9137 | $39.20 | $892,580.62 |
DisclosureSEC source: 0000019617-04-000019 · win336.xml · nonDerivative · entry 2 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,298.0674 Read SEC document |
| January 18, 2004 Filed Jan 21, 2004 15:15 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 105,707.4694 | $39.12 | $4,134,747.67 |
DisclosureSEC source: 0000019617-04-000019 · win336.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,067.9811 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.