Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date January 12, 2012 · Filed January 18, 2012
Section 16 reporting ended · disclosed 2012-01-18. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 27, 2011 Filed Nov 4, 2011 13:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 3,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024357 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,668 Read SEC document |
| July 21, 2011 Filed Aug 23, 2011 08:51 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 3,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-020391 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,438 Read SEC document |
| April 25, 2011 Filed Apr 25, 2011 17:27 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 10,000 | $45.00 | $450,000.00 |
DisclosureSEC source: 0001225208-11-012214 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,686 Read SEC document |
| January 19, 2011 Filed Jan 21, 2011 16:56 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 76,924 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-11-003585 · doc4.xml · derivative · entry 2 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,924 Underlying: Common Stock · 76,924 shares Expires 2021-01-19 F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 19, 2011 Filed Jan 21, 2011 16:56 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 94,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003585 · doc4.xml · derivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,841 Underlying: Common Stock · 94,841 shares Expires 2014-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2011 Filed Jan 18, 2011 19:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 44,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003224 · doc4.xml · derivative · entry 3 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,907 Underlying: Common Stock · 44,906 shares Expires 2012-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F1 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012. Read SEC document |
| January 13, 2011 Filed Jan 18, 2011 19:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 44,263 | $44.57 | $1,972,801.91 |
DisclosureSEC source: 0001225208-11-003224 · doc4.xml · nonDerivative · entry 2 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,686 Read SEC document |
| January 13, 2011 Filed Jan 18, 2011 19:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 44,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003224 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 26, 2010 Filed Oct 28, 2010 16:01 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 811 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-023522 · doc4.xml · nonDerivative · entry 2 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,043 Read SEC document |
| October 21, 2010 Filed Oct 28, 2010 16:01 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 3,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-023522 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,854 Read SEC document |
| March 24, 2010 Filed Mar 24, 2010 13:24 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 25,000 | $44.75 | $1,118,750.00 |
DisclosureSEC source: 0001225208-10-008852 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,826 F1 · kind: Shares sold pursuant to 10b5-1 plan dated Februay 12, 2010. Read SEC document |
| February 03, 2010 Filed Feb 3, 2010 17:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 25,000 | $40.83 | $1,020,822.50 |
DisclosureSEC source: 0001225208-10-003448 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,826 Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 08:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 149,179 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-10-003577 · doc4.xml · derivative · entry 2 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,179 Underlying: Common Stock · 149,179 shares Expires 2020-01-20 F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 08:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 57,560 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003577 · doc4.xml · derivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,560 Underlying: Common Stock · 57,560 shares Expires 2013-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
| January 25, 2010 Filed Jan 27, 2010 16:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 36,852 | $39.37 | $1,450,686.35 |
DisclosureSEC source: 0001225208-10-002384 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,826 Read SEC document |
| October 16, 2009 Filed Oct 19, 2009 16:49 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 1,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-020676 · doc4.xml · nonDerivative · entry 2 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,678 Read SEC document |
| October 15, 2009 Filed Oct 19, 2009 16:49 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 3,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-020676 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,973 Read SEC document |
| August 04, 2009 Filed Aug 4, 2009 14:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 25,000 | $40.00 | $1,000,000.00 |
DisclosureSEC source: 0001225208-09-016643 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,067 F1 · kind: Shares sold pursuant to 10b5-1 plan dated February 13, 2009. Read SEC document |
| July 17, 2009 Filed Jul 21, 2009 14:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0001225208-09-015810 · doc4.xml · derivative · entry 3 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2009-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 17, 2009 Filed Jul 21, 2009 14:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 45,552 | $36.69 | $1,671,302.88 |
DisclosureSEC source: 0001225208-09-015810 · doc4.xml · nonDerivative · entry 2 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,067 Read SEC document |
| July 17, 2009 Filed Jul 21, 2009 14:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 50,000 | $29.96 | $1,498,000.00 |
DisclosureSEC source: 0001225208-09-015810 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2009 Filed May 6, 2009 17:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 114,000 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0001225208-09-011772 · doc4.xml · derivative · entry 3 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 114,000 shares Expires 2009-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Options exercised pursuant to 10b5-1 plan dated February 13, 2009. Read SEC document |
| May 05, 2009 Filed May 6, 2009 17:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 105,130 | $35.21 | $3,701,101.65 |
DisclosureSEC source: 0001225208-09-011772 · doc4.xml · nonDerivative · entry 2 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,627 Read SEC document |
| May 05, 2009 Filed May 6, 2009 17:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 114,000 | $29.96 | $3,415,440.00 |
DisclosureSEC source: 0001225208-09-011772 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2009 Filed May 6, 2009 18:44 UTC Amendment | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 105,138 | $35.21 | $3,701,383.29 |
DisclosureSEC source: 0001225208-09-011775 · doc4a.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,619 Read SEC document |
| April 30, 2009 Filed Apr 30, 2009 15:11 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 25,000 | $35.00 | $875,000.00 |
DisclosureSEC source: 0001225208-09-011033 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,757 F1 · shares: Shares sold pursuant to 10b5-1 plan dated February 13, 2009. Read SEC document |
| April 16, 2009 Filed Apr 17, 2009 16:08 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0001225208-09-010445 · doc4.xml · derivative · entry 3 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,000 Underlying: Common Stock · 50,000 shares Expires 2009-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Options exercised pursuant to 10b5-1 plan dated February 13, 2009. Read SEC document |
| April 16, 2009 Filed Apr 17, 2009 16:08 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 47,466 | $33.19 | $1,575,159.21 |
DisclosureSEC source: 0001225208-09-010445 · doc4.xml · nonDerivative · entry 2 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,757 Read SEC document |
| April 16, 2009 Filed Apr 17, 2009 16:08 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 50,000 | $29.96 | $1,498,000.00 |
DisclosureSEC source: 0001225208-09-010445 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Options exercised pursuant to 10b5-1 plan dated February 13, 2009. Read SEC document |
| January 25, 2009 Filed Jan 27, 2009 13:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 25,793 | $23.20 | $598,268.64 |
DisclosureSEC source: 0001225208-09-002026 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,223 Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 20:35 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-09-001847 · doc4.xml · derivative · entry 2 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2019-01-20 F3 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 20:35 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 89,813 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-001847 · doc4.xml · derivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,813 Underlying: Common Stock · 89,813 shares Expires 2012-01-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 25, 2011 and 50% on January 25, 2012. Read SEC document |
| November 03, 2008 Filed Nov 4, 2008 15:59 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0001225208-08-017314 · doc4.xml · derivative · entry 3 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,000 Underlying: Common Stock · 50,000 shares Expires 2009-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2008 Filed Nov 4, 2008 15:59 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 43,103 | $40.73 | $1,755,369.68 |
DisclosureSEC source: 0001225208-08-017314 · doc4.xml · nonDerivative · entry 2 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,016 Read SEC document |
| November 03, 2008 Filed Nov 4, 2008 15:59 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 50,000 | $29.96 | $1,498,000.00 |
DisclosureSEC source: 0001225208-08-017314 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2008 Filed May 15, 2008 10:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Option (Right to Buy) · Derivative | 54,858 | $0.00 Strike: $46.23 | $0.00 |
DisclosureSEC source: 0001225208-08-008544 · doc4.xml · derivative · entry 8 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,258 Underlying: Common Stock · 54,858 shares Expires 2012-09-17 Read SEC document |
| May 13, 2008 Filed May 15, 2008 10:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Option (Right to Buy) · Derivative | 85,400 | $0.00 Strike: $46.23 | $0.00 |
DisclosureSEC source: 0001225208-08-008544 · doc4.xml · derivative · entry 7 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,400 Underlying: Common Stock · 85,400 shares Expires 2012-09-17 Read SEC document |
| May 13, 2008 Filed May 15, 2008 10:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 57,222 | $0.00 Strike: $44.32 | $0.00 |
DisclosureSEC source: 0001225208-08-008544 · doc4.xml · derivative · entry 6 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,222 shares Expires 2012-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2008 Filed May 15, 2008 10:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 132,000 | $0.00 Strike: $29.91 | $0.00 |
DisclosureSEC source: 0001225208-08-008544 · doc4.xml · derivative · entry 5 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 132,000 shares Expires 2012-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2008 Filed May 15, 2008 10:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 107,675 | $46.23 | $4,977,815.25 |
DisclosureSEC source: 0001225208-08-008544 · doc4.xml · nonDerivative · entry 4 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,119 Read SEC document |
| May 13, 2008 Filed May 15, 2008 10:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 55,988 | $46.23 | $2,588,325.24 |
DisclosureSEC source: 0001225208-08-008544 · doc4.xml · nonDerivative · entry 3 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642,794 Read SEC document |
| May 13, 2008 Filed May 15, 2008 10:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 57,222 | $44.32 | $2,536,079.04 |
DisclosureSEC source: 0001225208-08-008544 · doc4.xml · nonDerivative · entry 2 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2008 Filed May 15, 2008 10:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 132,000 | $29.91 | $3,948,120.00 |
DisclosureSEC source: 0001225208-08-008544 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 17:09 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 20,979 | $44.53 | $934,089.98 |
DisclosureSEC source: 0001225208-08-001620 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,560 Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 21:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 300,000 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001225208-08-001416 · doc4.xml · derivative · entry 2 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2018-01-22 F2 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant. Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 21:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 94,151 | $39.83 | $3,750,034.33 |
DisclosureSEC source: 0001225208-08-001416 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,539 F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011. Read SEC document |
| May 15, 2007 Filed May 17, 2007 11:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option (right to buy) · Derivative | 34,420 | $0.00 Strike: $52.36 | $0.00 |
DisclosureSEC source: 0000019617-07-000486 · man1044.xml · derivative · entry 20 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,584 Underlying: Common Stock · 34,420 shares Expires 2012-09-17 Read SEC document |
| May 15, 2007 Filed May 17, 2007 11:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option (right to buy) · Derivative | 72,261 | $0.00 Strike: $52.36 | $0.00 |
DisclosureSEC source: 0000019617-07-000486 · man1044.xml · derivative · entry 19 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,164 Underlying: Common Stock · 72,261 shares Expires 2012-09-17 Read SEC document |
| May 15, 2007 Filed May 17, 2007 11:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option (right to buy) · Derivative | 34,496 | $0.00 Strike: $52.36 | $0.00 |
DisclosureSEC source: 0000019617-07-000486 · man1044.xml · derivative · entry 18 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,903 Underlying: Common Stock · 34,496 shares Expires 2012-09-17 Read SEC document |
| May 15, 2007 Filed May 17, 2007 11:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option (right to buy) · Derivative | 64,426 | $0.00 Strike: $52.36 | $0.00 |
DisclosureSEC source: 0000019617-07-000486 · man1044.xml · derivative · entry 17 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,407 Underlying: Common Stock · 64,426 shares Expires 2012-09-17 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.