Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date September 20, 2011 · Filed September 26, 2011
Section 16 reporting ended · disclosed 2011-09-26. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2011 Filed Jan 21, 2011 16:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 50,000 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-11-003587 · doc4.xml · derivative · entry 2 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2021-01-19 F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 19, 2011 Filed Jan 21, 2011 16:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 41,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003587 · doc4.xml · derivative · entry 1 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,211 Underlying: Common Stock · 41,211 shares Expires 2014-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2011 Filed Jan 18, 2011 19:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 17,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003234 · doc4.xml · derivative · entry 4 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,963 Underlying: Common Stock · 17,963 shares Expires 2012-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F1 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012. Read SEC document |
| January 13, 2011 Filed Jan 18, 2011 19:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 11,834 | $44.57 | $527,441.38 |
DisclosureSEC source: 0001225208-11-003234 · doc4.xml · nonDerivative · entry 2 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,538.4271 Read SEC document |
| January 13, 2011 Filed Jan 18, 2011 19:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 17,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003234 · doc4.xml · nonDerivative · entry 1 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,372.4271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 08:41 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 50,000 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-10-003565 · doc4.xml · derivative · entry 2 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2020-01-20 F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 08:41 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 41,093 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003565 · doc4.xml · derivative · entry 1 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,093 Underlying: Common Stock · 41,093 shares Expires 2013-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
| January 25, 2010 Filed Jan 27, 2010 16:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 6,978 | $39.37 | $274,690.37 |
DisclosureSEC source: 0001225208-10-002386 · doc4.xml · nonDerivative · entry 1 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,409.4271 Read SEC document |
| July 17, 2009 Filed Jul 21, 2009 14:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 29,600 | $0.00 Strike: $36.68 | $0.00 |
DisclosureSEC source: 0001225208-09-015811 · doc4.xml · derivative · entry 4 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,600 shares Expires 2009-07-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 17, 2009 Filed Jul 21, 2009 14:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 29,600 | $36.85 | $1,090,760.00 |
DisclosureSEC source: 0001225208-09-015811 · doc4.xml · nonDerivative · entry 2 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,387.4271 Read SEC document |
| July 17, 2009 Filed Jul 21, 2009 14:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 29,600 | $36.68 | $1,085,751.68 |
DisclosureSEC source: 0001225208-09-015811 · doc4.xml · nonDerivative · entry 1 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,987.4271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2009 Filed Jan 27, 2009 13:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 5,799 | $23.20 | $134,507.81 |
DisclosureSEC source: 0001225208-09-002035 · doc4.xml · nonDerivative · entry 1 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,172.957 Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 20:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-09-001854 · doc4.xml · derivative · entry 2 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2019-01-20 F3 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 20:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 35,926 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-001854 · doc4.xml · derivative · entry 1 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,926 Underlying: Common Stock · 35,926 shares Expires 2012-01-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 25, 2011 and 50% on January 25, 2012. Read SEC document |
| April 17, 2008 Filed Apr 21, 2008 16:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 22,200 | $0.00 Strike: $35.39 | $0.00 |
DisclosureSEC source: 0001225208-08-006868 · doc4.xml · derivative · entry 4 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,200 shares Expires 2008-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2008 Filed Apr 21, 2008 16:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 19,420 | $44.75 | $868,947.90 |
DisclosureSEC source: 0001225208-08-006868 · doc4.xml · nonDerivative · entry 2 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,971.957 Read SEC document |
| April 17, 2008 Filed Apr 21, 2008 16:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 22,200 | $35.39 | $785,626.92 |
DisclosureSEC source: 0001225208-08-006868 · doc4.xml · nonDerivative · entry 1 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,391.957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 17:09 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 5,497 | $44.53 | $244,753.93 |
DisclosureSEC source: 0001225208-08-001621 · doc4.xml · nonDerivative · entry 1 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,717 Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 21:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 24,605 | $39.83 | $980,017.15 |
DisclosureSEC source: 0001225208-08-001430 · doc4.xml · nonDerivative · entry 1 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,214 F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011. Read SEC document |
| October 18, 2007 Filed Oct 22, 2007 10:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $45.79 | $0.00 |
DisclosureSEC source: 0000019617-07-000716 · rau1092.xml · derivative · entry 1 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2017-10-18 F1 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning October 18, 2008. Read SEC document |
| April 27, 2007 Filed Apr 30, 2007 10:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 4,305 | $52.21 | $224,767.06 |
DisclosureSEC source: 0000019617-07-000431 · rau1022.xml · nonDerivative · entry 1 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,609 Read SEC document |
| April 24, 2007 Filed Apr 25, 2007 15:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Options (Rights to Buy) · Derivative | 14,800 | $0.00 Strike: $29.17 | $0.00 |
DisclosureSEC source: 0000019617-07-000421 · rau1021.xml · derivative · entry 4 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,800 shares Expires 2007-07-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2007 Filed Apr 25, 2007 15:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 10,495 | $51.96 | $545,320.20 |
DisclosureSEC source: 0000019617-07-000421 · rau1021.xml · nonDerivative · entry 2 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,914 Read SEC document |
| April 24, 2007 Filed Apr 25, 2007 15:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 14,800 | $29.17 | $431,751.52 |
DisclosureSEC source: 0000019617-07-000421 · rau1021.xml · nonDerivative · entry 1 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 15:28 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 4,698 | $50.27 | $236,168.46 |
DisclosureSEC source: 0000019617-07-000101 · rau996.xml · nonDerivative · entry 1 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,630 Read SEC document |
| January 25, 2007 Filed Jan 29, 2007 12:13 UTC Amendment | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 4,719 | $50.27 | $237,224.13 |
DisclosureSEC source: 0000019617-07-000116 · rau1000.xml · nonDerivative · entry 1 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,609 Read SEC document |
| January 18, 2007 Filed Jan 19, 2007 16:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 13,057 | $48.25 | $630,000.25 |
DisclosureSEC source: 0000019617-07-000068 · rau952.xml · nonDerivative · entry 1 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,328 F1 · kind: Award of restricted stock units vests 50% on January 25, 2009 and 50% on January 25, 2010. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.