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AMJB

JPMORGAN CHASE & CO

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2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2009 Filed Apr 2, 2009 14:15 UTC GrantCommon Stock 799.4733 $26.58 $21,250.00
Disclosure

SEC source: 0001225208-09-009527 · doc4.xml · nonDerivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,738.8392

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
March 31, 2009 Filed Apr 2, 2009 14:15 UTC GrantCommon Stock 846.5011 $26.58 $22,500.00
Disclosure

SEC source: 0001225208-09-009528 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,253.5431

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
March 31, 2009 Filed Apr 2, 2009 18:15 UTC GrantCommon Stock 846.5011 $26.58 $22,500.00
Disclosure

SEC source: 0001225208-09-009529 · doc4.xml · nonDerivative · entry 1

NOVAK DAVID C · CIK 0001211696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,938.6471

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
March 31, 2009 Filed Apr 2, 2009 14:16 UTC GrantCommon Stock 846.5011 $26.58 $22,500.00
Disclosure

SEC source: 0001225208-09-009530 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,798.295

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
March 31, 2009 Filed Apr 2, 2009 18:16 UTC GrantCommon Stock 705.4176 $26.58 $18,750.00
Disclosure

SEC source: 0001225208-09-009531 · doc4.xml · nonDerivative · entry 1

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,102.0695

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
March 24, 2009 Filed Jan 18, 2012 22:12 UTC
Cutler Stephen MGeneral Counsel
SaleCommon Stock 66 $27.65 $1,824.90
Disclosure

SEC source: 0001225208-12-001558 · doc4.xml · nonDerivative · entry 1

Cutler Stephen M · CIK 0001388539 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,044

Read SEC document
February 13, 2009 Filed Mar 9, 2009 12:50 UTC
Bisignano FrankChief Administrative Officer
GiftCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006599 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,949

Read SEC document
February 12, 2009 Filed Mar 9, 2009 12:50 UTC
Cavanagh Michael JChief Financial Officer
GiftCommon Stock 1,939 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006600 · doc4.xml · nonDerivative · entry 1

Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,461

Read SEC document
February 12, 2009 Filed Apr 15, 2010 16:14 UTC Amendment
Cavanagh Michael JChief Financial Officer
GiftCommon Stock 2,143 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-010382 · doc4a.xml · nonDerivative · entry 1

Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,257

Read SEC document
February 02, 2009 Filed Feb 2, 2009 16:35 UTC
STALEY JAMES EManaging Director
SaleCommon Stock 11,894 $24.93 $296,517.42
Disclosure

SEC source: 0001225208-09-002472 · doc4.xml · nonDerivative · entry 2

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,113.7858

Read SEC document
January 27, 2009 Filed Feb 2, 2009 16:35 UTC
STALEY JAMES EManaging Director
GiftCommon Stock 10,104 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-002472 · doc4.xml · nonDerivative · entry 1

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,007.7858

Read SEC document
January 25, 2009 Filed Jan 27, 2009 13:58 UTC
MANDELBAUM JAYExecutive Vice President
Tax withholdingCommon Stock 25,793 $23.20 $598,268.64
Disclosure

SEC source: 0001225208-09-002026 · doc4.xml · nonDerivative · entry 1

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,223

Read SEC document
January 25, 2009 Filed Jan 27, 2009 18:58 UTC
MILLER HEIDIExecutive Vice President
Tax withholdingCommon Stock 28,043 $23.20 $650,457.39
Disclosure

SEC source: 0001225208-09-002027 · doc4.xml · nonDerivative · entry 1

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,594.0969

Read SEC document
January 25, 2009 Filed Jan 27, 2009 13:58 UTC
Bisignano FrankChief Administrative Officer
Tax withholdingCommon Stock 26,504 $23.20 $614,760.28
Disclosure

SEC source: 0001225208-09-002028 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,149

Read SEC document
January 25, 2009 Filed Jan 27, 2009 13:58 UTC
Cavanagh Michael JChief Financial Officer
Tax withholdingCommon Stock 23,411 $23.20 $543,018.15
Disclosure

SEC source: 0001225208-09-002029 · doc4.xml · nonDerivative · entry 1

Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,400

Read SEC document
January 25, 2009 Filed Jan 27, 2009 18:58 UTC
BLACK STEVEN DManaging Director
Tax withholdingCommon Stock 71,036 $23.20 $1,647,680.02
Disclosure

SEC source: 0001225208-09-002030 · doc4.xml · nonDerivative · entry 1

BLACK STEVEN D · CIK 0001197618 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 896,717.1239

Read SEC document
January 25, 2009 Filed Jan 27, 2009 13:58 UTC
DALEY WILLIAM MVice Chairman
Tax withholdingCommon Stock 6,353 $23.20 $147,357.84
Disclosure

SEC source: 0001225208-09-002031 · doc4.xml · nonDerivative · entry 1

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,592

Read SEC document
January 25, 2009 Filed Jan 27, 2009 18:58 UTC
DIMON JAMESDirector · Chairman & CEO
Tax withholdingCommon Stock 137,033 $23.20 $3,178,480.44
Disclosure

SEC source: 0001225208-09-002032 · doc4.xml · nonDerivative · entry 1

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,530,240

Read SEC document
January 25, 2009 Filed Jan 27, 2009 13:58 UTC
DREW INA RChief Investment Officer
Tax withholdingCommon Stock 34,248 $23.20 $794,382.36
Disclosure

SEC source: 0001225208-09-002033 · doc4.xml · nonDerivative · entry 1

DREW INA R · CIK 0001254768 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,928.0109

Read SEC document
January 25, 2009 Filed Jan 27, 2009 13:58 UTC
Maclin Samuel ToddExecutive Vice President
Tax withholdingCommon Stock 20,069 $23.20 $465,500.46
Disclosure

SEC source: 0001225208-09-002034 · doc4.xml · nonDerivative · entry 1

Maclin Samuel Todd · CIK 0001298816 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,101.1822

Read SEC document
January 25, 2009 Filed Jan 27, 2009 13:58 UTC
Rauchenberger LouisCorporate Controller
Tax withholdingCommon Stock 5,799 $23.20 $134,507.81
Disclosure

SEC source: 0001225208-09-002035 · doc4.xml · nonDerivative · entry 1

Rauchenberger Louis · CIK 0001385254 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,172.957

Read SEC document
January 25, 2009 Filed Jan 27, 2009 18:58 UTC
SCHARF CHARLES WExecutive Vice President
Tax withholdingCommon Stock 35,784 $23.20 $830,009.88
Disclosure

SEC source: 0001225208-09-002036 · doc4.xml · nonDerivative · entry 1

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,569.084

Read SEC document
January 25, 2009 Filed Jan 27, 2009 13:58 UTC
STALEY JAMES EManaging Director
Tax withholdingCommon Stock 43,567 $23.20 $1,010,536.57
Disclosure

SEC source: 0001225208-09-002037 · doc4.xml · nonDerivative · entry 1

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,111.7858

Read SEC document
January 25, 2009 Filed Jan 27, 2009 13:58 UTC
WINTERS WILLIAM TManaging Director
Tax withholdingCommon Stock 70,530 $23.20 $1,635,943.35
Disclosure

SEC source: 0001225208-09-002038 · doc4.xml · nonDerivative · entry 1

WINTERS WILLIAM T · CIK 0001197622 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,319,216.023

Read SEC document
January 25, 2009 Filed Apr 10, 2009 18:02 UTC Amendment
BLACK STEVEN DManaging Director
Tax withholdingCommon Stock 72,097 $23.20 $1,672,289.92
Disclosure

SEC source: 0001225208-09-010217 · doc4a.xml · nonDerivative · entry 1

BLACK STEVEN D · CIK 0001197618 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895,656.1239

F1 · shares: Adjustment to shares withheld for taxes on January 25, 2009, vesting of RSU award.

Read SEC document
January 25, 2009 Filed Apr 10, 2009 18:03 UTC Amendment
DIMON JAMESDirector · Chairman & CEO
Tax withholdingCommon Stock 138,334 $23.20 $3,208,657.13
Disclosure

SEC source: 0001225208-09-010218 · doc4a.xml · nonDerivative · entry 1

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,528,939

F1 · shares: Adjustment to shares withheld for taxes on January 25, 2009, vesting of RSU award.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 14:44 UTC GrantCommon Stock 8,724.66 $19.49 $170,000.00
Disclosure

SEC source: 0001225208-09-001732 · doc4.xml · nonDerivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,776.9293

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 19:44 UTC GrantCommon Stock 8,724.66 $19.49 $170,000.00
Disclosure

SEC source: 0001225208-09-001733 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,670.9677

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 14:44 UTC
COTE DAVID MDirector
GrantCommon Stock 8,724.66 $19.49 $170,000.00
Disclosure

SEC source: 0001225208-09-001734 · doc4.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,986.6662

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 14:44 UTC GrantCommon Stock 8,724.66 $19.49 $170,000.00
Disclosure

SEC source: 0001225208-09-001735 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,360.3929

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 14:44 UTC GrantCommon Stock 8,724.66 $19.49 $170,000.00
Disclosure

SEC source: 0001225208-09-001736 · doc4.xml · nonDerivative · entry 1

GRAY III WILLIAM H · CIK 0001140889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,221.9064

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 14:44 UTC GrantCommon Stock 8,724.66 $19.49 $170,000.00
Disclosure

SEC source: 0001225208-09-001737 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,304.6761

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 19:44 UTC GrantCommon Stock 8,724.66 $19.49 $170,000.00
Disclosure

SEC source: 0001225208-09-001738 · doc4.xml · nonDerivative · entry 1

NOVAK DAVID C · CIK 0001211696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,572.8562

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 14:44 UTC GrantCommon Stock 8,724.66 $19.49 $170,000.00
Disclosure

SEC source: 0001225208-09-001739 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,289.4249

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 19:45 UTC GrantCommon Stock 8,724.66 $19.49 $170,000.00
Disclosure

SEC source: 0001225208-09-001740 · doc4.xml · nonDerivative · entry 1

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,122.3876

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 14:47 UTC GrantCommon Stock 8,724.66 $19.49 $170,000.00
Disclosure

SEC source: 0001225208-09-001741 · doc4.xml · nonDerivative · entry 1

FUTTER ELLEN V · CIK 0001206676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,213.5244

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 20:35 UTC
Bisignano FrankChief Administrative Officer
GrantStock Appreciation Rights · Derivative 200,000 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0001225208-09-001845 · doc4.xml · derivative · entry 2

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2019-01-20

F3 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 20:35 UTC
Bisignano FrankChief Administrative Officer
GrantRestricted Stock Units · Derivative 102,644 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001845 · doc4.xml · derivative · entry 1

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,644

Underlying: Common Stock · 102,644 shares

Expires 2012-01-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 25, 2011 and 50% on January 25, 2012.

Read SEC document
January 20, 2009 Filed Jan 23, 2009 01:35 UTC
BLACK STEVEN DManaging Director
GrantStock Appreciation Rights · Derivative 700,000 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0001225208-09-001846 · doc4.xml · derivative · entry 1

BLACK STEVEN D · CIK 0001197618 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Common Stock · 700,000 shares

Expires 2019-01-20

F1 · derivative.exercise_date: The stock options awarded in the form of Stock Appreciation Rights (SARs) are in lieu of any cash bonus or other equity awards. SARs, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 20:35 UTC
MANDELBAUM JAYExecutive Vice President
GrantStock Appreciation Rights · Derivative 200,000 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0001225208-09-001847 · doc4.xml · derivative · entry 2

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2019-01-20

F3 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 20:35 UTC
MANDELBAUM JAYExecutive Vice President
GrantRestricted Stock Units · Derivative 89,813 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001847 · doc4.xml · derivative · entry 1

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,813

Underlying: Common Stock · 89,813 shares

Expires 2012-01-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 25, 2011 and 50% on January 25, 2012.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 20:35 UTC
Cavanagh Michael JChief Financial Officer
GrantStock Appreciation Rights · Derivative 200,000 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0001225208-09-001848 · doc4.xml · derivative · entry 2

Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2019-01-20

F3 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 20:35 UTC
Cavanagh Michael JChief Financial Officer
GrantRestricted Stock Units · Derivative 102,644 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001848 · doc4.xml · derivative · entry 1

Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,644

Underlying: Common Stock · 102,644 shares

Expires 2012-01-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 25, 2011 and 50% on January 25, 2012.

Read SEC document
January 20, 2009 Filed Jan 23, 2009 01:35 UTC
Cutler Stephen MGeneral Counsel
GrantStock Appreciation Rights · Derivative 200,000 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0001225208-09-001849 · doc4.xml · derivative · entry 2

Cutler Stephen M · CIK 0001388539 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2019-01-20

F3 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
January 20, 2009 Filed Jan 23, 2009 01:35 UTC
Cutler Stephen MGeneral Counsel
GrantRestricted Stock Units · Derivative 89,813 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001849 · doc4.xml · derivative · entry 1

Cutler Stephen M · CIK 0001388539 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,813

Underlying: Common Stock · 89,813 shares

Expires 2012-01-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 25, 2011 and 50% on January 25, 2012.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 20:35 UTC
DALEY WILLIAM MVice Chairman
GrantStock Appreciation Rights · Derivative 100,000 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0001225208-09-001850 · doc4.xml · derivative · entry 2

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2019-01-20

F3 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 20:35 UTC
DALEY WILLIAM MVice Chairman
GrantRestricted Stock Units · Derivative 59,662 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001850 · doc4.xml · derivative · entry 1

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,662

Underlying: Common Stock · 59,662 shares

Expires 2012-01-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 25, 2011 and 50% on January 25, 2012.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 20:35 UTC
DREW INA RChief Investment Officer
GrantStock Appreciation Rights · Derivative 250,000 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0001225208-09-001851 · doc4.xml · derivative · entry 2

DREW INA R · CIK 0001254768 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2019-01-20

F3 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 20:35 UTC
DREW INA RChief Investment Officer
GrantRestricted Stock Units · Derivative 102,644 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-001851 · doc4.xml · derivative · entry 1

DREW INA R · CIK 0001254768 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,644

Underlying: Common Stock · 102,644 shares

Expires 2012-01-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 25, 2011 and 50% on January 25, 2012.

Read SEC document
January 20, 2009 Filed Jan 22, 2009 20:35 UTC
Maclin Samuel ToddExecutive Vice President
GrantStock Appreciation Rights · Derivative 200,000 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0001225208-09-001852 · doc4.xml · derivative · entry 2

Maclin Samuel Todd · CIK 0001298816 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2019-01-20

F3 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.