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JPMORGAN CHASE & CO

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2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 13, 2011 Filed Jan 18, 2011 19:13 UTC
Bisignano FrankChief Administrative Officer
Tax withholdingCommon Stock 43,319 $44.57 $1,930,727.83
Disclosure

SEC source: 0001225208-11-003225 · doc4.xml · nonDerivative · entry 2

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,655

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:13 UTC
Bisignano FrankChief Administrative Officer
Exercise / conversionCommon Stock 51,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003225 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2011 Filed Jan 19, 2011 00:13 UTC
Braunstein Douglas LChief Financial Officer
Tax withholdingCommon Stock 151,966 $44.57 $6,773,124.62
Disclosure

SEC source: 0001225208-11-003226 · doc4.xml · nonDerivative · entry 1

Braunstein Douglas L · CIK 0001495110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695,985

Read SEC document
January 13, 2011 Filed Jan 19, 2011 00:13 UTC
Cutler Stephen MGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 44,906 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003227 · doc4.xml · derivative · entry 3

Cutler Stephen M · CIK 0001388539 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,907

Underlying: Common Stock · 44,906 shares

Expires 2012-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F1 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012.

Read SEC document
January 13, 2011 Filed Jan 19, 2011 00:13 UTC
Cutler Stephen MGeneral Counsel
Tax withholdingCommon Stock 34,550 $44.57 $1,539,893.50
Disclosure

SEC source: 0001225208-11-003227 · doc4.xml · nonDerivative · entry 2

Cutler Stephen M · CIK 0001388539 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,618

Read SEC document
January 13, 2011 Filed Jan 19, 2011 00:13 UTC
Cutler Stephen MGeneral Counsel
Exercise / conversionCommon Stock 44,906 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003227 · doc4.xml · nonDerivative · entry 1

Cutler Stephen M · CIK 0001388539 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:13 UTC
Donnelly John LDirector Human Resources
Tax withholdingCommon Stock 8,753 $44.57 $390,121.21
Disclosure

SEC source: 0001225208-11-003228 · doc4.xml · nonDerivative · entry 1

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,209

Read SEC document
January 13, 2011 Filed Jan 19, 2011 00:13 UTC
DIMON JAMESDirector · Chairman & CEO
Tax withholdingCommon Stock 89,686 $44.57 $3,997,305.02
Disclosure

SEC source: 0001225208-11-003229 · doc4.xml · nonDerivative · entry 1

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,710,021

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:13 UTC
DREW INA RChief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 51,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003230 · doc4.xml · derivative · entry 5

DREW INA R · CIK 0001254768 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,322

Underlying: Common Stock · 51,322 shares

Expires 2012-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F1 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012.

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:13 UTC
DREW INA RChief Investment Officer
Tax withholdingCommon Stock 49,411 $44.57 $2,202,248.27
Disclosure

SEC source: 0001225208-11-003230 · doc4.xml · nonDerivative · entry 3

DREW INA R · CIK 0001254768 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,189.2375

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:13 UTC
DREW INA RChief Investment Officer
Exercise / conversionCommon Stock 51,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003230 · doc4.xml · nonDerivative · entry 2

DREW INA R · CIK 0001254768 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,600.2375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2011 Filed Jan 19, 2011 00:13 UTC
Erdoes Mary E.Managing Director
Tax withholdingCommon Stock 62,344 $44.57 $2,778,672.08
Disclosure

SEC source: 0001225208-11-003231 · doc4.xml · nonDerivative · entry 1

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,858

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:13 UTC
Maclin Samuel ToddExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 51,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003232 · doc4.xml · derivative · entry 4

Maclin Samuel Todd · CIK 0001298816 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,322

Underlying: Common Stock · 51,322 shares

Expires 2012-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F1 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012.

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:13 UTC
Maclin Samuel ToddExecutive Vice President
Tax withholdingCommon Stock 37,891 $44.57 $1,688,801.87
Disclosure

SEC source: 0001225208-11-003232 · doc4.xml · nonDerivative · entry 2

Maclin Samuel Todd · CIK 0001298816 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,333.7829

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:13 UTC
Maclin Samuel ToddExecutive Vice President
Exercise / conversionCommon Stock 51,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003232 · doc4.xml · nonDerivative · entry 1

Maclin Samuel Todd · CIK 0001298816 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,224.7829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2011 Filed Jan 19, 2011 00:13 UTC
MILLER HEIDIExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 51,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003233 · doc4.xml · derivative · entry 6

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,322

Underlying: Common Stock · 51,322 shares

Expires 2012-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F1 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012.

Read SEC document
January 13, 2011 Filed Jan 19, 2011 00:13 UTC
MILLER HEIDIExecutive Vice President
Tax withholdingCommon Stock 43,319 $44.57 $1,930,727.83
Disclosure

SEC source: 0001225208-11-003233 · doc4.xml · nonDerivative · entry 2

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,052.2872

Read SEC document
January 13, 2011 Filed Jan 19, 2011 00:13 UTC
MILLER HEIDIExecutive Vice President
Exercise / conversionCommon Stock 51,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003233 · doc4.xml · nonDerivative · entry 1

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,371.2872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:13 UTC
Rauchenberger LouisCorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 17,963 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003234 · doc4.xml · derivative · entry 4

Rauchenberger Louis · CIK 0001385254 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,963

Underlying: Common Stock · 17,963 shares

Expires 2012-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F1 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012.

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:13 UTC
Rauchenberger LouisCorporate Controller
Tax withholdingCommon Stock 11,834 $44.57 $527,441.38
Disclosure

SEC source: 0001225208-11-003234 · doc4.xml · nonDerivative · entry 2

Rauchenberger Louis · CIK 0001385254 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,538.4271

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:13 UTC
Rauchenberger LouisCorporate Controller
Exercise / conversionCommon Stock 17,963 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003234 · doc4.xml · nonDerivative · entry 1

Rauchenberger Louis · CIK 0001385254 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,372.4271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2011 Filed Jan 19, 2011 00:13 UTC
SCHARF CHARLES WExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 51,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003235 · doc4.xml · derivative · entry 4

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,322

Underlying: Common Stock · 51,322 shares

Expires 2012-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F1 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012.

Read SEC document
January 13, 2011 Filed Jan 19, 2011 00:13 UTC
SCHARF CHARLES WExecutive Vice President
Tax withholdingCommon Stock 54,923 $44.57 $2,447,918.11
Disclosure

SEC source: 0001225208-11-003235 · doc4.xml · nonDerivative · entry 2

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,011,501.1093

Read SEC document
January 13, 2011 Filed Jan 19, 2011 00:13 UTC
SCHARF CHARLES WExecutive Vice President
Exercise / conversionCommon Stock 51,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003235 · doc4.xml · nonDerivative · entry 1

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,066,424.1093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2011 Filed Jan 19, 2011 00:14 UTC
Smith GordonExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 51,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003236 · doc4.xml · derivative · entry 3

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,322

Underlying: Common Stock · 51,322 shares

Expires 2012-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F1 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012.

Read SEC document
January 13, 2011 Filed Jan 19, 2011 00:14 UTC
Smith GordonExecutive Vice President
Tax withholdingCommon Stock 37,455 $44.57 $1,669,369.35
Disclosure

SEC source: 0001225208-11-003236 · doc4.xml · nonDerivative · entry 2

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,708

Read SEC document
January 13, 2011 Filed Jan 19, 2011 00:14 UTC
Smith GordonExecutive Vice President
Exercise / conversionCommon Stock 51,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003236 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:14 UTC
ZUBROW BARRY LChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 44,906 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003237 · doc4.xml · derivative · entry 3

ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,907

Underlying: Common Stock · 44,906 shares

Expires 2012-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F1 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012.

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:14 UTC
ZUBROW BARRY LChief Risk Officer
Tax withholdingCommon Stock 18,594 $44.57 $828,734.58
Disclosure

SEC source: 0001225208-11-003237 · doc4.xml · nonDerivative · entry 2

ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,312

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:14 UTC
ZUBROW BARRY LChief Risk Officer
Exercise / conversionCommon Stock 44,906 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003237 · doc4.xml · nonDerivative · entry 1

ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:14 UTC
Cavanagh Michael JExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 51,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003238 · doc4.xml · derivative · entry 3

Cavanagh Michael J · CIK 0001304481 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,322

Underlying: Common Stock · 51,322 shares

Expires 2012-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F1 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012.

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:14 UTC
Cavanagh Michael JExecutive Vice President
Tax withholdingCommon Stock 43,319 $44.57 $1,930,727.83
Disclosure

SEC source: 0001225208-11-003238 · doc4.xml · nonDerivative · entry 2

Cavanagh Michael J · CIK 0001304481 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,638

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:14 UTC
Cavanagh Michael JExecutive Vice President
Exercise / conversionCommon Stock 51,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003238 · doc4.xml · nonDerivative · entry 1

Cavanagh Michael J · CIK 0001304481 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:14 UTC
STALEY JAMES EManaging Director
Exercise / conversionRestricted Stock Units · Derivative 57,737 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003239 · doc4.xml · derivative · entry 4

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,737

Underlying: Common Stock · 57,737 shares

Expires 2012-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012.

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:14 UTC
STALEY JAMES EManaging Director
Tax withholdingCommon Stock 82,732 $44.57 $3,687,365.24
Disclosure

SEC source: 0001225208-11-003239 · doc4.xml · nonDerivative · entry 2

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,547.798

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:14 UTC
STALEY JAMES EManaging Director
Exercise / conversionCommon Stock 57,737 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003239 · doc4.xml · nonDerivative · entry 1

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,279.798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 06, 2011 Filed Jan 10, 2011 17:16 UTC
DALEY WILLIAM MVice Chairman
Exercise / conversionStock Appreciation Rights · Derivative 100,000 $0.00 Strike: $34.78 $0.00
Disclosure

SEC source: 0001225208-11-001943 · doc4.xml · derivative · entry 7

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2015-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock Appreciation Right became exercisable on January 6, 2011.

Read SEC document
January 06, 2011 Filed Jan 10, 2011 17:16 UTC
DALEY WILLIAM MVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 59,662 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-001943 · doc4.xml · derivative · entry 6

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,662 shares

Expires 2012-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock unit vested on January 6, 2011.

Read SEC document
January 06, 2011 Filed Jan 10, 2011 17:16 UTC
DALEY WILLIAM MVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 42,251 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-001943 · doc4.xml · derivative · entry 5

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,251 shares

Expires 2013-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock unit vested on January 6, 2011.

Read SEC document
January 06, 2011 Filed Jan 10, 2011 17:16 UTC
DALEY WILLIAM MVice Chairman
Tax withholdingCommon Stock 140,649 $44.53 $6,262,396.73
Disclosure

SEC source: 0001225208-11-001943 · doc4.xml · nonDerivative · entry 4

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,678

Read SEC document
January 06, 2011 Filed Jan 10, 2011 17:16 UTC
DALEY WILLIAM MVice Chairman
Exercise / conversionCommon Stock 42,251 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-001943 · doc4.xml · nonDerivative · entry 3

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 06, 2011 Filed Jan 10, 2011 17:16 UTC
DALEY WILLIAM MVice Chairman
Exercise / conversionCommon Stock 59,662 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-001943 · doc4.xml · nonDerivative · entry 2

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 06, 2011 Filed Jan 10, 2011 17:16 UTC
DALEY WILLIAM MVice Chairman
Exercise / conversionCommon Stock 100,000 $34.78 $3,478,000.00
Disclosure

SEC source: 0001225208-11-001943 · doc4.xml · nonDerivative · entry 1

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 31, 2010 Filed Jan 4, 2011 16:16 UTC GrantCommon Stock 500.943 $42.42 $21,250.00
Disclosure

SEC source: 0001225208-11-000599 · doc4.xml · nonDerivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,644.8831

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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December 31, 2010 Filed Jan 4, 2011 16:16 UTC
COTE DAVID MDirector
GrantCommon Stock 442.0085 $42.42 $18,750.00
Disclosure

SEC source: 0001225208-11-000601 · doc4.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,196.8514

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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December 31, 2010 Filed Jan 4, 2011 21:16 UTC GrantCommon Stock 442.0085 $42.42 $18,750.00
Disclosure

SEC source: 0001225208-11-000600 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,698.4892

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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December 31, 2010 Filed Jan 4, 2011 16:17 UTC GrantCommon Stock 530.4102 $42.42 $22,500.00
Disclosure

SEC source: 0001225208-11-000602 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,945.3254

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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December 31, 2010 Filed Jan 4, 2011 21:17 UTC GrantCommon Stock 530.4102 $42.42 $22,500.00
Disclosure

SEC source: 0001225208-11-000604 · doc4.xml · nonDerivative · entry 1

NOVAK DAVID C · CIK 0001211696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,332.0131

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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December 31, 2010 Filed Jan 4, 2011 16:17 UTC GrantCommon Stock 589.3446 $42.42 $25,000.00
Disclosure

SEC source: 0001225208-11-000603 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,352.8858

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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December 31, 2010 Filed Jan 4, 2011 16:17 UTC GrantCommon Stock 530.4102 $42.42 $22,500.00
Disclosure

SEC source: 0001225208-11-000605 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,037.8232

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.