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AMJB

JPMORGAN CHASE & CO

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2795
SEC CIK
0000019617
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2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 19, 2011 Filed Jan 20, 2011 23:02 UTC GrantCommon Stock 3,838.7716 $44.29 $170,000.00
Disclosure

SEC source: 0001225208-11-003470 · doc4.xml · nonDerivative · entry 1

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,486.1787

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 21:56 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 231,725 $0.00 Strike: $42.62 $0.00
Disclosure

SEC source: 0001225208-11-003576 · doc4.xml · derivative · entry 7

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 231,725 shares

Expires 2011-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of options scheduled to expire February 9, 2011.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 21:56 UTC
DIMON JAMESDirector · Chairman & CEO
Tax withholdingCommon Stock 227,410 $44.29 $10,070,851.85
Disclosure

SEC source: 0001225208-11-003576 · doc4.xml · nonDerivative · entry 2

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,714,336

Read SEC document
January 19, 2011 Filed Jan 21, 2011 21:56 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionCommon Stock 231,725 $42.62 $9,876,119.50
Disclosure

SEC source: 0001225208-11-003576 · doc4.xml · nonDerivative · entry 1

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,941,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 16:56 UTC
Bisignano FrankChief Administrative Officer
GrantStock Appreciation Rights · Derivative 76,924 $0.00 Strike: $44.29 $0.00
Disclosure

SEC source: 0001225208-11-003577 · doc4.xml · derivative · entry 2

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,924

Underlying: Common Stock · 76,924 shares

Expires 2021-01-19

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 16:56 UTC
Bisignano FrankChief Administrative Officer
GrantRestricted Stock Units · Derivative 115,164 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003577 · doc4.xml · derivative · entry 1

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,164

Underlying: Common Stock · 115,164 shares

Expires 2014-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 21:56 UTC
Braunstein Douglas LChief Financial Officer
GrantStock Appreciation Rights · Derivative 153,847 $0.00 Strike: $44.29 $0.00
Disclosure

SEC source: 0001225208-11-003578 · doc4.xml · derivative · entry 2

Braunstein Douglas L · CIK 0001495110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,847

Underlying: Common Stock · 153,847 shares

Expires 2021-01-19

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 21:56 UTC
Braunstein Douglas LChief Financial Officer
GrantRestricted Stock Units · Derivative 130,067 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003578 · doc4.xml · derivative · entry 1

Braunstein Douglas L · CIK 0001495110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,067

Underlying: Common Stock · 130,067 shares

Expires 2014-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 16:56 UTC
Cavanagh Michael JExecutive Vice President
GrantStock Appreciation Rights · Derivative 76,924 $0.00 Strike: $44.29 $0.00
Disclosure

SEC source: 0001225208-11-003579 · doc4.xml · derivative · entry 2

Cavanagh Michael J · CIK 0001304481 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,924

Underlying: Common Stock · 76,924 shares

Expires 2021-01-19

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 16:56 UTC
Cavanagh Michael JExecutive Vice President
GrantRestricted Stock Units · Derivative 115,164 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003579 · doc4.xml · derivative · entry 1

Cavanagh Michael J · CIK 0001304481 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,164

Underlying: Common Stock · 115,164 shares

Expires 2014-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 21:56 UTC
Cutler Stephen MGeneral Counsel
GrantStock Appreciation Rights · Derivative 76,924 $0.00 Strike: $44.29 $0.00
Disclosure

SEC source: 0001225208-11-003580 · doc4.xml · derivative · entry 2

Cutler Stephen M · CIK 0001388539 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,924

Underlying: Common Stock · 76,924 shares

Expires 2021-01-19

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 21:56 UTC
Cutler Stephen MGeneral Counsel
GrantRestricted Stock Units · Derivative 115,164 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003580 · doc4.xml · derivative · entry 1

Cutler Stephen M · CIK 0001388539 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,164

Underlying: Common Stock · 115,164 shares

Expires 2014-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 16:56 UTC
Donnelly John LDirector Human Resources
GrantStock Appreciation Rights · Derivative 76,924 $0.00 Strike: $44.29 $0.00
Disclosure

SEC source: 0001225208-11-003581 · doc4.xml · derivative · entry 2

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,924

Underlying: Common Stock · 76,924 shares

Expires 2021-01-19

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 16:56 UTC
Donnelly John LDirector Human Resources
GrantRestricted Stock Units · Derivative 39,517 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003581 · doc4.xml · derivative · entry 1

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,517

Underlying: Common Stock · 39,517 shares

Expires 2014-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 16:56 UTC
DREW INA RChief Investment Officer
GrantStock Appreciation Rights · Derivative 153,847 $0.00 Strike: $44.29 $0.00
Disclosure

SEC source: 0001225208-11-003582 · doc4.xml · derivative · entry 2

DREW INA R · CIK 0001254768 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,847

Underlying: Common Stock · 153,847 shares

Expires 2021-01-19

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 16:56 UTC
DREW INA RChief Investment Officer
GrantRestricted Stock Units · Derivative 169,358 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003582 · doc4.xml · derivative · entry 1

DREW INA R · CIK 0001254768 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,358

Underlying: Common Stock · 169,358 shares

Expires 2014-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 21:56 UTC
Erdoes Mary E.Managing Director
GrantStock Appreciation Rights · Derivative 230,770 $0.00 Strike: $44.29 $0.00
Disclosure

SEC source: 0001225208-11-003583 · doc4.xml · derivative · entry 2

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,770

Underlying: Common Stock · 230,770 shares

Expires 2021-01-19

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 21:56 UTC
Erdoes Mary E.Managing Director
GrantRestricted Stock Units · Derivative 155,809 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003583 · doc4.xml · derivative · entry 1

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,809

Underlying: Common Stock · 155,809 shares

Expires 2014-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 16:56 UTC
Maclin Samuel ToddExecutive Vice President
GrantStock Appreciation Rights · Derivative 76,924 $0.00 Strike: $44.29 $0.00
Disclosure

SEC source: 0001225208-11-003584 · doc4.xml · derivative · entry 2

Maclin Samuel Todd · CIK 0001298816 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,924

Underlying: Common Stock · 76,924 shares

Expires 2021-01-19

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 16:56 UTC
Maclin Samuel ToddExecutive Vice President
GrantRestricted Stock Units · Derivative 94,841 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003584 · doc4.xml · derivative · entry 1

Maclin Samuel Todd · CIK 0001298816 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,841

Underlying: Common Stock · 94,841 shares

Expires 2014-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 16:56 UTC
MANDELBAUM JAYExecutive Vice President
GrantStock Appreciation Rights · Derivative 76,924 $0.00 Strike: $44.29 $0.00
Disclosure

SEC source: 0001225208-11-003585 · doc4.xml · derivative · entry 2

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,924

Underlying: Common Stock · 76,924 shares

Expires 2021-01-19

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 16:56 UTC
MANDELBAUM JAYExecutive Vice President
GrantRestricted Stock Units · Derivative 94,841 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003585 · doc4.xml · derivative · entry 1

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,841

Underlying: Common Stock · 94,841 shares

Expires 2014-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 21:56 UTC
MILLER HEIDIExecutive Vice President
GrantStock Appreciation Rights · Derivative 76,924 $0.00 Strike: $44.29 $0.00
Disclosure

SEC source: 0001225208-11-003586 · doc4.xml · derivative · entry 6

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,924

Underlying: Common Stock · 76,924 shares

Expires 2021-01-19

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 21:56 UTC
MILLER HEIDIExecutive Vice President
GrantRestricted Stock Units · Derivative 94,841 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003586 · doc4.xml · derivative · entry 5

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,841

Underlying: Common Stock · 94,841 shares

Expires 2014-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 16:57 UTC
Rauchenberger LouisCorporate Controller
GrantStock Appreciation Rights · Derivative 50,000 $0.00 Strike: $44.29 $0.00
Disclosure

SEC source: 0001225208-11-003587 · doc4.xml · derivative · entry 2

Rauchenberger Louis · CIK 0001385254 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2021-01-19

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 16:57 UTC
Rauchenberger LouisCorporate Controller
GrantRestricted Stock Units · Derivative 41,211 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003587 · doc4.xml · derivative · entry 1

Rauchenberger Louis · CIK 0001385254 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,211

Underlying: Common Stock · 41,211 shares

Expires 2014-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 21:57 UTC
SCHARF CHARLES WExecutive Vice President
GrantStock Appreciation Rights · Derivative 153,847 $0.00 Strike: $44.29 $0.00
Disclosure

SEC source: 0001225208-11-003588 · doc4.xml · derivative · entry 2

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,847

Underlying: Common Stock · 153,847 shares

Expires 2021-01-19

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 21:57 UTC
SCHARF CHARLES WExecutive Vice President
GrantRestricted Stock Units · Derivative 128,712 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003588 · doc4.xml · derivative · entry 1

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,712

Underlying: Common Stock · 128,712 shares

Expires 2014-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 21:57 UTC
Smith GordonExecutive Vice President
GrantStock Appreciation Rights · Derivative 76,924 $0.00 Strike: $44.29 $0.00
Disclosure

SEC source: 0001225208-11-003589 · doc4.xml · derivative · entry 2

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,924

Underlying: Common Stock · 76,924 shares

Expires 2021-01-19

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 21:57 UTC
Smith GordonExecutive Vice President
GrantRestricted Stock Units · Derivative 94,841 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003589 · doc4.xml · derivative · entry 1

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,841

Underlying: Common Stock · 94,841 shares

Expires 2014-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 16:57 UTC
STALEY JAMES EManaging Director
GrantStock Appreciation Rights · Derivative 230,770 $0.00 Strike: $44.29 $0.00
Disclosure

SEC source: 0001225208-11-003590 · doc4.xml · derivative · entry 2

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,770

Underlying: Common Stock · 230,770 shares

Expires 2021-01-19

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 16:57 UTC
STALEY JAMES EManaging Director
GrantRestricted Stock Units · Derivative 182,907 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003590 · doc4.xml · derivative · entry 1

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,907

Underlying: Common Stock · 182,907 shares

Expires 2014-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 16:57 UTC
ZUBROW BARRY LChief Risk Officer
GrantStock Appreciation Rights · Derivative 76,924 $0.00 Strike: $44.29 $0.00
Disclosure

SEC source: 0001225208-11-003591 · doc4.xml · derivative · entry 2

ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,924

Underlying: Common Stock · 76,924 shares

Expires 2021-01-19

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 19, 2011 Filed Jan 21, 2011 16:57 UTC
ZUBROW BARRY LChief Risk Officer
GrantRestricted Stock Units · Derivative 101,615 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003591 · doc4.xml · derivative · entry 1

ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,615

Underlying: Common Stock · 101,615 shares

Expires 2014-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 18, 2011 Filed Jan 19, 2011 00:13 UTC
Erdoes Mary E.Managing Director
SaleCommon Stock 41,846 $45.05 $1,885,095.35
Disclosure

SEC source: 0001225208-11-003231 · doc4.xml · nonDerivative · entry 3

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,858

Read SEC document
January 18, 2011 Filed Jan 19, 2011 00:13 UTC
Erdoes Mary E.Managing Director
SaleCommon Stock 11,154 $45.06 $502,599.24
Disclosure

SEC source: 0001225208-11-003231 · doc4.xml · nonDerivative · entry 2

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,704

Read SEC document
January 18, 2011 Filed Jan 19, 2011 00:13 UTC
MILLER HEIDIExecutive Vice President
SaleCommon Stock 69,298 $44.97 $3,116,268.69
Disclosure

SEC source: 0001225208-11-003233 · doc4.xml · nonDerivative · entry 3

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,754.2872

Read SEC document
January 18, 2011 Filed Jan 20, 2011 18:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $27.84 $0.00
Disclosure

SEC source: 0001225208-11-003464 · doc4.xml · derivative · entry 13

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,600 shares

Expires 2011-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2011 Filed Jan 20, 2011 18:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,049 $0.00 Strike: $26.83 $0.00
Disclosure

SEC source: 0001225208-11-003464 · doc4.xml · derivative · entry 12

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,049 shares

Expires 2011-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2011 Filed Jan 20, 2011 18:02 UTC Exercise / conversionCommon Stock 1,049 $26.83 $28,144.67
Disclosure

SEC source: 0001225208-11-003464 · doc4.xml · nonDerivative · entry 2

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,594.3254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2011 Filed Jan 20, 2011 18:02 UTC Exercise / conversionCommon Stock 6,600 $27.84 $183,744.00
Disclosure

SEC source: 0001225208-11-003464 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,545.3254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2011 Filed Jan 20, 2011 18:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $27.84 $0.00
Disclosure

SEC source: 0001225208-11-003467 · doc4.xml · derivative · entry 7

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,600 shares

Expires 2011-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2011 Filed Jan 20, 2011 18:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,049 $0.00 Strike: $26.83 $0.00
Disclosure

SEC source: 0001225208-11-003467 · doc4.xml · derivative · entry 6

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,049 shares

Expires 2011-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2011 Filed Jan 20, 2011 18:02 UTC Tax withholdingCommon Stock 5,448 $44.96 $244,942.08
Disclosure

SEC source: 0001225208-11-003467 · doc4.xml · nonDerivative · entry 3

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,553.8858

Read SEC document
January 18, 2011 Filed Jan 20, 2011 18:02 UTC Exercise / conversionCommon Stock 1,049 $26.83 $28,144.67
Disclosure

SEC source: 0001225208-11-003467 · doc4.xml · nonDerivative · entry 2

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,001.8858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2011 Filed Jan 20, 2011 18:02 UTC Exercise / conversionCommon Stock 6,600 $27.84 $183,744.00
Disclosure

SEC source: 0001225208-11-003467 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,952.8858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:13 UTC
MANDELBAUM JAYExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 44,906 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003224 · doc4.xml · derivative · entry 3

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,907

Underlying: Common Stock · 44,906 shares

Expires 2012-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F1 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012.

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:13 UTC
MANDELBAUM JAYExecutive Vice President
Tax withholdingCommon Stock 44,263 $44.57 $1,972,801.91
Disclosure

SEC source: 0001225208-11-003224 · doc4.xml · nonDerivative · entry 2

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,686

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:13 UTC
MANDELBAUM JAYExecutive Vice President
Exercise / conversionCommon Stock 44,906 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003224 · doc4.xml · nonDerivative · entry 1

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2011 Filed Jan 18, 2011 19:13 UTC
Bisignano FrankChief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 51,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003225 · doc4.xml · derivative · entry 6

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,322

Underlying: Common Stock · 51,322 shares

Expires 2012-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F1 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.