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AMJB

JPMORGAN CHASE & CO

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2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 13, 2013 Filed Jan 16, 2013 23:43 UTC
Erdoes Mary E.Managing Director
Exercise / conversionRight to Receive Stock · Derivative 57,560 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001598 · doc4.xml · derivative · entry 5

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,560 shares

Expires 2013-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:43 UTC
Erdoes Mary E.Managing Director
Exercise / conversionRestricted Stock Units · Derivative 77,904 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001598 · doc4.xml · derivative · entry 4

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,905

Underlying: Common Stock · 77,904 shares

Expires 2014-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:43 UTC
Erdoes Mary E.Managing Director
Tax withholdingCommon Stock 72,510 $45.81 $3,321,683.10
Disclosure

SEC source: 0001225208-13-001598 · doc4.xml · nonDerivative · entry 3

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,374

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:43 UTC
Erdoes Mary E.Managing Director
Exercise / conversionCommon Stock 57,560 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001598 · doc4.xml · nonDerivative · entry 2

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:43 UTC
Erdoes Mary E.Managing Director
Exercise / conversionCommon Stock 77,904 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001598 · doc4.xml · nonDerivative · entry 1

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Hogan John JamesChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 42,001 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001599 · doc4.xml · derivative · entry 6

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,001

Underlying: Common Stock · 42,001 shares

Expires 2014-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Hogan John JamesChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 43,061 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001599 · doc4.xml · derivative · entry 5

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,061 shares

Expires 2013-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Hogan John JamesChief Risk Officer
Tax withholdingCommon Stock 40,759 $45.81 $1,867,169.79
Disclosure

SEC source: 0001225208-13-001599 · doc4.xml · nonDerivative · entry 3

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,903.9648

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Hogan John JamesChief Risk Officer
Exercise / conversionCommon Stock 42,001 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001599 · doc4.xml · nonDerivative · entry 2

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,662.9648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Hogan John JamesChief Risk Officer
Exercise / conversionCommon Stock 43,061 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001599 · doc4.xml · nonDerivative · entry 1

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,661.9648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Lake MarianneChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 8,129 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001600 · doc4.xml · derivative · entry 5

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,130

Underlying: Common Stock · 8,129 shares

Expires 2014-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Lake MarianneChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,062 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001600 · doc4.xml · derivative · entry 4

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,062 shares

Expires 2013-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Lake MarianneChief Financial Officer
Tax withholdingCommon Stock 6,329 $45.81 $289,931.49
Disclosure

SEC source: 0001225208-13-001600 · doc4.xml · nonDerivative · entry 3

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,605.0295

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Lake MarianneChief Financial Officer
Exercise / conversionCommon Stock 7,062 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001600 · doc4.xml · nonDerivative · entry 2

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,934.0295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Lake MarianneChief Financial Officer
Exercise / conversionCommon Stock 8,129 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001600 · doc4.xml · nonDerivative · entry 1

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,872.0295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Petno Douglas BManaging Director
Exercise / conversionRestricted Stock Units · Derivative 36,615 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001601 · doc4.xml · derivative · entry 6

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,616

Underlying: Common Stock · 36,615 shares

Expires 2014-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Petno Douglas BManaging Director
Exercise / conversionRestricted Stock Units · Derivative 41,151 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001601 · doc4.xml · derivative · entry 5

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,151 shares

Expires 2013-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Petno Douglas BManaging Director
Tax withholdingCommon Stock 36,997 $45.81 $1,694,832.57
Disclosure

SEC source: 0001225208-13-001601 · doc4.xml · nonDerivative · entry 3

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,571.781

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Petno Douglas BManaging Director
Exercise / conversionCommon Stock 36,615 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001601 · doc4.xml · nonDerivative · entry 2

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,568.781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Petno Douglas BManaging Director
Exercise / conversionCommon Stock 41,151 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001601 · doc4.xml · nonDerivative · entry 1

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,953.781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Pinto Daniel EManaging Director
Exercise / conversionRestricted Stock Units · Derivative 133,934 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001602 · doc4.xml · derivative · entry 4

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 133,934 shares

Expires 2013-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Pinto Daniel EManaging Director
Tax withholdingCommon Stock 69,646 $45.81 $3,190,483.26
Disclosure

SEC source: 0001225208-13-001602 · doc4.xml · nonDerivative · entry 2

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,742

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Pinto Daniel EManaging Director
Exercise / conversionCommon Stock 133,934 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001602 · doc4.xml · nonDerivative · entry 1

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Zames Matthew ECo-Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 109,236 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001603 · doc4.xml · derivative · entry 5

Zames Matthew E · CIK 0001550416 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,236

Underlying: Common Stock · 109,236 shares

Expires 2014-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Zames Matthew ECo-Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 134,044 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001603 · doc4.xml · derivative · entry 4

Zames Matthew E · CIK 0001550416 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 134,044 shares

Expires 2013-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Zames Matthew ECo-Chief Operating Officer
Tax withholdingCommon Stock 123,033 $45.81 $5,636,141.73
Disclosure

SEC source: 0001225208-13-001603 · doc4.xml · nonDerivative · entry 3

Zames Matthew E · CIK 0001550416 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,905

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Zames Matthew ECo-Chief Operating Officer
Exercise / conversionCommon Stock 109,236 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001603 · doc4.xml · nonDerivative · entry 2

Zames Matthew E · CIK 0001550416 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Zames Matthew ECo-Chief Operating Officer
Exercise / conversionCommon Stock 134,044 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001603 · doc4.xml · nonDerivative · entry 1

Zames Matthew E · CIK 0001550416 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 3,063 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001604 · doc4.xml · derivative · entry 6

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,063

Underlying: Common Stock · 3,063 shares

Expires 2014-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 2,938 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001604 · doc4.xml · derivative · entry 5

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,938 shares

Expires 2013-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
O'Donovan MarkCorporate Controller
Tax withholdingCommon Stock 2,333 $45.81 $106,874.73
Disclosure

SEC source: 0001225208-13-001604 · doc4.xml · nonDerivative · entry 3

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,216.5325

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionCommon Stock 2,938 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001604 · doc4.xml · nonDerivative · entry 2

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,549.5325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionCommon Stock 3,063 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001604 · doc4.xml · nonDerivative · entry 1

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,611.5325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Smith GordonExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 47,420 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001605 · doc4.xml · derivative · entry 5

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,421

Underlying: Common Stock · 47,420 shares

Expires 2014-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Smith GordonExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 34,536 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001605 · doc4.xml · derivative · entry 4

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,536 shares

Expires 2013-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Smith GordonExecutive Vice President
Tax withholdingCommon Stock 39,387 $45.81 $1,804,318.47
Disclosure

SEC source: 0001225208-13-001605 · doc4.xml · nonDerivative · entry 3

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,829

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Smith GordonExecutive Vice President
Exercise / conversionCommon Stock 34,536 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001605 · doc4.xml · nonDerivative · entry 2

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC
Smith GordonExecutive Vice President
Exercise / conversionCommon Stock 47,420 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001605 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 17:53 UTC GrantCommon Stock 568.5695 $43.97 $25,000.00
Disclosure

SEC source: 0001225208-13-000638 · doc4.xml · nonDerivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,106.6785

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 17:53 UTC
COTE DAVID MDirector
GrantCommon Stock 426.4271 $43.97 $18,750.00
Disclosure

SEC source: 0001225208-13-000639 · doc4.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,327.6581

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 22:53 UTC GrantCommon Stock 682.2834 $43.97 $30,000.00
Disclosure

SEC source: 0001225208-13-000640 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,512.0583

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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December 31, 2012 Filed Jan 3, 2013 22:53 UTC GrantCommon Stock 426.4271 $43.97 $18,750.00
Disclosure

SEC source: 0001225208-13-000641 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498.4307

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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December 31, 2012 Filed Jan 3, 2013 22:53 UTC GrantCommon Stock 739.1403 $43.97 $32,500.00
Disclosure

SEC source: 0001225208-13-000642 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,602.6688

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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December 31, 2012 Filed Jan 3, 2013 22:53 UTC GrantCommon Stock 511.7125 $43.97 $22,500.00
Disclosure

SEC source: 0001225208-13-000643 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,469.3472

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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December 31, 2012 Filed Jan 3, 2013 22:53 UTC GrantCommon Stock 426.4271 $43.97 $18,750.00
Disclosure

SEC source: 0001225208-13-000644 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,130.2139

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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December 31, 2012 Filed Jan 3, 2013 22:53 UTC GrantCommon Stock 511.7125 $43.97 $22,500.00
Disclosure

SEC source: 0001225208-13-000645 · doc4.xml · nonDerivative · entry 1

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,802.2293

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

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December 26, 2012 Filed Jan 4, 2013 20:02 UTC
Braunstein Douglas LChief Financial Officer
GiftCommon Stock 109,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-000786 · doc4.xml · nonDerivative · entry 6

Braunstein Douglas L · CIK 0001495110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust for children

Disclosed balance after: 109,000

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December 26, 2012 Filed Jan 4, 2013 20:02 UTC
Braunstein Douglas LChief Financial Officer
GiftCommon Stock 109,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-000786 · doc4.xml · nonDerivative · entry 2

Braunstein Douglas L · CIK 0001495110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,836

Read SEC document
December 21, 2012 Filed Jan 4, 2013 20:02 UTC
Braunstein Douglas LChief Financial Officer
GiftCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-000786 · doc4.xml · nonDerivative · entry 5

Braunstein Douglas L · CIK 0001495110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse's Trust for Children

Disclosed balance after: 24,000

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December 21, 2012 Filed Jan 4, 2013 20:02 UTC
Braunstein Douglas LChief Financial Officer
GiftCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-000786 · doc4.xml · nonDerivative · entry 4

Braunstein Douglas L · CIK 0001495110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.