Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date June 25, 2026 · Filed July 08, 2026
Section 16 reporting ended · disclosed 2026-07-08. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2026 Filed May 15, 2026 22:35 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 6,427 | $298.36 | $1,917,530.80 |
DisclosureSEC source: 0001225208-26-005410 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: Plan reported Ownership: Indirect · By GRATs Disclosed balance after: 76,402 F1 · balance_after: Balances reflect a) 30,148 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to Grantor on May 14, 2026; b) 7,155 shares transferred from a GRAT to the Grantor on May 14, 2026; and c) 10,740 shares transferred from a GRAT to a Family Trust on May 15, 2026. These transactions are exempt from Section 16(b) pursuant to Rule 16a-13. Read SEC document |
| April 15, 2026 Filed Apr 15, 2026 21:50 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 6,427 | $306.57 | $1,970,303.54 |
DisclosureSEC source: 0001225208-26-004525 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: Plan reported Ownership: Indirect · By GRATs Disclosed balance after: 130,872 Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 20:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionPerformance Share Units · Derivative | 57,514.7352 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-004052 · doc4.xml · derivative · entry 5 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,514.7352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPM common stock upon vesting based on the attainment of performance goals. F3 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2025, as provided under the terms of a PSU award granted on January 17, 2023, and as previously reported on a Form 4 filed on March 19, 2026. The PSUs settled in shares of common stock on March 25, 2026. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.exercise_date: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2025, as provided under the terms of a PSU award granted on January 17, 2023, and as previously reported on a Form 4 filed on March 19, 2026. The PSUs settled in shares of common stock on March 25, 2026. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.expiration_date: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2025, as provided under the terms of a PSU award granted on January 17, 2023, and as previously reported on a Form 4 filed on March 19, 2026. The PSUs settled in shares of common stock on March 25, 2026. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 20:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 31,805.7352 | $295.04 | $9,383,964.11 |
DisclosureSEC source: 0001225208-26-004052 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,726 Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 20:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 57,514.7352 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-004052 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,531.7352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent JPM common stock acquired on March 25, 2026 upon settlement of a Performance Share Unit (PSU) award granted on January 17, 2023 for the three-year performance period ended December 31, 2025 (as previously disclosed on a Form 4 filed on March 19, 2026), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award. F2 · price: Each PSU represents a contingent right to receive one share of JPM common stock upon vesting based on the attainment of performance goals. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 20:19 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantPerformance Share Units · Derivative | 57,514.7352 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-003872 · doc4.xml · derivative · entry 1 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,514.7352 Underlying: Common Stock · 57,514.7352 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPM common stock upon vesting based on the attainment of performance goals. F2 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2025. The PSUs are expected to vest and settle in shares of common stock on March 25, 2026, which will be reported in a later Form 4 filing. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 17, 2023. F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 17, 2023. Read SEC document |
| February 17, 2026 Filed Feb 17, 2026 22:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 3,907 | $306.41 | $1,197,158.33 |
DisclosureSEC source: 0001225208-26-001991 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: Plan reported Ownership: Indirect · By GRATs Disclosed balance after: 137,299 F1 · balance_after: Balances reflect a) 10,847 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to a Family Trust on February 9, 2026; b) 8,386 shares transferred from a GRAT to the Grantor on February 9, 2026; and c) 39,404 shares transferred from the Grantor for funding of a GRAT on February 10, 2026. These transactions are exempt from Section 16(b) pursuant to Rule 16a-13. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 21,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000732 · doc4.xml · derivative · entry 1 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,534 Underlying: Common Stock · 21,534 shares Expires 2029-01-13 F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based incentive compensation for performance year 2025, with the remaining 50% awarded in the form of Performance Share Units (PSUs). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial statements. In addition, all equity awards granted in 2026 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards granted to Operating Committee members are also subject to additional Protection-Based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors. F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2028 and 50% on January 13, 2029. Read SEC document |
| January 16, 2026 Filed Jan 16, 2026 23:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 3,908 | $312.78 | $1,222,353.23 |
DisclosureSEC source: 0001225208-26-000655 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: Plan reported Ownership: Indirect · By GRATs Disclosed balance after: 121,035 Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 16,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000626 · doc4.xml · derivative · entry 7 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,021 Underlying: Common Stock · 16,020 shares Expires 2027-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: RSUs vest 50% on January 13, 2026 and 50% on January 13, 2027. Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 17,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000626 · doc4.xml · derivative · entry 6 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,898 shares Expires 2026-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: RSUs vest 50% on January 13, 2025 and 50% on January 13, 2026. Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 18,287 | $318.72 | $5,828,341.21 |
DisclosureSEC source: 0001225208-26-000626 · doc4.xml · nonDerivative · entry 3 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,035 Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 16,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000626 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 17,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000626 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| May 16, 2025 Filed May 16, 2025 21:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 12,274 | $267.08 | $3,278,087.14 |
DisclosureSEC source: 0001225208-25-005223 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,404 F1 · balance_after: Balances reflect a) 80,000 shares transferred from the Grantor for funding of a Grantor Retained Annuity Trust on April 23, 2025; b) 18,731 shares transferred from a GRAT to a Family Trust on May 9, 2025; and c) 14,290 shares transferred from a GRAT to the Grantor on May 12, 2025. These transactions are exempt from Section 16(b) pursuant to Rule 16a-13. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 20:52 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionPerformance Share Units · Derivative | 50,150.9413 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-003708 · doc4.xml · derivative · entry 5 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,150.9413 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPM common stock upon vesting based on the attainment of performance goals. F4 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2024, as provided under the terms of a PSU award granted on January 18, 2022, and as previously reported on a Form 4 filed on March 20, 2025. The PSUs settled in shares of common stock on March 25, 2025. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F4 · derivative.exercise_date: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2024, as provided under the terms of a PSU award granted on January 18, 2022, and as previously reported on a Form 4 filed on March 20, 2025. The PSUs settled in shares of common stock on March 25, 2025. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F4 · derivative.expiration_date: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2024, as provided under the terms of a PSU award granted on January 18, 2022, and as previously reported on a Form 4 filed on March 20, 2025. The PSUs settled in shares of common stock on March 25, 2025. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 20:52 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 25,602.9413 | $249.72 | $6,393,627.95 |
DisclosureSEC source: 0001225208-25-003708 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,388 Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 20:52 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 50,150.9413 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-003708 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,990.9413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a Performance Share Unit (PSU) award granted on January 18, 2022 for the three-year performance period ended December 31, 2024 (as previously disclosed on a Form 4 filed on March 20, 2025), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award. F2 · price: Each PSU represents a contingent right to receive one share of JPM common stock upon vesting based on the attainment of performance goals. F3 · balance_after: Balance reflect a) 8,146 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to the Grantor on February 10, 2025; b) 13,100 shares transferred from a GRAT to the Grantor on February 13, 2025; and c) 15,065 shares transferred from a GRAT to the Grantor's Family Trust on February 14, 2025. These transactions are exempt from Section 16(b) pursuant to Rule 16a-13. Read SEC document |
| March 18, 2025 Filed Mar 20, 2025 20:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantPerformance Share Units · Derivative | 50,150.9413 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-003533 · doc4.xml · derivative · entry 1 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,150.9413 Underlying: Common Stock · 50,150.9413 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPM common stock upon vesting based on the attainment of performance goals. F2 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2024. The PSUs are expected to vest and settle in shares of common stock on March 25, 2025, which will be reported in a later Form 4 filing. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 18, 2022. F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 18, 2022. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 4,232 | $278.36 | $1,178,009.36 |
DisclosureSEC source: 0001225208-25-001958 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: Plan reported Ownership: Indirect · By GRATs Disclosed balance after: 114,275 Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 23,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-000762 · doc4.xml · derivative · entry 1 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,485 Underlying: Common Stock · 23,485 shares Expires 2028-01-13 F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based incentive compensation for performance year 2024, with the remaining 50% awarded in the form of Performance Share Units (PSUs). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial statements. In addition, all equity awards granted in 2025 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards granted to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors. F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2027 and 50% on January 13, 2028. Read SEC document |
| January 16, 2025 Filed Jan 16, 2025 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 4,233 | $254.00 | $1,075,202.74 |
DisclosureSEC source: 0001225208-25-000695 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: Plan reported Ownership: Indirect · By GRATs Disclosed balance after: 118,507 Read SEC document |
| January 13, 2025 Filed Jan 15, 2025 21:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 17,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-000657 · doc4.xml · derivative · entry 7 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,898 Underlying: Common Stock · 17,898 shares Expires 2026-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2025 and 50% on January 13, 2026. Read SEC document |
| January 13, 2025 Filed Jan 15, 2025 21:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 15,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-000657 · doc4.xml · derivative · entry 6 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,426 shares Expires 2025-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2024 and 50% on January 13, 2025. Read SEC document |
| January 13, 2025 Filed Jan 15, 2025 21:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 16,393 | $241.77 | $3,963,335.61 |
DisclosureSEC source: 0001225208-25-000657 · doc4.xml · nonDerivative · entry 3 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,594 Read SEC document |
| January 13, 2025 Filed Jan 15, 2025 21:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 15,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-000657 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2025 Filed Jan 15, 2025 21:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 17,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-000657 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| May 14, 2024 Filed May 14, 2024 20:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 11,734 | $200.02 | $2,347,065.19 |
DisclosureSEC source: 0001225208-24-006002 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: Plan reported Ownership: Indirect · By GRATs Disclosed balance after: 122,740 F1 · balance_after: Balance reflects a) 5,845 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to the Grantor on April 29, 2024; b) 372 shares trasnferred from a GRAT to the Grantor's Family Trust on April 29, 2024; c) 18,002 shares transferred from a GRAT to the Grantor on May 9, 2024; and d) 40,000 shares transferred from the Grantor for funding of a Grantor Retained Annuity Trust on May 10, 2024. These transfers are exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| March 25, 2024 Filed Mar 27, 2024 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionPerformance Share Units · Derivative | 52,504.414 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-004558 · doc4.xml · derivative · entry 5 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,504.414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F3 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2023, as provided under the terms of a PSU award granted on January 19, 2021, and as previously reported on a Form 4 filed on March 21, 2024. The PSUs settled in shares of common stock on March 25, 2024. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.exercise_date: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2023, as provided under the terms of a PSU award granted on January 19, 2021, and as previously reported on a Form 4 filed on March 21, 2024. The PSUs settled in shares of common stock on March 25, 2024. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.expiration_date: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2023, as provided under the terms of a PSU award granted on January 19, 2021, and as previously reported on a Form 4 filed on March 21, 2024. The PSUs settled in shares of common stock on March 25, 2024. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. Read SEC document |
| March 25, 2024 Filed Mar 27, 2024 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 29,035.414 | $195.65 | $5,680,778.75 |
DisclosureSEC source: 0001225208-24-004558 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,816 Read SEC document |
| March 25, 2024 Filed Mar 27, 2024 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 52,504.414 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-004558 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,851.414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent JPMC common stock acquired on March 25, 2024 upon settlement of a Performance Share Unit (PSU) award granted on January 19, 2021 for the three-year performance period ended December 31, 2023 (as previously disclosed on a Form 4 filed on March 21, 2024), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F2 · price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantPerformance Share Units · Derivative | 52,504.414 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-004390 · doc4.xml · derivative · entry 1 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,504.414 Underlying: Common Stock · 52,504.414 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F2 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2023. The PSUs are expected to vest and settle in shares of common stock on March 25, 2024, which will be reported in a later Form 4 filing. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 19, 2021. F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 19, 2021. Read SEC document |
| February 16, 2024 Filed Feb 17, 2024 00:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 4,459 | $178.97 | $798,038.82 |
DisclosureSEC source: 0001225208-24-002348 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · CEO CCB 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 71,347 F1 · balance_after: Balance reflects a) 21,354 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to the Grantor on Jan 26, 2024; b) 2,459 shares transferred from a GRAT to the Grantor's Family Trust on Jan 26, 2024; c) 27,379 shares transferred from the Grantor for funding of a GRAT on Feb 7, 2024; and d) 16,835 shares transferred from a GRAT to the Grantor on Feb 13, 2024. These transfers are exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 00:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 4,459 | $166.72 | $743,422.32 |
DisclosureSEC source: 0001225208-24-000931 · doc4.xml · nonDerivative · entry 4 Lake Marianne · CIK 0001566079 · Co-CEO CCB 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,996 Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 21:34 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 32,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-001020 · doc4.xml · derivative · entry 1 Lake Marianne · CIK 0001566079 · Co-CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,041 Underlying: Common Stock · 32,041 shares Expires 2027-01-13 F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2023, with the remaining 50% awarded in the form of Performance Share Units (PSUs). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial statements. In addition, all equity awards granted in 2024 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards granted to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors. F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2026 and 50% on January 13, 2027. Read SEC document |
| January 13, 2024 Filed Jan 17, 2024 00:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 15,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-000931 · doc4.xml · derivative · entry 8 Lake Marianne · CIK 0001566079 · Co-CEO CCB 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,426 Underlying: Common Stock · 15,425 shares Expires 2025-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2024 and 50% on January 13, 2025. Read SEC document |
| January 13, 2024 Filed Jan 17, 2024 00:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 16,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-000931 · doc4.xml · derivative · entry 7 Lake Marianne · CIK 0001566079 · Co-CEO CCB 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,103 shares Expires 2024-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024. Read SEC document |
| January 13, 2024 Filed Jan 17, 2024 00:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 16,585 | $172.61 | $2,862,653.93 |
DisclosureSEC source: 0001225208-24-000931 · doc4.xml · nonDerivative · entry 3 Lake Marianne · CIK 0001566079 · Co-CEO CCB 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 69,455 Read SEC document |
| January 13, 2024 Filed Jan 17, 2024 00:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 15,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-000931 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · Co-CEO CCB 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 86,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2024 Filed Jan 17, 2024 00:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 16,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-000931 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Co-CEO CCB 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 70,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| December 12, 2023 Filed Dec 12, 2023 22:06 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 32,243 | $160.00 | $5,158,905.79 |
DisclosureSEC source: 0001225208-23-010978 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Co-CEO CCB 10b5-1 filing: Plan reported Ownership: Indirect · By GRATs Disclosed balance after: 131,962 F1 · balance_after: (1) Balance reflects a) 8,914 shares; b) 6,485 shares; and c) 9,580 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to the Grantor on May 1, 2023; d) 5,034 shares transferred from a GRAT to the Grantor's Family Trust; and e) 56,932 shares transferred from the Grantor for funding of a Grantor Retained Annuity Trust on May 9, 2023. These transfers are exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 20:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionPerformance Share Units · Derivative | 52,380.187 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-004275 · doc4.xml · derivative · entry 5 Lake Marianne · CIK 0001566079 · Co-CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,380.187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F4 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2022, as provided under the terms of a PSU award granted on January 21, 2020, and as previously reported on a Form 4 filed on March 23, 2023. The PSUs settled in shares of common stock on March 25, 2023. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F4 · derivative.exercise_date: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2022, as provided under the terms of a PSU award granted on January 21, 2020, and as previously reported on a Form 4 filed on March 23, 2023. The PSUs settled in shares of common stock on March 25, 2023. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F4 · derivative.expiration_date: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2022, as provided under the terms of a PSU award granted on January 21, 2020, and as previously reported on a Form 4 filed on March 23, 2023. The PSUs settled in shares of common stock on March 25, 2023. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 20:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 28,966.187 | $124.40 | $3,603,248.83 |
DisclosureSEC source: 0001225208-23-004275 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · Co-CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,465 F3 · balance_after: Balance reflects a) 21,187 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to the Grantor on February 10, 2023 and b) 45,000 shares transferred from the Grantor for funding of a Grantor Retained Annuity Trust on February 13, 2023. These transfers are exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 20:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 52,380.187 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-004275 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Co-CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,431.187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent JPMC common stock acquired on March 25, 2023 upon settlement of a Performance Share Unit (PSU) award granted on January 21, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 23, 2023), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F2 · price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 20:24 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantPerformance Share Units · Derivative | 52,380.187 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-004209 · doc4.xml · derivative · entry 1 Lake Marianne · CIK 0001566079 · Co-CEO CCB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,380.187 Underlying: Common Stock · 52,380.187 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F2 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2022. The PSUs are expected to vest and settle in shares of common stock on March 25, 2023, which will be reported in a later Form 4 filing. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020. F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 21, 2020. Read SEC document |
| January 17, 2023 Filed Jan 18, 2023 01:52 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 10,000 | $141.00 | $1,410,000.00 |
DisclosureSEC source: 0001225208-23-000688 · doc4.xml · nonDerivative · entry 4 Lake Marianne · CIK 0001566079 · Co-CEO CCB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,864 F3 · kind: Sale pursuant to 10b5-1 plan dated November 14, 2022. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 35,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000760 · doc4.xml · derivative · entry 1 Lake Marianne · CIK 0001566079 · Co-CEO CCB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,796 Underlying: Common Stock · 35,796 shares Expires 2026-01-13 F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2022, with the remaining 50% awarded in the form of Performance Share Units (PSUs). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial statements. In addition, all equity awards granted in 2023 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards granted to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2025 and 50% on January 13, 2026. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 01:52 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 16,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000688 · doc4.xml · derivative · entry 8 Lake Marianne · CIK 0001566079 · Co-CEO CCB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,103 Underlying: Common Stock · 16,103 shares Expires 2024-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F6 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 01:52 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 15,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000688 · doc4.xml · derivative · entry 7 Lake Marianne · CIK 0001566079 · Co-CEO CCB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,942 shares Expires 2023-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F5 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 01:52 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 16,670 | $139.15 | $2,319,547.15 |
DisclosureSEC source: 0001225208-23-000688 · doc4.xml · nonDerivative · entry 3 Lake Marianne · CIK 0001566079 · Co-CEO CCB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,864 F2 · balance_after: Balance reflects a) 9,697 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on April 20, 2022; b) 6,126 shares transferred from a GRAT to the Grantor on April 27, 2022; and c) 41,823 shares transferred from the Grantor to fund a new GRAT on April 28, 2022. These transfers are exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.