Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date January 13, 2017 · Filed January 18, 2017
Section 16 reporting ended · disclosed 2017-01-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,904 |
Ending reported balance
After 2017-01-13 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-01-13 · Exercise / conversion · Acquired 8,049 · Balance 8,049 F1: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Row 2 · 2017-01-13 · Exercise / conversion · Acquired 7,085 · Balance 15,134 F1: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Row 3 · 2017-01-13 · Tax withholding · Disposed 6,230 · Balance 8,904 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-01-13 | Direct | 0 |
Reported balance
After 2017-01-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-01-13 · Exercise / conversion · Disposed 7,085 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2018-01-13 | Direct | 8,050 |
Reported balance
After 2017-01-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-01-13 · Exercise / conversion · Disposed 8,049 · Balance 8,050 F1: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.
F3: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 13, 2017 Filed Jan 18, 2017 21:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 8,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001318 · doc4.xml · derivative · entry 5 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,050 Underlying: Common Stock · 8,049 shares Expires 2018-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 7,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001318 · doc4.xml · derivative · entry 4 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,085 shares Expires 2017-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 6,230 | $87.14 | $542,851.05 |
DisclosureSEC source: 0001225208-17-001318 · doc4.xml · nonDerivative · entry 3 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,904 Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 7,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001318 · doc4.xml · nonDerivative · entry 2 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 8,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001318 · doc4.xml · nonDerivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 26, 2016 Filed Oct 27, 2016 16:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 4,035 | $69.05 | $278,621.19 |
DisclosureSEC source: 0001225208-16-040780 · doc4.xml · nonDerivative · entry 4 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Sale pursuant to 10b5-1 Plan dated July 22, 2016. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 16:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 6,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040780 · doc4.xml · derivative · entry 6 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,016 Underlying: Common Stock · 6,005 shares Expires 2019-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2016, 25% on October 25, 2017, 25% on October 25, 2018 and 25% on October 25, 2019. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 16:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 2,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040780 · doc4.xml · derivative · entry 5 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,376 Underlying: Common Stock · 2,376 shares Expires 2017-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments beginning October 25, 2014. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 16:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 4,346 | $68.66 | $298,374.63 |
DisclosureSEC source: 0001225208-16-040780 · doc4.xml · nonDerivative · entry 3 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,035 Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 16:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 2,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040780 · doc4.xml · nonDerivative · entry 2 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 16:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 6,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040780 · doc4.xml · nonDerivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 20:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 29,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039185 · doc4.xml · derivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,701 Underlying: Common Stock · 29,701 shares Expires 2020-10-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. The grant amount was calculated using a value of $67.34 per restricted stock unit, the "fair market value" (the average of the high and low selling prices on the New York Stock Exchange composite tape) of one share of JPMC common stock on September 8, 2016, the date of grant under the terms of the JPMorgan Chase & Co. Long Term Incentive Plan. F2 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2017, 25% on October 25, 2018, 25% on October 25, 2019, and 25% on October 25, 2020, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date. Read SEC document |
| August 11, 2016 Filed Aug 12, 2016 20:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | OtherCommon Stock | 809.9352 | $65.46 | $53,018.36 |
DisclosureSEC source: 0001225208-16-037804 · doc4.xml · nonDerivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By 401k Disclosed balance after: 0 Read SEC document |
| January 19, 2016 Filed Jan 21, 2016 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 17,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024629 · doc4.xml · derivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,471 Underlying: Common Stock · 17,471 shares Expires 2019-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2016 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019. Read SEC document |
| January 15, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 6,553 | $56.82 | $372,322.46 |
DisclosureSEC source: 0001225208-16-024261 · doc4.xml · nonDerivative · entry 4 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 6, 2015. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 7,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024261 · doc4.xml · derivative · entry 7 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,085 Underlying: Common Stock · 7,084 shares Expires 2017-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 3,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024261 · doc4.xml · derivative · entry 6 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,435 shares Expires 2016-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 3,966 | $58.29 | $231,188.06 |
DisclosureSEC source: 0001225208-16-024261 · doc4.xml · nonDerivative · entry 3 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,553 Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 3,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024261 · doc4.xml · nonDerivative · entry 2 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 7,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024261 · doc4.xml · nonDerivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 26, 2015 Filed Oct 26, 2015 21:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 1,144 | $63.68 | $72,846.03 |
DisclosureSEC source: 0001225208-15-019889 · doc4.xml · nonDerivative · entry 3 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Sale pursuant to 10b5-1 Plan dated July 30, 2015. Read SEC document |
| October 25, 2015 Filed Oct 26, 2015 21:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 2,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-019889 · doc4.xml · derivative · entry 5 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,752 Underlying: Common Stock · 2,376 shares Expires 2017-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest in four equal installments beginning October 25, 2014. Read SEC document |
| October 25, 2015 Filed Oct 26, 2015 21:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 1,232 | $63.84 | $78,653.96 |
DisclosureSEC source: 0001225208-15-019889 · doc4.xml · nonDerivative · entry 2 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,144 Read SEC document |
| October 25, 2015 Filed Oct 26, 2015 21:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 2,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-019889 · doc4.xml · nonDerivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 20, 2015 Filed Oct 22, 2015 20:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 24,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-019838 · doc4.xml · derivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,021 Underlying: Common Stock · 24,021 shares Expires 2019-10-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2015 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of RSUs awarded are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). F3 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2016, 25% on October 25, 2017, 25% on October 25, 2018 and 25% on October 25, 2019. Read SEC document |
| January 20, 2015 Filed Jan 22, 2015 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 16,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001772 · doc4.xml · derivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,099 Underlying: Common Stock · 16,099 shares Expires 2018-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. The grant amount was calculated using a value of $55.9066 per restricted stock unit, the "fair market value" (the average of the high and low selling prices on the New York Stock Exchange composite tape) of one share of JPMC common stock on January 20, 2015, the date of grant under the terms of the JPMorgan Chase & Co. Long Term Incentive Plan. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2015 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 15, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 4,808 | $55.35 | $266,145.88 |
DisclosureSEC source: 0001225208-15-001445 · doc4.xml · nonDerivative · entry 4 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Sale pursuant to 10b5-1 Plan dated July 22, 2014. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 3,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001445 · doc4.xml · derivative · entry 7 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,435 Underlying: Common Stock · 3,435 shares Expires 2016-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 4,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001445 · doc4.xml · derivative · entry 6 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,350 shares Expires 2015-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 2,977 | $59.04 | $175,747.20 |
DisclosureSEC source: 0001225208-15-001445 · doc4.xml · nonDerivative · entry 3 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,808 Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 3,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001445 · doc4.xml · nonDerivative · entry 2 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 4,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001445 · doc4.xml · nonDerivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 31, 2014 Filed Oct 31, 2014 21:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 1,144 | $60.26 | $68,932.98 |
DisclosureSEC source: 0001225208-14-022318 · doc4.xml · nonDerivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Sale pursuant to 10b5-1 Plan dated July 22, 2014. Read SEC document |
| October 25, 2014 Filed Oct 27, 2014 20:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 2,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-022041 · doc4.xml · derivative · entry 4 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,128 Underlying: Common Stock · 2,376 shares Expires 2017-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest in four equal installments beginning October 25, 2014. Read SEC document |
| October 25, 2014 Filed Oct 27, 2014 20:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 1,232 | $58.39 | $71,933.40 |
DisclosureSEC source: 0001225208-14-022041 · doc4.xml · nonDerivative · entry 2 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,144 Read SEC document |
| October 25, 2014 Filed Oct 27, 2014 20:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 2,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-022041 · doc4.xml · nonDerivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| April 14, 2014 Filed Apr 16, 2014 16:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 4,790 | $54.90 | $262,972.92 |
DisclosureSEC source: 0001225208-14-010759 · doc4.xml · nonDerivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Sale pursuant to 10b5-1 Plan dated February 4, 2014. Read SEC document |
| January 23, 2014 Filed Jan 24, 2014 16:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 7,121 | $56.51 | $402,385.63 |
DisclosureSEC source: 0001225208-14-002232 · doc4.xml · nonDerivative · entry 3 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,790 F1 · kind: Shares sold pursuant to Rule 10b5-1 Plan dated November 14, 2013. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 15,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-14-002232 · doc4.xml · derivative · entry 6 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 14,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002232 · doc4.xml · derivative · entry 5 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,169 Underlying: Common Stock · 14,169 shares Expires 2017-01-13 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 10,210 | $57.88 | $590,903.75 |
DisclosureSEC source: 0001225208-14-002232 · doc4.xml · nonDerivative · entry 2 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,911 Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 15,000 | $19.49 | $292,350.00 |
DisclosureSEC source: 0001225208-14-002232 · doc4.xml · nonDerivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 4,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001812 · doc4.xml · derivative · entry 6 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,350 Underlying: Common Stock · 4,350 shares Expires 2015-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 3,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001812 · doc4.xml · derivative · entry 5 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,063 shares Expires 2014-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 2,839 | $58.10 | $164,945.90 |
DisclosureSEC source: 0001225208-14-001812 · doc4.xml · nonDerivative · entry 3 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,121 Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 3,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001812 · doc4.xml · nonDerivative · entry 2 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 4,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001812 · doc4.xml · nonDerivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 15, 2013 Filed Oct 17, 2013 20:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 9,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-021989 · doc4.xml · derivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,504 Underlying: Common Stock · 9,504 shares Expires 2017-10-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest in four equal installments beginning October 25, 2014. Read SEC document |
| August 08, 2013 Filed Aug 9, 2013 20:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 3,434 | $54.91 | $188,560.94 |
DisclosureSEC source: 0001225208-13-017580 · doc4.xml · nonDerivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,547 Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 25,000 | $0.00 Strike: $46.79 | $0.00 |
DisclosureSEC source: 0001225208-13-017296 · doc4.xml · derivative · entry 6 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2016-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciate Rights vest and become exercisable in three equal annual installments beginning October 19, 2009. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.