Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 8 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 14, 2014 Filed Apr 16, 2014 16:46 UTC |
O'Donovan MarkCorporate Controller
|
SaleCommon Stock | 4,790 | $54.90 | $262,972.92 |
DisclosureSEC source: 0001225208-14-010759 · doc4.xml · nonDerivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Sale pursuant to 10b5-1 Plan dated February 4, 2014. Read SEC document |
| April 14, 2014 Filed Apr 16, 2014 20:46 UTC |
Petno Douglas BManaging Director
|
SaleCommon Stock | 21,110 | $54.91 | $1,159,133.21 |
DisclosureSEC source: 0001225208-14-010760 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,283.4349 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013. Read SEC document |
| April 14, 2014 Filed Apr 16, 2014 20:46 UTC |
Pinto Daniel EManaging Director
|
SaleCommon Stock | 98,910 | $54.92 | $5,431,672.32 |
DisclosureSEC source: 0001225208-14-010761 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,973 F1 · kind: Sale pursuant to 10b5-1 Plans dated November 15, 2013 and February 13, 2014. Read SEC document |
| April 14, 2014 Filed Apr 16, 2014 20:46 UTC |
Smith GordonExecutive Vice President
|
SaleCommon Stock | 71,952 | $54.91 | $3,950,797.98 |
DisclosureSEC source: 0001225208-14-010762 · doc4.xml · nonDerivative · entry 1 Smith Gordon · CIK 0001311487 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,905 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013. Read SEC document |
| April 14, 2014 Filed Apr 16, 2014 16:46 UTC |
Zames Matthew EChief Operating Officer
|
SaleCommon Stock | 97,581 | $54.91 | $5,357,967.79 |
DisclosureSEC source: 0001225208-14-010763 · doc4.xml · nonDerivative · entry 1 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,580.4221 F1 · kind: Sale pursuant to 10b5-1 Plan dated February 7, 2014. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 16:25 UTC |
BOWLES CRANDALL CLOSEDirector
|
GrantCommon Stock | 555.9216 | $60.71 | $33,750.00 |
DisclosureSEC source: 0001225208-14-009728 · doc4.xml · nonDerivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,223.3658 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 20:25 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock | 308.8453 | $60.71 | $18,750.00 |
DisclosureSEC source: 0001225208-14-009729 · doc4.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,746.8257 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 16:25 UTC |
CROWN JAMES SDirector
|
GrantCommon Stock | 617.6907 | $60.71 | $37,500.00 |
DisclosureSEC source: 0001225208-14-009730 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,617.9266 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 20:25 UTC |
FLYNN TIMOTHY PATRICKDirector
|
GrantCommon Stock | 494.1525 | $60.71 | $30,000.00 |
DisclosureSEC source: 0001225208-14-009731 · doc4.xml · nonDerivative · entry 1 FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,134.6431 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 16:25 UTC |
JACKSON LABANDirector
|
GrantCommon Stock | 905.9463 | $60.71 | $55,000.00 |
DisclosureSEC source: 0001225208-14-009732 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,535.8259 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 16:25 UTC |
NEAL MICHAEL ADirector
|
GrantCommon Stock | 370.6144 | $60.71 | $22,500.00 |
DisclosureSEC source: 0001225208-14-009733 · doc4.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,258.3034 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 16:25 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock | 617.6907 | $60.71 | $37,500.00 |
DisclosureSEC source: 0001225208-14-009734 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,165.9728 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 20:25 UTC |
WELDON WILLIAM CDirector
|
GrantCommon Stock | 782.4082 | $60.71 | $47,500.00 |
DisclosureSEC source: 0001225208-14-009735 · doc4.xml · nonDerivative · entry 1 WELDON WILLIAM C · CIK 0001189019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,019.0147 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 21:27 UTC |
Erdoes Mary E.Managing Director
|
GiftCommon Stock | 1,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-004337 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,010 Read SEC document |
| January 31, 2014 Filed Feb 3, 2014 16:21 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 3,000 | $55.41 | $166,219.50 |
DisclosureSEC source: 0001225208-14-003058 · doc4.xml · nonDerivative · entry 9 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 18,803 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2014 Filed Feb 3, 2014 16:21 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 60,000 | $55.41 | $3,324,390.00 |
DisclosureSEC source: 0001225208-14-003058 · doc4.xml · nonDerivative · entry 8 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (The Crown Fund) Disclosed balance after: 6,423,649 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2014 Filed Feb 3, 2014 16:21 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 17,000 | $55.41 | $941,910.50 |
DisclosureSEC source: 0001225208-14-003058 · doc4.xml · nonDerivative · entry 6 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Henry Crown & Co) Disclosed balance after: 3,048,854 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2014 Filed Feb 3, 2014 16:21 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 240,000 | $55.41 | $13,297,560.00 |
DisclosureSEC source: 0001225208-14-003058 · doc4.xml · nonDerivative · entry 4 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Crown Fund II) Disclosed balance after: 933,905 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2014 Filed Feb 3, 2014 16:21 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 80,000 | $55.41 | $4,432,520.00 |
DisclosureSEC source: 0001225208-14-003058 · doc4.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Areljay) Disclosed balance after: 1,834,723 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 30, 2014 Filed Feb 3, 2014 16:21 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 15,000 | $56.00 | $840,000.00 |
DisclosureSEC source: 0001225208-14-003058 · doc4.xml · nonDerivative · entry 7 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (The Crown Fund) Disclosed balance after: 6,363,649 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 30, 2014 Filed Feb 3, 2014 16:21 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 5,000 | $56.00 | $280,000.00 |
DisclosureSEC source: 0001225208-14-003058 · doc4.xml · nonDerivative · entry 5 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Henry Crown & Co) Disclosed balance after: 3,031,854 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 30, 2014 Filed Feb 3, 2014 16:21 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 60,000 | $56.00 | $3,360,000.00 |
DisclosureSEC source: 0001225208-14-003058 · doc4.xml · nonDerivative · entry 3 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Crown Fund II) Disclosed balance after: 693,905 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 30, 2014 Filed Feb 3, 2014 16:21 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 20,000 | $56.00 | $1,120,000.00 |
DisclosureSEC source: 0001225208-14-003058 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Areljay) Disclosed balance after: 1,754,723 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 29, 2014 Filed Jan 29, 2014 23:02 UTC |
Pinto Daniel EManaging Director
|
SaleCommon Stock | 63,718 | $55.35 | $3,527,084.40 |
DisclosureSEC source: 0001225208-14-002688 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,883 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 23:02 UTC |
BACON ASHLEYChief Risk Officer
|
SaleCommon Stock | 3,051 | $55.26 | $168,588.19 |
DisclosureSEC source: 0001225208-14-002689 · doc4.xml · nonDerivative · entry 1 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,351 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 23:02 UTC |
Donnelly John LDirector Human Resources
|
SaleCommon Stock | 9,851 | $55.26 | $544,369.22 |
DisclosureSEC source: 0001225208-14-002690 · doc4.xml · nonDerivative · entry 1 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,351.7587 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 23:02 UTC |
Erdoes Mary E.Managing Director
|
SaleCommon Stock | 63,802 | $55.25 | $3,524,818.05 |
DisclosureSEC source: 0001225208-14-002691 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,536 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 23:02 UTC |
Lake MarianneChief Financial Officer
|
SaleCommon Stock | 4,880 | $55.26 | $269,660.99 |
DisclosureSEC source: 0001225208-14-002692 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,153.7293 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 23:02 UTC |
Petno Douglas BManaging Director
|
SaleCommon Stock | 21,110 | $55.26 | $1,166,445.72 |
DisclosureSEC source: 0001225208-14-002693 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,369.6794 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 23:02 UTC |
Smith GordonExecutive Vice President
|
SaleCommon Stock | 71,953 | $55.26 | $3,975,856.55 |
DisclosureSEC source: 0001225208-14-002694 · doc4.xml · nonDerivative · entry 1 Smith Gordon · CIK 0001311487 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,857 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 23:02 UTC |
Zames Matthew EChief Operating Officer
|
SaleCommon Stock | 76,000 | $55.25 | $4,199,068.40 |
DisclosureSEC source: 0001225208-14-002695 · doc4.xml · nonDerivative · entry 1 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,161.4221 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013. Read SEC document |
| January 23, 2014 Filed Jan 24, 2014 16:57 UTC |
O'Donovan MarkCorporate Controller
|
SaleCommon Stock | 7,121 | $56.51 | $402,385.63 |
DisclosureSEC source: 0001225208-14-002232 · doc4.xml · nonDerivative · entry 3 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,790 F1 · kind: Shares sold pursuant to Rule 10b5-1 Plan dated November 14, 2013. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:57 UTC |
O'Donovan MarkCorporate Controller
|
Exercise / conversionStock Appreciation Rights · Derivative | 15,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-14-002232 · doc4.xml · derivative · entry 6 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:57 UTC |
O'Donovan MarkCorporate Controller
|
GrantRestricted Stock Units · Derivative | 14,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002232 · doc4.xml · derivative · entry 5 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,169 Underlying: Common Stock · 14,169 shares Expires 2017-01-13 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:57 UTC |
O'Donovan MarkCorporate Controller
|
Tax withholdingCommon Stock | 10,210 | $57.88 | $590,903.75 |
DisclosureSEC source: 0001225208-14-002232 · doc4.xml · nonDerivative · entry 2 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,911 Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:57 UTC |
O'Donovan MarkCorporate Controller
|
Exercise / conversionCommon Stock | 15,000 | $19.49 | $292,350.00 |
DisclosureSEC source: 0001225208-14-002232 · doc4.xml · nonDerivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:57 UTC |
Pinto Daniel EManaging Director
|
GrantRestricted Stock Units · Derivative | 84,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002233 · doc4.xml · derivative · entry 4 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,234 Underlying: Common Stock · 84,234 shares Expires 2017-01-13 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F1 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on July 25, 2015 and 50% on January 13, 2017. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:57 UTC |
Pinto Daniel EManaging Director
|
Tax withholdingCommon Stock | 26,394 | $57.88 | $1,527,552.75 |
DisclosureSEC source: 0001225208-14-002233 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,601 Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:57 UTC |
Pinto Daniel EManaging Director
|
GrantCommon Stock | 56,156 | $57.88 | $3,250,028.50 |
DisclosureSEC source: 0001225208-14-002233 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,995 F1 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC |
Cavanagh Michael JExecutive Vice President
|
GrantRestricted Stock Units · Derivative | 168,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002234 · doc4.xml · derivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,467 Underlying: Common Stock · 168,467 shares Expires 2017-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC |
Donnelly John LDirector Human Resources
|
GrantRestricted Stock Units · Derivative | 36,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002235 · doc4.xml · derivative · entry 1 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,718 Underlying: Common Stock · 36,718 shares Expires 2017-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC |
Erdoes Mary E.Managing Director
|
GrantRestricted Stock Units · Derivative | 147,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002236 · doc4.xml · derivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,733 Underlying: Common Stock · 147,733 shares Expires 2017-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC |
Lake MarianneChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 80,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002237 · doc4.xml · derivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,346 Underlying: Common Stock · 80,346 shares Expires 2017-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC |
Petno Douglas BManaging Director
|
GrantRestricted Stock Units · Derivative | 80,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002238 · doc4.xml · derivative · entry 1 Petno Douglas B · CIK 0001539649 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,346 Underlying: Common Stock · 80,346 shares Expires 2017-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC |
Smith GordonExecutive Vice President
|
GrantRestricted Stock Units · Derivative | 137,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002239 · doc4.xml · derivative · entry 1 Smith Gordon · CIK 0001311487 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,366 Underlying: Common Stock · 137,366 shares Expires 2017-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC |
Zames Matthew EChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 168,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002240 · doc4.xml · derivative · entry 1 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,467 Underlying: Common Stock · 168,467 shares Expires 2017-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · shares: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC |
BACON ASHLEYChief Risk Officer
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GrantRestricted Stock Units · Derivative | 75,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002241 · doc4.xml · derivative · entry 1 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,162 Underlying: Common Stock · 75,162 shares Expires 2017-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC |
Cutler Stephen MGeneral Counsel
|
Exercise / conversionStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001225208-14-002242 · doc4.xml · derivative · entry 6 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 100,000 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC |
Cutler Stephen MGeneral Counsel
|
Exercise / conversionStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-14-002242 · doc4.xml · derivative · entry 5 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC |
Cutler Stephen MGeneral Counsel
|
GrantRestricted Stock Units · Derivative | 95,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002242 · doc4.xml · derivative · entry 4 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,897 Underlying: Common Stock · 95,897 shares Expires 2017-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.