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AMJB

JPMORGAN CHASE & CO

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2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Smith GordonExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 59,575 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024264 · doc4.xml · derivative · entry 5

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,575 shares

Expires 2016-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Smith GordonExecutive Vice President
Tax withholdingCommon Stock 64,066 $58.29 $3,734,567.31
Disclosure

SEC source: 0001225208-16-024264 · doc4.xml · nonDerivative · entry 3

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,824

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Smith GordonExecutive Vice President
Exercise / conversionCommon Stock 59,575 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024264 · doc4.xml · nonDerivative · entry 2

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Smith GordonExecutive Vice President
Exercise / conversionCommon Stock 68,683 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024264 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Petno Douglas BManaging Director
Exercise / conversionRestricted Stock Units · Derivative 40,173 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024265 · doc4.xml · derivative · entry 7

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,173

Underlying: Common Stock · 40,173 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Petno Douglas BManaging Director
Exercise / conversionRestricted Stock Units · Derivative 41,864 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024265 · doc4.xml · derivative · entry 6

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,864 shares

Expires 2016-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Petno Douglas BManaging Director
Tax withholdingCommon Stock 39,870 $58.29 $2,324,121.98
Disclosure

SEC source: 0001225208-16-024265 · doc4.xml · nonDerivative · entry 3

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,891.9743

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Petno Douglas BManaging Director
Exercise / conversionCommon Stock 40,173 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024265 · doc4.xml · nonDerivative · entry 2

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,761.9743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Petno Douglas BManaging Director
Exercise / conversionCommon Stock 41,864 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024265 · doc4.xml · nonDerivative · entry 1

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,588.9743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Erdoes Mary E.Managing Director
Exercise / conversionRestricted Stock Units · Derivative 73,866 $58.29 $4,305,833.81
Disclosure

SEC source: 0001225208-16-024266 · doc4.xml · derivative · entry 5

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,867

Underlying: Common Stock · 73,866 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Erdoes Mary E.Managing Director
Exercise / conversionRestricted Stock Units · Derivative 78,897 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024266 · doc4.xml · derivative · entry 4

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 78,897 shares

Expires 2016-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Erdoes Mary E.Managing Director
Tax withholdingCommon Stock 82,837 $58.29 $4,828,775.82
Disclosure

SEC source: 0001225208-16-024266 · doc4.xml · nonDerivative · entry 3

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,888

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Erdoes Mary E.Managing Director
Exercise / conversionCommon Stock 73,866 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024266 · doc4.xml · nonDerivative · entry 2

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Erdoes Mary E.Managing Director
Exercise / conversionCommon Stock 78,897 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024266 · doc4.xml · nonDerivative · entry 1

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Pinto Daniel EManaging Director
Exercise / conversionRestricted Stock Units · Derivative 41,596 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024267 · doc4.xml · derivative · entry 4

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,596 shares

Expires 2016-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on July 25, 2014 and 50% on January 13, 2016. Shares resulting from vesting must be held 6 months from vesting date.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Pinto Daniel EManaging Director
Tax withholdingCommon Stock 19,551 $58.29 $1,139,676.67
Disclosure

SEC source: 0001225208-16-024267 · doc4.xml · nonDerivative · entry 2

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,598

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Pinto Daniel EManaging Director
Exercise / conversionCommon Stock 41,596 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024267 · doc4.xml · nonDerivative · entry 1

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Zames Matthew EChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 84,233 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024268 · doc4.xml · derivative · entry 5

Zames Matthew E · CIK 0001550416 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,234

Underlying: Common Stock · 84,233 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Zames Matthew EChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 98,219 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024268 · doc4.xml · derivative · entry 4

Zames Matthew E · CIK 0001550416 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 98,219 shares

Expires 2016-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Zames Matthew EChief Operating Officer
Tax withholdingCommon Stock 92,165 $58.29 $5,372,528.26
Disclosure

SEC source: 0001225208-16-024268 · doc4.xml · nonDerivative · entry 3

Zames Matthew E · CIK 0001550416 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,441.4221

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Zames Matthew EChief Operating Officer
Exercise / conversionCommon Stock 84,233 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024268 · doc4.xml · nonDerivative · entry 2

Zames Matthew E · CIK 0001550416 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,606.4221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Zames Matthew EChief Operating Officer
Exercise / conversionCommon Stock 98,219 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024268 · doc4.xml · nonDerivative · entry 1

Zames Matthew E · CIK 0001550416 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,373.4221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Lake MarianneChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 40,173 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024269 · doc4.xml · derivative · entry 5

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,173

Underlying: Common Stock · 40,173 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Lake MarianneChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 11,164 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024269 · doc4.xml · derivative · entry 4

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,164 shares

Expires 2016-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Lake MarianneChief Financial Officer
Tax withholdingCommon Stock 26,354 $58.29 $1,536,240.55
Disclosure

SEC source: 0001225208-16-024269 · doc4.xml · nonDerivative · entry 3

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,265

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Lake MarianneChief Financial Officer
Exercise / conversionCommon Stock 11,164 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024269 · doc4.xml · nonDerivative · entry 2

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Lake MarianneChief Financial Officer
Exercise / conversionCommon Stock 40,173 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024269 · doc4.xml · nonDerivative · entry 1

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
December 31, 2015 Filed Jan 5, 2016 18:09 UTC GrantCommon Stock 511.1313 $66.03 $33,750.00
Disclosure

SEC source: 0001225208-16-023579 · doc4.xml · nonDerivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,996.1809

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2015 Filed Jan 5, 2016 23:09 UTC GrantCommon Stock 283.9618 $66.03 $18,750.00
Disclosure

SEC source: 0001225208-16-023580 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,690.0983

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2015 Filed Jan 5, 2016 23:09 UTC GrantCommon Stock 605.7852 $66.03 $40,000.00
Disclosure

SEC source: 0001225208-16-023581 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,011.2586

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2015 Filed Jan 5, 2016 23:09 UTC GrantCommon Stock 454.3389 $66.03 $30,000.00
Disclosure

SEC source: 0001225208-16-023582 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,229.2481

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2015 Filed Jan 5, 2016 23:09 UTC GrantCommon Stock 832.9547 $66.03 $55,000.00
Disclosure

SEC source: 0001225208-16-023583 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,179.4822

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2015 Filed Jan 5, 2016 23:09 UTC GrantCommon Stock 340.7542 $66.03 $22,500.00
Disclosure

SEC source: 0001225208-16-023584 · doc4.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,209.4827

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2015 Filed Jan 5, 2016 23:09 UTC GrantCommon Stock 719.37 $66.03 $47,500.00
Disclosure

SEC source: 0001225208-16-023586 · doc4.xml · nonDerivative · entry 1

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,729.2726

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2015 Filed Jan 5, 2016 23:09 UTC GrantCommon Stock 530.0621 $66.03 $35,000.00
Disclosure

SEC source: 0001225208-16-023585 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,799.6723

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
November 09, 2015 Filed Nov 10, 2015 21:35 UTC
Donnelly John LDirector Human Resources
Exercise / conversionStock Appreciation Rights · Derivative 20,920 $0.00 Strike: $46.58 $0.00
Disclosure

SEC source: 0001225208-15-020658 · doc4.xml · derivative · entry 4

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,382

Underlying: Common Stock · 20,920 shares

Expires 2023-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
November 09, 2015 Filed Nov 10, 2015 21:35 UTC
Donnelly John LDirector Human Resources
Tax withholdingCommon Stock 18,018 $67.90 $1,223,422.20
Disclosure

SEC source: 0001225208-15-020658 · doc4.xml · nonDerivative · entry 2

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,340.2938

F2 · shares: Represents the number of shares surrendered to the company in satisfaction of tax withholding obligations, plus a number of shares equal in value to the exercise price multiplied by the number of SARs exercised.

Read SEC document
November 09, 2015 Filed Nov 10, 2015 21:35 UTC
Donnelly John LDirector Human Resources
Exercise / conversionCommon Stock 20,920 $46.58 $974,453.60
Disclosure

SEC source: 0001225208-15-020658 · doc4.xml · nonDerivative · entry 1

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,358.2938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the gross number of shares underlying the Stock Appreciation Rights, without reduction as described in Note 2 below.

Read SEC document
November 09, 2015 Filed Nov 10, 2015 21:39 UTC
Erdoes Mary E.Managing Director
Exercise / conversionStock Appreciation Rights · Derivative 200,000 $0.00 Strike: $45.79 $0.00
Disclosure

SEC source: 0001225208-15-020660 · doc4.xml · derivative · entry 3

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2017-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock Appreciation Rights vest and become exercisable in five equal annual installments beginning October 18, 2008. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
November 09, 2015 Filed Nov 10, 2015 21:39 UTC
Erdoes Mary E.Managing Director
Tax withholdingCommon Stock 171,228 $67.90 $11,626,381.20
Disclosure

SEC source: 0001225208-15-020660 · doc4.xml · nonDerivative · entry 2

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,962

F2 · shares: Represents the number of shares surrendered to the company in satisfaction of tax withholding obligations, plus a number of shares equal in value to the exercise price multiplied by the number of SARs exercised.

Read SEC document
November 09, 2015 Filed Nov 10, 2015 21:39 UTC
Erdoes Mary E.Managing Director
Exercise / conversionCommon Stock 200,000 $45.79 $9,158,000.00
Disclosure

SEC source: 0001225208-15-020660 · doc4.xml · nonDerivative · entry 1

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the gross number of shares underlying the Stock Appreciation Rights, without reduction as described in Note 2 below.

Read SEC document
October 26, 2015 Filed Oct 26, 2015 21:23 UTC
O'Donovan MarkCorporate Controller
SaleCommon Stock 1,144 $63.68 $72,846.03
Disclosure

SEC source: 0001225208-15-019889 · doc4.xml · nonDerivative · entry 3

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Sale pursuant to 10b5-1 Plan dated July 30, 2015.

Read SEC document
October 26, 2015 Filed Oct 30, 2015 20:18 UTC
DIMON JAMESDirector · Chairman & CEO
PurchaseCommon Stock 400 $63.62 $25,448.00
Disclosure

SEC source: 0001225208-15-020068 · doc4.xml · nonDerivative · entry 2

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 75,800

F1 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.

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October 25, 2015 Filed Oct 26, 2015 21:23 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 2,376 $0.00 $0.00
Disclosure

SEC source: 0001225208-15-019889 · doc4.xml · derivative · entry 5

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,752

Underlying: Common Stock · 2,376 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal installments beginning October 25, 2014.

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October 25, 2015 Filed Oct 26, 2015 21:23 UTC
O'Donovan MarkCorporate Controller
Tax withholdingCommon Stock 1,232 $63.84 $78,653.96
Disclosure

SEC source: 0001225208-15-019889 · doc4.xml · nonDerivative · entry 2

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144

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October 25, 2015 Filed Oct 26, 2015 21:23 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionCommon Stock 2,376 $0.00 $0.00
Disclosure

SEC source: 0001225208-15-019889 · doc4.xml · nonDerivative · entry 1

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

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October 21, 2015 Filed Oct 22, 2015 20:07 UTC SalePreferred Stock, Series I 400 $1,037.81 $415,124.00
Disclosure

SEC source: 0001225208-15-019837 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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October 21, 2015 Filed Oct 30, 2015 20:18 UTC
DIMON JAMESDirector · Chairman & CEO
PurchaseCommon Stock 400 $62.51 $25,004.00
Disclosure

SEC source: 0001225208-15-020068 · doc4.xml · nonDerivative · entry 1

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 75,400

F1 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.

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October 20, 2015 Filed Oct 22, 2015 20:07 UTC
O'Donovan MarkCorporate Controller
GrantRestricted Stock Units · Derivative 24,021 $0.00 $0.00
Disclosure

SEC source: 0001225208-15-019838 · doc4.xml · derivative · entry 1

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,021

Underlying: Common Stock · 24,021 shares

Expires 2019-10-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2015 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of RSUs awarded are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee).

F3 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2016, 25% on October 25, 2017, 25% on October 25, 2018 and 25% on October 25, 2019.

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October 14, 2015 Filed Oct 14, 2015 21:07 UTC
Cutler Stephen MGeneral Counsel
SaleCommon Stock 7,217 $60.63 $437,532.07
Disclosure

SEC source: 0001225208-15-019549 · doc4.xml · nonDerivative · entry 1

Cutler Stephen M · CIK 0001388539 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,138

F1 · kind: Sale pursuant to 10b5-1 Plans dated May 22, 2015 and July 23, 2015.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.