Tapewire

Nasdaq · USD

ALGN

ALIGN TECHNOLOGY INC

Export transactions ↓
Tapewire entity
3488
SEC CIK
0001097149
Parsed reports
458

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2018 Filed Dec 21, 2018 22:50 UTC
Beard SimonSVP and Mgng Dir., EMEA
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000029 · primary_doc.xml · nonDerivative · entry 1

Beard Simon · CIK 0001649798 · SVP and Mgng Dir., EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 23:03 UTC
LACOB JOSEPHDirector
SaleCommon Stock 10,000 $231.82 $2,318,151.00
Disclosure

SEC source: 0001215490-18-000003 · primary_doc.xml · nonDerivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust for reporting person

Disclosed balance after: 269,379

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.19 to $231.13, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. of the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 23:10 UTC
Puco Christopher C.VP, No. American Sales
SaleCommon Stock 8,427 $227.39 $1,916,221.43
Disclosure

SEC source: 0001215490-18-000004 · primary_doc.xml · nonDerivative · entry 2

Puco Christopher C. · CIK 0001564238 · VP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.02 to $228.12, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 23:10 UTC
Puco Christopher C.VP, No. American Sales
SaleCommon Stock 337 $228.05 $76,853.22
Disclosure

SEC source: 0001215490-18-000004 · primary_doc.xml · nonDerivative · entry 1

Puco Christopher C. · CIK 0001564238 · VP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,427

F1 · balance_after: Includes 141 shares acquired on July 31, 2018 under the ALGN Employee Stock Purchase Plan.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 01:06 UTC
Kolli SreelakshmiSVP, Info Technology
SaleCommon Stock 4,000 $222.96 $891,858.00
Disclosure

SEC source: 0001288257-18-000027 · primary_doc.xml · nonDerivative · entry 2

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,180

Read SEC document
November 27, 2018 Filed Nov 29, 2018 01:06 UTC
Kolli SreelakshmiSVP, Info Technology
SaleCommon Stock 1,000 $223.92 $223,915.00
Disclosure

SEC source: 0001288257-18-000027 · primary_doc.xml · nonDerivative · entry 1

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,180

Read SEC document
November 20, 2018 Filed Nov 21, 2018 00:26 UTC
Morici JohnChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,709 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001689552-18-000002 · primary_doc.xml · derivative · entry 3

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,417

Underlying: Common Stock · 4,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on November 20, 2016 became vested on November 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on November 20, 2016 became vested on November 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 00:26 UTC
Morici JohnChief Financial Officer
Tax withholdingCommon Stock 2,335 $210.10 $490,583.50
Disclosure

SEC source: 0001689552-18-000002 · primary_doc.xml · nonDerivative · entry 2

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,681

Read SEC document
November 20, 2018 Filed Nov 21, 2018 00:26 UTC
Morici JohnChief Financial Officer
Exercise / conversionCommon Stock 4,709 $0.00 $0.00
Disclosure

SEC source: 0001689552-18-000002 · primary_doc.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2018 Filed Jan 28, 2019 23:49 UTC GiftCommon Stock 39 $0.00 $0.00
Disclosure

SEC source: 0001215490-19-000006 · primary_doc.xml · nonDerivative · entry 2

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,827

Read SEC document
September 20, 2018 Filed Sep 21, 2018 22:06 UTC
Morici JohnChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,573 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000025 · primary_doc.xml · derivative · entry 3

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,719

Underlying: Common Stock · 1,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on September 20, 2017 became vested on September 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on September 20, 2017 became vested on September 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 22:06 UTC
Morici JohnChief Financial Officer
Tax withholdingCommon Stock 780 $379.84 $296,275.20
Disclosure

SEC source: 0001288257-18-000025 · primary_doc.xml · nonDerivative · entry 2

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,307

Read SEC document
September 20, 2018 Filed Sep 21, 2018 22:06 UTC
Morici JohnChief Financial Officer
Exercise / conversionCommon Stock 1,573 $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000025 · primary_doc.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2018 Filed Aug 30, 2018 22:21 UTC
Beard SimonSVP and Mnging Director, EMEA
SaleCommon Stock 3,895 $384.48 $1,497,534.41
Disclosure

SEC source: 0001288257-18-000024 · primary_doc.xml · nonDerivative · entry 1

Beard Simon · CIK 0001649798 · SVP and Mnging Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,577

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $384.4389 to $384.71, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 21:52 UTC
LACOB JOSEPHDirector
SaleCommon Stock 10,000 $382.00 $3,820,013.00
Disclosure

SEC source: 0001215490-18-000002 · primary_doc.xml · nonDerivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for reporting person

Disclosed balance after: 279,379

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.00 to $382.06, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 27, 2018 Filed Jan 28, 2019 23:45 UTC
Relic ZelkoSVP, R&D
GiftCommon Stock 621 $0.00 $0.00
Disclosure

SEC source: 0001215490-19-000005 · primary_doc.xml · nonDerivative · entry 1

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,488

Read SEC document
August 23, 2018 Filed Aug 23, 2018 23:33 UTC
Pascaud RaphaelCMO & Bus. Dev.
SaleCommon Stock 10,500 $361.00 $3,790,500.00
Disclosure

SEC source: 0001293595-18-000003 · primary_doc.xml · nonDerivative · entry 1

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,087

Read SEC document
August 23, 2018 Filed Aug 23, 2018 23:30 UTC SaleCommon Stock 3,500 $363.62 $1,272,668.60
Disclosure

SEC source: 0001293595-18-000002 · primary_doc.xml · nonDerivative · entry 1

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 85,084

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $363.25 to $363.85, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Represents shares held by the Thaler Family Trust for which the spouse of the reporting person is the trustee.

Read SEC document
August 16, 2018 Filed Jan 28, 2019 23:38 UTC
GEORGE ROGER ESVP, Legal Affairs & Gen. Coun
GiftCommon Stock 738 $0.00 $0.00
Disclosure

SEC source: 0001215490-19-000003 · primary_doc.xml · nonDerivative · entry 1

GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & Gen. Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,952

F1 · balance_after: Includes 94 shares acquired July 31, 2018 under the ALGN employee stock purchase plan.

Read SEC document
August 15, 2018 Filed Aug 15, 2018 21:28 UTC
Hockridge Stuart ASVP Global HR
SaleCommon Stock 2,753 $366.73 $1,009,607.69
Disclosure

SEC source: 0001288257-18-000023 · primary_doc.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514

Read SEC document
August 14, 2018 Filed Aug 15, 2018 21:24 UTC
Relic ZelkoSVP, R&D
SaleCommon Stock 6,417 $366.83 $2,353,959.66
Disclosure

SEC source: 0001288257-18-000022 · primary_doc.xml · nonDerivative · entry 1

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,109

F1 · balance_after: Since the date of reporting person's last ownership report, reporting person transferred 2,008 shares to his ex-wife pursuant to a domestic relations order.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 21:20 UTC
HOGAN JOSEPH MDirector · President and CEO
SaleCommon Stock 25,000 $367.48 $9,186,990.00
Disclosure

SEC source: 0001288257-18-000021 · primary_doc.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,713

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $365.20 to $368.74, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 14, 2018 Filed Jan 28, 2019 23:49 UTC GiftCommon Stock 27,400 $0.00 $0.00
Disclosure

SEC source: 0001215490-19-000006 · primary_doc.xml · nonDerivative · entry 1

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,866

Read SEC document
June 22, 2018 Filed Jun 26, 2018 21:24 UTC
HOGAN JOSEPH MDirector · President and CEO
GrantMarket Stock Unit · Derivative 129,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000020 · primary_doc.xml · derivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,300

Underlying: Common Stock · 129,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit granted on June 22, 2018. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F2 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit granted on June 22, 2018. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
June 20, 2018 Filed Jun 20, 2018 22:31 UTC
Hockridge Stuart ASVP Global HR
Exercise / conversionRestricted Stock Unit · Derivative 5,389 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000019 · primary_doc.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,177

Underlying: Common Stock · 5,389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN Common Stock

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on June 1,2016 became vested on June 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on June 1,2016 became vested on June 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
June 20, 2018 Filed Jun 20, 2018 22:31 UTC
Hockridge Stuart ASVP Global HR
Tax withholdingCommon Stock 2,636 $364.70 $961,349.20
Disclosure

SEC source: 0001288257-18-000019 · primary_doc.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,267

Read SEC document
June 20, 2018 Filed Jun 20, 2018 22:31 UTC
Hockridge Stuart ASVP Global HR
Exercise / conversionCommon Stock 5,389 $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000019 · primary_doc.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2018 Filed Feb 16, 2019 00:38 UTC Amendment GiftCommon Stock 122 $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000003 · primary_doc.xml · nonDerivative · entry 7

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,747

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:07 UTC
HOGAN JOSEPH MDirector · President and CEO
Exercise / conversionMarket Stock Uni · Derivative 166,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000018 · primary_doc.xml · derivative · entry 4

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 166,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: The market stock unit granted on June 1, 2015 became vested on June 1, 2018 and shares were delivered to reporting person on such vest date.

F3 · derivative.expiration_date: The market stock unit granted on June 1, 2015 became vested on June 1, 2018 and shares were delivered to reporting person on such vest date.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:07 UTC
HOGAN JOSEPH MDirector · President and CEO
Tax withholdingCommon Stock 85,998 $333.09 $28,645,073.82
Disclosure

SEC source: 0001288257-18-000018 · primary_doc.xml · nonDerivative · entry 2

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,713

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:07 UTC
HOGAN JOSEPH MDirector · President and CEO
Exercise / conversionCommon Stock 166,500 $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000018 · primary_doc.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed May 26, 2020 22:26 UTC
Olson JenniferSVP & Mng Dir Cust Service
GiftCommon Stock 90 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032160 · doc4.xml · nonDerivative · entry 6

Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,660

F1 · balance_after: This transaction represents a previously unreported gift by reporting person.

Read SEC document
May 31, 2018 Filed May 31, 2018 22:41 UTC
Olson JenniferSVP & Mng Dir D-DCC
SaleCommon Stock 1,505 $334.05 $502,746.76
Disclosure

SEC source: 0001288257-18-000017 · primary_doc.xml · nonDerivative · entry 1

Olson Jennifer · CIK 0001682549 · SVP & Mng Dir D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,919

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.0194 to $334.17, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 31, 2018 Filed May 31, 2018 22:25 UTC
LACOB JOSEPHDirector
SaleCommon Stock 10,000 $332.38 $3,323,750.00
Disclosure

SEC source: 0001288257-18-000016 · primary_doc.xml · nonDerivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for reporting person

Disclosed balance after: 289,379

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.87 to $333.38, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 31, 2018 Filed May 26, 2020 22:26 UTC
Olson JenniferSVP & Mng Dir Cust Service
GiftCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032160 · doc4.xml · nonDerivative · entry 5

Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

F1 · balance_after: This transaction represents a previously unreported gift by reporting person.

Read SEC document
May 30, 2018 Filed May 30, 2018 23:07 UTC
Morici JohnChief Financial Officer
SaleCommon Stock 2,405 $331.35 $796,907.57
Disclosure

SEC source: 0001689552-18-000001 · primary_doc.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514

Read SEC document
May 29, 2018 Filed May 30, 2018 22:14 UTC SaleCommon Stock 5,500 $324.07 $1,782,385.00
Disclosure

SEC source: 0001288257-18-000014 · primary_doc.xml · nonDerivative · entry 1

SANTORA GREG J · CIK 0001188901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 16,615

F1 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee.

Read SEC document
May 24, 2018 Filed May 25, 2018 21:06 UTC SaleCommon Stock 3,500 $315.10 $1,102,846.50
Disclosure

SEC source: 0001293595-18-000001 · primary_doc.xml · nonDerivative · entry 1

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,015

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $315.031 to $315.215, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 24, 2018 Filed May 29, 2018 21:10 UTC
GEORGE ROGER ESVP, Legal Affairs & GC
PurchaseCommon Stock 3,537 $313.23 $1,107,903.71
Disclosure

SEC source: 0001288257-18-000013 · primary_doc.xml · nonDerivative · entry 1

GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,596

Read SEC document
May 24, 2018 Filed May 29, 2018 21:07 UTC
Hockridge Stuart ASVP Global HR
SaleCommon Stock 4,342 $315.12 $1,368,247.57
Disclosure

SEC source: 0001288257-18-000012 · primary_doc.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.1067 to $315.22, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 24, 2018 Filed May 31, 2018 22:11 UTC SaleCommon Stock 4,067 $311.89 $1,268,436.30
Disclosure

SEC source: 0001288257-18-000015 · primary_doc.xml · nonDerivative · entry 1

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 17,181

F1 · ownership.nature: Since the reporting person's last report, all of the shares previously reported as held directly are now held in a trust for which the reporting person is the trustee.

Read SEC document
May 21, 2018 Filed May 22, 2018 20:32 UTC
Tay JulieSVP,Asia Pacific
SaleCommon Stock 4,440 $300.00 $1,332,000.00
Disclosure

SEC source: 0001288257-18-000011 · primary_doc.xml · nonDerivative · entry 1

Tay Julie · CIK 0001649020 · SVP,Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,176

Read SEC document
May 21, 2018 Filed Jan 28, 2019 23:41 UTC
Wright EmorySVP, Operations
GiftCommon Stock 409 $0.00 $0.00
Disclosure

SEC source: 0001215490-19-000004 · primary_doc.xml · nonDerivative · entry 1

Wright Emory · CIK 0001419490 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,922

Read SEC document
May 16, 2018 Filed May 18, 2018 22:02 UTC GrantRestricted Stock Unit · Derivative 1,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000009 · primary_doc.xml · derivative · entry 3

Dallas Kevin J · CIK 0001730784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042

Underlying: Common Stock · 1,042 shares

Expires not disclosed

F3 · derivative.exercise_price: 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 16, 2018 Filed May 18, 2018 22:02 UTC Exercise / conversionRestricted Stock Unit · Derivative 374 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000009 · primary_doc.xml · derivative · entry 2

Dallas Kevin J · CIK 0001730784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on March 1, 2018 became vested on May 16, 2018 and shares were delivered to reporting person on such date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on March 1, 2018 became vested on May 16, 2018 and shares were delivered to reporting person on such date.

Read SEC document
May 16, 2018 Filed May 18, 2018 22:02 UTC Exercise / conversionCommon Stock 374 $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000009 · primary_doc.xml · nonDerivative · entry 1

Dallas Kevin J · CIK 0001730784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:54 UTC GrantRestricted Stock Unit · Derivative 1,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000008 · primary_doc.xml · derivative · entry 3

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042

Underlying: Common Stock · 1,042 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:54 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000008 · primary_doc.xml · derivative · entry 2

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 17, 2017 became vested on May 16, 2018 and shares were delivered to reporting person.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 17, 2017 became vested on May 16, 2018 and shares were delivered to reporting person.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:54 UTC Exercise / conversionCommon Stock 3,115 $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000008 · primary_doc.xml · nonDerivative · entry 1

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:45 UTC
LACOB JOSEPHDirector
GrantRestricted Stock Unit · Derivative 1,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000007 · primary_doc.xml · derivative · entry 3

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042

Underlying: Common Stock · 1,042 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.