Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALIGN TECHNOLOGY INCALGN · Entity 3488 | SVP, Legal Affairs & GC | May 14, 2019 | May 16, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALIGN TECHNOLOGY INC
Report date May 14, 2019 · Filed May 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,773 |
Reported balance
After 2019-05-14 transaction · row 1
1 source rowRow 1 · 2019-05-14 · Sale · Disposed 3,214 · Balance 11,773 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2019 Filed May 16, 2019 01:08 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 3,214 | $323.00 | $1,038,122.00 |
DisclosureSEC source: 0001234778-19-000002 · primary_doc.xml · nonDerivative · entry 1 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,773 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantMarket Stock Unit · Derivative | 9,675 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004552 · doc4.xml · derivative · entry 9 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,675 Underlying: Common Stock · 9,675 shares Expires not disclosed F3 · derivative.exercise_price: Represents par value of ALGN common stock. F10 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F10 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 1,935 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004552 · doc4.xml · derivative · entry 8 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,935 Underlying: Common Stock · 1,935 shares Expires not disclosed F3 · derivative.exercise_price: Represents par value of ALGN common stock. F9 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F9 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionMarket Stock Unit · Derivative | 14,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004552 · doc4.xml · derivative · entry 7 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2016. Shares were delivered to reporting person on such vest date. F8 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2016. Shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004552 · doc4.xml · derivative · entry 6 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,350 Underlying: Common Stock · 450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004552 · doc4.xml · derivative · entry 5 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250 Underlying: Common Stock · 1,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004552 · doc4.xml · derivative · entry 4 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,375 Underlying: Common Stock · 2,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,675 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004552 · doc4.xml · derivative · entry 3 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 10,352 | $253.79 | $2,627,234.08 |
DisclosureSEC source: 0000899243-19-004552 · doc4.xml · nonDerivative · entry 2 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,475 F2 · balance_after: 5,525 shares were transferred to the reporting person's former spouse pursuant to a domestic relations order. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 21,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004552 · doc4.xml · nonDerivative · entry 1 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 25 shares acquired under the ALGN ESPP on January 31, 2019. Read SEC document |
| February 20, 2019 Filed Mar 8, 2019 00:58 UTC Amendment | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 10,352 | $253.79 | $2,627,234.08 |
DisclosureSEC source: 0001215490-19-000008 · primary_doc.xml · nonDerivative · entry 1 GEORGE ROGER E · CIK 0001234778 · SVP,Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,987 F1 · balance_after: This Form 4A is being filed to reduce the number of shares reported as transferred to reporting person's former spouse pursuant to a domestic relations order to 13 shares, and to correct the number of shares held by reporting person following this change. Read SEC document |
| August 16, 2018 Filed Jan 28, 2019 23:38 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GiftCommon Stock | 738 | $0.00 | $0.00 |
DisclosureSEC source: 0001215490-19-000003 · primary_doc.xml · nonDerivative · entry 1 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & Gen. Coun 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,952 F1 · balance_after: Includes 94 shares acquired July 31, 2018 under the ALGN employee stock purchase plan. Read SEC document |
| May 24, 2018 Filed May 29, 2018 21:10 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | PurchaseCommon Stock | 3,537 | $313.23 | $1,107,903.71 |
DisclosureSEC source: 0001288257-18-000013 · primary_doc.xml · nonDerivative · entry 1 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,596 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:02 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantMarket Stock Unit · Derivative | 9,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005067 · doc4.xml · derivative · entry 9 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,250 Underlying: Common Stock · 9,250 shares Expires not disclosed F3 · derivative.exercise_price: Represents par value of ALGN common stock. F10 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F10 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:02 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 1,800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005067 · doc4.xml · derivative · entry 8 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 Underlying: Common Stock · 1,800 shares Expires not disclosed F3 · derivative.exercise_price: Represents par value of ALGN common stock. F9 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F9 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:02 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005067 · doc4.xml · derivative · entry 7 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,875 Underlying: Common Stock · 1,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:02 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005067 · doc4.xml · derivative · entry 6 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,750 Underlying: Common Stock · 2,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:02 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionMarket Stock Unit · Derivative | 16,050 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005067 · doc4.xml · derivative · entry 5 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2015. Shares were delivered to reporting person on such vest date. F6 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2015. Shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:02 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,675 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005067 · doc4.xml · derivative · entry 4 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,675 Underlying: Common Stock · 2,675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:02 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 3,525 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005067 · doc4.xml · derivative · entry 3 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:02 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 12,747 | $255.45 | $3,256,221.15 |
DisclosureSEC source: 0000899243-18-005067 · doc4.xml · nonDerivative · entry 2 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,068 F2 · balance_after: 6,752 shares were transferred to reporting person's ex-wife pursuant to a domestic relations order. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:02 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 26,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005067 · doc4.xml · nonDerivative · entry 1 GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 25 shares acquired under the ALGN ESPP on January 31, 2018. Read SEC document |
| June 16, 2017 Filed Jan 25, 2018 00:21 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GiftCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001593575-18-000003 · primary_doc.xml · nonDerivative · entry 1 GEORGE ROGER E · CIK 0001234778 · VP Legal Affairs, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292 F1 · balance_after: Includes 81 shares acquired under the ALGN ESPP on July 31, 2017. Read SEC document |
| February 24, 2017 Filed Feb 24, 2017 23:40 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 25,000 | $102.77 | $2,569,175.00 |
DisclosureSEC source: 0001564238-17-000003 · primary_doc.xml · nonDerivative · entry 1 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,276 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.70 to $102.92, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantMarket Stock Unit · Derivative | 13,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · derivative · entry 12 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F11 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F11 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 6,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · derivative · entry 11 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F10 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F10 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionMarket Stock Unit · Derivative | 11,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · derivative · entry 10 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F9 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. F9 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionMarket Stock Unit · Derivative | 21,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · derivative · entry 9 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. F8 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · derivative · entry 8 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,125 Underlying: Common Stock · 2,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,675 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · derivative · entry 7 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,350 Underlying: Common Stock · 2,675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 3,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · derivative · entry 6 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/2th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. F5 · derivative.expiration_date: 1/2th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 3,525 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · derivative · entry 5 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,525 Underlying: Common Stock · 3,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 6,412 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · derivative · entry 4 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 26,205 | $101.77 | $2,666,751.83 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · nonDerivative · entry 3 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,276 Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 51,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · nonDerivative · entry 2 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2016 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GiftCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · nonDerivative · entry 1 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744 F1 · balance_after: Includes 93 shares issued on July 29, 2016 and 41 shares issued on January 31, 2017 under the ALGN ESPP. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.