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Nasdaq · USD

ALGN

ALIGN TECHNOLOGY INC

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3488
SEC CIK
0001097149
Parsed reports
458

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2019 Filed Feb 22, 2019 21:07 UTC
Wright EmorySVP, Operations
Exercise / conversionRestricted Stock Unit · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004544 · doc4.xml · derivative · entry 6

Wright Emory · CIK 0001419490 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:07 UTC
Wright EmorySVP, Operations
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004544 · doc4.xml · derivative · entry 5

Wright Emory · CIK 0001419490 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:07 UTC
Wright EmorySVP, Operations
Exercise / conversionRestricted Stock Unit · Derivative 2,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004544 · doc4.xml · derivative · entry 4

Wright Emory · CIK 0001419490 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:07 UTC
Wright EmorySVP, Operations
Exercise / conversionMarket Stock Unit · Derivative 15,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004544 · doc4.xml · derivative · entry 3

Wright Emory · CIK 0001419490 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2016. Shares were delivered to reporting person on February 20, 2019.

F2 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2016. Shares were delivered to reporting person on February 20, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:07 UTC
Wright EmorySVP, Operations
Tax withholdingCommon Stock 10,663 $253.79 $2,706,162.77
Disclosure

SEC source: 0000899243-19-004544 · doc4.xml · nonDerivative · entry 2

Wright Emory · CIK 0001419490 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,159

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:07 UTC
Wright EmorySVP, Operations
Exercise / conversionCommon Stock 21,900 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004544 · doc4.xml · nonDerivative · entry 1

Wright Emory · CIK 0001419490 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:06 UTC Exercise / conversionRestricted Stock Unit · Derivative 12,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004543 · doc4.xml · derivative · entry 3

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:06 UTC Tax withholdingCommon Stock 829 $253.79 $210,391.91
Disclosure

SEC source: 0000899243-19-004543 · doc4.xml · nonDerivative · entry 2

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,935

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:06 UTC Exercise / conversionCommon Stock 12,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004543 · doc4.xml · nonDerivative · entry 1

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Shaked YuvalSVP and Mgng Director, Itero
GrantMarket Stock Unit · Derivative 8,185 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004541 · doc4.xml · derivative · entry 4

Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,185

Underlying: Common Stock · 8,185 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F4 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Shaked YuvalSVP and Mgng Director, Itero
GrantRestricted Stock Unit · Derivative 1,637 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004541 · doc4.xml · derivative · entry 3

Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637

Underlying: Common Stock · 1,637 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Shaked YuvalSVP and Mgng Director, Itero
Exercise / conversionRestricted Stock Unit · Derivative 424 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004541 · doc4.xml · derivative · entry 2

Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,272

Underlying: Common Stock · 424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Shaked YuvalSVP and Mgng Director, Itero
Exercise / conversionCommon Stock 424 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004541 · doc4.xml · nonDerivative · entry 1

Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:06 UTC
Relic ZelkoSVP, R&D
GrantMarket Stock Unit · Derivative 11,908 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004542 · doc4.xml · derivative · entry 9

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,908

Underlying: Common Stock · 11,908 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:06 UTC
Relic ZelkoSVP, R&D
GrantRestricted Stock Unit · Derivative 2,381 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004542 · doc4.xml · derivative · entry 8

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,381

Underlying: Common Stock · 2,381 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:06 UTC
Relic ZelkoSVP, R&D
Exercise / conversionMarket Stock Unit · Derivative 525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004542 · doc4.xml · derivative · entry 7

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575

Underlying: Common Stock · 525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:06 UTC
Relic ZelkoSVP, R&D
Exercise / conversionRestricted Stock Unit · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004542 · doc4.xml · derivative · entry 6

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:06 UTC
Relic ZelkoSVP, R&D
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004542 · doc4.xml · derivative · entry 5

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:06 UTC
Relic ZelkoSVP, R&D
Exercise / conversionRestricted Stock Unit · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004542 · doc4.xml · derivative · entry 4

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:06 UTC
Relic ZelkoSVP, R&D
Exercise / conversionMarket Stock Unit · Derivative 15,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004542 · doc4.xml · derivative · entry 3

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2016. Shares were delivered to reporting person on February 20, 2019.

F3 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2016. Shares were delivered to reporting person on February 20, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:06 UTC
Relic ZelkoSVP, R&D
Tax withholdingCommon Stock 11,064 $253.79 $2,807,932.56
Disclosure

SEC source: 0000899243-19-004542 · doc4.xml · nonDerivative · entry 2

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,456

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:06 UTC
Relic ZelkoSVP, R&D
Exercise / conversionCommon Stock 22,775 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004542 · doc4.xml · nonDerivative · entry 1

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 257 shares acquired under the ALGN ESPP on January 31, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Pascaud RaphaelCMO & Bus. Dev
GrantMarket Stock Unit · Derivative 7,145 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004540 · doc4.xml · derivative · entry 9

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,145

Underlying: Common Stock · 7,145 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F8 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Pascaud RaphaelCMO & Bus. Dev
GrantRestricted Stock Unit · Derivative 1,429 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004540 · doc4.xml · derivative · entry 8

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,429

Underlying: Common Stock · 1,429 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Pascaud RaphaelCMO & Bus. Dev
Exercise / conversionRestricted Stock Unit · Derivative 525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004540 · doc4.xml · derivative · entry 7

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575

Underlying: Common Stock · 525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Pascaud RaphaelCMO & Bus. Dev
Exercise / conversionRestricted Stock Unit · Derivative 1,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004540 · doc4.xml · derivative · entry 6

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

Underlying: Common Stock · 1,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Pascaud RaphaelCMO & Bus. Dev
Exercise / conversionRestricted Stock Unit · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004540 · doc4.xml · derivative · entry 5

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Pascaud RaphaelCMO & Bus. Dev
Exercise / conversionRestricted Stock Unit · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004540 · doc4.xml · derivative · entry 4

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Pascaud RaphaelCMO & Bus. Dev
Exercise / conversionMarket Stock Unit · Derivative 18,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004540 · doc4.xml · derivative · entry 3

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2016. Shares were delivered to reporting person on February 20, 2019.(3) 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2016. Shares were delivered to reporting person on February 20, 2019.(3) 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Pascaud RaphaelCMO & Bus. Dev
Tax withholdingCommon Stock 12,420 $253.79 $3,152,071.80
Disclosure

SEC source: 0000899243-19-004540 · doc4.xml · nonDerivative · entry 2

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,092

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Pascaud RaphaelCMO & Bus. Dev
Exercise / conversionCommon Stock 26,425 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004540 · doc4.xml · nonDerivative · entry 1

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Kolli SreelakshmiSVP, Info Technology
GrantMarket Stock Unit · Derivative 9,675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004539 · doc4.xml · derivative · entry 9

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,675

Underlying: Common Stock · 9,675 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Kolli SreelakshmiSVP, Info Technology
GrantRestricted Stock Unit · Derivative 1,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004539 · doc4.xml · derivative · entry 8

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Common Stock · 1,935 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Kolli SreelakshmiSVP, Info Technology
Exercise / conversionRestricted Stock Unit · Derivative 400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004539 · doc4.xml · derivative · entry 7

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Kolli SreelakshmiSVP, Info Technology
Exercise / conversionRestricted Stock Unit · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004539 · doc4.xml · derivative · entry 6

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Kolli SreelakshmiSVP, Info Technology
Exercise / conversionRestricted Stock Unit · Derivative 1,902 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004539 · doc4.xml · derivative · entry 5

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,902

Underlying: Common Stock · 1,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Kolli SreelakshmiSVP, Info Technology
Exercise / conversionRestricted Stock Unit · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004539 · doc4.xml · derivative · entry 4

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Kolli SreelakshmiSVP, Info Technology
Tax withholdingCommon Stock 2,388 $253.79 $606,050.52
Disclosure

SEC source: 0000899243-19-004539 · doc4.xml · nonDerivative · entry 2

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,421

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:05 UTC
Kolli SreelakshmiSVP, Info Technology
Exercise / conversionCommon Stock 5,372 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004539 · doc4.xml · nonDerivative · entry 1

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 257 shares acquired under the ALGN ESPP on January 31, 2019.

Read SEC document
February 20, 2019 Filed Mar 8, 2019 01:03 UTC Amendment
HOGAN JOSEPH MDirector · President and CEO
Tax withholdingCommon Stock 43,982 $253.79 $11,162,191.78
Disclosure

SEC source: 0001215490-19-000009 · primary_doc.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,445

F1 · balance_after: This amendment is being filed to correct the number of shares withheld for payment of reporting person's tax liability upon vesting of the restricted stock units previously reported, and to correct the number of shares held directly by reporting person following this change.

Read SEC document
February 20, 2019 Filed Mar 8, 2019 00:58 UTC Amendment
GEORGE ROGER ESVP,Legal Affairs & GC
Tax withholdingCommon Stock 10,352 $253.79 $2,627,234.08
Disclosure

SEC source: 0001215490-19-000008 · primary_doc.xml · nonDerivative · entry 1

GEORGE ROGER E · CIK 0001234778 · SVP,Legal Affairs & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,987

F1 · balance_after: This Form 4A is being filed to reduce the number of shares reported as transferred to reporting person's former spouse pursuant to a domestic relations order to 13 shares, and to correct the number of shares held by reporting person following this change.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 23:00 UTC
Tay JulieSVP, Asia Pacific
SaleCommon Stock 1,250 $254.58 $318,227.50
Disclosure

SEC source: 0001288257-19-000002 · primary_doc.xml · nonDerivative · entry 1

Tay Julie · CIK 0001649020 · SVP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,926

Read SEC document
December 31, 2018 Filed Jan 2, 2019 23:46 UTC
HOGAN JOSEPH MDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 27,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000001 · primary_doc.xml · derivative · entry 4

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on June 1, 2015 became vested on December 31, 2018 and shares were delivered to reporting person on such vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on June 1, 2015 became vested on December 31, 2018 and shares were delivered to reporting person on such vest date.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 23:46 UTC
HOGAN JOSEPH MDirector · President and CEO
Tax withholdingCommon Stock 14,333 $209.43 $3,001,760.19
Disclosure

SEC source: 0001288257-19-000001 · primary_doc.xml · nonDerivative · entry 2

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,130

Read SEC document
December 31, 2018 Filed Jan 2, 2019 23:46 UTC
HOGAN JOSEPH MDirector · President and CEO
Exercise / conversionCommon Stock 27,750 $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000001 · primary_doc.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2018 Filed Dec 27, 2018 23:15 UTC
Hockridge Stuart ASVP Global HR
Exercise / conversionRestricted Stock Unit · Derivative 1,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000030 · primary_doc.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,599

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on December 27, 2017 became vested on December 27, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on December 27, 2017 became vested on December 27, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
December 27, 2018 Filed Dec 27, 2018 23:15 UTC
Hockridge Stuart ASVP Global HR
Tax withholdingCommon Stock 595 $211.33 $125,741.35
Disclosure

SEC source: 0001288257-18-000030 · primary_doc.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,119

Read SEC document
December 27, 2018 Filed Dec 27, 2018 23:15 UTC
Hockridge Stuart ASVP Global HR
Exercise / conversionCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000030 · primary_doc.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 22:50 UTC
Beard SimonSVP and Mgng Dir., EMEA
Exercise / conversionRestricted Stock Unit · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000029 · primary_doc.xml · derivative · entry 3

Beard Simon · CIK 0001649798 · SVP and Mgng Dir., EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 1/4 of the restricted stock unit granted on December 20, 2014 became vested on December 20, 2018, and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 1/4 of the restricted stock unit granted on December 20, 2014 became vested on December 20, 2018, and shares were delivered to reporting person on such vest date.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 22:50 UTC
Beard SimonSVP and Mgng Dir., EMEA
Tax withholdingCommon Stock 850 $197.78 $168,113.00
Disclosure

SEC source: 0001288257-18-000029 · primary_doc.xml · nonDerivative · entry 2

Beard Simon · CIK 0001649798 · SVP and Mgng Dir., EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,727

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.