Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2020 Filed Feb 25, 2020 00:35 UTC |
Hockridge Stuart ASVP Global HR
|
Exercise / conversionRestricted Stock Unit · Derivative | 450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012257 · doc4.xml · derivative · entry 4 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 Underlying: Common Stock · 450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:35 UTC |
Hockridge Stuart ASVP Global HR
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012257 · doc4.xml · derivative · entry 3 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:35 UTC |
Hockridge Stuart ASVP Global HR
|
Tax withholdingCommon Stock | 7,804 | $272.49 | $2,126,511.96 |
DisclosureSEC source: 0001209191-20-012257 · doc4.xml · nonDerivative · entry 2 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,797 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:35 UTC |
Hockridge Stuart ASVP Global HR
|
Exercise / conversionCommon Stock | 14,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012257 · doc4.xml · nonDerivative · entry 1 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:33 UTC |
Coletti Julie AnnSVP, Chief Legal & Regulatory
|
Exercise / conversionMarket Stock Unit · Derivative | 9,193 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012252 · doc4.xml · derivative · entry 5 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,193 Underlying: Common Stock · 9,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F5 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:33 UTC |
Coletti Julie AnnSVP, Chief Legal & Regulatory
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,811 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012252 · doc4.xml · derivative · entry 4 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,811 Underlying: Common Stock · 1,811 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:33 UTC |
Coletti Julie AnnSVP, Chief Legal & Regulatory
|
Exercise / conversionRestricted Stock Unit · Derivative | 252 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012252 · doc4.xml · derivative · entry 3 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753 Underlying: Common Stock · 252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:33 UTC |
Coletti Julie AnnSVP, Chief Legal & Regulatory
|
Tax withholdingCommon Stock | 127 | $272.49 | $34,606.23 |
DisclosureSEC source: 0001209191-20-012252 · doc4.xml · nonDerivative · entry 2 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:33 UTC |
Coletti Julie AnnSVP, Chief Legal & Regulatory
|
Exercise / conversionCommon Stock | 252 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012252 · doc4.xml · nonDerivative · entry 1 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 38 shares acquired on July 31, 2019 and 24 shares acquired on January 31, 2020 under the ALGN ESPP. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:31 UTC |
Beard SimonSVP and Mgng Director, EMEA
|
Exercise / conversionMarket Stock Unit · Derivative | 11,030 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012247 · doc4.xml · derivative · entry 9 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,030 Underlying: Common Stock · 11,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F8 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:31 UTC |
Beard SimonSVP and Mgng Director, EMEA
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,173 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012247 · doc4.xml · derivative · entry 8 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,173 Underlying: Common Stock · 2,173 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:31 UTC |
Beard SimonSVP and Mgng Director, EMEA
|
Exercise / conversionRestricted Stock Unit · Derivative | 558 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012247 · doc4.xml · derivative · entry 6 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,674 Underlying: Common Stock · 558 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:31 UTC |
Beard SimonSVP and Mgng Director, EMEA
|
Exercise / conversionRestricted Stock Unit · Derivative | 450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012247 · doc4.xml · derivative · entry 5 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 Underlying: Common Stock · 450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:31 UTC |
Beard SimonSVP and Mgng Director, EMEA
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012247 · doc4.xml · derivative · entry 4 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:31 UTC |
Beard SimonSVP and Mgng Director, EMEA
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012247 · doc4.xml · derivative · entry 3 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:31 UTC |
Beard SimonSVP and Mgng Director, EMEA
|
Tax withholdingCommon Stock | 7,879 | $272.49 | $2,146,948.71 |
DisclosureSEC source: 0001209191-20-012247 · doc4.xml · nonDerivative · entry 2 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,397 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:31 UTC |
Beard SimonSVP and Mgng Director, EMEA
|
Exercise / conversionCommon Stock | 16,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012247 · doc4.xml · nonDerivative · entry 1 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 01:19 UTC |
SIEGEL SUSAN EDirector
|
SaleCommon Stock | 1,100 | $275.00 | $302,500.00 |
DisclosureSEC source: 0001240363-20-000002 · primary_doc.xml · nonDerivative · entry 2 SIEGEL SUSAN E · CIK 0001240363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,971 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 7, 2019. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 01:19 UTC |
SIEGEL SUSAN EDirector
|
SaleCommon Stock | 300 | $270.00 | $81,000.00 |
DisclosureSEC source: 0001240363-20-000002 · primary_doc.xml · nonDerivative · entry 1 SIEGEL SUSAN E · CIK 0001240363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,071 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 7, 2019. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 00:12 UTC |
SIEGEL SUSAN EDirector
|
SaleCommon Stock | 300 | $260.05 | $78,015.00 |
DisclosureSEC source: 0001240363-20-000001 · primary_doc.xml · nonDerivative · entry 2 SIEGEL SUSAN E · CIK 0001240363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,371 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 7, 2019. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 23:03 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001233163-20-000001 · primary_doc.xml · nonDerivative · entry 1 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,564 F1 · balance_after: Includes 124 shares acquired under the ALGN ESPP on January 31, 2020. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 23:22 UTC |
Hockridge Stuart ASVP Global HR
|
SaleCommon Stock | 561 | $253.58 | $142,258.38 |
DisclosureSEC source: 0001675043-20-000001 · primary_doc.xml · nonDerivative · entry 2 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130 Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 23:22 UTC |
Hockridge Stuart ASVP Global HR
|
SaleCommon Stock | 241 | $253.84 | $61,174.98 |
DisclosureSEC source: 0001675043-20-000001 · primary_doc.xml · nonDerivative · entry 1 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $253.77 to $253.87, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 124 shares acquired under the ALGN ESPP on January 31,2020. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:12 UTC |
SIEGEL SUSAN EDirector
|
SaleCommon Stock | 300 | $257.50 | $77,250.00 |
DisclosureSEC source: 0001240363-20-000001 · primary_doc.xml · nonDerivative · entry 1 SIEGEL SUSAN E · CIK 0001240363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,671 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 7, 2019. Read SEC document |
| February 02, 2020 Filed Feb 25, 2020 00:42 UTC |
Pudipeddi Vamsi Mohan RajSVP, Chief Marketing Officer
|
GrantMarket Stock Unit · Derivative | 11,030 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012270 · doc4.xml · derivative · entry 2 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,030 Underlying: Common Stock · 11,030 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F3 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 02, 2020 Filed Feb 25, 2020 00:31 UTC |
Beard SimonSVP and Mgng Director, EMEA
|
Exercise / conversionMarket Stock Unit · Derivative | 12,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012247 · doc4.xml · derivative · entry 7 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. F6 · derivative.expiration_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 01:21 UTC |
Hockridge Stuart ASVP Global HR
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001675043-19-000004 · primary_doc.xml · derivative · entry 3 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,399 Underlying: Common Stock · 1,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on December 27, 2017 became vested on December 27, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on December 27, 2017 became vested on December 27, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 01:21 UTC |
Hockridge Stuart ASVP Global HR
|
Tax withholdingCommon Stock | 639 | $277.64 | $177,411.96 |
DisclosureSEC source: 0001675043-19-000004 · primary_doc.xml · nonDerivative · entry 2 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 808 Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 01:21 UTC |
Hockridge Stuart ASVP Global HR
|
Exercise / conversionCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001675043-19-000004 · primary_doc.xml · nonDerivative · entry 1 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2019 Filed Jan 22, 2020 00:09 UTC |
LARKIN C RAYMOND JRDirector
|
GiftCommon Stock | 263 | $0.00 | $0.00 |
DisclosureSEC source: 0001593575-20-000003 · primary_doc.xml · nonDerivative · entry 3 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,200 Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 21:14 UTC |
Tay JulieSVP, Asia Pacific
|
SaleCommon Stock | 2,739 | $280.01 | $766,946.57 |
DisclosureSEC source: 0001649020-19-000006 · primary_doc.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,366 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $280.00 to $280.11, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 02:39 UTC |
Morici JohnChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,709 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689552-19-000004 · primary_doc.xml · derivative · entry 3 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,709 Underlying: Common Stock · 4,709 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on November 20, 2016 became vested on November 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on November 20, 2016 became vested on November 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 02:39 UTC |
Morici JohnChief Financial Officer
|
Tax withholdingCommon Stock | 2,525 | $268.77 | $678,644.25 |
DisclosureSEC source: 0001689552-19-000004 · primary_doc.xml · nonDerivative · entry 2 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,846 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 02:39 UTC |
Morici JohnChief Financial Officer
|
Exercise / conversionCommon Stock | 4,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001689552-19-000004 · primary_doc.xml · nonDerivative · entry 1 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2019 Filed Jan 22, 2020 00:09 UTC |
LARKIN C RAYMOND JRDirector
|
GiftCommon Stock | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001593575-20-000003 · primary_doc.xml · nonDerivative · entry 2 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,463 Read SEC document |
| November 20, 2019 Filed Jan 22, 2020 00:04 UTC |
Olson JenniferSVP & Mng Dir. D-DCC
|
GiftCommon Stock | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001593575-20-000002 · primary_doc.xml · nonDerivative · entry 2 Olson Jennifer · CIK 0001682549 · SVP & Mng Dir. D-DCC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,398 Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 22:19 UTC |
Shaked YuvalSVP and Mgng Director, Itero
|
SaleCommon Stock | 800 | $268.61 | $214,888.08 |
DisclosureSEC source: 0001234778-19-000008 · primary_doc.xml · nonDerivative · entry 1 Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41 Read SEC document |
| November 12, 2019 Filed Nov 12, 2019 22:59 UTC |
LACOB JOSEPHDirector
|
SaleCommon Stock | 7,669 | $260.00 | $1,993,940.00 |
DisclosureSEC source: 0001215490-19-000012 · primary_doc.xml · nonDerivative · entry 2 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust for Reporting Person Disclosed balance after: 183,439 Read SEC document |
| November 11, 2019 Filed May 26, 2020 22:26 UTC |
Olson JenniferSVP & Mng Dir Cust Service
|
GiftCommon Stock | 80 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032160 · doc4.xml · nonDerivative · entry 8 Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,577 F1 · balance_after: This transaction represents a previously unreported gift by reporting person. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 22:59 UTC |
LACOB JOSEPHDirector
|
SaleCommon Stock | 12,331 | $260.40 | $3,210,957.87 |
DisclosureSEC source: 0001215490-19-000012 · primary_doc.xml · nonDerivative · entry 1 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust for Reporting Person Disclosed balance after: 191,108 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging $260.00 to $260.96, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 23:03 UTC |
Shaked YuvalSVP and Mgng Director, Itero
|
SaleCommon Stock | 500 | $260.25 | $130,125.00 |
DisclosureSEC source: 0001215490-19-000013 · primary_doc.xml · nonDerivative · entry 1 Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841 Read SEC document |
| November 08, 2019 Filed Jan 22, 2020 00:04 UTC |
Olson JenniferSVP & Mng Dir. D-DCC
|
GiftCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001593575-20-000002 · primary_doc.xml · nonDerivative · entry 1 Olson Jennifer · CIK 0001682549 · SVP & Mng Dir. D-DCC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,437 Read SEC document |
| November 08, 2019 Filed May 26, 2020 22:26 UTC |
Olson JenniferSVP & Mng Dir Cust Service
|
GiftCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032160 · doc4.xml · nonDerivative · entry 7 Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,657 F1 · balance_after: This transaction represents a previously unreported gift by reporting person. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 23:37 UTC |
PRESCOTT THOMAS MDirector
|
SaleCommon Stock | 7,500 | $257.61 | $1,932,075.00 |
DisclosureSEC source: 0001234773-19-000002 · primary_doc.xml · nonDerivative · entry 1 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,477 Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 21:05 UTC |
Hockridge Stuart ASVP Global HR
|
SaleCommon Stock | 5,049 | $250.08 | $1,262,655.43 |
DisclosureSEC source: 0001675043-19-000002 · primary_doc.xml · nonDerivative · entry 1 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.88 to $250.31, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes six (6) shares acquired under the ALGN ESPP on July 31, 2019. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 00:08 UTC |
Thaler Warren SDirector
|
SaleCommon Stock | 4,000 | $249.90 | $999,588.80 |
DisclosureSEC source: 0001293595-19-000002 · primary_doc.xml · nonDerivative · entry 3 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 80,584 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.8001 to $249.98, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Represents shares held by the Thaler Family Trust for which the spouse of the reporting person is the trustee. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 00:08 UTC |
Thaler Warren SDirector
|
SaleCommon Stock | 500 | $250.45 | $125,225.20 |
DisclosureSEC source: 0001293595-19-000002 · primary_doc.xml · nonDerivative · entry 2 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 84,584 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.4119 to $250.46, inclusive. The reporting person hereby undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Represents shares held by the Thaler Family Trust for which the spouse of the reporting person is the trustee. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 00:08 UTC |
Thaler Warren SDirector
|
SaleCommon Stock | 1,942 | $250.84 | $487,139.44 |
DisclosureSEC source: 0001293595-19-000002 · primary_doc.xml · nonDerivative · entry 1 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,900 F1 · price: The price reported in column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $250.50 to $251.00, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 21, 2019 Filed Oct 21, 2019 22:50 UTC |
Sebastian Markus ChristofSVP & Mgng Dir, EMEA
|
Exercise / conversionRestricted Stock Unit · Derivative | 300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001780441-19-000003 · primary_doc.xml · derivative · entry 3 Sebstian Markus Christof · CIK 0001780441 · SVP & Mgng Dir, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 Underlying: Common Stock · 300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on October 1, 2018 became vested on October 20, 2019 and shares were delivered to reporting person on October 21, 2019. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on October 1, 2018 became vested on October 20, 2019 and shares were delivered to reporting person on October 21, 2019. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| October 21, 2019 Filed Oct 21, 2019 22:50 UTC |
Sebastian Markus ChristofSVP & Mgng Dir, EMEA
|
Tax withholdingCommon Stock | 126 | $210.04 | $26,465.04 |
DisclosureSEC source: 0001780441-19-000003 · primary_doc.xml · nonDerivative · entry 2 Sebstian Markus Christof · CIK 0001780441 · SVP & Mgng Dir, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.