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C3.ai, Inc.

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2413
SEC CIK
0001577526
Parsed reports
366

Last 12 months

Inside the activity.

2 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202602
Feb 202602
Mar 202627
Apr 202602
May 202603
Jun 202606
Jul 202604
Aug 202603
Sep 202605
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 07, 2021 Filed Apr 29, 2022 20:14 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 723 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,035

Underlying: Class A Common Stock · 723 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F2 · shares: On December 7, 2021, shares held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F6 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust II u/a/d 11/28/2017, of which the Reporting Person is the trustee.

Read SEC document
December 07, 2021 Filed Apr 29, 2022 20:14 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 723 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,035

Underlying: Class A Common Stock · 723 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F2 · shares: On December 7, 2021, shares held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F5 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust I u/a/d 11/28/2017, of which the Reporting Person is the trustee.

Read SEC document
December 07, 2021 Filed Apr 29, 2022 20:14 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 2,201 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 79,908

Underlying: Class A Common Stock · 2,201 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F2 · shares: On December 7, 2021, shares held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F4 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust II u/a/d 10/22/2014, of which the Reporting Person is the trustee.

Read SEC document
December 07, 2021 Filed Apr 29, 2022 20:14 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 2,201 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 79,908

Underlying: Class A Common Stock · 2,201 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F2 · shares: On December 7, 2021, shares held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust I u/a/d 10/22/2014, of which the Reporting Person is the trustee.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:44 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 21,266 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001209191-21-066166 · doc4.xml · derivative · entry 8

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,191

Underlying: Class A Common Stock · 21,266 shares

Expires 2024-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:44 UTC
ABBO EDWARD YChief Technology Officer
SaleClass A Common Stock 1,917 $45.56 $87,338.52
Disclosure

SEC source: 0001209191-21-066166 · doc4.xml · nonDerivative · entry 5

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,415

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.07 to $46.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:44 UTC
ABBO EDWARD YChief Technology Officer
SaleClass A Common Stock 5,732 $44.61 $255,704.52
Disclosure

SEC source: 0001209191-21-066166 · doc4.xml · nonDerivative · entry 4

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,332

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $44.06 to $45.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:44 UTC
ABBO EDWARD YChief Technology Officer
SaleClass A Common Stock 3,856 $43.26 $166,810.56
Disclosure

SEC source: 0001209191-21-066166 · doc4.xml · nonDerivative · entry 3

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,064

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $43.05 to $43.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:44 UTC
ABBO EDWARD YChief Technology Officer
SaleClass A Common Stock 11,633 $42.57 $495,216.81
Disclosure

SEC source: 0001209191-21-066166 · doc4.xml · nonDerivative · entry 2

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,920

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $42.05 to $43.03. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:44 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionClass A Common Stock 21,266 $1.56 $33,174.96
Disclosure

SEC source: 0001209191-21-066166 · doc4.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 23:03 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 10,816 $48.45 $524,035.20
Disclosure

SEC source: 0001209191-21-065218 · doc4.xml · nonDerivative · entry 7

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,496,824

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F9 · price: Represents weighted average sales price. The shares were sold at prices ranging from $48.43 to $48.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 23:03 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 128,512 $47.93 $6,159,580.16
Disclosure

SEC source: 0001209191-21-065218 · doc4.xml · nonDerivative · entry 6

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,507,640

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $47.43 to $48.4275. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 23:03 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 106,635 $46.96 $5,007,579.60
Disclosure

SEC source: 0001209191-21-065218 · doc4.xml · nonDerivative · entry 5

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,636,152

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $46.43 to $47.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:03 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 11,600 $51.20 $593,920.00
Disclosure

SEC source: 0001209191-21-065218 · doc4.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,742,787

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $50.95 to $51.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:03 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 59,967 $50.27 $3,014,541.09
Disclosure

SEC source: 0001209191-21-065218 · doc4.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,754,387

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $49.935 to $50.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:03 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 60,779 $49.17 $2,988,503.43
Disclosure

SEC source: 0001209191-21-065218 · doc4.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 381,354

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $48.78 to $49.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:03 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 237,179 $48.38 $11,474,720.02
Disclosure

SEC source: 0001209191-21-065218 · doc4.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,875,133

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $47.78 to $48.775. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:04 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,887 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001209191-21-065219 · doc4.xml · derivative · entry 6

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,673

Underlying: Class A Common Stock · 15,887 shares

Expires 2026-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F6 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 16, 2017, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:04 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 503 $51.26 $25,783.78
Disclosure

SEC source: 0001209191-21-065219 · doc4.xml · nonDerivative · entry 5

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,608

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $51.04 to $51.57. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:04 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 2,839 $50.40 $143,085.60
Disclosure

SEC source: 0001209191-21-065219 · doc4.xml · nonDerivative · entry 4

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,111

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $50.03 to $50.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:04 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 1,400 $49.31 $69,034.00
Disclosure

SEC source: 0001209191-21-065219 · doc4.xml · nonDerivative · entry 3

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,950

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $48.93 to $49.61. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:04 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 11,145 $48.41 $539,529.45
Disclosure

SEC source: 0001209191-21-065219 · doc4.xml · nonDerivative · entry 2

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,350

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $47.93 to $48.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:04 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionClass A Common Stock 15,887 $1.68 $26,690.16
Disclosure

SEC source: 0001209191-21-065219 · doc4.xml · nonDerivative · entry 1

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 22:46 UTC
Barter DavidSenior VP and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 19,444 $0.00 Strike: $17.10 $0.00
Disclosure

SEC source: 0001209191-21-064531 · doc4.xml · derivative · entry 4

Barter David · CIK 0001706672 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913,891

Underlying: Class A Common Stock · 19,444 shares

Expires 2030-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on October 8, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 22:46 UTC
Barter DavidSenior VP and CFO
SaleClass A Common Stock 2,365 $47.27 $111,793.55
Disclosure

SEC source: 0001209191-21-064531 · doc4.xml · nonDerivative · entry 3

Barter David · CIK 0001706672 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,599

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 22:46 UTC
Barter DavidSenior VP and CFO
SaleClass A Common Stock 12,479 $46.10 $575,281.90
Disclosure

SEC source: 0001209191-21-064531 · doc4.xml · nonDerivative · entry 2

Barter David · CIK 0001706672 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,964

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 22:46 UTC
Barter DavidSenior VP and CFO
Exercise / conversionClass A Common Stock 19,444 $17.10 $332,492.40
Disclosure

SEC source: 0001209191-21-064531 · doc4.xml · nonDerivative · entry 1

Barter David · CIK 0001706672 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 21:41 UTC
ABBO EDWARD YChief Technology Officer
SaleCommon Stock 1,441 $48.06 $69,254.46
Disclosure

SEC source: 0001209191-21-061583 · doc4.xml · nonDerivative · entry 4

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,287

F3 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $48.02 to $48.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 21:41 UTC
ABBO EDWARD YChief Technology Officer
SaleCommon Stock 33,266 $47.63 $1,584,459.58
Disclosure

SEC source: 0001209191-21-061583 · doc4.xml · nonDerivative · entry 3

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,728

F3 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $47.02 to $48.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 15, 2021 Filed Oct 15, 2021 21:43 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 32,582 $46.40 $1,511,804.80
Disclosure

SEC source: 0001209191-21-060621 · doc4.xml · nonDerivative · entry 6

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,112,312

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $46.15 to $46.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
October 15, 2021 Filed Oct 15, 2021 21:43 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 131,018 $45.54 $5,966,559.72
Disclosure

SEC source: 0001209191-21-060621 · doc4.xml · nonDerivative · entry 5

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,144,894

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.15 to $46.145. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 21:36 UTC
Lutton Richard J. Jr.Senior VP and General Counsel
GrantClass A Common Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060734 · doc4.xml · nonDerivative · entry 1

Lutton Richard J. Jr. · CIK 0001884433 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Twenty percent (20%) of each such RSU award shall vest on October 15, 2022 and five percent (5%) of each such RSU award shall vest on a the last day of each fiscal quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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October 14, 2021 Filed Oct 15, 2021 21:43 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 5,126 $47.28 $242,357.28
Disclosure

SEC source: 0001209191-21-060621 · doc4.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,275,912

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $47.24 to $47.32. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
October 14, 2021 Filed Oct 15, 2021 21:43 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 129,623 $46.82 $6,068,948.86
Disclosure

SEC source: 0001209191-21-060621 · doc4.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,281,038

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $46.24 to $47.235. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 21:43 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 104,424 $46.47 $4,852,583.28
Disclosure

SEC source: 0001209191-21-060621 · doc4.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,410,661

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $46.02 to $46.87. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 21:43 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 81,376 $45.59 $3,709,931.84
Disclosure

SEC source: 0001209191-21-060621 · doc4.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,515,085

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.02 to $46.015. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
October 12, 2021 Filed Oct 14, 2021 21:34 UTC
Barter DavidSenior VP and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 233,332 $0.00 Strike: $17.10 $0.00
Disclosure

SEC source: 0001209191-21-060492 · doc4.xml · derivative · entry 3

Barter David · CIK 0001706672 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933,335

Underlying: Class A Common Stock · 233,332 shares

Expires 2030-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on October 8, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

F4 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include 2 additional shares that were not originally reported on the Reporting Person's Form 3.

Read SEC document
October 12, 2021 Filed Oct 14, 2021 21:34 UTC
Barter DavidSenior VP and CFO
SaleClass A Common Stock 170,333 $45.04 $7,671,798.32
Disclosure

SEC source: 0001209191-21-060492 · doc4.xml · nonDerivative · entry 2

Barter David · CIK 0001706672 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,999

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.00 to $45.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 12, 2021 Filed Oct 14, 2021 21:34 UTC
Barter DavidSenior VP and CFO
Exercise / conversionClass A Common Stock 233,332 $17.10 $3,989,977.20
Disclosure

SEC source: 0001209191-21-060492 · doc4.xml · nonDerivative · entry 1

Barter David · CIK 0001706672 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
October 11, 2021 Filed Oct 13, 2021 21:42 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001209191-21-060384 · doc4.xml · derivative · entry 4

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,781

Underlying: Class A Common Stock · 30,000 shares

Expires 2027-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F4 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 12, 2018, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

Read SEC document
October 11, 2021 Filed Oct 13, 2021 21:42 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 12,352 $44.94 $555,098.88
Disclosure

SEC source: 0001209191-21-060384 · doc4.xml · nonDerivative · entry 3

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,608

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $44.73 to $45.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 11, 2021 Filed Oct 13, 2021 21:42 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 17,648 $44.42 $783,924.16
Disclosure

SEC source: 0001209191-21-060384 · doc4.xml · nonDerivative · entry 2

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,960

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $43.73 to $44.71. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 11, 2021 Filed Oct 13, 2021 21:42 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionClass A Common Stock 30,000 $1.86 $55,800.00
Disclosure

SEC source: 0001209191-21-060384 · doc4.xml · nonDerivative · entry 1

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 21:54 UTC GrantStock Option (Right to Buy) · Derivative 18,147 $0.00 Strike: $44.44 $0.00
Disclosure

SEC source: 0001209191-21-060096 · doc4.xml · derivative · entry 1

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,147

Underlying: Class A Common Stock · 18,147 shares

Expires 2031-10-05

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 6, 2021 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 17:55 UTC GrantStock Option (Right to Buy) · Derivative 18,147 $0.00 Strike: $44.44 $0.00
Disclosure

SEC source: 0001209191-21-060097 · doc4.xml · derivative · entry 1

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,147

Underlying: Class A Common Stock · 18,147 shares

Expires 2031-10-05

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 6, 2021 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 17:53 UTC GrantStock Option (Right to Buy) · Derivative 17,166 $0.00 Strike: $44.44 $0.00
Disclosure

SEC source: 0001209191-21-060095 · doc4.xml · derivative · entry 1

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,166

Underlying: Class A Common Stock · 17,166 shares

Expires 2031-10-05

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 6, 2021 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 17:46 UTC GrantStock Option (Right to Buy) · Derivative 20,354 $0.00 Strike: $44.44 $0.00
Disclosure

SEC source: 0001209191-21-060090 · doc4.xml · derivative · entry 1

MCCAFFERY MICHAEL G · CIK 0001256735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,354

Underlying: Class A Common Stock · 20,354 shares

Expires 2031-10-05

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 6, 2021 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 17:45 UTC GrantStock Option (Right to Buy) · Derivative 18,147 $0.00 Strike: $44.44 $0.00
Disclosure

SEC source: 0001209191-21-060089 · doc4.xml · derivative · entry 1

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,147

Underlying: Class A Common Stock · 18,147 shares

Expires 2031-10-05

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 6, 2021 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 17:52 UTC GrantStock Option (Right to Buy) · Derivative 17,166 $0.00 Strike: $44.44 $0.00
Disclosure

SEC source: 0001209191-21-060093 · doc4.xml · derivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,166

Underlying: Class A Common Stock · 17,166 shares

Expires 2031-10-05

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 6, 2021 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 21:50 UTC GrantStock Option (Right to Buy) · Derivative 17,166 $0.00 Strike: $44.44 $0.00
Disclosure

SEC source: 0001209191-21-060092 · doc4.xml · derivative · entry 1

Sastry Shankar · CIK 0001834678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,166

Underlying: Class A Common Stock · 17,166 shares

Expires 2031-10-05

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 6, 2021 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.