Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| C3.ai, Inc.AI · Entity 2413 | Senior VP and General Counsel | October 15, 2021 | October 18, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
C3.ai, Inc.
Report date October 15, 2021 · Filed October 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 500,000 |
Reported balance
After 2021-10-15 transaction · row 1
1 source rowRow 1 · 2021-10-15 · Grant · Acquired 500,000 · Balance 500,000 F1: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Twenty percent (20%) of each such RSU award shall vest on October 15, 2022 and five percent (5%) of each such RSU award shall vest on a the last day of each fiscal quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Twenty percent (20%) of each such RSU award shall vest on October 15, 2022 and five percent (5%) of each such RSU award shall vest on a the last day of each fiscal quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2021 Filed Oct 18, 2021 21:36 UTC | C3.ai, Inc. AI · Entity 2413 | GrantClass A Common Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060734 · doc4.xml · nonDerivative · entry 1 Lutton Richard J. Jr. · CIK 0001884433 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Twenty percent (20%) of each such RSU award shall vest on October 15, 2022 and five percent (5%) of each such RSU award shall vest on a the last day of each fiscal quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.