Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| C3.ai, Inc.AI · Entity 2413 | Director | October 03, 2025 | October 07, 2025 |
| CARPENTER TECHNOLOGY CORPCRS · Entity 3210 | Director | October 09, 2026 | October 14, 2026 |
| KLX Energy Services Holdings, Inc.KLXE · Entity 7414 | Director | March 05, 2021 | March 09, 2021 |
| Molekule Group, Inc.AERC · Entity 113413 | Director | November 10, 2022 | November 14, 2022 |
| Sprinklr, Inc.CXM · Entity 4581 | Director | June 11, 2026 | June 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
C3.ai, Inc.
Report date October 03, 2025 · Filed October 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.16 · Expires 2035-10-02 | Direct | 30,264 |
Reported balance
After 2025-10-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-10-03 · Grant · Acquired 30,264 · Balance 30,264 F1: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter following October 3, 2025 (the "Vesting Commencement Date") until the two-year anniversary date, 12.5% of the shares subject to the option shall vest on the last day of each such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the second anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. |
Filing footnotes · ownership attribution and instrument terms
F1: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter following October 3, 2025 (the "Vesting Commencement Date") until the two-year anniversary date, 12.5% of the shares subject to the option shall vest on the last day of each such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the second anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.
CARPENTER TECHNOLOGY CORP
Report date October 09, 2026 · Filed October 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,276 |
Ending reported balance
After 2026-10-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-09 · Exercise / conversion · Acquired 3,275 · Balance 29,614 F1: Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement. Row 2 · 2026-10-09 · Tax withholding · Disposed 338 · Balance 29,276 |
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.79 · Expires 2026-10-11 | Direct | 0 |
Reported balance
After 2026-10-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-09 · Exercise / conversion · Disposed 3,275 · Balance 0 F1: Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement. F2: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement.
F2: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.
KLX Energy Services Holdings, Inc.
Report date March 05, 2021 · Filed March 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 7,907 |
Reported balance
After 2021-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-05 · Grant · Acquired 2,257 · Balance 7,907 F1: Grant of restricted stock vesting one year from the date of grant. F2: This amount reflects the Issuer's reverse stock split of its Common Stock at a ratio of 1-for-5, effective upon market open on July 28, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock vesting one year from the date of grant.
F2: This amount reflects the Issuer's reverse stock split of its Common Stock at a ratio of 1-for-5, effective upon market open on July 28, 2020.
Molekule Group, Inc.
Report date November 10, 2022 · Filed November 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 92,000 |
Reported balance
After 2022-11-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-11-10 · Grant · Acquired 92,000 · Balance 92,000 F1: Each restricted stock unit represents a contingent right to receive one share of AERC common stock. F2: The restricted stock units vest in three equal annual installments beginning November 10, 2023. Any unvested restricted stock units will vest in full immediately prior to the consummation of a change in control (as defined in the award agreement). |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of AERC common stock.
F2: The restricted stock units vest in three equal annual installments beginning November 10, 2023. Any unvested restricted stock units will vest in full immediately prior to the consummation of a change in control (as defined in the award agreement).
Sprinklr, Inc.
Report date June 11, 2026 · Filed June 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 87,088 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Grant · Acquired 51,021 · Balance 87,088 F1: Represents two restricted stock unit ("RSU") awards. 37,174 RSUs (the "First Grant") will vest in full on the earlier of (i) June 11, 2027 or (ii) the day prior to the date of the Issuer's 2027 annual stockholder meeting. 13,847 RSUs (the "Second Grant") will vest in four substantially equal quarterly installments on September 11, 2026, December 11, 2026, March 11, 2027, and June 11, 2027. The vesting of each of the First Grant and Second Grant are subject to the Reporting Person's continuous service through each such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents two restricted stock unit ("RSU") awards. 37,174 RSUs (the "First Grant") will vest in full on the earlier of (i) June 11, 2027 or (ii) the day prior to the date of the Issuer's 2027 annual stockholder meeting. 13,847 RSUs (the "Second Grant") will vest in four substantially equal quarterly installments on September 11, 2026, December 11, 2026, March 11, 2027, and June 11, 2027. The vesting of each of the First Grant and Second Grant are subject to the Reporting Person's continuous service through each such vesting date.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INTERNATIONAL BUSINESS MACHINES CORP
Report date April 29, 2005 · Filed May 02, 2005
Section 16 reporting ended · disclosed 2005-05-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,034 |
Reported balance
After 2005-04-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-04-29 · Grant · Acquired 8 · Balance 7,034 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.
F3: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.
KLX Inc.
Report date October 09, 2018 · Filed October 11, 2018
Section 16 reporting ended · disclosed 2018-10-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,542 |
Reported balance
After 2018-10-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-10-09 · Grant · Acquired 510 · Balance 16,542 F1: Pursuant to the anti-dilution provisions of the KLX Inc. Long-Term Incentive Plan and the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan, the amount of securities beneficially owned by the reporting person has been adjusted in connection with the spin-off by KLX Inc. ("KLX") of all of the common stock of its wholly owned subsidiary, KLX Energy Services Holdings, Inc., which was completed on September 14, 2018. As a result of the adjustment, the reporting person received 589 additional shares of restricted stock and 1,491 additional stock units deferred under the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-10-09 · Disposition to issuer · Disposed 16,542 · Balance 0 F2: Reflects the disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of April 30, 2018, as amended (the "Merger Agreement"), by and among KLX, The Boeing Company ("Boeing") and Kelly Merger Sub, Inc., a wholly owned subsidiary of Boeing ("Merger Sub"). On October 9, 2018, Merger Sub merged with and into KLX with KLX continuing as the surviving corporation and wholly owned subsidiary of Boeing. At the effective time of the Merger (the "Effective Time"), each share of KLX common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive $63 per share in cash, without interest. F3: In addition, pursuant to the Merger Agreement, (i) each unvested restricted stock award outstanding immediately prior to the Effective Time became fully vested and was then immediately cancelled in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to each such restricted stock award less any applicable withholding or other taxes, and (ii) each stock unit award, including any stock unit awards deferred under any of KLX's deferred compensation plans, became fully vested and was canceled thereafter in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to such unit award less any applicable withholding or other taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the anti-dilution provisions of the KLX Inc. Long-Term Incentive Plan and the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan, the amount of securities beneficially owned by the reporting person has been adjusted in connection with the spin-off by KLX Inc. ("KLX") of all of the common stock of its wholly owned subsidiary, KLX Energy Services Holdings, Inc., which was completed on September 14, 2018. As a result of the adjustment, the reporting person received 589 additional shares of restricted stock and 1,491 additional stock units deferred under the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan.
F2: Reflects the disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of April 30, 2018, as amended (the "Merger Agreement"), by and among KLX, The Boeing Company ("Boeing") and Kelly Merger Sub, Inc., a wholly owned subsidiary of Boeing ("Merger Sub"). On October 9, 2018, Merger Sub merged with and into KLX with KLX continuing as the surviving corporation and wholly owned subsidiary of Boeing. At the effective time of the Merger (the "Effective Time"), each share of KLX common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive $63 per share in cash, without interest.
F3: In addition, pursuant to the Merger Agreement, (i) each unvested restricted stock award outstanding immediately prior to the Effective Time became fully vested and was then immediately cancelled in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to each such restricted stock award less any applicable withholding or other taxes, and (ii) each stock unit award, including any stock unit awards deferred under any of KLX's deferred compensation plans, became fully vested and was canceled thereafter in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to such unit award less any applicable withholding or other taxes.
VONAGE HOLDINGS CORP
Report date July 21, 2022 · Filed July 21, 2022
Section 16 reporting ended · disclosed 2022-07-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-21 transaction · row 1
1 source rowRow 1 · 2022-07-21 · Disposition to issuer · Disposed 4,312 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2026 Filed Oct 14, 2026 20:06 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 3,275 | Not disclosed Strike: $39.79 | Not disclosed |
DisclosureSEC source: 0001164644-26-000006 · form4.xml · derivative · entry 3 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,275 shares Expires 2026-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement. F2 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. Read SEC document |
| October 09, 2026 Filed Oct 14, 2026 20:06 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 338 | $385.81 | $130,403.78 |
DisclosureSEC source: 0001164644-26-000006 · form4.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,276 Read SEC document |
| October 09, 2026 Filed Oct 14, 2026 20:06 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionCommon Stock | 3,275 | $39.79 | $130,312.25 |
DisclosureSEC source: 0001164644-26-000006 · form4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement. Read SEC document |
| October 06, 2026 Filed Oct 8, 2026 20:30 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Option (Right to Buy) · Derivative | 193 | Not disclosed Strike: $395.71 | Not disclosed |
DisclosureSEC source: 0001164644-26-000004 · form4.xml · derivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193 Underlying: Common Stock · 193 shares Expires 2036-10-06 F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. Read SEC document |
| October 06, 2026 Filed Oct 8, 2026 20:30 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Units · Derivative | 361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001164644-26-000004 · form4.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,607.61 Underlying: Common Stock · 361 shares Expires not disclosed F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event. F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event. F4 · balance_after: Includes dividend equivalents not previously reported. Read SEC document |
| June 11, 2026 Filed Jun 15, 2026 20:15 UTC | Sprinklr, Inc. CXM · Entity 4581 | GrantClass A Common Stock | 51,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001164644-26-000002 · form4-06152026_040625.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,088 F1 · shares: Represents two restricted stock unit ("RSU") awards. 37,174 RSUs (the "First Grant") will vest in full on the earlier of (i) June 11, 2027 or (ii) the day prior to the date of the Issuer's 2027 annual stockholder meeting. 13,847 RSUs (the "Second Grant") will vest in four substantially equal quarterly installments on September 11, 2026, December 11, 2026, March 11, 2027, and June 11, 2027. The vesting of each of the First Grant and Second Grant are subject to the Reporting Person's continuous service through each such vesting date. Read SEC document |
| October 13, 2025 Filed Oct 15, 2025 20:27 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 3,433 | Not disclosed Strike: $34.76 | Not disclosed |
DisclosureSEC source: 0001164644-25-000008 · form4.xml · derivative · entry 3 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,433 shares Expires 2025-10-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement. F2 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. Read SEC document |
| October 13, 2025 Filed Oct 15, 2025 20:27 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 494 | $241.99 | $119,543.06 |
DisclosureSEC source: 0001164644-25-000008 · form4.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,339 Read SEC document |
| October 13, 2025 Filed Oct 15, 2025 20:27 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionCommon Stock | 3,433 | $34.76 | $119,331.08 |
DisclosureSEC source: 0001164644-25-000008 · form4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 07, 2025 Filed Oct 9, 2025 20:25 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Option (Right to Buy) · Derivative | 304 | Not disclosed Strike: $256.27 | Not disclosed |
DisclosureSEC source: 0001164644-25-000006 · form4.xml · derivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304 Underlying: Common Stock · 304 shares Expires 2035-10-07 F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. Read SEC document |
| October 07, 2025 Filed Oct 9, 2025 20:25 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Units · Derivative | 557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001164644-25-000006 · form4.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,094.1065 Underlying: Common Stock · 557 shares Expires not disclosed F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event. F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event. F4 · balance_after: Includes dividend equivalents not previously reported. Read SEC document |
| October 03, 2025 Filed Oct 7, 2025 22:54 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 30,264 | $0.00 Strike: $19.16 | $0.00 |
DisclosureSEC source: 0001164644-25-000004 · form4-10072025_101035.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,264 Underlying: Class A Common Stock · 30,264 shares Expires 2035-10-02 F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter following October 3, 2025 (the "Vesting Commencement Date") until the two-year anniversary date, 12.5% of the shares subject to the option shall vest on the last day of each such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the second anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 20:15 UTC | Sprinklr, Inc. CXM · Entity 4581 | GrantClass A Common Stock | 14,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-017395 · form4-06162025_040612.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,067 F1 · shares: Represents two restricted stock unit ("RSU") awards. 8,220 RSUs (the "First Grant") will vest in full on the earlier of (i) June 12, 2026 or (ii) the day prior to the date of the Issuer's 2026 annual stockholder meeting. 5,918 RSUs (the "Second Grant") will vest in four substantially equal quarterly installments on September 12, 2025, December 12, 2025, March 12, 2026, and June 12, 2026. The vesting of each of the First Grant and Second Grant are subject to the Reporting Person's continuous service through each such vesting date. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 23:21 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 42,382 | $0.00 Strike: $4.68 | $0.00 |
DisclosureSEC source: 0001415889-25-015296 · form4-06022025_110652.xml · derivative · entry 3 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,196 Underlying: Class A Common Stock · 42,382 shares Expires 2029-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 23:21 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 42,382 | $26.32 | $1,115,494.24 |
DisclosureSEC source: 0001415889-25-015296 · form4-06022025_110652.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 546,495 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 23:21 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 42,382 | $4.68 | $198,347.76 |
DisclosureSEC source: 0001415889-25-015296 · form4-06022025_110652.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 588,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024. Read SEC document |
| January 29, 2025 Filed Jan 31, 2025 22:05 UTC | Sprinklr, Inc. CXM · Entity 4581 | GrantClass A Common Stock | 21,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002518 · form4-01312025_100123.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,929 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on January 29, 2026, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| December 09, 2024 Filed Dec 12, 2024 01:16 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 22,205 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001415889-24-029031 · form4-12122024_011219.xml · derivative · entry 5 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 22,205 shares Expires 2028-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 26, 2024. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| December 09, 2024 Filed Dec 12, 2024 01:16 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 102,795 | $0.00 Strike: $4.68 | $0.00 |
DisclosureSEC source: 0001415889-24-029031 · form4-12122024_011219.xml · derivative · entry 4 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,578 Underlying: Class A Common Stock · 102,795 shares Expires 2029-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 26, 2024. F3 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 17, 2019, then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. Read SEC document |
| December 09, 2024 Filed Dec 12, 2024 01:16 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 125,000 | $42.00 | $5,250,000.00 |
DisclosureSEC source: 0001415889-24-029031 · form4-12122024_011219.xml · nonDerivative · entry 3 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 546,495 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 26, 2024. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $42.00 to $42.08. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2024 Filed Dec 12, 2024 01:16 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 22,205 | $3.90 | $86,599.50 |
DisclosureSEC source: 0001415889-24-029031 · form4-12122024_011219.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 671,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 26, 2024. Read SEC document |
| December 09, 2024 Filed Dec 12, 2024 01:16 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 102,795 | $4.68 | $481,080.60 |
DisclosureSEC source: 0001415889-24-029031 · form4-12122024_011219.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 649,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 26, 2024. Read SEC document |
| October 14, 2024 Filed Oct 15, 2024 20:01 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 2,445 | Not disclosed Strike: $42.81 | Not disclosed |
DisclosureSEC source: 0001062993-24-017673 · form4.xml · derivative · entry 3 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,445 shares Expires 2024-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Automatic exercise completed before expiration pursuant to terms contained in the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. Read SEC document |
| October 14, 2024 Filed Oct 15, 2024 20:01 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 666 | $157.28 | $104,748.48 |
DisclosureSEC source: 0001062993-24-017673 · form4.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,400 Read SEC document |
| October 14, 2024 Filed Oct 15, 2024 20:01 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionCommon Stock | 2,445 | $42.81 | $104,670.45 |
DisclosureSEC source: 0001062993-24-017673 · form4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2024 Filed Oct 10, 2024 20:45 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Options (Right to Buy) · Derivative | 438 | Not disclosed Strike: $161.38 | Not disclosed |
DisclosureSEC source: 0001062993-24-017552 · form4.xml · derivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 438 Underlying: Common Stock · 438 shares Expires 2034-10-08 F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. Read SEC document |
| October 08, 2024 Filed Oct 10, 2024 20:45 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Units · Derivative | 837 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-017552 · form4.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,246.38 Underlying: Common Stock · 837 shares Expires not disclosed F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event. F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event. F4 · balance_after: Includes dividend equivalents not previously reported. Read SEC document |
| October 02, 2024 Filed Oct 4, 2024 21:28 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 24,993 | $0.00 Strike: $22.89 | $0.00 |
DisclosureSEC source: 0001415889-24-024781 · form4-10042024_091006.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,993 Underlying: Class A Common Stock · 24,993 shares Expires 2034-10-01 F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 2, 2024 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. Read SEC document |
| October 15, 2023 Filed Oct 17, 2023 20:12 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 1,227 | Not disclosed Strike: $59.32 | Not disclosed |
DisclosureSEC source: 0001062993-23-019446 · form4.xml · derivative · entry 3 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,227 shares Expires 2023-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Automatic exercise completed before expiration pursuant to terms contained in the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. Read SEC document |
| October 15, 2023 Filed Oct 17, 2023 20:12 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Tax withholdingCommon Stock | 1,134 | $64.20 | $72,802.80 |
DisclosureSEC source: 0001062993-23-019446 · form4.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,621 Read SEC document |
| October 15, 2023 Filed Oct 17, 2023 20:12 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionCommon Stock | 1,227 | $59.32 | $72,785.64 |
DisclosureSEC source: 0001062993-23-019446 · form4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 10, 2023 Filed Oct 12, 2023 20:30 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Options (Right to Buy) · Derivative | 1,028 | Not disclosed Strike: $70.64 | Not disclosed |
DisclosureSEC source: 0001062993-23-019292 · form4.xml · derivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,028 Underlying: Common Stock · 1,028 shares Expires 2033-10-10 F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. Read SEC document |
| October 10, 2023 Filed Oct 12, 2023 20:30 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Units · Derivative | 1,912 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-019292 · form4.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,762.078 Underlying: Common Stock · 1,912 shares Expires not disclosed F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event. F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event. F4 · balance_after: Includes dividend equivalents not previously reported. Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 23:54 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 24,098 | $0.00 Strike: $24.11 | $0.00 |
DisclosureSEC source: 0001209191-23-052386 · doc4.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,098 Underlying: Class A Common Stock · 24,098 shares Expires 2033-10-03 F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 4, 2023 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the effective grant date, if the Reporting Person satisfies the attendance requirements in subsequent periods. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 22:06 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 48,559 | $0.00 Strike: $4.68 | $0.00 |
DisclosureSEC source: 0001209191-23-033407 · doc4.xml · derivative · entry 7 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 155,373 Underlying: Class A Common Stock · 48,559 shares Expires 2029-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 28, 2022. F6 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 17, 2019 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. F5 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include an additional share that was not originally reported on the Reporting Person's Form 3. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 22:06 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 66,629 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001209191-23-033407 · doc4.xml · derivative · entry 6 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,205 Underlying: Class A Common Stock · 66,629 shares Expires 2028-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 28, 2022. F4 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on November 28, 2018 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. F5 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include an additional share that was not originally reported on the Reporting Person's Form 3. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 22:06 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,812 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001209191-23-033407 · doc4.xml · derivative · entry 5 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,812 shares Expires 2027-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 28, 2022. F3 · derivative.exercise_date: The option grant is fully vested. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 22:06 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 120,000 | $42.09 | $5,050,800.00 |
DisclosureSEC source: 0001209191-23-033407 · doc4.xml · nonDerivative · entry 4 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 546,495 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 28, 2022. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $42.00 to $42.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 22:06 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 48,559 | $4.68 | $227,256.12 |
DisclosureSEC source: 0001209191-23-033407 · doc4.xml · nonDerivative · entry 3 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 666,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 28, 2022. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 22:06 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 66,629 | $3.90 | $259,853.10 |
DisclosureSEC source: 0001209191-23-033407 · doc4.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 617,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 28, 2022. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 22:06 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 4,812 | $2.04 | $9,816.48 |
DisclosureSEC source: 0001209191-23-033407 · doc4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 551,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 28, 2022. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 23:22 UTC | Molekule Group, Inc. AERC · Entity 113413 | GrantRestricted Stock Units · Derivative | 92,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-118802 · tm2229990-2_4seq1.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,000 Underlying: Common Stock · 92,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AERC common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning November 10, 2023. Any unvested restricted stock units will vest in full immediately prior to the consummation of a change in control (as defined in the award agreement). F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning November 10, 2023. Any unvested restricted stock units will vest in full immediately prior to the consummation of a change in control (as defined in the award agreement). Read SEC document |
| October 11, 2022 Filed Oct 13, 2022 21:49 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Options (right to buy) · Derivative | 2,408 | Not disclosed Strike: $34.30 | Not disclosed |
DisclosureSEC source: 0001062993-22-020780 · form4.xml · derivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,408 Underlying: Common Stock · 2,408 shares Expires 2032-10-11 F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. Read SEC document |
| October 11, 2022 Filed Oct 13, 2022 21:49 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Units · Derivative | 3,646 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-020780 · form4.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,649.79 Underlying: Common Stock · 3,646 shares Expires not disclosed F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event. F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event. F4 · balance_after: Includes dividend equivalents not previously reported. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 21:36 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 53,226 | $0.00 Strike: $13.49 | $0.00 |
DisclosureSEC source: 0001209191-22-053142 · doc4.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,226 Underlying: Class A Common Stock · 53,226 shares Expires 2032-10-04 F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 5, 2022 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 00:23 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 78,906 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001209191-22-051584 · doc4.xml · derivative · entry 3 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,812 Underlying: Class A Common Stock · 78,906 shares Expires 2027-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on November 8, 2017 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 00:23 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 12,500 | $12.90 | $161,250.00 |
DisclosureSEC source: 0001209191-22-051584 · doc4.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,495 F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $12.83 to $12.96. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 00:23 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 78,906 | $2.04 | $160,968.24 |
DisclosureSEC source: 0001209191-22-051584 · doc4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2022 Filed Jul 21, 2022 18:05 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Disposition to issuerCommon Stock | 4,312 | $21.00 | $90,552.00 |
DisclosureSEC source: 0001272830-22-000156 · wf-form4_165842669228629.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 20:53 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Options (right to buy) · Derivative | 2,826 | Not disclosed Strike: $33.43 | Not disclosed |
DisclosureSEC source: 0001062993-21-009530 · form4.xml · derivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,826 Underlying: Common Stock · 2,826 shares Expires 2031-10-12 F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.