HOUSE PATRICIA A

SEC source: 0001209191-23-026943 · doc4.xml · nonDerivative · entry 2

HOUSE PATRICIA A · CIK 0001241633 · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,966

SEC source: 0001209191-23-026943 · doc4.xml · nonDerivative · entry 1

HOUSE PATRICIA A · CIK 0001241633 · Former Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · ownership.nature: The shares are held by the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020, of which the Reporting Person is trustee.

SEC source: 0001209191-22-053146 · doc4.xml · derivative · entry 1

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,226

Underlying: Class A Common Stock · 53,226 shares

Expires 2032-10-04

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 5, 2022 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

SEC source: 0001209191-21-070971 · doc4.xml · derivative · entry 11

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,498

Underlying: Class A Common Stock · 37,836 shares

Expires 2030-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on August 28, 2020, then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Third Option Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Third Option Quarterly Shares shall not occur and will be suspended (any such suspended Third Option Quarterly Shares being referred to collectively as the "Third Option Suspended Shares"). For any Third Option Suspended Shares, such shares shall vest only following the fifth anniversary of August 28, 2020, if the Reporting Person satisfies the attendance requirements in subsequent periods.

F4 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include 1 additional share that was not originally reported on the Reporting Person's Form 3.

SEC source: 0001209191-21-070971 · doc4.xml · derivative · entry 10

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,166

Underlying: Class A Common Stock · 3,518 shares

Expires 2028-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on November 28, 2018, then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Second Option Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Second Option Quarterly Shares shall not occur and will be suspended (any such suspended Second Option Quarterly Shares being referred to collectively as the "Second Option Suspended Shares"). For any Second Option Suspended Shares, such shares shall vest only following the fifth anniversary of November 28, 2018, if the Reporting Person satisfies the attendance requirements in subsequent periods.

F4 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include 1 additional share that was not originally reported on the Reporting Person's Form 3.

SEC source: 0001209191-21-070971 · doc4.xml · derivative · entry 9

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,249

Underlying: Class A Common Stock · 3,210 shares

Expires 2027-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Provided the Reporting Person remains a director of C3.ai, Inc. (the "Company") and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on November 8, 2017, then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "First Option Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the First Option Quarterly Shares shall not occur and will be suspended (any such suspended First Option Quarterly Shares being referred to collectively as the "First Option Suspended Shares"). For any First Option Suspended Shares, such shares shall vest only following the fifth anniversary of November 8, 2017, if the Reporting Person satisfies the attendance requirements in subsequent periods.

F4 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include 1 additional share that was not originally reported on the Reporting Person's Form 3.

SEC source: 0001209191-21-070971 · doc4.xml · derivative · entry 8

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,250 shares

Expires 2026-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-21-070971 · doc4.xml · derivative · entry 7

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,667 shares

Expires 2026-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-21-070971 · doc4.xml · nonDerivative · entry 5

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-070971 · doc4.xml · nonDerivative · entry 4

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-070971 · doc4.xml · nonDerivative · entry 3

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-070971 · doc4.xml · nonDerivative · entry 2

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-070971 · doc4.xml · nonDerivative · entry 1

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-060097 · doc4.xml · derivative · entry 1

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,147

Underlying: Class A Common Stock · 18,147 shares

Expires 2031-10-05

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 6, 2021 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

SEC source: 0001209191-21-057821 · doc4.xml · nonDerivative · entry 1

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,730

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $49.50 to $49.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Due to a clerical error, the Reporting Person reported a gift of 79,438 shares on March 5, 2021, to the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020 (indirect ownership). Such gift did not occur. The shares owned following the reported transaction reflects the correction to shares held directly and indirectly.

SEC source: 0001209191-21-056000 · doc4.xml · nonDerivative · entry 1

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 297,193

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $50.48 to $50.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020, of which the Reporting Person is trustee.

SEC source: 0001209191-21-039307 · doc4.xml · nonDerivative · entry 3

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,292

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $61.415 to $61.71. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-039307 · doc4.xml · nonDerivative · entry 2

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,106

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $60.34 to $61.31. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-039307 · doc4.xml · nonDerivative · entry 1

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,140

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $59.335 to $60.32. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-019677 · doc4.xml · nonDerivative · entry 9

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 397,193

F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.47 to $87.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020, of which the Reporting Person is trustee.

SEC source: 0001209191-21-019677 · doc4.xml · nonDerivative · entry 8

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 454,167

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.295 to $86.245. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020, of which the Reporting Person is trustee.

SEC source: 0001209191-21-019677 · doc4.xml · nonDerivative · entry 7

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 474,062

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.08 to $84.66. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020, of which the Reporting Person is trustee.

SEC source: 0001209191-21-019677 · doc4.xml · nonDerivative · entry 6

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,440

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.05 to $87.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-019677 · doc4.xml · nonDerivative · entry 5

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,673

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.05 to $87.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-019677 · doc4.xml · nonDerivative · entry 4

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,591

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.05 to $86.035. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-019677 · doc4.xml · nonDerivative · entry 3

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,854

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.0101 to $85.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-019677 · doc4.xml · nonDerivative · entry 2

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 476,631

F1 · ownership.nature: The shares are held by the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020, of which the Reporting Person is trustee.

SEC source: 0001209191-21-019677 · doc4.xml · nonDerivative · entry 1

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,942

SEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 29

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 50,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

SEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 28

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 51,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

SEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 27

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

SEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 26

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 106,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

SEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 25

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

SEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 24

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F9 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F9 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

SEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 23

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F9 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F9 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

SEC source: 0001209191-20-062923 · doc4.xml · nonDerivative · entry 13

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

SEC source: 0001209191-20-062923 · doc4.xml · nonDerivative · entry 12

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

SEC source: 0001209191-20-062923 · doc4.xml · nonDerivative · entry 11

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

SEC source: 0001209191-20-062923 · doc4.xml · nonDerivative · entry 10

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

SEC source: 0001209191-20-062923 · doc4.xml · nonDerivative · entry 9

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date.

SEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 22

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 64,381 shares

Expires 2029-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on November 17, 2019 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

SEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 21

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 31,649 shares

Expires 2029-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on November 28, 2018 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

SEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 20

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 41,707 shares

Expires 2027-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on November 8, 2017 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

SEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 19

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 27,082 shares

Expires 2026-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on November 30, 2016 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

SEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 18

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 23,333 shares

Expires 2026-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on June 30, 2016 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

SEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 17

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,468 shares

Expires 2025-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 16

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,979 shares

Expires 2024-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 15

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 33,319 shares

Expires 2022-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-20-062923 · doc4.xml · nonDerivative · entry 8

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-062923 · doc4.xml · nonDerivative · entry 7

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.