Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| C3.ai, Inc.AI · Entity 2413 | Senior VP and CFO | November 12, 2021 | November 15, 2021 |
| Cellebrite DI Ltd.CLBT · Entity 4238 | Chief Financial Officer | July 08, 2026 | July 09, 2026 |
| MODEL N, INC.MODN · Entity 89480 | SVP, Chief Financial Officer | August 14, 2020 | August 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
C3.ai, Inc.
Report date November 12, 2021 · Filed November 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 67,599 |
Ending reported balance
After 2021-11-12 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-11-12 · Exercise / conversion · Acquired 19,444 · Balance 82,443 F1: Transaction pursuant to a previously established Rule 10b5-1 Plan. Row 2 · 2021-11-12 · Sale · Disposed 12,479 · Balance 69,964 F1: Transaction pursuant to a previously established Rule 10b5-1 Plan. Row 3 · 2021-11-12 · Sale · Disposed 2,365 · Balance 67,599 F1: Transaction pursuant to a previously established Rule 10b5-1 Plan. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.10 · Expires 2030-10-20 | Direct | 913,891 |
Reported balance
After 2021-11-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-11-12 · Exercise / conversion · Disposed 19,444 · Balance 913,891 F1: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2: Twenty percent (20%) of the shares subject to the option grant vested on October 8, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.
F2: Twenty percent (20%) of the shares subject to the option grant vested on October 8, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.
Cellebrite DI Ltd.
Report date July 08, 2026 · Filed July 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary shares, par value NIS 0.00001SEC Table I · non-derivative | Direct | 334,219 |
Reported balance
After 2026-07-08 transaction · row 1
1 source rowRow 1 · 2026-07-08 · Sale · Disposed 41,734 · Balance 334,219 F1: The shares reported as disposed herein were granted on July 7, 2025, in the form of restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.21 to $16.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported as disposed herein were granted on July 7, 2025, in the form of restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.21 to $16.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
MODEL N, INC.
Report date August 14, 2020 · Filed August 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 194,874 |
Ending reported balance
After 2020-08-17 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2020-08-14 · Sale · Disposed 6,010 · Balance 201,943 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.48 to $38.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2020-08-14 · Sale · Disposed 570 · Balance 201,373 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.48 to $38.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2020-08-14 · Sale · Disposed 3,420 · Balance 197,953 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.48 to $38.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 4 · 2020-08-17 · Sale · Disposed 442 · Balance 197,511 F2: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes. Row 5 · 2020-08-17 · Sale · Disposed 1,080 · Balance 196,431 F2: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes. Row 6 · 2020-08-17 · Sale · Disposed 621 · Balance 195,810 F2: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes. Row 7 · 2020-08-17 · Sale · Disposed 936 · Balance 194,874 F2: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.48 to $38.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NEW RELIC, INC.
Report date November 08, 2023 · Filed November 13, 2023
Section 16 reporting ended · disclosed 2023-11-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-11-08 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-11-08 · Exercise / conversion · Acquired 74,234 · Balance 98,392 F1: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement. Row 2 · 2023-11-08 · Exercise / conversion · Acquired 183,872 · Balance 282,264 F2: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration. Row 3 · 2023-11-08 · Disposition to issuer · Disposed 282,264 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding share of common stock held by the Reporting Person was cancelled and converted into the right to receive the Merger Consideration. |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-11-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-11-08 · Exercise / conversion · Disposed 39,787 · Balance 0 F1: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement. |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-11-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-11-08 · Exercise / conversion · Disposed 34,447 · Balance 0 F1: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement. |
| Performance Stock Units (PSUs)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-11-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-11-08 · Exercise / conversion · Disposed 183,872 · Balance 0 F2: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement.
F2: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration.
F3: Pursuant to the Merger Agreement, each outstanding share of common stock held by the Reporting Person was cancelled and converted into the right to receive the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 08, 2026 Filed Jul 9, 2026 20:10 UTC | Cellebrite DI Ltd. CLBT · Entity 4238 | SaleOrdinary shares, par value NIS 0.00001 | 41,734 | $16.38 | $683,419.29 |
DisclosureSEC source: 0001628280-26-047784 · wk-form4_1783627856.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 334,219 F1 · shares: The shares reported as disposed herein were granted on July 7, 2025, in the form of restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.21 to $16.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 06:07 UTC | NEW RELIC, INC. NEWR · Entity 108347 | Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 183,872 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-062380 · ownership.xml · derivative · entry 6 Barter David · CIK 0001706672 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 183,872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration. F2 · kind: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration. F2 · price: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration. F2 · derivative.expiration_date: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 06:07 UTC | NEW RELIC, INC. NEWR · Entity 108347 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 34,447 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-062380 · ownership.xml · derivative · entry 5 Barter David · CIK 0001706672 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,447 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement. F1 · kind: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement. F1 · price: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement. F1 · derivative.exercise_date: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement. F1 · derivative.expiration_date: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 06:07 UTC | NEW RELIC, INC. NEWR · Entity 108347 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 39,787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-062380 · ownership.xml · derivative · entry 4 Barter David · CIK 0001706672 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,787 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement. F1 · kind: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement. F1 · price: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement. F1 · derivative.exercise_date: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement. F1 · derivative.expiration_date: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 06:07 UTC | NEW RELIC, INC. NEWR · Entity 108347 | Disposition to issuerCOMMON STOCK | 282,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-062380 · ownership.xml · nonDerivative · entry 3 Barter David · CIK 0001706672 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · kind: Pursuant to the Merger Agreement, each outstanding share of common stock held by the Reporting Person was cancelled and converted into the right to receive the Merger Consideration. F3 · price: Pursuant to the Merger Agreement, each outstanding share of common stock held by the Reporting Person was cancelled and converted into the right to receive the Merger Consideration. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 06:07 UTC | NEW RELIC, INC. NEWR · Entity 108347 | Exercise / conversionCOMMON STOCK | 183,872 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-062380 · ownership.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration. F2 · price: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 06:07 UTC | NEW RELIC, INC. NEWR · Entity 108347 | Exercise / conversionCOMMON STOCK | 74,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-062380 · ownership.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement. F1 · price: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement. Read SEC document |
| August 16, 2023 Filed Aug 17, 2023 19:20 UTC | NEW RELIC, INC. NEWR · Entity 108347 | SaleCommon Stock | 4,020 | $84.03 | $337,819.09 |
DisclosureSEC source: 0001209191-23-046432 · doc4.xml · nonDerivative · entry 3 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,158 F1 · kind: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees. F2 · price: The shares were sold at prices ranging from $83.88 to $84.34. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 19:20 UTC | NEW RELIC, INC. NEWR · Entity 108347 | Exercise / conversionRestricted Stock Units · Derivative | 3,131 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046432 · doc4.xml · derivative · entry 5 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,447 Underlying: Common Stock · 3,131 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from May 15, 2023 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. F4 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from May 15, 2023 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 19:20 UTC | NEW RELIC, INC. NEWR · Entity 108347 | Exercise / conversionRestricted Stock Units · Derivative | 4,973 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046432 · doc4.xml · derivative · entry 4 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,787 Underlying: Common Stock · 4,973 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 19:20 UTC | NEW RELIC, INC. NEWR · Entity 108347 | Exercise / conversionCommon Stock | 3,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046432 · doc4.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 19:20 UTC | NEW RELIC, INC. NEWR · Entity 108347 | Exercise / conversionCommon Stock | 4,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046432 · doc4.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 17:09 UTC | NEW RELIC, INC. NEWR · Entity 108347 | GrantRestricted Stock Units · Derivative | 37,578 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038500 · doc4.xml · derivative · entry 1 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,578 Underlying: Common Stock · 37,578 shares Expires not disclosed F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from May 15, 2023 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from May 15, 2023 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. Read SEC document |
| May 16, 2023 Filed May 17, 2023 18:16 UTC | NEW RELIC, INC. NEWR · Entity 108347 | SaleCommon Stock | 2,490 | $75.41 | $187,770.90 |
DisclosureSEC source: 0001628280-23-018792 · wf-form4_168436177168487.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,074 F1 · shares: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees. F2 · price: The shares were sold at prices ranging from $74.88 to $75.74. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2023 Filed May 17, 2023 18:16 UTC | NEW RELIC, INC. NEWR · Entity 108347 | Exercise / conversionRestricted Stock Units · Derivative | 4,974 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018792 · wf-form4_168436177168487.xml · derivative · entry 3 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,760 Underlying: Common Stock · 4,974 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. Read SEC document |
| May 15, 2023 Filed May 17, 2023 18:16 UTC | NEW RELIC, INC. NEWR · Entity 108347 | Exercise / conversionCommon Stock | 4,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018792 · wf-form4_168436177168487.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2023 Filed May 4, 2023 17:08 UTC | NEW RELIC, INC. NEWR · Entity 108347 | SaleCommon Stock | 8,663 | $70.19 | $608,055.97 |
DisclosureSEC source: 0001628280-23-015815 · wf-form4_168323447232943.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,590 F1 · shares: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees. F2 · price: The shares were sold at prices ranging from $69.86 to $70.73. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 02, 2023 Filed May 4, 2023 17:08 UTC | NEW RELIC, INC. NEWR · Entity 108347 | Exercise / conversionPerformance Stock Units · Derivative | 19,891 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-015815 · wf-form4_168323447232943.xml · derivative · entry 3 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,891 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The PSU Award was subject to certain performance-based vesting requirements tied to Company performance ending March 31, 2023 (the "Performance Period"). The PSUs vested and settled into shares of Common Stock on May 2, 2023, following the completion of the Performance Period and certification by our Compensation Committee. F3 · derivative.expiration_date: The PSU Award was subject to certain performance-based vesting requirements tied to Company performance ending March 31, 2023 (the "Performance Period"). The PSUs vested and settled into shares of Common Stock on May 2, 2023, following the completion of the Performance Period and certification by our Compensation Committee. Read SEC document |
| May 02, 2023 Filed May 4, 2023 17:08 UTC | NEW RELIC, INC. NEWR · Entity 108347 | Exercise / conversionCommon Stock | 19,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-015815 · wf-form4_168323447232943.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 16:50 UTC | NEW RELIC, INC. NEWR · Entity 108347 | SaleCommon Stock | 1,812 | $76.30 | $138,255.60 |
DisclosureSEC source: 0001628280-23-004069 · wf-form4_167667057171478.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,362 F1 · shares: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees. F2 · price: The shares were sold at prices ranging from $75.85 to $76.70. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 16:50 UTC | NEW RELIC, INC. NEWR · Entity 108347 | Exercise / conversionRestricted Stock Units · Derivative | 4,973 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004069 · wf-form4_167667057171478.xml · derivative · entry 3 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,734 Underlying: Common Stock · 4,973 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 16:50 UTC | NEW RELIC, INC. NEWR · Entity 108347 | Exercise / conversionCommon Stock | 4,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004069 · wf-form4_167667057171478.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 18:31 UTC | NEW RELIC, INC. NEWR · Entity 108347 | GrantPerformance Stock Units · Derivative | 177,988 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-002650 · wf-form4_167581270185287.xml · derivative · entry 1 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,988 Underlying: Common Stock · 177,988 shares Expires not disclosed F1 · derivative.exercise_date: Performance-based restricted stock units ("PSUs") use the Issuer's stock price as vesting hurdles starting from February 3, 2023 (the "Grant Date") and ending on the two-year anniversary of the Grant Date (the "Performance Period"). There are four vesting hurdles at $85, $100, $115 and $135, with each hurdle pricing for vesting of an amount of common shares equal to 15.42%, 26.22%, 28.34% and 30.01% of the PSUs granted, respectively. A hurdle is met when the Issuer's closing trading stock price equals or exceeds the hurdle amount for 45 consecutive trading days during the Performance Period. Each tranche of PSUs will vest, subject to the Reporting Person's continued service, 50% on the later of (i) the first anniversary of the Grant Date or (ii) certification by the Issuer's Compensation Committee that the applicable stock price hurdle has been satisfied (such later date, the "Achievement Date"), and 50% on the first anniversary of the applicable Achievement Date. F1 · derivative.expiration_date: Performance-based restricted stock units ("PSUs") use the Issuer's stock price as vesting hurdles starting from February 3, 2023 (the "Grant Date") and ending on the two-year anniversary of the Grant Date (the "Performance Period"). There are four vesting hurdles at $85, $100, $115 and $135, with each hurdle pricing for vesting of an amount of common shares equal to 15.42%, 26.22%, 28.34% and 30.01% of the PSUs granted, respectively. A hurdle is met when the Issuer's closing trading stock price equals or exceeds the hurdle amount for 45 consecutive trading days during the Performance Period. Each tranche of PSUs will vest, subject to the Reporting Person's continued service, 50% on the later of (i) the first anniversary of the Grant Date or (ii) certification by the Issuer's Compensation Committee that the applicable stock price hurdle has been satisfied (such later date, the "Achievement Date"), and 50% on the first anniversary of the applicable Achievement Date. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 17:54 UTC | NEW RELIC, INC. NEWR · Entity 108347 | SaleRestricted Stock Units | 1,772 | $58.04 | $102,846.88 |
DisclosureSEC source: 0001628280-22-030376 · wf-form4_166872563982298.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,201 F1 · price: The shares were sold at prices ranging from $57.64 to $58.31. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 17:54 UTC | NEW RELIC, INC. NEWR · Entity 108347 | Exercise / conversionRestricted Stock Units · Derivative | 4,973 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-030376 · wf-form4_166872563982298.xml · derivative · entry 3 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,707 Underlying: Common Stock · 4,973 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 17:54 UTC | NEW RELIC, INC. NEWR · Entity 108347 | Exercise / conversionRestricted Stock Units | 4,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-030376 · wf-form4_166872563982298.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,973 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 16:49 UTC | NEW RELIC, INC. NEWR · Entity 108347 | GrantRestricted Stock Units · Derivative | 59,680 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046849 · doc4.xml · derivative · entry 1 Barter David · CIK 0001706672 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,680 Underlying: Common Stock · 59,680 shares Expires not disclosed F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 22:46 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 19,444 | $0.00 Strike: $17.10 | $0.00 |
DisclosureSEC source: 0001209191-21-064531 · doc4.xml · derivative · entry 4 Barter David · CIK 0001706672 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913,891 Underlying: Class A Common Stock · 19,444 shares Expires 2030-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on October 8, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 22:46 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 2,365 | $47.27 | $111,793.55 |
DisclosureSEC source: 0001209191-21-064531 · doc4.xml · nonDerivative · entry 3 Barter David · CIK 0001706672 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,599 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 22:46 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 12,479 | $46.10 | $575,281.90 |
DisclosureSEC source: 0001209191-21-064531 · doc4.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,964 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 22:46 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 19,444 | $17.10 | $332,492.40 |
DisclosureSEC source: 0001209191-21-064531 · doc4.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 21:34 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 233,332 | $0.00 Strike: $17.10 | $0.00 |
DisclosureSEC source: 0001209191-21-060492 · doc4.xml · derivative · entry 3 Barter David · CIK 0001706672 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 933,335 Underlying: Class A Common Stock · 233,332 shares Expires 2030-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on October 8, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. F4 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include 2 additional shares that were not originally reported on the Reporting Person's Form 3. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 21:34 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 170,333 | $45.04 | $7,671,798.32 |
DisclosureSEC source: 0001209191-21-060492 · doc4.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,999 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.00 to $45.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 21:34 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 233,332 | $17.10 | $3,989,977.20 |
DisclosureSEC source: 0001209191-21-060492 · doc4.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| August 17, 2020 Filed Aug 17, 2020 21:50 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 936 | $39.56 | $37,028.16 |
DisclosureSEC source: 0001118417-20-000097 · wf-form4_159771542014753.xml · nonDerivative · entry 7 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,874 F2 · shares: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes. Read SEC document |
| August 17, 2020 Filed Aug 17, 2020 21:50 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 621 | $39.56 | $24,566.76 |
DisclosureSEC source: 0001118417-20-000097 · wf-form4_159771542014753.xml · nonDerivative · entry 6 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,810 F2 · shares: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes. Read SEC document |
| August 17, 2020 Filed Aug 17, 2020 21:50 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 1,080 | $39.56 | $42,724.80 |
DisclosureSEC source: 0001118417-20-000097 · wf-form4_159771542014753.xml · nonDerivative · entry 5 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,431 F2 · shares: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes. Read SEC document |
| August 17, 2020 Filed Aug 17, 2020 21:50 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 442 | $39.56 | $17,485.52 |
DisclosureSEC source: 0001118417-20-000097 · wf-form4_159771542014753.xml · nonDerivative · entry 4 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,511 F2 · shares: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes. Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 21:50 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 3,420 | $38.58 | $131,943.60 |
DisclosureSEC source: 0001118417-20-000097 · wf-form4_159771542014753.xml · nonDerivative · entry 3 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,953 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.48 to $38.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 21:50 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 570 | $38.58 | $21,990.60 |
DisclosureSEC source: 0001118417-20-000097 · wf-form4_159771542014753.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,373 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.48 to $38.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 21:50 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 6,010 | $38.58 | $231,865.80 |
DisclosureSEC source: 0001118417-20-000097 · wf-form4_159771542014753.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,943 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.48 to $38.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 18, 2020 Filed May 19, 2020 21:39 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 936 | $32.55 | $30,466.80 |
DisclosureSEC source: 0001118417-20-000071 · wf-form4_158993874610300.xml · nonDerivative · entry 5 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,953 F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 18, 2020 Filed May 19, 2020 21:39 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 621 | $32.55 | $20,213.55 |
DisclosureSEC source: 0001118417-20-000071 · wf-form4_158993874610300.xml · nonDerivative · entry 4 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,889 F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 18, 2020 Filed May 19, 2020 21:39 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 1,080 | $32.55 | $35,154.00 |
DisclosureSEC source: 0001118417-20-000071 · wf-form4_158993874610300.xml · nonDerivative · entry 3 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,510 F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 18, 2020 Filed May 19, 2020 21:39 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 442 | $32.55 | $14,387.10 |
DisclosureSEC source: 0001118417-20-000071 · wf-form4_158993874610300.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,590 F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 18, 2020 Filed May 19, 2020 21:39 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 9,948 | $32.55 | $323,807.40 |
DisclosureSEC source: 0001118417-20-000071 · wf-form4_158993874610300.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,032 F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F2 · balance_after: Includes an additional 22,717 and 7,024 shares of common stock issued upon vesting of Performance-Based RSUs ("PB-RSUs") granted to the Reporting Person on May 22, 2017 and March 10, 2018 in connection with the achievement of 250% and 200%, respectively, of certain performance criteria related to the Reporting Person's PB-RSUs. Read SEC document |
| February 19, 2020 Filed Feb 19, 2020 20:09 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 7,398 | $34.24 | $253,307.52 |
DisclosureSEC source: 0001118417-20-000042 · wf-form4_158216097154340.xml · nonDerivative · entry 6 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,239 F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 19, 2020 Filed Feb 19, 2020 20:09 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 15,295 | $34.24 | $523,700.80 |
DisclosureSEC source: 0001118417-20-000042 · wf-form4_158216097154340.xml · nonDerivative · entry 5 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,637 F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 20:09 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 799 | $33.03 | $26,390.97 |
DisclosureSEC source: 0001118417-20-000042 · wf-form4_158216097154340.xml · nonDerivative · entry 4 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,932 F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 20:09 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 444 | $33.03 | $14,665.32 |
DisclosureSEC source: 0001118417-20-000042 · wf-form4_158216097154340.xml · nonDerivative · entry 3 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,731 F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.