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person · Reporting owner

Barter David

Disclosed activity across 4 companies

Tapewire entity
31236
SEC CIK
0001706672

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
C3.ai, Inc.AI · Entity 2413Senior VP and CFONovember 12, 2021November 15, 2021
Cellebrite DI Ltd.CLBT · Entity 4238Chief Financial OfficerJuly 08, 2026July 09, 2026
MODEL N, INC.MODN · Entity 89480SVP, Chief Financial OfficerAugust 14, 2020August 17, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

C3.ai, Inc.

Report date November 12, 2021 · Filed November 15, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect67,599 Ending reported balance After 2021-11-12 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2021-11-12 · Exercise / conversion · Acquired 19,444 · Balance 82,443

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Row 2 · 2021-11-12 · Sale · Disposed 12,479 · Balance 69,964

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Row 3 · 2021-11-12 · Sale · Disposed 2,365 · Balance 67,599

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.10 · Expires 2030-10-20Direct913,891 Reported balance After 2021-11-12 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-11-12 · Exercise / conversion · Disposed 19,444 · Balance 913,891

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2: Twenty percent (20%) of the shares subject to the option grant vested on October 8, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

Filing footnotes · ownership attribution and instrument terms

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2: Twenty percent (20%) of the shares subject to the option grant vested on October 8, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

Cellebrite DI Ltd.

Report date July 08, 2026 · Filed July 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary shares, par value NIS 0.00001SEC Table I · non-derivativeDirect334,219 Reported balance After 2026-07-08 transaction · row 1
1 source row

Row 1 · 2026-07-08 · Sale · Disposed 41,734 · Balance 334,219

F1: The shares reported as disposed herein were granted on July 7, 2025, in the form of restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.21 to $16.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported as disposed herein were granted on July 7, 2025, in the form of restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.21 to $16.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

MODEL N, INC.

Report date August 14, 2020 · Filed August 17, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect194,874 Ending reported balance After 2020-08-17 transaction · row 7
7 source rows · reconciled sequence

Row 1 · 2020-08-14 · Sale · Disposed 6,010 · Balance 201,943

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.48 to $38.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 2 · 2020-08-14 · Sale · Disposed 570 · Balance 201,373

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.48 to $38.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 3 · 2020-08-14 · Sale · Disposed 3,420 · Balance 197,953

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.48 to $38.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 4 · 2020-08-17 · Sale · Disposed 442 · Balance 197,511

F2: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes.

Row 5 · 2020-08-17 · Sale · Disposed 1,080 · Balance 196,431

F2: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes.

Row 6 · 2020-08-17 · Sale · Disposed 621 · Balance 195,810

F2: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes.

Row 7 · 2020-08-17 · Sale · Disposed 936 · Balance 194,874

F2: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.48 to $38.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NEW RELIC, INC.

Report date November 08, 2023 · Filed November 13, 2023

Section 16 reporting ended · disclosed 2023-11-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect0 Ending reported balance After 2023-11-08 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2023-11-08 · Exercise / conversion · Acquired 74,234 · Balance 98,392

F1: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement.

Row 2 · 2023-11-08 · Exercise / conversion · Acquired 183,872 · Balance 282,264

F2: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration.

Row 3 · 2023-11-08 · Disposition to issuer · Disposed 282,264 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding share of common stock held by the Reporting Person was cancelled and converted into the right to receive the Merger Consideration.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-11-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-11-08 · Exercise / conversion · Disposed 39,787 · Balance 0

F1: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-11-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-11-08 · Exercise / conversion · Disposed 34,447 · Balance 0

F1: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement.

Performance Stock Units (PSUs)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-11-08 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-11-08 · Exercise / conversion · Disposed 183,872 · Balance 0

F2: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement.

F2: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration.

F3: Pursuant to the Merger Agreement, each outstanding share of common stock held by the Reporting Person was cancelled and converted into the right to receive the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 08, 2026 Filed Jul 9, 2026 20:10 UTC Cellebrite DI Ltd. CLBT · Entity 4238 SaleOrdinary shares, par value NIS 0.00001 41,734 $16.38 $683,419.29
Disclosure

SEC source: 0001628280-26-047784 · wk-form4_1783627856.xml · nonDerivative · entry 1

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,219

F1 · shares: The shares reported as disposed herein were granted on July 7, 2025, in the form of restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.21 to $16.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 08, 2023 Filed Nov 13, 2023 06:07 UTC NEW RELIC, INC. NEWR · Entity 108347 Exercise / conversionPerformance Stock Units (PSUs) · Derivative 183,872 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-062380 · ownership.xml · derivative · entry 6

Barter David · CIK 0001706672 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 183,872 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration.

F2 · kind: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration.

F2 · price: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration.

Read SEC document
November 08, 2023 Filed Nov 13, 2023 06:07 UTC NEW RELIC, INC. NEWR · Entity 108347 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 34,447 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-062380 · ownership.xml · derivative · entry 5

Barter David · CIK 0001706672 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement.

F1 · kind: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement.

F1 · price: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement.

F1 · derivative.exercise_date: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement.

F1 · derivative.expiration_date: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement.

Read SEC document
November 08, 2023 Filed Nov 13, 2023 06:07 UTC NEW RELIC, INC. NEWR · Entity 108347 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 39,787 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-062380 · ownership.xml · derivative · entry 4

Barter David · CIK 0001706672 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement.

F1 · kind: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement.

F1 · price: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement.

F1 · derivative.exercise_date: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement.

F1 · derivative.expiration_date: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement.

Read SEC document
November 08, 2023 Filed Nov 13, 2023 06:07 UTC NEW RELIC, INC. NEWR · Entity 108347 Disposition to issuerCOMMON STOCK 282,264 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-062380 · ownership.xml · nonDerivative · entry 3

Barter David · CIK 0001706672 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Pursuant to the Merger Agreement, each outstanding share of common stock held by the Reporting Person was cancelled and converted into the right to receive the Merger Consideration.

F3 · price: Pursuant to the Merger Agreement, each outstanding share of common stock held by the Reporting Person was cancelled and converted into the right to receive the Merger Consideration.

Read SEC document
November 08, 2023 Filed Nov 13, 2023 06:07 UTC NEW RELIC, INC. NEWR · Entity 108347 Exercise / conversionCOMMON STOCK 183,872 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-062380 · ownership.xml · nonDerivative · entry 2

Barter David · CIK 0001706672 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration.

F2 · price: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration.

Read SEC document
November 08, 2023 Filed Nov 13, 2023 06:07 UTC NEW RELIC, INC. NEWR · Entity 108347 Exercise / conversionCOMMON STOCK 74,234 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-062380 · ownership.xml · nonDerivative · entry 1

Barter David · CIK 0001706672 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement.

F1 · price: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 19:20 UTC NEW RELIC, INC. NEWR · Entity 108347 SaleCommon Stock 4,020 $84.03 $337,819.09
Disclosure

SEC source: 0001209191-23-046432 · doc4.xml · nonDerivative · entry 3

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,158

F1 · kind: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.

F2 · price: The shares were sold at prices ranging from $83.88 to $84.34. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 19:20 UTC NEW RELIC, INC. NEWR · Entity 108347 Exercise / conversionRestricted Stock Units · Derivative 3,131 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046432 · doc4.xml · derivative · entry 5

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,447

Underlying: Common Stock · 3,131 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from May 15, 2023 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

F4 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from May 15, 2023 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 19:20 UTC NEW RELIC, INC. NEWR · Entity 108347 Exercise / conversionRestricted Stock Units · Derivative 4,973 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046432 · doc4.xml · derivative · entry 4

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,787

Underlying: Common Stock · 4,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 19:20 UTC NEW RELIC, INC. NEWR · Entity 108347 Exercise / conversionCommon Stock 3,131 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046432 · doc4.xml · nonDerivative · entry 2

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 19:20 UTC NEW RELIC, INC. NEWR · Entity 108347 Exercise / conversionCommon Stock 4,973 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046432 · doc4.xml · nonDerivative · entry 1

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 17:09 UTC NEW RELIC, INC. NEWR · Entity 108347 GrantRestricted Stock Units · Derivative 37,578 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038500 · doc4.xml · derivative · entry 1

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,578

Underlying: Common Stock · 37,578 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from May 15, 2023 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from May 15, 2023 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

Read SEC document
May 16, 2023 Filed May 17, 2023 18:16 UTC NEW RELIC, INC. NEWR · Entity 108347 SaleCommon Stock 2,490 $75.41 $187,770.90
Disclosure

SEC source: 0001628280-23-018792 · wf-form4_168436177168487.xml · nonDerivative · entry 2

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,074

F1 · shares: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.

F2 · price: The shares were sold at prices ranging from $74.88 to $75.74. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 15, 2023 Filed May 17, 2023 18:16 UTC NEW RELIC, INC. NEWR · Entity 108347 Exercise / conversionRestricted Stock Units · Derivative 4,974 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018792 · wf-form4_168436177168487.xml · derivative · entry 3

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,760

Underlying: Common Stock · 4,974 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 18:16 UTC NEW RELIC, INC. NEWR · Entity 108347 Exercise / conversionCommon Stock 4,974 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018792 · wf-form4_168436177168487.xml · nonDerivative · entry 1

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2023 Filed May 4, 2023 17:08 UTC NEW RELIC, INC. NEWR · Entity 108347 SaleCommon Stock 8,663 $70.19 $608,055.97
Disclosure

SEC source: 0001628280-23-015815 · wf-form4_168323447232943.xml · nonDerivative · entry 2

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,590

F1 · shares: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.

F2 · price: The shares were sold at prices ranging from $69.86 to $70.73. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 02, 2023 Filed May 4, 2023 17:08 UTC NEW RELIC, INC. NEWR · Entity 108347 Exercise / conversionPerformance Stock Units · Derivative 19,891 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-015815 · wf-form4_168323447232943.xml · derivative · entry 3

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The PSU Award was subject to certain performance-based vesting requirements tied to Company performance ending March 31, 2023 (the "Performance Period"). The PSUs vested and settled into shares of Common Stock on May 2, 2023, following the completion of the Performance Period and certification by our Compensation Committee.

F3 · derivative.expiration_date: The PSU Award was subject to certain performance-based vesting requirements tied to Company performance ending March 31, 2023 (the "Performance Period"). The PSUs vested and settled into shares of Common Stock on May 2, 2023, following the completion of the Performance Period and certification by our Compensation Committee.

Read SEC document
May 02, 2023 Filed May 4, 2023 17:08 UTC NEW RELIC, INC. NEWR · Entity 108347 Exercise / conversionCommon Stock 19,891 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-015815 · wf-form4_168323447232943.xml · nonDerivative · entry 1

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 16:50 UTC NEW RELIC, INC. NEWR · Entity 108347 SaleCommon Stock 1,812 $76.30 $138,255.60
Disclosure

SEC source: 0001628280-23-004069 · wf-form4_167667057171478.xml · nonDerivative · entry 2

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,362

F1 · shares: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.

F2 · price: The shares were sold at prices ranging from $75.85 to $76.70. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:50 UTC NEW RELIC, INC. NEWR · Entity 108347 Exercise / conversionRestricted Stock Units · Derivative 4,973 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004069 · wf-form4_167667057171478.xml · derivative · entry 3

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,734

Underlying: Common Stock · 4,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:50 UTC NEW RELIC, INC. NEWR · Entity 108347 Exercise / conversionCommon Stock 4,973 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004069 · wf-form4_167667057171478.xml · nonDerivative · entry 1

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:31 UTC NEW RELIC, INC. NEWR · Entity 108347 GrantPerformance Stock Units · Derivative 177,988 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002650 · wf-form4_167581270185287.xml · derivative · entry 1

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,988

Underlying: Common Stock · 177,988 shares

Expires not disclosed

F1 · derivative.exercise_date: Performance-based restricted stock units ("PSUs") use the Issuer's stock price as vesting hurdles starting from February 3, 2023 (the "Grant Date") and ending on the two-year anniversary of the Grant Date (the "Performance Period"). There are four vesting hurdles at $85, $100, $115 and $135, with each hurdle pricing for vesting of an amount of common shares equal to 15.42%, 26.22%, 28.34% and 30.01% of the PSUs granted, respectively. A hurdle is met when the Issuer's closing trading stock price equals or exceeds the hurdle amount for 45 consecutive trading days during the Performance Period. Each tranche of PSUs will vest, subject to the Reporting Person's continued service, 50% on the later of (i) the first anniversary of the Grant Date or (ii) certification by the Issuer's Compensation Committee that the applicable stock price hurdle has been satisfied (such later date, the "Achievement Date"), and 50% on the first anniversary of the applicable Achievement Date.

F1 · derivative.expiration_date: Performance-based restricted stock units ("PSUs") use the Issuer's stock price as vesting hurdles starting from February 3, 2023 (the "Grant Date") and ending on the two-year anniversary of the Grant Date (the "Performance Period"). There are four vesting hurdles at $85, $100, $115 and $135, with each hurdle pricing for vesting of an amount of common shares equal to 15.42%, 26.22%, 28.34% and 30.01% of the PSUs granted, respectively. A hurdle is met when the Issuer's closing trading stock price equals or exceeds the hurdle amount for 45 consecutive trading days during the Performance Period. Each tranche of PSUs will vest, subject to the Reporting Person's continued service, 50% on the later of (i) the first anniversary of the Grant Date or (ii) certification by the Issuer's Compensation Committee that the applicable stock price hurdle has been satisfied (such later date, the "Achievement Date"), and 50% on the first anniversary of the applicable Achievement Date.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 17:54 UTC NEW RELIC, INC. NEWR · Entity 108347 SaleRestricted Stock Units 1,772 $58.04 $102,846.88
Disclosure

SEC source: 0001628280-22-030376 · wf-form4_166872563982298.xml · nonDerivative · entry 2

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,201

F1 · price: The shares were sold at prices ranging from $57.64 to $58.31. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 17:54 UTC NEW RELIC, INC. NEWR · Entity 108347 Exercise / conversionRestricted Stock Units · Derivative 4,973 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-22-030376 · wf-form4_166872563982298.xml · derivative · entry 3

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,707

Underlying: Common Stock · 4,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 17:54 UTC NEW RELIC, INC. NEWR · Entity 108347 Exercise / conversionRestricted Stock Units 4,973 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-030376 · wf-form4_166872563982298.xml · nonDerivative · entry 1

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 16:49 UTC NEW RELIC, INC. NEWR · Entity 108347 GrantRestricted Stock Units · Derivative 59,680 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046849 · doc4.xml · derivative · entry 1

Barter David · CIK 0001706672 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,680

Underlying: Common Stock · 59,680 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs"). The RSUs vest in equal quarterly installments from August 15, 2022 (the "Vesting Start Date") until the third anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 22:46 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionStock Option (Right to Buy) · Derivative 19,444 $0.00 Strike: $17.10 $0.00
Disclosure

SEC source: 0001209191-21-064531 · doc4.xml · derivative · entry 4

Barter David · CIK 0001706672 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913,891

Underlying: Class A Common Stock · 19,444 shares

Expires 2030-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on October 8, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 22:46 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 2,365 $47.27 $111,793.55
Disclosure

SEC source: 0001209191-21-064531 · doc4.xml · nonDerivative · entry 3

Barter David · CIK 0001706672 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,599

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 22:46 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 12,479 $46.10 $575,281.90
Disclosure

SEC source: 0001209191-21-064531 · doc4.xml · nonDerivative · entry 2

Barter David · CIK 0001706672 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,964

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 22:46 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionClass A Common Stock 19,444 $17.10 $332,492.40
Disclosure

SEC source: 0001209191-21-064531 · doc4.xml · nonDerivative · entry 1

Barter David · CIK 0001706672 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
October 12, 2021 Filed Oct 14, 2021 21:34 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionStock Option (Right to Buy) · Derivative 233,332 $0.00 Strike: $17.10 $0.00
Disclosure

SEC source: 0001209191-21-060492 · doc4.xml · derivative · entry 3

Barter David · CIK 0001706672 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933,335

Underlying: Class A Common Stock · 233,332 shares

Expires 2030-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on October 8, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

F4 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include 2 additional shares that were not originally reported on the Reporting Person's Form 3.

Read SEC document
October 12, 2021 Filed Oct 14, 2021 21:34 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 170,333 $45.04 $7,671,798.32
Disclosure

SEC source: 0001209191-21-060492 · doc4.xml · nonDerivative · entry 2

Barter David · CIK 0001706672 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,999

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.00 to $45.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 12, 2021 Filed Oct 14, 2021 21:34 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionClass A Common Stock 233,332 $17.10 $3,989,977.20
Disclosure

SEC source: 0001209191-21-060492 · doc4.xml · nonDerivative · entry 1

Barter David · CIK 0001706672 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
August 17, 2020 Filed Aug 17, 2020 21:50 UTC MODEL N, INC. MODN · Entity 89480 SaleCommon Stock 936 $39.56 $37,028.16
Disclosure

SEC source: 0001118417-20-000097 · wf-form4_159771542014753.xml · nonDerivative · entry 7

Barter David · CIK 0001706672 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,874

F2 · shares: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes.

Read SEC document
August 17, 2020 Filed Aug 17, 2020 21:50 UTC MODEL N, INC. MODN · Entity 89480 SaleCommon Stock 621 $39.56 $24,566.76
Disclosure

SEC source: 0001118417-20-000097 · wf-form4_159771542014753.xml · nonDerivative · entry 6

Barter David · CIK 0001706672 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,810

F2 · shares: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes.

Read SEC document
August 17, 2020 Filed Aug 17, 2020 21:50 UTC MODEL N, INC. MODN · Entity 89480 SaleCommon Stock 1,080 $39.56 $42,724.80
Disclosure

SEC source: 0001118417-20-000097 · wf-form4_159771542014753.xml · nonDerivative · entry 5

Barter David · CIK 0001706672 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,431

F2 · shares: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes.

Read SEC document
August 17, 2020 Filed Aug 17, 2020 21:50 UTC MODEL N, INC. MODN · Entity 89480 SaleCommon Stock 442 $39.56 $17,485.52
Disclosure

SEC source: 0001118417-20-000097 · wf-form4_159771542014753.xml · nonDerivative · entry 4

Barter David · CIK 0001706672 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,511

F2 · shares: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 21:50 UTC MODEL N, INC. MODN · Entity 89480 SaleCommon Stock 3,420 $38.58 $131,943.60
Disclosure

SEC source: 0001118417-20-000097 · wf-form4_159771542014753.xml · nonDerivative · entry 3

Barter David · CIK 0001706672 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,953

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.48 to $38.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 21:50 UTC MODEL N, INC. MODN · Entity 89480 SaleCommon Stock 570 $38.58 $21,990.60
Disclosure

SEC source: 0001118417-20-000097 · wf-form4_159771542014753.xml · nonDerivative · entry 2

Barter David · CIK 0001706672 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,373

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.48 to $38.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 14, 2020 Filed Aug 17, 2020 21:50 UTC MODEL N, INC. MODN · Entity 89480 SaleCommon Stock 6,010 $38.58 $231,865.80
Disclosure

SEC source: 0001118417-20-000097 · wf-form4_159771542014753.xml · nonDerivative · entry 1

Barter David · CIK 0001706672 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,943

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.48 to $38.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 18, 2020 Filed May 19, 2020 21:39 UTC MODEL N, INC. MODN · Entity 89480 SaleCommon Stock 936 $32.55 $30,466.80
Disclosure

SEC source: 0001118417-20-000071 · wf-form4_158993874610300.xml · nonDerivative · entry 5

Barter David · CIK 0001706672 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,953

F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

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May 18, 2020 Filed May 19, 2020 21:39 UTC MODEL N, INC. MODN · Entity 89480 SaleCommon Stock 621 $32.55 $20,213.55
Disclosure

SEC source: 0001118417-20-000071 · wf-form4_158993874610300.xml · nonDerivative · entry 4

Barter David · CIK 0001706672 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,889

F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

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May 18, 2020 Filed May 19, 2020 21:39 UTC MODEL N, INC. MODN · Entity 89480 SaleCommon Stock 1,080 $32.55 $35,154.00
Disclosure

SEC source: 0001118417-20-000071 · wf-form4_158993874610300.xml · nonDerivative · entry 3

Barter David · CIK 0001706672 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,510

F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

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May 18, 2020 Filed May 19, 2020 21:39 UTC MODEL N, INC. MODN · Entity 89480 SaleCommon Stock 442 $32.55 $14,387.10
Disclosure

SEC source: 0001118417-20-000071 · wf-form4_158993874610300.xml · nonDerivative · entry 2

Barter David · CIK 0001706672 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,590

F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

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May 18, 2020 Filed May 19, 2020 21:39 UTC MODEL N, INC. MODN · Entity 89480 SaleCommon Stock 9,948 $32.55 $323,807.40
Disclosure

SEC source: 0001118417-20-000071 · wf-form4_158993874610300.xml · nonDerivative · entry 1

Barter David · CIK 0001706672 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,032

F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

F2 · balance_after: Includes an additional 22,717 and 7,024 shares of common stock issued upon vesting of Performance-Based RSUs ("PB-RSUs") granted to the Reporting Person on May 22, 2017 and March 10, 2018 in connection with the achievement of 250% and 200%, respectively, of certain performance criteria related to the Reporting Person's PB-RSUs.

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February 19, 2020 Filed Feb 19, 2020 20:09 UTC MODEL N, INC. MODN · Entity 89480 SaleCommon Stock 7,398 $34.24 $253,307.52
Disclosure

SEC source: 0001118417-20-000042 · wf-form4_158216097154340.xml · nonDerivative · entry 6

Barter David · CIK 0001706672 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,239

F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

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February 19, 2020 Filed Feb 19, 2020 20:09 UTC MODEL N, INC. MODN · Entity 89480 SaleCommon Stock 15,295 $34.24 $523,700.80
Disclosure

SEC source: 0001118417-20-000042 · wf-form4_158216097154340.xml · nonDerivative · entry 5

Barter David · CIK 0001706672 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,637

F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

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February 18, 2020 Filed Feb 19, 2020 20:09 UTC MODEL N, INC. MODN · Entity 89480 SaleCommon Stock 799 $33.03 $26,390.97
Disclosure

SEC source: 0001118417-20-000042 · wf-form4_158216097154340.xml · nonDerivative · entry 4

Barter David · CIK 0001706672 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,932

F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

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February 18, 2020 Filed Feb 19, 2020 20:09 UTC MODEL N, INC. MODN · Entity 89480 SaleCommon Stock 444 $33.03 $14,665.32
Disclosure

SEC source: 0001118417-20-000042 · wf-form4_158216097154340.xml · nonDerivative · entry 3

Barter David · CIK 0001706672 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,731

F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.