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person · Reporting owner

Rice Condoleezza

Disclosed activity across 2 companies

Tapewire entity
74448
SEC CIK
0001528387

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
C3.ai, Inc.AI · Entity 2413DirectorOctober 03, 2025October 07, 2025
DROPBOX, INC.DBX · Entity 1121DirectorMay 21, 2020May 27, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

C3.ai, Inc.

Report date October 03, 2025 · Filed October 07, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect74,699 Reported balance After 2025-10-03 transaction · row 1
1 source row

Row 1 · 2025-10-03 · Exercise / conversion · Acquired 312 · Balance 74,699

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.86 · Expires 2026-11-29Direct0 Reported balance After 2025-10-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-10-03 · Exercise / conversion · Disposed 312 · Balance 0

F2: Fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.16 · Expires 2035-10-02Direct28,628 Reported balance After 2025-10-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-10-03 · Grant · Acquired 28,628 · Balance 28,628

F3: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter following October 3, 2025 (the "Vesting Commencement Date") until the two-year anniversary date, 12.5% of the shares subject to the option shall vest on the last day of each such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the second anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote587 Reported balance Holding disclosure · report date 2025-10-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 587

F1: The shares are held by the Condoleezza Rice Trust Agreement U/A/D 11/24/99, of which the Reporting Person is trustee.

Filing footnotes · ownership attribution and instrument terms

F1: The shares are held by the Condoleezza Rice Trust Agreement U/A/D 11/24/99, of which the Reporting Person is trustee.

F2: Fully vested.

F3: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter following October 3, 2025 (the "Vesting Commencement Date") until the two-year anniversary date, 12.5% of the shares subject to the option shall vest on the last day of each such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the second anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

DROPBOX, INC.

Report date May 21, 2020 · Filed May 27, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect67,704 Reported balance After 2020-05-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-05-21 · Grant · Acquired 11,297 · Balance 67,704

F1: These securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock. The restricted stock units vest in full on the earlier of May 21, 2021 or the day prior to the date of the Issuer's next annual meeting of stockholders.

F2: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through May 21, 2021 or the day prior to the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock. The restricted stock units vest in full on the earlier of May 21, 2021 or the day prior to the date of the Issuer's next annual meeting of stockholders.

F2: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through May 21, 2021 or the day prior to the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 03, 2025 Filed Oct 7, 2025 18:51 UTC C3.ai, Inc. AI · Entity 2413 GrantStock Option (Right to Buy) · Derivative 28,628 $0.00 Strike: $19.16 $0.00
Disclosure

SEC source: 0001528387-25-000004 · form4-10072025_101043.xml · derivative · entry 4

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,628

Underlying: Class A Common Stock · 28,628 shares

Expires 2035-10-02

F3 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter following October 3, 2025 (the "Vesting Commencement Date") until the two-year anniversary date, 12.5% of the shares subject to the option shall vest on the last day of each such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the second anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 03, 2025 Filed Oct 7, 2025 18:51 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionStock Option (Right to Buy) · Derivative 312 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001528387-25-000004 · form4-10072025_101043.xml · derivative · entry 3

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 312 shares

Expires 2026-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
October 03, 2025 Filed Oct 7, 2025 18:51 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionClass A Common Stock 312 $1.86 $580.32
Disclosure

SEC source: 0001528387-25-000004 · form4-10072025_101043.xml · nonDerivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 19:06 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionStock Option (Right to Buy) · Derivative 33,334 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001415889-24-029179 · form4-12132024_121211.xml · derivative · entry 6

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 33,334 shares

Expires 2026-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated December 26, 2023.

F4 · derivative.exercise_date: Fully vested.

F5 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include an additional share that was not originally reported on the Reporting Person's Form 3.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 19:06 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionStock Option (Right to Buy) · Derivative 41,355 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001415889-24-029179 · form4-12132024_121211.xml · derivative · entry 5

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 312

Underlying: Class A Common Stock · 41,355 shares

Expires 2026-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated December 26, 2023.

F4 · derivative.exercise_date: Fully vested.

F5 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include an additional share that was not originally reported on the Reporting Person's Form 3.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 19:06 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 74,689 $45.01 $3,361,751.89
Disclosure

SEC source: 0001415889-24-029179 · form4-12132024_121211.xml · nonDerivative · entry 3

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,387

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated December 26, 2023.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.00 to $45.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 19:06 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionClass A Common Stock 33,334 $1.68 $56,001.12
Disclosure

SEC source: 0001415889-24-029179 · form4-12132024_121211.xml · nonDerivative · entry 2

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 149,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated December 26, 2023.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 19:06 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionClass A Common Stock 41,355 $1.86 $76,920.30
Disclosure

SEC source: 0001415889-24-029179 · form4-12132024_121211.xml · nonDerivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated December 26, 2023.

Read SEC document
October 02, 2024 Filed Oct 4, 2024 17:29 UTC C3.ai, Inc. AI · Entity 2413 GrantStock Option (Right to Buy) · Derivative 23,642 $0.00 Strike: $22.89 $0.00
Disclosure

SEC source: 0001415889-24-024785 · form4-10042024_091025.xml · derivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,642

Underlying: Class A Common Stock · 23,642 shares

Expires 2034-10-01

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 2, 2024 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 19:51 UTC C3.ai, Inc. AI · Entity 2413 GrantStock Option (Right to Buy) · Derivative 22,795 $0.00 Strike: $24.11 $0.00
Disclosure

SEC source: 0001209191-23-052383 · doc4.xml · derivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,795

Underlying: Class A Common Stock · 22,795 shares

Expires 2033-10-03

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 4, 2023 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the effective grant date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 17:29 UTC C3.ai, Inc. AI · Entity 2413 GrantStock Option (Right to Buy) · Derivative 50,349 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0001209191-22-053139 · doc4.xml · derivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,349

Underlying: Class A Common Stock · 50,349 shares

Expires 2032-10-04

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 5, 2022 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 17:52 UTC C3.ai, Inc. AI · Entity 2413 GrantStock Option (Right to Buy) · Derivative 17,166 $0.00 Strike: $44.44 $0.00
Disclosure

SEC source: 0001209191-21-060093 · doc4.xml · derivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,166

Underlying: Class A Common Stock · 17,166 shares

Expires 2031-10-05

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 6, 2021 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
June 08, 2021 Filed Jun 8, 2021 20:41 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionStock Option (Right to Buy) · Derivative 22,449 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001209191-21-039068 · doc4.xml · derivative · entry 10

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,449 shares

Expires 2025-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Due to rounding in connection with the reverse stock split, the total shares include 1 additional share that was not originally reported on the Reporting Person's Form 3.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
June 08, 2021 Filed Jun 8, 2021 20:41 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionStock Option (Right to Buy) · Derivative 22,449 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001209191-21-039068 · doc4.xml · derivative · entry 9

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,449 shares

Expires 2024-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Due to rounding in connection with the reverse stock split, the total shares include 1 additional share that was not originally reported on the Reporting Person's Form 3.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
June 08, 2021 Filed Jun 8, 2021 20:41 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionStock Option (Right to Buy) · Derivative 10,221 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001209191-21-039068 · doc4.xml · derivative · entry 8

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,221 shares

Expires 2022-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
June 08, 2021 Filed Jun 8, 2021 20:41 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 8,159 $62.85 $512,793.15
Disclosure

SEC source: 0001209191-21-039068 · doc4.xml · nonDerivative · entry 7

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,387

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $62.60 to $63.56. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 08, 2021 Filed Jun 8, 2021 20:41 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 7,400 $62.20 $460,280.00
Disclosure

SEC source: 0001209191-21-039068 · doc4.xml · nonDerivative · entry 6

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,546

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $61.60 to $62.59. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 08, 2021 Filed Jun 8, 2021 20:41 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 39,560 $61.00 $2,413,160.00
Disclosure

SEC source: 0001209191-21-039068 · doc4.xml · nonDerivative · entry 5

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,946

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $60.60 to $61.59. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 08, 2021 Filed Jun 8, 2021 20:41 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionClass A Common Stock 22,449 $1.68 $37,714.32
Disclosure

SEC source: 0001209191-21-039068 · doc4.xml · nonDerivative · entry 4

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 8, 2021 20:41 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionClass A Common Stock 22,449 $1.56 $35,020.44
Disclosure

SEC source: 0001209191-21-039068 · doc4.xml · nonDerivative · entry 3

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 8, 2021 20:41 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionClass A Common Stock 10,221 $0.60 $6,132.60
Disclosure

SEC source: 0001209191-21-039068 · doc4.xml · nonDerivative · entry 2

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:41 UTC C3.ai, Inc. AI · Entity 2413 OtherClass A Common Stock 470 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039068 · doc4.xml · nonDerivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 587

F1 · kind: Pro rata distribution from Sutter Hill Ventures, a California limited partnership, of which the Reporting Person is a non-managing member.

F2 · ownership.nature: The shares are held by the Condoleezza Rice Trust Agreement U/A/D 11/24/99, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:16 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionStock Option (Right to Buy) · Derivative 75,161 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001209191-21-019680 · doc4.xml · derivative · entry 5

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,221

Underlying: Class A Common Stock · 75,161 shares

Expires 2022-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:16 UTC C3.ai, Inc. AI · Entity 2413 OtherClass A Common Stock 117 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019680 · doc4.xml · nonDerivative · entry 4

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 117

F3 · kind: Pro rata distribution from Sutter Hill Ventures, a California Limited Partners, of which the Reporting Person is a non-managing member.

F4 · ownership.nature: The shares are held by the Condoleezza Rice Trust Agreement U/A/D 11/24/99, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:16 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 60,804 $87.25 $5,305,149.00
Disclosure

SEC source: 0001209191-21-019680 · doc4.xml · nonDerivative · entry 3

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,387

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.89 to $87.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:16 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 14,357 $86.04 $1,235,276.28
Disclosure

SEC source: 0001209191-21-019680 · doc4.xml · nonDerivative · entry 2

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,191

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.83 to $86.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:16 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionClass A Common Stock 75,161 $0.60 $45,096.60
Disclosure

SEC source: 0001209191-21-019680 · doc4.xml · nonDerivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 16:15 UTC C3.ai, Inc. AI · Entity 2413 ConversionSeries D Convertible Preferred Stock · Derivative 6,350 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062926 · doc4.xml · derivative · entry 6

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

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December 11, 2020 Filed Dec 11, 2020 16:15 UTC C3.ai, Inc. AI · Entity 2413 ConversionSeries B-1A* Convertible Preferred Stock · Derivative 15,337 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062926 · doc4.xml · derivative · entry 5

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 16:15 UTC C3.ai, Inc. AI · Entity 2413 ConversionClass A Common Stock 6,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062926 · doc4.xml · nonDerivative · entry 2

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 16:15 UTC C3.ai, Inc. AI · Entity 2413 ConversionClass A Common Stock 15,337 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062926 · doc4.xml · nonDerivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date.

Read SEC document
September 23, 2020 Filed Dec 11, 2020 16:15 UTC C3.ai, Inc. AI · Entity 2413 GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $11.16 $0.00
Disclosure

SEC source: 0001209191-20-062926 · doc4.xml · derivative · entry 4

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2020-09-23

F3 · derivative.exercise_date: 1/12th of the shares subject to the option vest each month following August 27, 2020 (the "Vesting Commencement Date"), until all of the shares subject to the option are fully vested on the first anniversary of the Vesting Commencement Date, subject to the Reporting Person continuing to provide services as a director as of each such vest date.

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August 27, 2020 Filed Dec 11, 2020 16:15 UTC C3.ai, Inc. AI · Entity 2413 GrantStock Option (Right to Buy) · Derivative 100,833 $0.00 Strike: $11.16 $0.00
Disclosure

SEC source: 0001209191-20-062926 · doc4.xml · derivative · entry 3

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,833

Underlying: Class A Common Stock · 100,833 shares

Expires 2020-08-26

F2 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on August 28, 2020 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

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May 21, 2020 Filed May 27, 2020 01:44 UTC DROPBOX, INC. DBX · Entity 1121 GrantClass A Common Stock 11,297 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003943 · primarydocument.xml · nonDerivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,704

F1 · shares: These securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock. The restricted stock units vest in full on the earlier of May 21, 2021 or the day prior to the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through May 21, 2021 or the day prior to the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.

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August 12, 2019 Filed Aug 14, 2019 23:39 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 23,943 $18.38 $440,007.69
Disclosure

SEC source: 0001562180-19-004287 · primarydocument.xml · nonDerivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,407

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $18.20 to $18.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through May 23, 2020 or the day prior to the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.

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May 23, 2019 Filed May 28, 2019 22:16 UTC DROPBOX, INC. DBX · Entity 1121 GrantClass A Common Stock 13,298 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-003151 · primarydocument.xml · nonDerivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,350

F1 · shares: These securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock. The restricted stock units vest in full on the earlier of May 23, 2020 or the day prior to the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through May 23, 2020 or the day prior to the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 17:01 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 200 $27.88 $5,575.00
Disclosure

SEC source: 0001209191-18-048697 · doc4.xml · nonDerivative · entry 2

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,052

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $27.85 to $27.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through the earlier of May 15, 2019 or the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 17:01 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 24,800 $27.22 $675,137.84
Disclosure

SEC source: 0001209191-18-048697 · doc4.xml · nonDerivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,252

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $26.84 to $27.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through the earlier of May 15, 2019 or the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.

Read SEC document
May 15, 2018 Filed May 17, 2018 17:42 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 53,333 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002558 · primarydocument.xml · derivative · entry 2

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 53,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 53,333 shares of Class B Common Stock were converted into 53,333 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F1 · derivative.exercise_date: 53,333 shares of Class B Common Stock were converted into 53,333 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F1 · derivative.expiration_date: 53,333 shares of Class B Common Stock were converted into 53,333 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

Read SEC document
May 15, 2018 Filed May 17, 2018 17:42 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 53,333 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002558 · primarydocument.xml · nonDerivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 53,333 shares of Class B Common Stock were converted into 53,333 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through the earlier of May 15, 2019 or the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.

Read SEC document
April 27, 2018 Filed May 1, 2018 18:58 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 24,433 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002102 · primarydocument.xml · derivative · entry 2

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,333

Underlying: Class A Common Stock · 24,433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 24,433 shares of Class B Common Stock were converted into 24,433 shares of Class A Common Stock at the election of the Reporting Person. The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F1 · derivative.exercise_date: 24,433 shares of Class B Common Stock were converted into 24,433 shares of Class A Common Stock at the election of the Reporting Person. The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F1 · derivative.expiration_date: 24,433 shares of Class B Common Stock were converted into 24,433 shares of Class A Common Stock at the election of the Reporting Person. The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F3 · balance_after: These securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class B Common Stock, subject to the applicable vesting schedule through May 15, 2018. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.

Read SEC document
April 27, 2018 Filed May 1, 2018 18:58 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 24,433 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002102 · primarydocument.xml · nonDerivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 24,433 shares of Class B Common Stock were converted into 24,433 shares of Class A Common Stock at the election of the Reporting Person. The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through the earlier of May 15, 2019 or the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.