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ASPEN INSURANCE HOLDINGS LTD

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9774
SEC CIK
0001267395
Parsed reports
196

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 25, 2017 Filed Apr 27, 2017 17:52 UTC
Cain MichaelCEO, ABL & Group GC
GrantOrdinary Shares 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-17-000010 · wf-form4_149331555495975.xml · nonDerivative · entry 1

Cain Michael · CIK 0001561304 · CEO, ABL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,037

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 21:37 UTC
Boornazian BrianChairman Aspen Re
Grant2015 International Employee Share Purchase Plan Options · Derivative 2 $40.14 $80.28
Disclosure

SEC source: 0001561312-17-000013 · wf-form4_149073703751294.xml · derivative · entry 1

Boornazian Brian · CIK 0001561312 · Chairman Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

Underlying: Ordinary Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each option represents the right to receive one share of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents options to purchase ordinary shares following the maturity of the Issuer's 2015 International Employee Share Purchase Plan on March 25, 2017.

F2 · derivative.expiration_date: Represents options to purchase ordinary shares following the maturity of the Issuer's 2015 International Employee Share Purchase Plan on March 25, 2017.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:25 UTC
O Kane ChristopherDirector · CEO
Exercise / conversionRestricted Share Units (2015 Grant) · Derivative 7,477 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-17-000008 · wf-form4_148890030819628.xml · derivative · entry 3

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,477

Underlying: Ordinary Shares · 7,477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:25 UTC
O Kane ChristopherDirector · CEO
Tax withholdingOrdinary Shares 3,515 $56.35 $198,070.25
Disclosure

SEC source: 0001561313-17-000008 · wf-form4_148890030819628.xml · nonDerivative · entry 2

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,513

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:25 UTC
O Kane ChristopherDirector · CEO
GrantOrdinary Shares 7,477 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-17-000008 · wf-form4_148890030819628.xml · nonDerivative · entry 1

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,028

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 16:50 UTC
Issavi EmilPresident and CUO, Aspen Re
Exercise / conversionRestricted Share Units (2015 Grant) · Derivative 2,803 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-17-000008 · wf-form4_148890542409922.xml · derivative · entry 3

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,804

Underlying: Ordinary Shares · 2,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F5 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 16:50 UTC
Issavi EmilPresident and CUO, Aspen Re
Tax withholdingOrdinary Shares 694 $56.35 $39,106.90
Disclosure

SEC source: 0001562198-17-000008 · wf-form4_148890542409922.xml · nonDerivative · entry 2

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,265

F3 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 16:50 UTC
Issavi EmilPresident and CUO, Aspen Re
GrantOrdinary Shares 2,803 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-17-000008 · wf-form4_148890542409922.xml · nonDerivative · entry 1

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,959

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

F2 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a transaction that was exempt from reporting on Form 4.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 16:01 UTC
Vacher KateDirector of Underwriting
Exercise / conversionRestricted Share Units (2015 Grant) · Derivative 1,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000008 · wf-form4_148890246886754.xml · derivative · entry 3

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,121

Underlying: Ordinary Shares · 1,121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 16:01 UTC
Vacher KateDirector of Underwriting
Tax withholdingOrdinary Shares 527 $56.35 $29,696.45
Disclosure

SEC source: 0001561518-17-000008 · wf-form4_148890246886754.xml · nonDerivative · entry 2

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,493

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 16:01 UTC
Vacher KateDirector of Underwriting
GrantOrdinary Shares 1,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000008 · wf-form4_148890246886754.xml · nonDerivative · entry 1

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,020

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:58 UTC
Green Karen AnnCEO AIUK Ltd AMAL Ltd
Exercise / conversionRestricted Share Units (2015 Grant) · Derivative 1,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001561510-17-000008 · wf-form4_148890231062803.xml · derivative · entry 3

Green Karen Ann · CIK 0001561510 · CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,121

Underlying: Ordinary Shares · 1,121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:58 UTC
Green Karen AnnCEO AIUK Ltd AMAL Ltd
Tax withholdingOrdinary Shares 527 $56.35 $29,696.45
Disclosure

SEC source: 0001561510-17-000008 · wf-form4_148890231062803.xml · nonDerivative · entry 2

Green Karen Ann · CIK 0001561510 · CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,518

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:58 UTC
Green Karen AnnCEO AIUK Ltd AMAL Ltd
GrantOrdinary Shares 1,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001561510-17-000008 · wf-form4_148890231062803.xml · nonDerivative · entry 1

Green Karen Ann · CIK 0001561510 · CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,045

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:53 UTC
Thornton Richard MatthewChief Operations Officer
Exercise / conversionRestricted Share Units (2015 Grant) · Derivative 1,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001618791-17-000008 · wf-form4_148890198299287.xml · derivative · entry 3

Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,121

Underlying: Ordinary Shares · 1,121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:53 UTC
Thornton Richard MatthewChief Operations Officer
Tax withholdingOrdinary Shares 527 $56.35 $29,696.45
Disclosure

SEC source: 0001618791-17-000008 · wf-form4_148890198299287.xml · nonDerivative · entry 2

Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,266

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:53 UTC
Thornton Richard MatthewChief Operations Officer
GrantOrdinary Shares 1,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001618791-17-000008 · wf-form4_148890198299287.xml · nonDerivative · entry 1

Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,793

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:56 UTC
Kirk ScottGroup CFO
Exercise / conversionRestricted Share Units (2015 Grant) · Derivative 1,869 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-17-000008 · wf-form4_148890215338745.xml · derivative · entry 3

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,869

Underlying: Ordinary Shares · 1,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:56 UTC
Kirk ScottGroup CFO
Tax withholdingOrdinary Shares 879 $56.35 $49,531.65
Disclosure

SEC source: 0001603733-17-000008 · wf-form4_148890215338745.xml · nonDerivative · entry 2

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,634

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:56 UTC
Kirk ScottGroup CFO
GrantOrdinary Shares 1,869 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-17-000008 · wf-form4_148890215338745.xml · nonDerivative · entry 1

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,513

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:43 UTC
Postlewhite StephenCEO Aspen Insurance
Exercise / conversionRestricted Share Units (2015 Grant) · Derivative 3,271 Not disclosed Not disclosed
Disclosure

SEC source: 0001561533-17-000008 · wf-form4_148890136898641.xml · derivative · entry 3

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,271

Underlying: Ordinary Shares · 3,271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:43 UTC
Postlewhite StephenCEO Aspen Insurance
Tax withholdingOrdinary Shares 1,538 $56.35 $86,666.30
Disclosure

SEC source: 0001561533-17-000008 · wf-form4_148890136898641.xml · nonDerivative · entry 2

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,380

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:43 UTC
Postlewhite StephenCEO Aspen Insurance
GrantOrdinary Shares 3,271 Not disclosed Not disclosed
Disclosure

SEC source: 0001561533-17-000008 · wf-form4_148890136898641.xml · nonDerivative · entry 1

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,918

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:34 UTC
Lillelund ThomasCEO, Aspen Reinsurance
Exercise / conversionRestricted Share Units (2015 Grant) · Derivative 934 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000008 · wf-form4_148890087465551.xml · derivative · entry 3

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934

Underlying: Ordinary Shares · 934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:34 UTC
Lillelund ThomasCEO, Aspen Reinsurance
Tax withholdingOrdinary Shares 206 $56.35 $11,608.10
Disclosure

SEC source: 0001675399-17-000008 · wf-form4_148890087465551.xml · nonDerivative · entry 2

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,504

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:34 UTC
Lillelund ThomasCEO, Aspen Reinsurance
GrantOrdinary Shares 934 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000008 · wf-form4_148890087465551.xml · nonDerivative · entry 1

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,710

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:31 UTC
Cain MichaelCEO, ABL & Group GC
Exercise / conversionRestricted Share Units (2015 Grant) · Derivative 1,308 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-17-000008 · wf-form4_148890066427245.xml · derivative · entry 2

Cain Michael · CIK 0001561304 · CEO, ABL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,308

Underlying: Ordinary Shares · 1,308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F2 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F3 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:31 UTC
Cain MichaelCEO, ABL & Group GC
GrantOrdinary Shares 1,308 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-17-000008 · wf-form4_148890066427245.xml · nonDerivative · entry 1

Cain Michael · CIK 0001561304 · CEO, ABL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,537

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:28 UTC
Boornazian BrianChairman Aspen Re
Exercise / conversionRestricted Share Units (2015 Grant) · Derivative 2,803 Not disclosed Not disclosed
Disclosure

SEC source: 0001561312-17-000008 · wf-form4_148890048770549.xml · derivative · entry 3

Boornazian Brian · CIK 0001561312 · Chairman Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,804

Underlying: Ordinary Shares · 2,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:28 UTC
Boornazian BrianChairman Aspen Re
Tax withholdingOrdinary Shares 1,387 $56.35 $78,157.45
Disclosure

SEC source: 0001561312-17-000008 · wf-form4_148890048770549.xml · nonDerivative · entry 2

Boornazian Brian · CIK 0001561312 · Chairman Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,063

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:28 UTC
Boornazian BrianChairman Aspen Re
GrantOrdinary Shares 2,803 Not disclosed Not disclosed
Disclosure

SEC source: 0001561312-17-000008 · wf-form4_148890048770549.xml · nonDerivative · entry 1

Boornazian Brian · CIK 0001561312 · Chairman Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,450

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:01 UTC
Boornazian BrianChairman Aspen Re
Grant2016 Performance Shares · Derivative 2,966 Not disclosed Not disclosed
Disclosure

SEC source: 0001561312-17-000006 · wf-form4_148797727341488.xml · derivative · entry 6

Boornazian Brian · CIK 0001561312 · Chairman Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,966

Underlying: Ordinary Shares · 2,966 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F7 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F7 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:01 UTC
Boornazian BrianChairman Aspen Re
Grant2015 Performance Shares · Derivative 3,036 Not disclosed Not disclosed
Disclosure

SEC source: 0001561312-17-000006 · wf-form4_148797727341488.xml · derivative · entry 5

Boornazian Brian · CIK 0001561312 · Chairman Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,902

Underlying: Ordinary Shares · 3,036 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

F6 · derivative.expiration_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:01 UTC
Boornazian BrianChairman Aspen Re
Exercise / conversion2014 Performance Shares · Derivative 23,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001561312-17-000006 · wf-form4_148797727341488.xml · derivative · entry 4

Boornazian Brian · CIK 0001561312 · Chairman Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 23,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents mandatory conversion into Issuer's Ordinary Shares of all 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer and filing of the annual report on Form 10-K for the year ended December 31, 2016.

F5 · derivative.expiration_date: Represents mandatory conversion into Issuer's Ordinary Shares of all 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer and filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:01 UTC
Boornazian BrianChairman Aspen Re
Grant2014 Performance Shares · Derivative 3,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001561312-17-000006 · wf-form4_148797727341488.xml · derivative · entry 3

Boornazian Brian · CIK 0001561312 · Chairman Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,280

Underlying: Ordinary Shares · 3,250 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

F4 · derivative.expiration_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:01 UTC
Boornazian BrianChairman Aspen Re
Tax withholdingOrdinary Shares 11,507 $56.25 $647,268.75
Disclosure

SEC source: 0001561312-17-000006 · wf-form4_148797727341488.xml · nonDerivative · entry 2

Boornazian Brian · CIK 0001561312 · Chairman Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,647

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:01 UTC
Boornazian BrianChairman Aspen Re
GrantOrdinary Shares 23,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001561312-17-000006 · wf-form4_148797727341488.xml · nonDerivative · entry 1

Boornazian Brian · CIK 0001561312 · Chairman Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,154

F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:58 UTC
Cain MichaelCEO, ABL & Group GC
Grant2016 Performance Shares · Derivative 1,384 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-17-000006 · wf-form4_148797708545117.xml · derivative · entry 6

Cain Michael · CIK 0001561304 · CEO, ABL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384

Underlying: Ordinary Shares · 1,384 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F7 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F7 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:58 UTC
Cain MichaelCEO, ABL & Group GC
Grant2015 Performance Shares · Derivative 1,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-17-000006 · wf-form4_148797708545117.xml · derivative · entry 5

Cain Michael · CIK 0001561304 · CEO, ABL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,088

Underlying: Ordinary Shares · 1,417 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

F6 · derivative.expiration_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:58 UTC
Cain MichaelCEO, ABL & Group GC
Exercise / conversion2014 Performance Shares · Derivative 11,641 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-17-000006 · wf-form4_148797708545117.xml · derivative · entry 4

Cain Michael · CIK 0001561304 · CEO, ABL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 11,641 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents mandatory conversion into Issuer's Ordinary Shares of all 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer and filing of the annual report on Form 10-K for the year ended December 31, 2016.

F5 · derivative.expiration_date: Represents mandatory conversion into Issuer's Ordinary Shares of all 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer and filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:58 UTC
Cain MichaelCEO, ABL & Group GC
Grant2014 Performance Shares · Derivative 1,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-17-000006 · wf-form4_148797708545117.xml · derivative · entry 3

Cain Michael · CIK 0001561304 · CEO, ABL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,641

Underlying: Ordinary Shares · 1,625 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

F4 · derivative.expiration_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:58 UTC
Cain MichaelCEO, ABL & Group GC
Tax withholdingOrdinary Shares 993 $56.25 $55,856.25
Disclosure

SEC source: 0001561304-17-000006 · wf-form4_148797708545117.xml · nonDerivative · entry 2

Cain Michael · CIK 0001561304 · CEO, ABL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,229

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:58 UTC
Cain MichaelCEO, ABL & Group GC
GrantOrdinary Shares 11,641 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-17-000006 · wf-form4_148797708545117.xml · nonDerivative · entry 1

Cain Michael · CIK 0001561304 · CEO, ABL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,222

F1 · kind: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

F1 · acquired: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:31 UTC
Lillelund ThomasCEO, Aspen Reinsurance
GrantPhantom Shares (2016 Grant) · Derivative 330 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000006 · wf-form4_148797905097078.xml · derivative · entry 4

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330

Underlying: Ordinary Shares · 330 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F1 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2016 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2016 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F4 · derivative.expiration_date: Represents 2016 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2016 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2016 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:31 UTC
Lillelund ThomasCEO, Aspen Reinsurance
GrantPhantom Shares (2015 Grant) · Derivative 337 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000006 · wf-form4_148797905097078.xml · derivative · entry 3

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,212

Underlying: Phantom Shares · 337 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F1 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F3 · derivative.exercise_date: Represents 2015 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2015 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2015 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2017.

F3 · derivative.expiration_date: Represents 2015 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2015 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2015 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2017.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:31 UTC
Lillelund ThomasCEO, Aspen Reinsurance
Exercise / conversionPhantom Shares (2014 Grant) · Derivative 2,296 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000006 · wf-form4_148797905097078.xml · derivative · entry 2

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Phantom Shares · 2,296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F1 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2014 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2014 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2014 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2016.

F2 · derivative.expiration_date: Represents 2014 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2014 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2014 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:31 UTC
Lillelund ThomasCEO, Aspen Reinsurance
GrantPhantom Shares (2014 Grant) · Derivative 387 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000006 · wf-form4_148797905097078.xml · derivative · entry 1

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,296

Underlying: Phantom Shares · 387 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F1 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2014 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2014 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2014 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2016.

F2 · derivative.expiration_date: Represents 2014 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2014 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2014 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:28 UTC
Thornton Richard MatthewChief Operations Officer
Grant2016 Performance Shares · Derivative 1,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001618791-17-000006 · wf-form4_148797891247399.xml · derivative · entry 4

Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186

Underlying: Ordinary Shares · 1,186 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F5 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:28 UTC
Thornton Richard MatthewChief Operations Officer
Grant2015 Performance Shares · Derivative 1,214 Not disclosed Not disclosed
Disclosure

SEC source: 0001618791-17-000006 · wf-form4_148797891247399.xml · derivative · entry 3

Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,361

Underlying: Ordinary Shares · 1,214 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

F4 · derivative.expiration_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:28 UTC
Thornton Richard MatthewChief Operations Officer
Exercise / conversionPhantom Shares (2014 Grant) · Derivative 2,772 Not disclosed Not disclosed
Disclosure

SEC source: 0001618791-17-000006 · wf-form4_148797891247399.xml · derivative · entry 2

Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Phantom Shares · 2,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F1 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2014 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2014 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2016.

F2 · derivative.expiration_date: Represents 2014 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2014 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.