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Vacher Kate

Disclosed activity across 1 company

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160052
SEC CIK
0001561518

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CompanyLast reported asReport datePublished
ASPEN INSURANCE HOLDINGS LTDAHL · Entity 9774CEO, ABLFebruary 15, 2019February 20, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASPEN INSURANCE HOLDINGS LTD

Report date February 15, 2019 · Filed February 20, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
2017 Performance SharesSEC Table II · derivative / convertible securityDirect3,335 Reported balance After 2019-02-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-02-15 · Grant · Acquired 3,335 · Balance 3,335

F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share.

F2: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

2017 Performance SharesSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-02-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-02-15 · Disposition to issuer · Disposed 3,335 · Balance 0

F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd.

F3: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share.

F2: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

Performance Shares (2018 Grant)SEC Table II · derivative / convertible securityDirect7,250 Reported balance After 2019-02-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-02-15 · Grant · Acquired 7,250 · Balance 7,250

F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F5: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Performance Shares (2018 Grant)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-02-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-02-15 · Disposition to issuer · Disposed 7,250 · Balance 0

F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F5: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F2: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

F3: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share.

F4: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd.

F5: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

F6: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2019 Filed Feb 15, 2019 22:35 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Disposition to issuerRestricted Share Units (2018 Grant) · Derivative 2,416 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000004 · wf-form4_155027009029907.xml · derivative · entry 6

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,416 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F7 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F11 · price: At the effective time of the Merger, each 2018 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2018 Restricted Share Unit award, which had not previously been settled.

F10 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason.

F10 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason.

Read SEC document
February 15, 2019 Filed Feb 15, 2019 22:35 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Disposition to issuerRestricted Share Units (2017 Grant) · Derivative 1,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000004 · wf-form4_155027009029907.xml · derivative · entry 5

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,112 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F7 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F9 · price: At the effective time of the Merger, each 2017 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2017 Restricted Share Unit award, which had not previously been settled.

F8 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason.

F8 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason.

Read SEC document
February 15, 2019 Filed Feb 15, 2019 22:35 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Disposition to issuerOrdinary Shares 43,856 $42.75 $1,874,844.00
Disclosure

SEC source: 0001561518-19-000004 · wf-form4_155027009029907.xml · nonDerivative · entry 3

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: This Form 4 is being filed, in part, as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd.

F4 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:07 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Disposition to issuerPerformance Shares (2018 Grant) · Derivative 7,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000006 · wf-form4_155068603381081.xml · derivative · entry 4

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:07 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantPerformance Shares (2018 Grant) · Derivative 7,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000006 · wf-form4_155068603381081.xml · derivative · entry 3

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,250

Underlying: Ordinary Shares · 7,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:07 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Disposition to issuer2017 Performance Shares · Derivative 3,335 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000006 · wf-form4_155068603381081.xml · derivative · entry 2

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share.

F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:07 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Grant2017 Performance Shares · Derivative 3,335 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000006 · wf-form4_155068603381081.xml · derivative · entry 1

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,335

Underlying: Ordinary Shares · 3,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share.

F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:35 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversion2016 Performance Shares · Derivative 1,187 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000004 · wf-form4_155027009029907.xml · derivative · entry 4

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F6 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:35 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 274 $42.51 $11,647.74
Disclosure

SEC source: 0001561518-19-000004 · wf-form4_155027009029907.xml · nonDerivative · entry 2

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,856

F2 · kind: Ordinary shares sold in order to satisfy tax liability upon vesting of previously granted Performance Shares.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:35 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 1,187 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000004 · wf-form4_155027009029907.xml · nonDerivative · entry 1

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,130

F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 20:33 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2017 Grant) · Derivative 1,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000002 · wf-form4_155000360738413.xml · derivative · entry 12

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112

Underlying: Ordinary Shares · 1,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F10 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F10 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 20:33 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 134 $42.56 $5,703.04
Disclosure

SEC source: 0001561518-19-000002 · wf-form4_155000360738413.xml · nonDerivative · entry 8

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,942

F5 · kind: Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2017 Restricted Share Units.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 20:33 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 1,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000002 · wf-form4_155000360738413.xml · nonDerivative · entry 7

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,076

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 09, 2019 Filed Feb 12, 2019 20:33 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2018 Grant) · Derivative 1,209 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000002 · wf-form4_155000360738413.xml · derivative · entry 11

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,416

Underlying: Ordinary Shares · 1,209 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F9 · derivative.exercise_date: Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F9 · derivative.expiration_date: Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 09, 2019 Filed Feb 12, 2019 20:33 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 146 $42.56 $6,213.76
Disclosure

SEC source: 0001561518-19-000002 · wf-form4_155000360738413.xml · nonDerivative · entry 6

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,965

F4 · kind: Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2018 Restricted Share Units.

Read SEC document
February 09, 2019 Filed Feb 12, 2019 20:33 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 1,209 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000002 · wf-form4_155000360738413.xml · nonDerivative · entry 5

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,111

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:33 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 1,095 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000002 · wf-form4_155000360738413.xml · derivative · entry 10

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,095 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F8 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vested annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F8 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vested annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:33 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2015 Part Bonus) · Derivative 627 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000002 · wf-form4_155000360738413.xml · derivative · entry 9

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F7 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vested annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F7 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vested annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:33 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 132 $42.56 $5,617.92
Disclosure

SEC source: 0001561518-19-000002 · wf-form4_155000360738413.xml · nonDerivative · entry 4

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,902

F3 · kind: Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2016 Restricted Share Units.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:33 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 1,095 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000002 · wf-form4_155000360738413.xml · nonDerivative · entry 3

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,034

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:33 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 76 $42.56 $3,234.56
Disclosure

SEC source: 0001561518-19-000002 · wf-form4_155000360738413.xml · nonDerivative · entry 2

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,939

F2 · kind: Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2015 Part Bonus Restricted Share Units.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:33 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 627 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-19-000002 · wf-form4_155000360738413.xml · nonDerivative · entry 1

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,015

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
May 23, 2018 Filed May 25, 2018 13:52 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 354 $39.05 $13,823.70
Disclosure

SEC source: 0001267395-18-000065 · wf-form4_152725631858130.xml · nonDerivative · entry 1

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,388

F1 · price: The Reporting Person is voluntarily reporting the acquisition of ordinary shares from the Issuer's Share Purchase Plan which is otherwise exempt from Form 4 reporting under Rule 16a-3(f) of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:02 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversion2015 Performance Shares · Derivative 4,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-18-000008 · wf-form4_152045652386177.xml · derivative · entry 6

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F7 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F8 · derivative.exercise_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period.

F8 · derivative.expiration_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:02 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2015 Grant) · Derivative 1,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-18-000008 · wf-form4_152045652386177.xml · derivative · entry 5

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F6 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:02 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 1,612 $37.95 $61,175.40
Disclosure

SEC source: 0001561518-18-000008 · wf-form4_152045652386177.xml · nonDerivative · entry 4

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,034

F4 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:02 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 4,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-18-000008 · wf-form4_152045652386177.xml · nonDerivative · entry 3

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,646

F3 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:02 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 415 $37.95 $15,749.25
Disclosure

SEC source: 0001561518-18-000008 · wf-form4_152045652386177.xml · nonDerivative · entry 2

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,285

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:02 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 1,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-18-000008 · wf-form4_152045652386177.xml · nonDerivative · entry 1

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,700

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 16:47 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 410 $36.27 $14,870.70
Disclosure

SEC source: 0001561518-18-000006 · wf-form4_151983640698228.xml · nonDerivative · entry 1

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,579

F1 · price: The Reporting Person is voluntarily reporting the acquisition of ordinary shares from the Issuer's Share Purchase Plan which is otherwise exempt from Form 4 reporting under Rule 16a-3(f) of the Securities Exchange Act of 1934, as amended.

Read SEC document
February 10, 2018 Filed Feb 14, 2018 00:01 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2017 Grant) · Derivative 1,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-18-000004 · wf-form4_151856645603165.xml · derivative · entry 3

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,223

Underlying: Ordinary Shares · 1,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 10, 2018 Filed Feb 14, 2018 00:01 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 241 $36.75 $8,856.75
Disclosure

SEC source: 0001561518-18-000004 · wf-form4_151856645603165.xml · nonDerivative · entry 2

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,169

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 10, 2018 Filed Feb 14, 2018 00:01 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 1,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-18-000004 · wf-form4_151856645603165.xml · nonDerivative · entry 1

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,410

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 09, 2018 Filed Feb 14, 2018 00:01 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantRestricted Share Units (2018 Grant) · Derivative 3,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-18-000004 · wf-form4_151856645603165.xml · derivative · entry 4

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,625

Underlying: Ordinary Shares · 3,625 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F5 · derivative.expiration_date: Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:12 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2015 Part Bonus) · Derivative 627 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-18-000002 · wf-form4_151845191986215.xml · derivative · entry 6

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627

Underlying: Ordinary Shares · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F5 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:12 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 1,095 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-18-000002 · wf-form4_151845191986215.xml · derivative · entry 5

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095

Underlying: Ordinary Shares · 1,095 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:12 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 218 $37.00 $8,066.00
Disclosure

SEC source: 0001561518-18-000002 · wf-form4_151845191986215.xml · nonDerivative · entry 4

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,298

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:12 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 627 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-18-000002 · wf-form4_151845191986215.xml · nonDerivative · entry 3

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,516

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:12 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 380 $37.00 $14,060.00
Disclosure

SEC source: 0001561518-18-000002 · wf-form4_151845191986215.xml · nonDerivative · entry 2

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,889

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:12 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 1,095 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-18-000002 · wf-form4_151845191986215.xml · nonDerivative · entry 1

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,269

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 17:59 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2014 Grant) · Derivative 1,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000010 · wf-form4_149331597384985.xml · derivative · entry 3

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 17:59 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 605 $51.50 $31,157.50
Disclosure

SEC source: 0001561518-17-000010 · wf-form4_149331597384985.xml · nonDerivative · entry 2

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,174

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 17:59 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 1,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000010 · wf-form4_149331597384985.xml · nonDerivative · entry 1

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,779

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 16:01 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2015 Grant) · Derivative 1,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000008 · wf-form4_148890246886754.xml · derivative · entry 3

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,121

Underlying: Ordinary Shares · 1,121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 16:01 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 527 $56.35 $29,696.45
Disclosure

SEC source: 0001561518-17-000008 · wf-form4_148890246886754.xml · nonDerivative · entry 2

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,493

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

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March 05, 2017 Filed Mar 7, 2017 16:01 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 1,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000008 · wf-form4_148890246886754.xml · nonDerivative · entry 1

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,020

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

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February 22, 2017 Filed Feb 24, 2017 23:10 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Grant2016 Performance Shares · Derivative 1,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000006 · wf-form4_148797781578828.xml · derivative · entry 6

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186

Underlying: Ordinary Shares · 1,186 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F6 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

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February 22, 2017 Filed Feb 24, 2017 23:10 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Grant2015 Performance Shares · Derivative 1,214 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000006 · wf-form4_148797781578828.xml · derivative · entry 5

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,361

Underlying: Ordinary Shares · 1,214 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

F5 · derivative.expiration_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

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February 22, 2017 Filed Feb 24, 2017 23:10 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversion2014 Performance Shares · Derivative 9,978 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000006 · wf-form4_148797781578828.xml · derivative · entry 4

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 9,978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

F4 · derivative.expiration_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

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February 22, 2017 Filed Feb 24, 2017 23:10 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Grant2014 Performance Shares · Derivative 1,393 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000006 · wf-form4_148797781578828.xml · derivative · entry 3

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,978

Underlying: Ordinary Shares · 1,393 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

F4 · derivative.expiration_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.