person · Reporting owner
Thornton Richard Matthew
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ASPEN INSURANCE HOLDINGS LTD
Report date December 08, 2017 · Filed December 11, 2017
Section 16 reporting ended · disclosed 2017-12-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 4,654 |
Reported balance
After 2017-11-01 transaction · row 1
1 source rowRow 1 · 2017-11-01 · Grant · Acquired 820 · Balance 4,654 F1: The Reporting Person is voluntarily reporting the acquisition of ordinary shares from the Issuer's Share Purchase Plan which is otherwise exempt from Form 4 reporting under Rule 16a-3(f) of the Securities Exchange Act of 1934, as amended. |
| Restricted Share Units (2015 Grant)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-12-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-12-08 · Other · Disposed 1,121 · Balance 0 F2: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F3: The Reporting Person forfeited 1,121 2015 Restricted Share Units upon termination of employment effective December 8, 2017. F4: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. |
| Restricted Share Units (2015 Part Bonus)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-12-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-12-08 · Other · Disposed 1,372 · Balance 0 F2: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F5: The Reporting Person forfeited 1,372 2015 Part Bonus Restricted Share Units upon termination of employment effective December 8, 2017. F6: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. |
| Restricted Share Units (2016 Grant)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-12-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-12-08 · Other · Disposed 2,190 · Balance 0 F2: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F7: The Reporting Person forfeited 2,190 2016 Restricted Share Units upon termination of employment effective December 8, 2017. F8: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. |
| Restricted Share Units (2017 Grant)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-12-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-12-08 · Other · Disposed 3,335 · Balance 0 F2: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F9: The Reporting Person forfeited 3,335 2017 Restricted Share Units upon termination of employment effective December 8, 2017. F10: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to received a number or Ordinary Shares equal to the number of Restricted Share Units then vesting. |
| 2016 Performance SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-12-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-12-08 · Other · Disposed 1,187 · Balance 0 F11: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F12: The Reporting Person forfeited 1,187 2016 Performance Share Units upon termination of employment effective December 8, 2017. F13: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. |
| 2015 Performance SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-12-08 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-12-08 · Other · Disposed 4,362 · Balance 0 F11: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F14: The Reporting Person forfeited 4,362 2015 Performance Share Units upon termination of employment effective December 8, 2017. F15: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person is voluntarily reporting the acquisition of ordinary shares from the Issuer's Share Purchase Plan which is otherwise exempt from Form 4 reporting under Rule 16a-3(f) of the Securities Exchange Act of 1934, as amended.
F2: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.
F3: The Reporting Person forfeited 1,121 2015 Restricted Share Units upon termination of employment effective December 8, 2017.
F4: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.
F5: The Reporting Person forfeited 1,372 2015 Part Bonus Restricted Share Units upon termination of employment effective December 8, 2017.
F6: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.
F7: The Reporting Person forfeited 2,190 2016 Restricted Share Units upon termination of employment effective December 8, 2017.
F8: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.
F9: The Reporting Person forfeited 3,335 2017 Restricted Share Units upon termination of employment effective December 8, 2017.
F10: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to received a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.
F11: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.
F12: The Reporting Person forfeited 1,187 2016 Performance Share Units upon termination of employment effective December 8, 2017.
F13: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.
F14: The Reporting Person forfeited 4,362 2015 Performance Share Units upon termination of employment effective December 8, 2017.
F15: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2017 Filed Dec 11, 2017 18:11 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Other2015 Performance Shares · Derivative | 4,362 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618791-17-000012 · wf-form4_151301586596960.xml · derivative · entry 7 Thornton Richard Matthew · CIK 0001618791 · Former Group COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 4,362 shares Expires not disclosed F11 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F14 · kind: The Reporting Person forfeited 4,362 2015 Performance Share Units upon termination of employment effective December 8, 2017. F11 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F15 · derivative.exercise_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017. F15 · derivative.expiration_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 18:11 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Other2016 Performance Shares · Derivative | 1,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618791-17-000012 · wf-form4_151301586596960.xml · derivative · entry 6 Thornton Richard Matthew · CIK 0001618791 · Former Group COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,187 shares Expires not disclosed F11 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F12 · kind: The Reporting Person forfeited 1,187 2016 Performance Share Units upon termination of employment effective December 8, 2017. F11 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F13 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. F13 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 18:11 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | OtherRestricted Share Units (2017 Grant) · Derivative | 3,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618791-17-000012 · wf-form4_151301586596960.xml · derivative · entry 5 Thornton Richard Matthew · CIK 0001618791 · Former Group COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 3,335 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F9 · kind: The Reporting Person forfeited 3,335 2017 Restricted Share Units upon termination of employment effective December 8, 2017. F2 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F10 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to received a number or Ordinary Shares equal to the number of Restricted Share Units then vesting. F10 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to received a number or Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 18:11 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | OtherRestricted Share Units (2016 Grant) · Derivative | 2,190 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618791-17-000012 · wf-form4_151301586596960.xml · derivative · entry 4 Thornton Richard Matthew · CIK 0001618791 · Former Group COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,190 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F7 · kind: The Reporting Person forfeited 2,190 2016 Restricted Share Units upon termination of employment effective December 8, 2017. F2 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F8 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F8 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 18:11 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | OtherRestricted Share Units (2015 Part Bonus) · Derivative | 1,372 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618791-17-000012 · wf-form4_151301586596960.xml · derivative · entry 3 Thornton Richard Matthew · CIK 0001618791 · Former Group COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,372 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F5 · kind: The Reporting Person forfeited 1,372 2015 Part Bonus Restricted Share Units upon termination of employment effective December 8, 2017. F2 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F6 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F6 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 18:11 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | OtherRestricted Share Units (2015 Grant) · Derivative | 1,121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618791-17-000012 · wf-form4_151301586596960.xml · derivative · entry 2 Thornton Richard Matthew · CIK 0001618791 · Former Group COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,121 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F3 · kind: The Reporting Person forfeited 1,121 2015 Restricted Share Units upon termination of employment effective December 8, 2017. F2 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F4 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| November 01, 2017 Filed Dec 11, 2017 18:11 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 820 | $36.27 | $29,741.40 |
DisclosureSEC source: 0001618791-17-000012 · wf-form4_151301586596960.xml · nonDerivative · entry 1 Thornton Richard Matthew · CIK 0001618791 · Former Group COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,654 F1 · price: The Reporting Person is voluntarily reporting the acquisition of ordinary shares from the Issuer's Share Purchase Plan which is otherwise exempt from Form 4 reporting under Rule 16a-3(f) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 18:28 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2014 Grant) · Derivative | 1,072 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618791-17-000010 · wf-form4_149331771834942.xml · derivative · entry 3 Thornton Richard Matthew · CIK 0001618791 · Group Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · derivative.exercise_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F4 · derivative.expiration_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 18:28 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 504 | $51.50 | $25,956.00 |
DisclosureSEC source: 0001618791-17-000010 · wf-form4_149331771834942.xml · nonDerivative · entry 2 Thornton Richard Matthew · CIK 0001618791 · Group Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,834 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 18:28 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 1,072 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618791-17-000010 · wf-form4_149331771834942.xml · nonDerivative · entry 1 Thornton Richard Matthew · CIK 0001618791 · Group Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,338 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 15:53 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2015 Grant) · Derivative | 1,121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618791-17-000008 · wf-form4_148890198299287.xml · derivative · entry 3 Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,121 Underlying: Ordinary Shares · 1,121 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F4 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 15:53 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 527 | $56.35 | $29,696.45 |
DisclosureSEC source: 0001618791-17-000008 · wf-form4_148890198299287.xml · nonDerivative · entry 2 Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,266 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 15:53 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 1,121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618791-17-000008 · wf-form4_148890198299287.xml · nonDerivative · entry 1 Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,793 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:28 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Grant2016 Performance Shares · Derivative | 1,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618791-17-000006 · wf-form4_148797891247399.xml · derivative · entry 4 Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,186 Underlying: Ordinary Shares · 1,186 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F5 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. F5 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:28 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Grant2015 Performance Shares · Derivative | 1,214 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618791-17-000006 · wf-form4_148797891247399.xml · derivative · entry 3 Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,361 Underlying: Ordinary Shares · 1,214 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F4 · derivative.exercise_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017. F4 · derivative.expiration_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:28 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionPhantom Shares (2014 Grant) · Derivative | 2,772 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618791-17-000006 · wf-form4_148797891247399.xml · derivative · entry 2 Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Phantom Shares · 2,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares. F1 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares. F2 · derivative.exercise_date: Represents 2014 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2014 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2016. F2 · derivative.expiration_date: Represents 2014 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2014 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2016. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:28 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantPhantom Shares (2014 Grant) · Derivative | 387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618791-17-000006 · wf-form4_148797891247399.xml · derivative · entry 1 Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,772 Underlying: Phantom Shares · 387 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares. F1 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares. F2 · derivative.exercise_date: Represents 2014 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2014 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2016. F2 · derivative.expiration_date: Represents 2014 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2014 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2016. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 16:39 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantRestricted Share Units (2017 Grant) · Derivative | 3,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618791-17-000004 · wf-form4_148700398456288.xml · derivative · entry 1 Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,335 Underlying: Ordinary Shares · 3,335 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F1 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F2 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting. F2 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:50 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2015 Part Bonus) · Derivative | 686 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618791-17-000002 · wf-form4_148674539402787.xml · derivative · entry 6 Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,372 Underlying: Ordinary Shares · 686 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F5 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F5 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:50 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2016 Grant) · Derivative | 1,096 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618791-17-000002 · wf-form4_148674539402787.xml · derivative · entry 5 Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,190 Underlying: Ordinary Shares · 1,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:50 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 323 | $56.45 | $18,233.35 |
DisclosureSEC source: 0001618791-17-000002 · wf-form4_148674539402787.xml · nonDerivative · entry 4 Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,672 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:50 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 686 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618791-17-000002 · wf-form4_148674539402787.xml · nonDerivative · entry 3 Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,995 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:50 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 516 | $56.45 | $29,128.20 |
DisclosureSEC source: 0001618791-17-000002 · wf-form4_148674539402787.xml · nonDerivative · entry 2 Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,309 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:50 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 1,096 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618791-17-000002 · wf-form4_148674539402787.xml · nonDerivative · entry 1 Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,825 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.