Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASPEN INSURANCE HOLDINGS LTDAHL · Entity 9774 | Chairman & CEO of Aspen Re | March 05, 2018 | March 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASPEN INSURANCE HOLDINGS LTD
Report date March 05, 2018 · Filed March 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 40,342 |
Ending reported balance
After 2018-03-05 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-03-05 · Grant · Acquired 2,804 · Balance 35,793 F1: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Row 2 · 2018-03-05 · Tax withholding · Disposed 1,300 · Balance 34,493 F2: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Row 3 · 2018-03-05 · Grant · Acquired 10,903 · Balance 45,396 F3: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met. Row 4 · 2018-03-05 · Tax withholding · Disposed 5,054 · Balance 40,342 F4: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares. |
| Restricted Share Units (2015 Grant)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-03-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-03-05 · Exercise / conversion · Disposed 2,804 · Balance 0 F5: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F6: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. |
| 2015 Performance SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-03-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-03-05 · Exercise / conversion · Disposed 10,903 · Balance 0 F7: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F8: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. |
Filing footnotes · ownership attribution and instrument terms
F1: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.
F2: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.
F3: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.
F4: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares.
F5: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.
F6: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.
F7: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.
F8: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2018 Filed Mar 7, 2018 20:30 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversion2015 Performance Shares · Derivative | 10,903 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-18-000006 · wf-form4_152045462960700.xml · derivative · entry 6 Boornazian Brian · CIK 0001561312 · Chairman & CEO of Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 10,903 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F7 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F8 · derivative.exercise_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. F8 · derivative.expiration_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 20:30 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2015 Grant) · Derivative | 2,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-18-000006 · wf-form4_152045462960700.xml · derivative · entry 5 Boornazian Brian · CIK 0001561312 · Chairman & CEO of Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,804 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F5 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F6 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F6 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 20:30 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 5,054 | $37.95 | $191,799.30 |
DisclosureSEC source: 0001561312-18-000006 · wf-form4_152045462960700.xml · nonDerivative · entry 4 Boornazian Brian · CIK 0001561312 · Chairman & CEO of Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,342 F4 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 20:30 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 10,903 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-18-000006 · wf-form4_152045462960700.xml · nonDerivative · entry 3 Boornazian Brian · CIK 0001561312 · Chairman & CEO of Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,396 F3 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 20:30 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 1,300 | $37.95 | $49,335.00 |
DisclosureSEC source: 0001561312-18-000006 · wf-form4_152045462960700.xml · nonDerivative · entry 2 Boornazian Brian · CIK 0001561312 · Chairman & CEO of Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,493 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 20:30 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 2,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-18-000006 · wf-form4_152045462960700.xml · nonDerivative · entry 1 Boornazian Brian · CIK 0001561312 · Chairman & CEO of Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,793 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| February 10, 2018 Filed Feb 13, 2018 23:45 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2017 Grant) · Derivative | 2,223 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-18-000004 · wf-form4_151856550398553.xml · derivative · entry 3 Boornazian Brian · CIK 0001561312 · Chairman & CEO of Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,446 Underlying: Ordinary Shares · 2,223 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F4 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 10, 2018 Filed Feb 13, 2018 23:45 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 1,025 | $36.75 | $37,668.75 |
DisclosureSEC source: 0001561312-18-000004 · wf-form4_151856550398553.xml · nonDerivative · entry 2 Boornazian Brian · CIK 0001561312 · Chairman & CEO of Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,989 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| February 10, 2018 Filed Feb 13, 2018 23:45 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 2,223 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-18-000004 · wf-form4_151856550398553.xml · nonDerivative · entry 1 Boornazian Brian · CIK 0001561312 · Chairman & CEO of Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,014 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 15:31 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2016 Grant) · Derivative | 2,738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-18-000002 · wf-form4_151844945263598.xml · derivative · entry 3 Boornazian Brian · CIK 0001561312 · Chairman & CEO of Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,738 Underlying: Ordinary Shares · 2,738 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 15:31 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 1,332 | $37.00 | $49,284.00 |
DisclosureSEC source: 0001561312-18-000002 · wf-form4_151844945263598.xml · nonDerivative · entry 2 Boornazian Brian · CIK 0001561312 · Chairman & CEO of Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,791 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 15:31 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 2,738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-18-000002 · wf-form4_151844945263598.xml · nonDerivative · entry 1 Boornazian Brian · CIK 0001561312 · Chairman & CEO of Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,123 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 17:41 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2014 Grant) · Derivative | 3,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-17-000015 · wf-form4_149331489325469.xml · derivative · entry 3 Boornazian Brian · CIK 0001561312 · Chairman Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 3,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · derivative.exercise_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F4 · derivative.expiration_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 17:41 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 1,484 | $51.50 | $76,426.00 |
DisclosureSEC source: 0001561312-17-000015 · wf-form4_149331489325469.xml · nonDerivative · entry 2 Boornazian Brian · CIK 0001561312 · Chairman Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,105 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 17:41 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 3,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-17-000015 · wf-form4_149331489325469.xml · nonDerivative · entry 1 Boornazian Brian · CIK 0001561312 · Chairman Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,589 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 21:37 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Grant2015 International Employee Share Purchase Plan Options · Derivative | 2 | $40.14 | $80.28 |
DisclosureSEC source: 0001561312-17-000013 · wf-form4_149073703751294.xml · derivative · entry 1 Boornazian Brian · CIK 0001561312 · Chairman Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2 Underlying: Ordinary Shares · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each option represents the right to receive one share of the Issuer's Ordinary Shares. F2 · derivative.exercise_date: Represents options to purchase ordinary shares following the maturity of the Issuer's 2015 International Employee Share Purchase Plan on March 25, 2017. F2 · derivative.expiration_date: Represents options to purchase ordinary shares following the maturity of the Issuer's 2015 International Employee Share Purchase Plan on March 25, 2017. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 15:28 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2015 Grant) · Derivative | 2,803 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-17-000008 · wf-form4_148890048770549.xml · derivative · entry 3 Boornazian Brian · CIK 0001561312 · Chairman Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,804 Underlying: Ordinary Shares · 2,803 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F4 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 15:28 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 1,387 | $56.35 | $78,157.45 |
DisclosureSEC source: 0001561312-17-000008 · wf-form4_148890048770549.xml · nonDerivative · entry 2 Boornazian Brian · CIK 0001561312 · Chairman Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,063 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 15:28 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 2,803 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-17-000008 · wf-form4_148890048770549.xml · nonDerivative · entry 1 Boornazian Brian · CIK 0001561312 · Chairman Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,450 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:01 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Grant2016 Performance Shares · Derivative | 2,966 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-17-000006 · wf-form4_148797727341488.xml · derivative · entry 6 Boornazian Brian · CIK 0001561312 · Chairman Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,966 Underlying: Ordinary Shares · 2,966 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F7 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. F7 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:01 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Grant2015 Performance Shares · Derivative | 3,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-17-000006 · wf-form4_148797727341488.xml · derivative · entry 5 Boornazian Brian · CIK 0001561312 · Chairman Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,902 Underlying: Ordinary Shares · 3,036 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · derivative.exercise_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017. F6 · derivative.expiration_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:01 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversion2014 Performance Shares · Derivative | 23,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-17-000006 · wf-form4_148797727341488.xml · derivative · entry 4 Boornazian Brian · CIK 0001561312 · Chairman Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 23,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F5 · derivative.exercise_date: Represents mandatory conversion into Issuer's Ordinary Shares of all 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer and filing of the annual report on Form 10-K for the year ended December 31, 2016. F5 · derivative.expiration_date: Represents mandatory conversion into Issuer's Ordinary Shares of all 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer and filing of the annual report on Form 10-K for the year ended December 31, 2016. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:01 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Grant2014 Performance Shares · Derivative | 3,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-17-000006 · wf-form4_148797727341488.xml · derivative · entry 3 Boornazian Brian · CIK 0001561312 · Chairman Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,280 Underlying: Ordinary Shares · 3,250 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F4 · derivative.exercise_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016. F4 · derivative.expiration_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:01 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 11,507 | $56.25 | $647,268.75 |
DisclosureSEC source: 0001561312-17-000006 · wf-form4_148797727341488.xml · nonDerivative · entry 2 Boornazian Brian · CIK 0001561312 · Chairman Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,647 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:01 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 23,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-17-000006 · wf-form4_148797727341488.xml · nonDerivative · entry 1 Boornazian Brian · CIK 0001561312 · Chairman Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,154 F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 16:33 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantRestricted Share Units (2017 Grant) · Derivative | 6,669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-17-000004 · wf-form4_148700360719761.xml · derivative · entry 1 Boornazian Brian · CIK 0001561312 · Chairman Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,669 Underlying: Ordinary Shares · 6,669 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F1 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F2 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting. F2 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:58 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2016 Grant) · Derivative | 2,739 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-17-000002 · wf-form4_148674591622471.xml · derivative · entry 3 Boornazian Brian · CIK 0001561312 · Chairman Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,476 Underlying: Ordinary Shares · 2,739 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:58 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 1,470 | $56.45 | $82,981.50 |
DisclosureSEC source: 0001561312-17-000002 · wf-form4_148674591622471.xml · nonDerivative · entry 2 Boornazian Brian · CIK 0001561312 · Chairman Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,874 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:58 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 2,739 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-17-000002 · wf-form4_148674591622471.xml · nonDerivative · entry 1 Boornazian Brian · CIK 0001561312 · Chairman Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,344 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| February 08, 2017 Filed Mar 28, 2017 19:57 UTC Amendment | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 115 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561312-17-000010 · wf-form4a_149073104137271.xml · nonDerivative · entry 1 Boornazian Brian · CIK 0001561312 · Chairman Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,588 F1 · kind: The additional 115 ordinary shares were omitted from the Reporting Person's Form 4 filed on February 8, 2017, and all Forms 4 filed by the Reporting Person after February 8, 2017, due to a tax re-calculation. F2 · price: The 115 ordinary shares were acquired upon mandatory conversion of previously granted 2016 Restricted Share Units on February 8, 2017. F3 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a transaction that was exempt from reporting on Form 4. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 17:14 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 245 | $36.45 | $8,930.25 |
DisclosureSEC source: 0001209191-16-147585 · doc4.xml · nonDerivative · entry 1 Boornazian Brian · CIK 0001561312 · Chairman Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,605 F1 · security: Ordinary shares acquired under the Issuer's Employee Share Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.