Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASPEN INSURANCE HOLDINGS LTDAHL · Entity 9774 | President and CUO, Aspen Re | February 15, 2019 | February 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASPEN INSURANCE HOLDINGS LTD
Report date February 15, 2019 · Filed February 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2017 Performance SharesSEC Table II · derivative / convertible security | Direct | 6,669 |
Reported balance
After 2019-02-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-02-15 · Grant · Acquired 6,669 · Balance 6,669 F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. |
| 2017 Performance SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-02-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-02-15 · Disposition to issuer · Disposed 6,669 · Balance 0 F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F4: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F3: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. |
| Performance Shares (2018 Grant)SEC Table II · derivative / convertible security | Direct | 16,000 |
Reported balance
After 2019-02-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-02-15 · Grant · Acquired 16,000 · Balance 16,000 F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. |
| Performance Shares (2018 Grant)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-02-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-02-15 · Disposition to issuer · Disposed 16,000 · Balance 0 F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.
F2: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.
F3: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share.
F4: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd.
F5: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.
F6: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2019 Filed Feb 15, 2019 22:37 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Disposition to issuerRestricted Share Units (2018 Grant) · Derivative | 5,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000004 · wf-form4_155027021367945.xml · derivative · entry 6 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 5,333 shares Expires not disclosed F8 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F8 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F12 · price: At the effective time of the Merger, each 2018 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2018 Restricted Share Unit award, which had not previously been settled. F11 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F11 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:37 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Disposition to issuerRestricted Share Units (2017 Grant) · Derivative | 1,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000004 · wf-form4_155027021367945.xml · derivative · entry 5 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,556 shares Expires not disclosed F8 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F8 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F10 · price: At the effective time of the Merger, each 2017 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2017 Restricted Share Unit award, which had not previously been settled. F9 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F9 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:37 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Disposition to issuerOrdinary Shares | 14,537 | $42.75 | $621,456.75 |
DisclosureSEC source: 0001562198-19-000004 · wf-form4_155027021367945.xml · nonDerivative · entry 3 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: This Form 4 is being filed, in part, as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F5 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:13 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Disposition to issuerPerformance Shares (2018 Grant) · Derivative | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000006 · wf-form4_155068641913672.xml · derivative · entry 4 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 16,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:13 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantPerformance Shares (2018 Grant) · Derivative | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000006 · wf-form4_155068641913672.xml · derivative · entry 3 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Ordinary Shares · 16,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:13 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Disposition to issuer2017 Performance Shares · Derivative | 6,669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000006 · wf-form4_155068641913672.xml · derivative · entry 2 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 6,669 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F4 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:13 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Grant2017 Performance Shares · Derivative | 6,669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000006 · wf-form4_155068641913672.xml · derivative · entry 1 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,669 Underlying: Ordinary Shares · 6,669 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:37 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversion2016 Performance Shares · Derivative | 2,966 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000004 · wf-form4_155027021367945.xml · derivative · entry 4 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F7 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. F7 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:37 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 695 | $42.51 | $29,544.45 |
DisclosureSEC source: 0001562198-19-000004 · wf-form4_155027021367945.xml · nonDerivative · entry 2 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,537 F3 · kind: Ordinary shares sold in order to satisfy tax liability upon vesting of previously granted Performance Shares. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:37 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 2,966 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000004 · wf-form4_155027021367945.xml · nonDerivative · entry 1 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,332 F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met. F2 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a transaction that was exempt from reporting on Form 4. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 20:53 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2017 Grant) · Derivative | 2,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000002 · wf-form4_155000476855974.xml · derivative · entry 9 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,556 Underlying: Ordinary Shares · 2,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F9 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F9 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 20:53 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 1,049 | $42.56 | $44,645.44 |
DisclosureSEC source: 0001562198-19-000002 · wf-form4_155000476855974.xml · nonDerivative · entry 6 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,848 F5 · kind: Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2017 Restricted Share Units. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 20:53 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 2,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000002 · wf-form4_155000476855974.xml · nonDerivative · entry 5 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,897 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| February 09, 2019 Filed Feb 12, 2019 20:53 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2018 Grant) · Derivative | 2,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000002 · wf-form4_155000476855974.xml · derivative · entry 8 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,333 Underlying: Ordinary Shares · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F8 · derivative.exercise_date: Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F8 · derivative.expiration_date: Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 09, 2019 Filed Feb 12, 2019 20:53 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 1,052 | $42.56 | $44,773.12 |
DisclosureSEC source: 0001562198-19-000002 · wf-form4_155000476855974.xml · nonDerivative · entry 4 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,341 F4 · kind: Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2018 Restricted Share Units. Read SEC document |
| February 09, 2019 Filed Feb 12, 2019 20:53 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 2,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000002 · wf-form4_155000476855974.xml · nonDerivative · entry 3 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,393 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:53 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2016 Grant) · Derivative | 2,738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000002 · wf-form4_155000476855974.xml · derivative · entry 7 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,738 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F7 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vested annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F7 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vested annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:53 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 690 | $42.56 | $29,366.40 |
DisclosureSEC source: 0001562198-19-000002 · wf-form4_155000476855974.xml · nonDerivative · entry 2 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,726 F3 · kind: Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2016 Restricted Share Units. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:53 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 2,738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-19-000002 · wf-form4_155000476855974.xml · nonDerivative · entry 1 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,416 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. F2 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a transaction that was exempt from reporting on Form 4. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 14:44 UTC Amendment | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-18-000008 · wf-form4a_152233467534708.xml · nonDerivative · entry 1 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,678 F1 · kind: The additional 133 ordinary shares were omitted from the Reporting Person's Form 4 filed on April 25, 2017, and all Forms 4 filed by the Reporting Person after April 25, 2017, due to a tax re-calculation. F2 · price: The additional 133 ordinary shares were acquired upon mandatory conversion of previously granted 2014 Restricted Share Units. F3 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a transaction that was exempt from reporting on Form 4. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 20:44 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversion2015 Performance Shares · Derivative | 10,902 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-18-000006 · wf-form4_152045545047871.xml · derivative · entry 6 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 10,902 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F8 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F9 · derivative.exercise_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. F9 · derivative.expiration_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 20:44 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2015 Grant) · Derivative | 2,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-18-000006 · wf-form4_152045545047871.xml · derivative · entry 5 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,804 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F7 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F7 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 20:44 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 2,527 | $37.95 | $95,899.65 |
DisclosureSEC source: 0001562198-18-000006 · wf-form4_152045545047871.xml · nonDerivative · entry 4 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,399 F5 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 20:44 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 10,902 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-18-000006 · wf-form4_152045545047871.xml · nonDerivative · entry 3 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,926 F4 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 20:44 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 650 | $37.95 | $24,667.50 |
DisclosureSEC source: 0001562198-18-000006 · wf-form4_152045545047871.xml · nonDerivative · entry 2 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,024 F3 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 20:44 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 2,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-18-000006 · wf-form4_152045545047871.xml · nonDerivative · entry 1 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,674 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. F2 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a transaction that was exempt from reporting on Form 4. Read SEC document |
| February 10, 2018 Filed Feb 13, 2018 23:42 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2017 Grant) · Derivative | 2,557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-18-000004 · wf-form4_151856532591581.xml · derivative · entry 3 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,112 Underlying: Ordinary Shares · 2,557 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F3 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F4 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieve a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F4 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieve a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 10, 2018 Filed Feb 13, 2018 23:42 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 1,031 | $36.75 | $37,889.25 |
DisclosureSEC source: 0001562198-18-000004 · wf-form4_151856532591581.xml · nonDerivative · entry 2 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,204 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| February 10, 2018 Filed Feb 13, 2018 23:42 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 2,557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-18-000004 · wf-form4_151856532591581.xml · nonDerivative · entry 1 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,235 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 23:42 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantRestricted Share Units (2018 Grant) · Derivative | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-18-000004 · wf-form4_151856532591581.xml · derivative · entry 4 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Ordinary Shares · 8,000 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F3 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F5 · derivative.exercise_date: Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F5 · derivative.expiration_date: Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 22:16 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2016 Grant) · Derivative | 2,738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-18-000002 · wf-form4_151847376190543.xml · derivative · entry 3 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,738 Underlying: Ordinary Shares · 2,738 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F5 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F5 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 22:16 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 672 | $37.00 | $24,864.00 |
DisclosureSEC source: 0001562198-18-000002 · wf-form4_151847376190543.xml · nonDerivative · entry 2 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,047 F3 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 22:16 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 2,738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-18-000002 · wf-form4_151847376190543.xml · nonDerivative · entry 1 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,719 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. F2 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a transaction that was exempt from reporting on Form 4. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 19:38 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2014 Grant) · Derivative | 1,822 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-17-000014 · wf-form4_149332188592960.xml · derivative · entry 3 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,822 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · derivative.exercise_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F4 · derivative.expiration_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 19:38 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 901 | $51.50 | $46,401.50 |
DisclosureSEC source: 0001562198-17-000014 · wf-form4_149332188592960.xml · nonDerivative · entry 2 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,892 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 19:38 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 1,822 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-17-000014 · wf-form4_149332188592960.xml · nonDerivative · entry 1 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,793 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 16:50 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2015 Grant) · Derivative | 2,803 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-17-000008 · wf-form4_148890542409922.xml · derivative · entry 3 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,804 Underlying: Ordinary Shares · 2,803 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F5 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F5 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 16:50 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 694 | $56.35 | $39,106.90 |
DisclosureSEC source: 0001562198-17-000008 · wf-form4_148890542409922.xml · nonDerivative · entry 2 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,265 F3 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 16:50 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 2,803 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-17-000008 · wf-form4_148890542409922.xml · nonDerivative · entry 1 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,959 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. F2 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a transaction that was exempt from reporting on Form 4. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:26 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Grant2016 Performance Shares · Derivative | 2,966 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-17-000006 · wf-form4_148797876227463.xml · derivative · entry 6 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,966 Underlying: Ordinary Shares · 2,966 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F4 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F8 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. F8 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:26 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Grant2015 Performance Shares · Derivative | 3,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-17-000006 · wf-form4_148797876227463.xml · derivative · entry 5 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,902 Underlying: Ordinary Shares · 3,036 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F4 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F7 · derivative.exercise_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017. F7 · derivative.expiration_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:26 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversion2014 Performance Shares · Derivative | 14,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-17-000006 · wf-form4_148797876227463.xml · derivative · entry 4 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 14,138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F4 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · derivative.exercise_date: Represents mandatory conversion into Issuer's Ordinary Shares of all 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer and filing of the annual report on Form 10-K for the year ended December 31, 2016. F6 · derivative.expiration_date: Represents mandatory conversion into Issuer's Ordinary Shares of all 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer and filing of the annual report on Form 10-K for the year ended December 31, 2016. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:26 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Grant2014 Performance Shares · Derivative | 1,974 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-17-000006 · wf-form4_148797876227463.xml · derivative · entry 3 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,138 Underlying: Ordinary Shares · 1,974 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F4 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F5 · derivative.exercise_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016. F5 · derivative.expiration_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:26 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 3,532 | $56.25 | $198,675.00 |
DisclosureSEC source: 0001562198-17-000006 · wf-form4_148797876227463.xml · nonDerivative · entry 2 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,225 F3 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:26 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 14,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-17-000006 · wf-form4_148797876227463.xml · nonDerivative · entry 1 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,757 F1 · kind: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met. F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met. F1 · acquired: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met. F2 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a transaction that was exempt from reporting on Form 4. Read SEC document |
| February 22, 2017 Filed Mar 28, 2017 19:44 UTC Amendment | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 35 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-17-000010 · wf-form4a_149073026096256.xml · nonDerivative · entry 1 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,971 F1 · kind: The additional 35 ordinary shares were omitted from the Reporting Person's Form 4 filed on February 22, 2017, and all Forms 4 filed by the Reporting Person after February 22, 2017, due to a tax re-calculation. F2 · price: The additional 35 ordinary shares were acquired upon mandatory conversion of previously granted 2014 Performance Shares in accordance with the performance conditions having been met. F3 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a transaction that was exempt from reporting on Form 4. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 16:37 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantRestricted Share Units (2017 Grant) · Derivative | 6,669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-17-000004 · wf-form4_148700381063036.xml · derivative · entry 1 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,669 Underlying: Ordinary Shares · 6,669 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F1 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F2 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting. F2 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:16 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2016 Grant) · Derivative | 2,739 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-17-000002 · wf-form4_148674340242413.xml · derivative · entry 3 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,476 Underlying: Ordinary Shares · 2,739 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F5 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F5 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:16 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 750 | $56.45 | $42,337.50 |
DisclosureSEC source: 0001562198-17-000002 · wf-form4_148674340242413.xml · nonDerivative · entry 2 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,989 F3 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:16 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 2,739 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562198-17-000002 · wf-form4_148674340242413.xml · nonDerivative · entry 1 Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,739 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. F2 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 and to the number of 2015 Restricted Share Units acquired upon mandatory conversion due to transactions that were exempt from reporting on Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.