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Lillelund Thomas

Disclosed activity across 1 company

Tapewire entity
164657
SEC CIK
0001675399

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASPEN INSURANCE HOLDINGS LTDAHL · Entity 9774CEO, Aspen ReinsuranceJuly 27, 2018July 31, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASPEN INSURANCE HOLDINGS LTD

Report date July 27, 2018 · Filed July 31, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect18,619 Ending reported balance After 2018-07-27 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-07-27 · Grant · Acquired 1,826 · Balance 19,058

F1: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Row 2 · 2018-07-27 · Tax withholding · Disposed 439 · Balance 18,619

F2: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Restricted Share Units 2016 (Off Cycle)SEC Table II · derivative / convertible securityDirect1,826 Reported balance After 2018-07-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-07-27 · Exercise / conversion · Disposed 1,826 · Balance 1,826

F3: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F4: Represents 2016 Restricted Share Units granted on July 27, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

F2: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

F3: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F4: Represents 2016 Restricted Share Units granted on July 27, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 27, 2018 Filed Jul 31, 2018 10:58 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units 2016 (Off Cycle) · Derivative 1,826 Not disclosed Not disclosed
Disclosure

SEC source: 0001267395-18-000079 · wf-form4_153303466425848.xml · derivative · entry 3

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,826

Underlying: Ordinary Shares · 1,826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on July 27, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on July 27, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 10:58 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 439 $40.25 $17,669.75
Disclosure

SEC source: 0001267395-18-000079 · wf-form4_153303466425848.xml · nonDerivative · entry 2

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,619

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 10:58 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 1,826 Not disclosed Not disclosed
Disclosure

SEC source: 0001267395-18-000079 · wf-form4_153303466425848.xml · nonDerivative · entry 1

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,058

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 20:48 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionPhantom Shares (2015 Grant) · Derivative 1,212 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-18-000006 · wf-form4_152045571439295.xml · derivative · entry 4

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Phantom Shares · 1,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F5 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents 2015 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2015 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2015 Phantom Shares will be settled in cash.

F6 · derivative.expiration_date: Represents 2015 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2015 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2015 Phantom Shares will be settled in cash.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 20:48 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2015 Grant) · Derivative 934 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-18-000006 · wf-form4_152045571439295.xml · derivative · entry 3

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 20:48 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 214 $37.95 $8,121.30
Disclosure

SEC source: 0001675399-18-000006 · wf-form4_152045571439295.xml · nonDerivative · entry 2

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,232

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 20:48 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 934 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-18-000006 · wf-form4_152045571439295.xml · nonDerivative · entry 1

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,446

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 10, 2018 Filed Feb 14, 2018 00:20 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2017 Grant) · Derivative 1,853 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-18-000004 · wf-form4_151856760285454.xml · derivative · entry 3

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,705

Underlying: Ordinary Shares · 1,853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 10, 2018 Filed Feb 14, 2018 00:20 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 408 $36.75 $14,994.00
Disclosure

SEC source: 0001675399-18-000004 · wf-form4_151856760285454.xml · nonDerivative · entry 2

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,512

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 10, 2018 Filed Feb 14, 2018 00:20 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 1,853 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-18-000004 · wf-form4_151856760285454.xml · nonDerivative · entry 1

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,920

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 09, 2018 Filed Feb 14, 2018 00:20 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantRestricted Share Units (2018 Grant) · Derivative 8,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-18-000004 · wf-form4_151856760285454.xml · derivative · entry 4

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Ordinary Shares · 8,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F5 · derivative.expiration_date: Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:06 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units 2016 (Off Cycle) · Derivative 3,651 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-18-000002 · wf-form4_151845156288339.xml · derivative · entry 6

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,651

Underlying: Ordinary Shares · 3,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:06 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 912 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-18-000002 · wf-form4_151845156288339.xml · derivative · entry 5

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Ordinary Shares · 912 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:06 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 804 $37.00 $29,748.00
Disclosure

SEC source: 0001675399-18-000002 · wf-form4_151845156288339.xml · nonDerivative · entry 4

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,067

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:06 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 3,651 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-18-000002 · wf-form4_151845156288339.xml · nonDerivative · entry 3

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,871

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:06 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 201 $37.00 $7,437.00
Disclosure

SEC source: 0001675399-18-000002 · wf-form4_151845156288339.xml · nonDerivative · entry 2

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,220

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:06 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 912 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-18-000002 · wf-form4_151845156288339.xml · nonDerivative · entry 1

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,421

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 14:04 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units 2016 (Off Cycle) · Derivative 1,826 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000012 · wf-form4_150150984545413.xml · derivative · entry 3

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,652

Underlying: Ordinary Shares · 1,826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on July 27, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on July 27, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 14:04 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 402 $48.00 $19,296.00
Disclosure

SEC source: 0001675399-17-000012 · wf-form4_150150984545413.xml · nonDerivative · entry 2

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,596

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 14:04 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 1,826 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000012 · wf-form4_150150984545413.xml · nonDerivative · entry 1

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,998

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 17:56 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2014 Grant) · Derivative 857 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000010 · wf-form4_149331576633185.xml · derivative · entry 3

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 17:56 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 189 $51.50 $9,733.50
Disclosure

SEC source: 0001675399-17-000010 · wf-form4_149331576633185.xml · nonDerivative · entry 2

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,172

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 17:56 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 857 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000010 · wf-form4_149331576633185.xml · nonDerivative · entry 1

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,361

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:34 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2015 Grant) · Derivative 934 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000008 · wf-form4_148890087465551.xml · derivative · entry 3

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934

Underlying: Ordinary Shares · 934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:34 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 206 $56.35 $11,608.10
Disclosure

SEC source: 0001675399-17-000008 · wf-form4_148890087465551.xml · nonDerivative · entry 2

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,504

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 15:34 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 934 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000008 · wf-form4_148890087465551.xml · nonDerivative · entry 1

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,710

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

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February 22, 2017 Filed Feb 24, 2017 23:31 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantPhantom Shares (2016 Grant) · Derivative 330 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000006 · wf-form4_148797905097078.xml · derivative · entry 4

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330

Underlying: Ordinary Shares · 330 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F1 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2016 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2016 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F4 · derivative.expiration_date: Represents 2016 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2016 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2016 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2018.

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February 22, 2017 Filed Feb 24, 2017 23:31 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantPhantom Shares (2015 Grant) · Derivative 337 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000006 · wf-form4_148797905097078.xml · derivative · entry 3

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,212

Underlying: Phantom Shares · 337 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F1 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F3 · derivative.exercise_date: Represents 2015 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2015 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2015 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2017.

F3 · derivative.expiration_date: Represents 2015 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2015 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2015 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2017.

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February 22, 2017 Filed Feb 24, 2017 23:31 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionPhantom Shares (2014 Grant) · Derivative 2,296 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000006 · wf-form4_148797905097078.xml · derivative · entry 2

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Phantom Shares · 2,296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F1 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2014 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2014 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2014 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2016.

F2 · derivative.expiration_date: Represents 2014 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2014 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2014 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2016.

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February 22, 2017 Filed Feb 24, 2017 23:31 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantPhantom Shares (2014 Grant) · Derivative 387 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000006 · wf-form4_148797905097078.xml · derivative · entry 1

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,296

Underlying: Phantom Shares · 387 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F1 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2014 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2014 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2014 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2016.

F2 · derivative.expiration_date: Represents 2014 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2014 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2014 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2016.

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February 10, 2017 Filed Feb 13, 2017 17:02 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantRestricted Share Units (2017 Grant) · Derivative 5,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000004 · wf-form4_148700534745317.xml · derivative · entry 1

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,558

Underlying: Ordinary Shares · 5,558 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F1 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

F2 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

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February 08, 2017 Filed Feb 10, 2017 16:22 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units 2016 (Off Cycle) · Derivative 3,651 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000002 · wf-form4_148674372539976.xml · derivative · entry 6

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,302

Underlying: Ordinary Shares · 3,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

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February 08, 2017 Filed Feb 10, 2017 16:22 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 913 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000002 · wf-form4_148674372539976.xml · derivative · entry 5

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,825

Underlying: Ordinary Shares · 913 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

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February 08, 2017 Filed Feb 10, 2017 16:22 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 1,534 $56.45 $86,594.30
Disclosure

SEC source: 0001675399-17-000002 · wf-form4_148674372539976.xml · nonDerivative · entry 4

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,776

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

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February 08, 2017 Filed Feb 10, 2017 16:22 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 3,651 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000002 · wf-form4_148674372539976.xml · nonDerivative · entry 3

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,310

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

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February 08, 2017 Filed Feb 10, 2017 16:22 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 384 $56.45 $21,676.80
Disclosure

SEC source: 0001675399-17-000002 · wf-form4_148674372539976.xml · nonDerivative · entry 2

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,659

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

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February 08, 2017 Filed Feb 10, 2017 16:22 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 913 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000002 · wf-form4_148674372539976.xml · nonDerivative · entry 1

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,043

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

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February 08, 2017 Filed Nov 22, 2017 17:17 UTC Amendment ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 913 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000014 · wf-form4a_151137102483732.xml · nonDerivative · entry 1

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,509

F1 · shares: The Reporting Person's Form 4 filed on February 10, 2017 erroneously reported that 1,918 ordinary shares were withheld from the Reporting Person in order to satisfy tax liability upon the previously granted restricted share units (2016 Grant and Off Cycle) when in fact 1,005 ordinary shares were withheld. As a result, the reported amount of ordinary shares beneficially owned by the Reporting Person on Forms 4 on and after February 10, 2017 was erroneously reduced by 913 ordinary shares.

F2 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.