Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASPEN INSURANCE HOLDINGS LTDAHL · Entity 9774 | Group CFO | February 15, 2019 | February 20, 2019 |
| Argo Group International Holdings, Inc.ARGO · Entity 83951 | Chief Financial Officer | November 16, 2023 | November 16, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASPEN INSURANCE HOLDINGS LTD
Report date February 15, 2019 · Filed February 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2017 Performance SharesSEC Table II · derivative / convertible security | Direct | 5,558 |
Reported balance
After 2019-02-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-02-15 · Grant · Acquired 5,558 · Balance 5,558 F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. |
| 2017 Performance SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-02-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-02-15 · Disposition to issuer · Disposed 5,558 · Balance 0 F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F4: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F3: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. |
| Performance Shares (2018 Grant)SEC Table II · derivative / convertible security | Direct | 20,000 |
Reported balance
After 2019-02-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-02-15 · Grant · Acquired 20,000 · Balance 20,000 F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. |
| Performance Shares (2018 Grant)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-02-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-02-15 · Disposition to issuer · Disposed 20,000 · Balance 0 F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.
F2: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.
F3: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share.
F4: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd.
F5: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.
F6: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.
Argo Group International Holdings, Inc.
Report date November 16, 2023 · Filed November 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-11-16 transaction · row 1
1 source rowRow 1 · 2023-11-16 · Disposition to issuer · Disposed 27,603 · Balance 0 F1: Disposed of pursuant to a definitive agreement and plan of merger (the "Merger Agreement"), dated as of February 8, 2023, by and among Argo Group International Holdings, Ltd. (the "Company"), Brookfield Reinsurance Ltd. ("Brookfield Reinsurance") and BNRE Bermuda Merger Sub Ltd., a wholly owned subsidiary of Brookfield Reinsurance ("Merger Sub"), whereby Merger Sub will merge with and into the Company in accordance with the Bermuda Companies Act 1981 (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Brookfield Reinsurance. At the effective time of the Merger, each issued and outstanding Company ordinary share was automatically canceled and converted into the right to receive $30.00 in cash. F2: Includes all shares held by the Reporting Person immediately prior to the Merger, including previously granted restricted shares, each of which, at the effective time of the Merger, vested in full and was converted into the right to receive $30.00 in cash, and any per share accrued dividends (as described in the Merger Agreement) in respect of such restricted shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to a definitive agreement and plan of merger (the "Merger Agreement"), dated as of February 8, 2023, by and among Argo Group International Holdings, Ltd. (the "Company"), Brookfield Reinsurance Ltd. ("Brookfield Reinsurance") and BNRE Bermuda Merger Sub Ltd., a wholly owned subsidiary of Brookfield Reinsurance ("Merger Sub"), whereby Merger Sub will merge with and into the Company in accordance with the Bermuda Companies Act 1981 (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Brookfield Reinsurance. At the effective time of the Merger, each issued and outstanding Company ordinary share was automatically canceled and converted into the right to receive $30.00 in cash.
F2: Includes all shares held by the Reporting Person immediately prior to the Merger, including previously granted restricted shares, each of which, at the effective time of the Merger, vested in full and was converted into the right to receive $30.00 in cash, and any per share accrued dividends (as described in the Merger Agreement) in respect of such restricted shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2023 Filed Nov 16, 2023 08:54 UTC | Argo Group International Holdings, Inc. ARGO · Entity 83951 | Disposition to issuerCommon Stock | 27,603 | $30.00 | $828,090.00 |
DisclosureSEC source: 0001628280-23-039230 · wk-form4_1700142855.xml · nonDerivative · entry 1 Kirk Scott · CIK 0001603733 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a definitive agreement and plan of merger (the "Merger Agreement"), dated as of February 8, 2023, by and among Argo Group International Holdings, Ltd. (the "Company"), Brookfield Reinsurance Ltd. ("Brookfield Reinsurance") and BNRE Bermuda Merger Sub Ltd., a wholly owned subsidiary of Brookfield Reinsurance ("Merger Sub"), whereby Merger Sub will merge with and into the Company in accordance with the Bermuda Companies Act 1981 (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Brookfield Reinsurance. At the effective time of the Merger, each issued and outstanding Company ordinary share was automatically canceled and converted into the right to receive $30.00 in cash. F2 · shares: Includes all shares held by the Reporting Person immediately prior to the Merger, including previously granted restricted shares, each of which, at the effective time of the Merger, vested in full and was converted into the right to receive $30.00 in cash, and any per share accrued dividends (as described in the Merger Agreement) in respect of such restricted shares. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 16:05 UTC | Argo Group International Holdings, Inc. ARGO · Entity 83951 | Tax withholdingCommon Stock | 2,815 | $28.97 | $81,550.55 |
DisclosureSEC source: 0001628280-23-008467 · wf-form4_167908349521403.xml · nonDerivative · entry 1 Kirk Scott · CIK 0001603733 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,603 Read SEC document |
| December 28, 2022 Filed Dec 29, 2022 12:59 UTC | Argo Group International Holdings, Inc. ARGO · Entity 83951 | Tax withholdingCommon Stock | 1,352 | $25.92 | $35,043.84 |
DisclosureSEC source: 0001628280-22-032673 · wf-form4_167233675522995.xml · nonDerivative · entry 1 Kirk Scott · CIK 0001603733 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,418 Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 17:18 UTC | Argo Group International Holdings, Inc. ARGO · Entity 83951 | Tax withholdingCommon Stock | 809 | $41.00 | $33,169.00 |
DisclosureSEC source: 0001628280-22-006579 · wf-form4_164755188269319.xml · nonDerivative · entry 2 Kirk Scott · CIK 0001603733 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,770 Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 17:18 UTC | Argo Group International Holdings, Inc. ARGO · Entity 83951 | GrantCommon Stock | 17,073 | $41.00 | $699,993.00 |
DisclosureSEC source: 0001628280-22-006579 · wf-form4_164755188269319.xml · nonDerivative · entry 1 Kirk Scott · CIK 0001603733 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,579 F1 · shares: Represents restricted stock award made on March 15, 2022 under the Argo Group International Holdings, Ltd. 2019 Omnibus Incentive Plan in connection with the annual compensation process. Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 16:42 UTC | Argo Group International Holdings, Inc. ARGO · Entity 83951 | GrantCommon Stock | 8,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025655 · wf-form4_164081413045324.xml · nonDerivative · entry 1 Kirk Scott · CIK 0001603733 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,506 F1 · kind: Represents a grant pursuant to the Argo Group International Holdings, Ltd. 2019 Omnibus Incentive Plan of restricted stock that vests in three approximately equal installments beginning on the first anniversary of the grant date. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:43 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Disposition to issuerRestricted Share Units (2018 Grant) · Derivative | 6,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000004 · wf-form4_155027058644812.xml · derivative · entry 6 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 6,666 shares Expires not disclosed F7 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F7 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F11 · price: At the effective time of the Merger, each 2018 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2018 Restricted Share Unit award, which had not previously been settled. F10 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F10 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:43 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Disposition to issuerRestricted Share Units (2017 Grant) · Derivative | 1,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000004 · wf-form4_155027058644812.xml · derivative · entry 5 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,853 shares Expires not disclosed F7 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F7 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F9 · price: At the effective time of the Merger, each 2017 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2017 Restricted Share Unit award, which had not previously been settled. F8 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. F8 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:43 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Disposition to issuerOrdinary Shares | 26,025 | $42.75 | $1,112,568.75 |
DisclosureSEC source: 0001603733-19-000004 · wf-form4_155027058644812.xml · nonDerivative · entry 3 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: This Form 4 is being filed, in part, as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F4 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:59 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Disposition to issuerPerformance Shares (2018 Grant) · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000006 · wf-form4_155068556786483.xml · derivative · entry 4 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:59 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantPerformance Shares (2018 Grant) · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000006 · wf-form4_155068556786483.xml · derivative · entry 3 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Ordinary Shares · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. F5 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:59 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Disposition to issuer2017 Performance Shares · Derivative | 5,558 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000006 · wf-form4_155068556786483.xml · derivative · entry 2 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 5,558 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F4 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:59 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Grant2017 Performance Shares · Derivative | 5,558 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000006 · wf-form4_155068556786483.xml · derivative · entry 1 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,558 Underlying: Ordinary Shares · 5,558 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. F2 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:43 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversion2016 Performance Shares · Derivative | 2,373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000004 · wf-form4_155027058644812.xml · derivative · entry 4 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F5 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. F6 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award was tested annually over a three-year period. All vested 2016 Performance Shares were issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:43 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 1,116 | $42.51 | $47,441.16 |
DisclosureSEC source: 0001603733-19-000004 · wf-form4_155027058644812.xml · nonDerivative · entry 2 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,025 F2 · kind: Ordinary shares sold in order to satisfy tax liability upon vesting of previously granted Performance Shares. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:43 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 2,373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000004 · wf-form4_155027058644812.xml · nonDerivative · entry 1 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,141 F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 20:44 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2017 Grant) · Derivative | 1,852 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000002 · wf-form4_155000428035013.xml · derivative · entry 12 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,853 Underlying: Ordinary Shares · 1,852 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F10 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F10 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 20:44 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 871 | $42.56 | $37,069.76 |
DisclosureSEC source: 0001603733-19-000002 · wf-form4_155000428035013.xml · nonDerivative · entry 8 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,767 F5 · kind: Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2017 Restricted Share Units. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 20:44 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 1,852 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000002 · wf-form4_155000428035013.xml · nonDerivative · entry 7 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,638 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| February 09, 2019 Filed Feb 12, 2019 20:44 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2018 Grant) · Derivative | 3,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000002 · wf-form4_155000428035013.xml · derivative · entry 11 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Ordinary Shares · 3,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F9 · derivative.exercise_date: Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F9 · derivative.expiration_date: Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 09, 2019 Filed Feb 12, 2019 20:44 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 1,567 | $42.56 | $66,691.52 |
DisclosureSEC source: 0001603733-19-000002 · wf-form4_155000428035013.xml · nonDerivative · entry 6 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,786 F4 · kind: Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2018 Restricted Share Units. Read SEC document |
| February 09, 2019 Filed Feb 12, 2019 20:44 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 3,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000002 · wf-form4_155000428035013.xml · nonDerivative · entry 5 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,353 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:44 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2016 Grant) · Derivative | 2,191 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000002 · wf-form4_155000428035013.xml · derivative · entry 10 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F8 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vested annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F8 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vested annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:44 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2015 Part Bonus) · Derivative | 798 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000002 · wf-form4_155000428035013.xml · derivative · entry 9 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 798 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F6 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F7 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vested annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F7 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vested annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:44 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 1,030 | $42.56 | $43,836.80 |
DisclosureSEC source: 0001603733-19-000002 · wf-form4_155000428035013.xml · nonDerivative · entry 4 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,019 F3 · kind: Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2016 Restricted Share Units. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:44 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 2,191 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000002 · wf-form4_155000428035013.xml · nonDerivative · entry 3 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,049 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:44 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 376 | $42.56 | $16,002.56 |
DisclosureSEC source: 0001603733-19-000002 · wf-form4_155000428035013.xml · nonDerivative · entry 2 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,858 F2 · kind: Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2015 Part Bonus Restricted Share Units. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:44 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 798 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-19-000002 · wf-form4_155000428035013.xml · nonDerivative · entry 1 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,234 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:12 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversion2015 Performance Shares · Derivative | 7,268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-18-000006 · wf-form4_152045712398592.xml · derivative · entry 6 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 7,268 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F7 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F8 · derivative.exercise_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. F8 · derivative.expiration_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:12 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2015 Grant) · Derivative | 1,869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-18-000006 · wf-form4_152045712398592.xml · derivative · entry 5 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,869 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F5 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F6 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F6 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:12 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 3,417 | $37.95 | $129,675.15 |
DisclosureSEC source: 0001603733-18-000006 · wf-form4_152045712398592.xml · nonDerivative · entry 4 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,436 F4 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:12 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 7,268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-18-000006 · wf-form4_152045712398592.xml · nonDerivative · entry 3 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,853 F3 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:12 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 879 | $37.95 | $33,358.05 |
DisclosureSEC source: 0001603733-18-000006 · wf-form4_152045712398592.xml · nonDerivative · entry 2 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,585 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:12 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 1,869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-18-000006 · wf-form4_152045712398592.xml · nonDerivative · entry 1 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,464 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| February 10, 2018 Filed Feb 14, 2018 00:13 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2017 Grant) · Derivative | 1,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-18-000004 · wf-form4_151856719477140.xml · derivative · entry 3 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,705 Underlying: Ordinary Shares · 1,853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F5 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F5 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 10, 2018 Filed Feb 14, 2018 00:13 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 871 | $36.75 | $32,009.25 |
DisclosureSEC source: 0001603733-18-000004 · wf-form4_151856719477140.xml · nonDerivative · entry 2 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,595 F3 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| February 10, 2018 Filed Feb 14, 2018 00:13 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 1,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-18-000004 · wf-form4_151856719477140.xml · nonDerivative · entry 1 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,466 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. F2 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a mathematical error on the previously filed Form 4. Read SEC document |
| February 09, 2018 Filed Feb 14, 2018 00:13 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantRestricted Share Units (2018 Grant) · Derivative | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-18-000004 · wf-form4_151856719477140.xml · derivative · entry 4 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Ordinary Shares · 10,000 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F6 · derivative.exercise_date: Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F6 · derivative.expiration_date: Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 15:59 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2015 Part Bonus) · Derivative | 798 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-18-000002 · wf-form4_151845115801580.xml · derivative · entry 6 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798 Underlying: Ordinary Shares · 798 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F5 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F5 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 15:59 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2016 Grant) · Derivative | 2,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001603733-18-000002 · wf-form4_151845115801580.xml · derivative · entry 5 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,191 Underlying: Ordinary Shares · 2,190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 15:59 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 376 | $37.00 | $13,912.00 |
DisclosureSEC source: 0001603733-18-000002 · wf-form4_151845115801580.xml · nonDerivative · entry 4 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,731 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 15:59 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionOrdinary Shares | 798 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-18-000002 · wf-form4_151845115801580.xml · nonDerivative · entry 3 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 15:59 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 1,030 | $37.00 | $38,110.00 |
DisclosureSEC source: 0001603733-18-000002 · wf-form4_151845115801580.xml · nonDerivative · entry 2 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,107 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 15:59 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionOrdinary Shares | 2,190 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-18-000002 · wf-form4_151845115801580.xml · nonDerivative · entry 1 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 18:17 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2014 Grant) · Derivative | 750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-17-000010 · wf-form4_149331705912398.xml · derivative · entry 3 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · derivative.exercise_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F4 · derivative.expiration_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 18:17 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 353 | $51.50 | $18,179.50 |
DisclosureSEC source: 0001603733-17-000010 · wf-form4_149331705912398.xml · nonDerivative · entry 2 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,031 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 18:17 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-17-000010 · wf-form4_149331705912398.xml · nonDerivative · entry 1 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,384 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 15:56 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2015 Grant) · Derivative | 1,869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-17-000008 · wf-form4_148890215338745.xml · derivative · entry 3 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,869 Underlying: Ordinary Shares · 1,869 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F4 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 15:56 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 879 | $56.35 | $49,531.65 |
DisclosureSEC source: 0001603733-17-000008 · wf-form4_148890215338745.xml · nonDerivative · entry 2 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,634 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 15:56 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 1,869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603733-17-000008 · wf-form4_148890215338745.xml · nonDerivative · entry 1 Kirk Scott · CIK 0001603733 · Group CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,513 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.