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ASPEN INSURANCE HOLDINGS LTD

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9774
SEC CIK
0001267395
Parsed reports
196

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2017 Filed Dec 21, 2017 13:57 UTC
Dawe GrahameChief Accounting Officer
GrantOrdinary Shares 410 $36.27 $14,870.70
Disclosure

SEC source: 0001705105-17-000006 · wf-form4_151386463785128.xml · nonDerivative · entry 1

Dawe Grahame · CIK 0001705105 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,591

F1 · price: The Reporting Person is voluntarily reporting the acquisition of ordinary shares from the Issuer's Share Purchase Plan which is otherwise exempt from Form 4 reporting under Rule 16a-3(f) of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 11:15 UTC
O Kane ChristopherDirector · CEO
GrantOrdinary Shares 410 $36.27 $14,870.70
Disclosure

SEC source: 0001561313-17-000012 · wf-form4_151333653293587.xml · nonDerivative · entry 1

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,466

F1 · price: The Reporting Person is voluntarily reporting the acquisition of ordinary shares from the Issuer's Share Purchase Plan which is otherwise exempt from Form 4 reporting under Rule 16a-3(f) of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a transaction that was exempt from reporting on Form 4.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 18:11 UTC
Thornton Richard MatthewFormer Group COO
Other2015 Performance Shares · Derivative 4,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001618791-17-000012 · wf-form4_151301586596960.xml · derivative · entry 7

Thornton Richard Matthew · CIK 0001618791 · Former Group COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,362 shares

Expires not disclosed

F11 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F14 · kind: The Reporting Person forfeited 4,362 2015 Performance Share Units upon termination of employment effective December 8, 2017.

F11 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F15 · derivative.exercise_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

F15 · derivative.expiration_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 18:11 UTC
Thornton Richard MatthewFormer Group COO
Other2016 Performance Shares · Derivative 1,187 Not disclosed Not disclosed
Disclosure

SEC source: 0001618791-17-000012 · wf-form4_151301586596960.xml · derivative · entry 6

Thornton Richard Matthew · CIK 0001618791 · Former Group COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,187 shares

Expires not disclosed

F11 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F12 · kind: The Reporting Person forfeited 1,187 2016 Performance Share Units upon termination of employment effective December 8, 2017.

F11 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F13 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F13 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 18:11 UTC
Thornton Richard MatthewFormer Group COO
OtherRestricted Share Units (2017 Grant) · Derivative 3,335 Not disclosed Not disclosed
Disclosure

SEC source: 0001618791-17-000012 · wf-form4_151301586596960.xml · derivative · entry 5

Thornton Richard Matthew · CIK 0001618791 · Former Group COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,335 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F9 · kind: The Reporting Person forfeited 3,335 2017 Restricted Share Units upon termination of employment effective December 8, 2017.

F2 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F10 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to received a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

F10 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to received a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 18:11 UTC
Thornton Richard MatthewFormer Group COO
OtherRestricted Share Units (2016 Grant) · Derivative 2,190 Not disclosed Not disclosed
Disclosure

SEC source: 0001618791-17-000012 · wf-form4_151301586596960.xml · derivative · entry 4

Thornton Richard Matthew · CIK 0001618791 · Former Group COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,190 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F7 · kind: The Reporting Person forfeited 2,190 2016 Restricted Share Units upon termination of employment effective December 8, 2017.

F2 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F8 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F8 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 18:11 UTC
Thornton Richard MatthewFormer Group COO
OtherRestricted Share Units (2015 Part Bonus) · Derivative 1,372 Not disclosed Not disclosed
Disclosure

SEC source: 0001618791-17-000012 · wf-form4_151301586596960.xml · derivative · entry 3

Thornton Richard Matthew · CIK 0001618791 · Former Group COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,372 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · kind: The Reporting Person forfeited 1,372 2015 Part Bonus Restricted Share Units upon termination of employment effective December 8, 2017.

F2 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F6 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 18:11 UTC
Thornton Richard MatthewFormer Group COO
OtherRestricted Share Units (2015 Grant) · Derivative 1,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001618791-17-000012 · wf-form4_151301586596960.xml · derivative · entry 2

Thornton Richard Matthew · CIK 0001618791 · Former Group COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,121 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · kind: The Reporting Person forfeited 1,121 2015 Restricted Share Units upon termination of employment effective December 8, 2017.

F2 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on March 5, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 16:43 UTC
Postlewhite StephenCEO Aspen Insurance
SaleOrdinary Shares 1,200 $41.62 $49,944.00
Disclosure

SEC source: 0001561533-17-000014 · wf-form4_151067779875566.xml · nonDerivative · entry 1

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,321

F1 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the Reporting Person. These shares were sold in multiple transactions at prices ranging from $41.61 to $41.625. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 15:19 UTC
Cohen David AlanPresident and CUO Insurance
Exercise / conversionRestricted Share Units (2015 Grant) · Derivative 1,983 Not disclosed Not disclosed
Disclosure

SEC source: 0001657961-17-000010 · wf-form4_151067274327400.xml · derivative · entry 3

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,984

Underlying: Ordinary Shares · 1,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on November 10, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on November 10, 2015 under our 2013 Share Incentive Plan, as amended. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 15:19 UTC
Cohen David AlanPresident and CUO Insurance
Tax withholdingOrdinary Shares 721 $42.15 $30,390.15
Disclosure

SEC source: 0001657961-17-000010 · wf-form4_151067274327400.xml · nonDerivative · entry 2

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,586

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 15:19 UTC
Cohen David AlanPresident and CUO Insurance
GrantOrdinary Shares 1,983 Not disclosed Not disclosed
Disclosure

SEC source: 0001657961-17-000010 · wf-form4_151067274327400.xml · nonDerivative · entry 1

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,307

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
November 01, 2017 Filed Dec 11, 2017 18:11 UTC
Thornton Richard MatthewFormer Group COO
GrantOrdinary Shares 820 $36.27 $29,741.40
Disclosure

SEC source: 0001618791-17-000012 · wf-form4_151301586596960.xml · nonDerivative · entry 1

Thornton Richard Matthew · CIK 0001618791 · Former Group COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,654

F1 · price: The Reporting Person is voluntarily reporting the acquisition of ordinary shares from the Issuer's Share Purchase Plan which is otherwise exempt from Form 4 reporting under Rule 16a-3(f) of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 10:51 UTC
Aman Timothy PaulGroup Chief Risk Officer
Grant2017 Performance Shares · Derivative 10,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001520674-17-000007 · wf-form4_150158468151086.xml · derivative · entry 2

Aman Timothy Paul · CIK 0001520674 · Group Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,802

Underlying: Ordinary Shares · 10,802 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2017 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2017 Performance Share award is tested annually over a three-year period. All vested 2017 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019.

F4 · derivative.expiration_date: Represents 2017 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2017 Performance Share award is tested annually over a three-year period. All vested 2017 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 10:51 UTC
Aman Timothy PaulGroup Chief Risk Officer
GrantRestricted Share Units (2017 Grant) · Derivative 3,601 Not disclosed Not disclosed
Disclosure

SEC source: 0001520674-17-000007 · wf-form4_150158468151086.xml · derivative · entry 1

Aman Timothy Paul · CIK 0001520674 · Group Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,601

Underlying: Ordinary Shares · 3,601 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F1 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on July 28, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually beginning February 10, 2018 over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

F2 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on July 28, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually beginning February 10, 2018 over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 14:08 UTC
Postlewhite StephenCEO Aspen Insurance
Exercise / conversionRestricted Share Units 2016 (Off Cycle) · Derivative 6,208 Not disclosed Not disclosed
Disclosure

SEC source: 0001561533-17-000012 · wf-form4_150151006693036.xml · derivative · entry 3

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,416

Underlying: Ordinary Shares · 6,208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on July 27, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on July 27, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 14:08 UTC
Postlewhite StephenCEO Aspen Insurance
Tax withholdingOrdinary Shares 2,918 $48.00 $140,064.00
Disclosure

SEC source: 0001561533-17-000012 · wf-form4_150151006693036.xml · nonDerivative · entry 2

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,521

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 14:08 UTC
Postlewhite StephenCEO Aspen Insurance
GrantOrdinary Shares 6,208 Not disclosed Not disclosed
Disclosure

SEC source: 0001561533-17-000012 · wf-form4_150151006693036.xml · nonDerivative · entry 1

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,439

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 14:04 UTC
Lillelund ThomasCEO, Aspen Reinsurance
Exercise / conversionRestricted Share Units 2016 (Off Cycle) · Derivative 1,826 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000012 · wf-form4_150150984545413.xml · derivative · entry 3

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,652

Underlying: Ordinary Shares · 1,826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on July 27, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on July 27, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 14:04 UTC
Lillelund ThomasCEO, Aspen Reinsurance
Tax withholdingOrdinary Shares 402 $48.00 $19,296.00
Disclosure

SEC source: 0001675399-17-000012 · wf-form4_150150984545413.xml · nonDerivative · entry 2

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,596

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 14:04 UTC
Lillelund ThomasCEO, Aspen Reinsurance
GrantOrdinary Shares 1,826 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000012 · wf-form4_150150984545413.xml · nonDerivative · entry 1

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,998

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 17:41 UTC
Boornazian BrianChairman Aspen Re
Exercise / conversionRestricted Share Units (2014 Grant) · Derivative 3,001 Not disclosed Not disclosed
Disclosure

SEC source: 0001561312-17-000015 · wf-form4_149331489325469.xml · derivative · entry 3

Boornazian Brian · CIK 0001561312 · Chairman Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 17:41 UTC
Boornazian BrianChairman Aspen Re
Tax withholdingOrdinary Shares 1,484 $51.50 $76,426.00
Disclosure

SEC source: 0001561312-17-000015 · wf-form4_149331489325469.xml · nonDerivative · entry 2

Boornazian Brian · CIK 0001561312 · Chairman Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,105

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 17:41 UTC
Boornazian BrianChairman Aspen Re
GrantOrdinary Shares 3,001 Not disclosed Not disclosed
Disclosure

SEC source: 0001561312-17-000015 · wf-form4_149331489325469.xml · nonDerivative · entry 1

Boornazian Brian · CIK 0001561312 · Chairman Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,589

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:17 UTC
Kirk ScottGroup CFO
Exercise / conversionRestricted Share Units (2014 Grant) · Derivative 750 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-17-000010 · wf-form4_149331705912398.xml · derivative · entry 3

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:17 UTC
Kirk ScottGroup CFO
Tax withholdingOrdinary Shares 353 $51.50 $18,179.50
Disclosure

SEC source: 0001603733-17-000010 · wf-form4_149331705912398.xml · nonDerivative · entry 2

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,031

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:17 UTC
Kirk ScottGroup CFO
GrantOrdinary Shares 750 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-17-000010 · wf-form4_149331705912398.xml · nonDerivative · entry 1

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,384

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:06 UTC
Green Karen AnnCEO AIUK Ltd AMAL Ltd
Exercise / conversionRestricted Share Units (2014 Grant) · Derivative 1,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001561510-17-000010 · wf-form4_149331637032446.xml · derivative · entry 3

Green Karen Ann · CIK 0001561510 · CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:06 UTC
Green Karen AnnCEO AIUK Ltd AMAL Ltd
Tax withholdingOrdinary Shares 605 $51.50 $31,157.50
Disclosure

SEC source: 0001561510-17-000010 · wf-form4_149331637032446.xml · nonDerivative · entry 2

Green Karen Ann · CIK 0001561510 · CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,199

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:06 UTC
Green Karen AnnCEO AIUK Ltd AMAL Ltd
GrantOrdinary Shares 1,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001561510-17-000010 · wf-form4_149331637032446.xml · nonDerivative · entry 1

Green Karen Ann · CIK 0001561510 · CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,804

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 19:38 UTC
Issavi EmilPresident and CUO, Aspen Re
Exercise / conversionRestricted Share Units (2014 Grant) · Derivative 1,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-17-000014 · wf-form4_149332188592960.xml · derivative · entry 3

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 19:38 UTC
Issavi EmilPresident and CUO, Aspen Re
Tax withholdingOrdinary Shares 901 $51.50 $46,401.50
Disclosure

SEC source: 0001562198-17-000014 · wf-form4_149332188592960.xml · nonDerivative · entry 2

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,892

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 19:38 UTC
Issavi EmilPresident and CUO, Aspen Re
GrantOrdinary Shares 1,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-17-000014 · wf-form4_149332188592960.xml · nonDerivative · entry 1

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,793

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:28 UTC
Thornton Richard MatthewGroup Chief Operating Officer
Exercise / conversionRestricted Share Units (2014 Grant) · Derivative 1,072 Not disclosed Not disclosed
Disclosure

SEC source: 0001618791-17-000010 · wf-form4_149331771834942.xml · derivative · entry 3

Thornton Richard Matthew · CIK 0001618791 · Group Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,072 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:28 UTC
Thornton Richard MatthewGroup Chief Operating Officer
Tax withholdingOrdinary Shares 504 $51.50 $25,956.00
Disclosure

SEC source: 0001618791-17-000010 · wf-form4_149331771834942.xml · nonDerivative · entry 2

Thornton Richard Matthew · CIK 0001618791 · Group Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,834

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:28 UTC
Thornton Richard MatthewGroup Chief Operating Officer
GrantOrdinary Shares 1,072 Not disclosed Not disclosed
Disclosure

SEC source: 0001618791-17-000010 · wf-form4_149331771834942.xml · nonDerivative · entry 1

Thornton Richard Matthew · CIK 0001618791 · Group Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,338

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:12 UTC
Postlewhite StephenCEO Aspen Insurance
Exercise / conversionRestricted Share Units (2014 Grant) · Derivative 1,607 Not disclosed Not disclosed
Disclosure

SEC source: 0001561533-17-000010 · wf-form4_149331673505450.xml · derivative · entry 3

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:12 UTC
Postlewhite StephenCEO Aspen Insurance
Tax withholdingOrdinary Shares 756 $51.50 $38,934.00
Disclosure

SEC source: 0001561533-17-000010 · wf-form4_149331673505450.xml · nonDerivative · entry 2

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,231

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:12 UTC
Postlewhite StephenCEO Aspen Insurance
GrantOrdinary Shares 1,607 Not disclosed Not disclosed
Disclosure

SEC source: 0001561533-17-000010 · wf-form4_149331673505450.xml · nonDerivative · entry 1

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,987

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:09 UTC
O Kane ChristopherDirector · CEO
Exercise / conversionRestricted Share Units (2014 Grant) · Derivative 8,573 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-17-000010 · wf-form4_149331655086515.xml · derivative · entry 3

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 8,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:09 UTC
O Kane ChristopherDirector · CEO
Tax withholdingOrdinary Shares 4,030 $51.50 $207,545.00
Disclosure

SEC source: 0001561313-17-000010 · wf-form4_149331655086515.xml · nonDerivative · entry 2

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,056

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:09 UTC
O Kane ChristopherDirector · CEO
GrantOrdinary Shares 8,573 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-17-000010 · wf-form4_149331655086515.xml · nonDerivative · entry 1

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,086

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 17:59 UTC
Vacher KateDirector of Underwriting
Exercise / conversionRestricted Share Units (2014 Grant) · Derivative 1,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000010 · wf-form4_149331597384985.xml · derivative · entry 3

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 17:59 UTC
Vacher KateDirector of Underwriting
Tax withholdingOrdinary Shares 605 $51.50 $31,157.50
Disclosure

SEC source: 0001561518-17-000010 · wf-form4_149331597384985.xml · nonDerivative · entry 2

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,174

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 17:59 UTC
Vacher KateDirector of Underwriting
GrantOrdinary Shares 1,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000010 · wf-form4_149331597384985.xml · nonDerivative · entry 1

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,779

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 17:56 UTC
Lillelund ThomasCEO, Aspen Reinsurance
Exercise / conversionRestricted Share Units (2014 Grant) · Derivative 857 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000010 · wf-form4_149331576633185.xml · derivative · entry 3

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 17:56 UTC
Lillelund ThomasCEO, Aspen Reinsurance
Tax withholdingOrdinary Shares 189 $51.50 $9,733.50
Disclosure

SEC source: 0001675399-17-000010 · wf-form4_149331576633185.xml · nonDerivative · entry 2

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,172

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 17:56 UTC
Lillelund ThomasCEO, Aspen Reinsurance
GrantOrdinary Shares 857 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000010 · wf-form4_149331576633185.xml · nonDerivative · entry 1

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,361

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 17:52 UTC
Cain MichaelCEO, ABL & Group GC
Exercise / conversionRestricted Share Units (2014 Grant) · Derivative 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-17-000010 · wf-form4_149331555495975.xml · derivative · entry 3

Cain Michael · CIK 0001561304 · CEO, ABL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan as amended. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 17:52 UTC
Cain MichaelCEO, ABL & Group GC
Tax withholdingOrdinary Shares 155 $51.50 $7,982.50
Disclosure

SEC source: 0001561304-17-000010 · wf-form4_149331555495975.xml · nonDerivative · entry 2

Cain Michael · CIK 0001561304 · CEO, ABL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,882

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.