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ASPEN INSURANCE HOLDINGS LTD

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SEC CIK
0001267395
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196

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2018 Filed Feb 12, 2018 22:16 UTC
Issavi EmilPresident and CUO, Aspen Re
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 2,738 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-18-000002 · wf-form4_151847376190543.xml · derivative · entry 3

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,738

Underlying: Ordinary Shares · 2,738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F5 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 22:16 UTC
Issavi EmilPresident and CUO, Aspen Re
Tax withholdingOrdinary Shares 672 $37.00 $24,864.00
Disclosure

SEC source: 0001562198-18-000002 · wf-form4_151847376190543.xml · nonDerivative · entry 2

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,047

F3 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 22:16 UTC
Issavi EmilPresident and CUO, Aspen Re
GrantOrdinary Shares 2,738 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-18-000002 · wf-form4_151847376190543.xml · nonDerivative · entry 1

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,719

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

F2 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a transaction that was exempt from reporting on Form 4.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:12 UTC
Vacher KateCEO, ABL
Exercise / conversionRestricted Share Units (2015 Part Bonus) · Derivative 627 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-18-000002 · wf-form4_151845191986215.xml · derivative · entry 6

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627

Underlying: Ordinary Shares · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F5 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:12 UTC
Vacher KateCEO, ABL
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 1,095 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-18-000002 · wf-form4_151845191986215.xml · derivative · entry 5

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095

Underlying: Ordinary Shares · 1,095 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:12 UTC
Vacher KateCEO, ABL
Tax withholdingOrdinary Shares 218 $37.00 $8,066.00
Disclosure

SEC source: 0001561518-18-000002 · wf-form4_151845191986215.xml · nonDerivative · entry 4

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,298

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:12 UTC
Vacher KateCEO, ABL
GrantOrdinary Shares 627 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-18-000002 · wf-form4_151845191986215.xml · nonDerivative · entry 3

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,516

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:12 UTC
Vacher KateCEO, ABL
Tax withholdingOrdinary Shares 380 $37.00 $14,060.00
Disclosure

SEC source: 0001561518-18-000002 · wf-form4_151845191986215.xml · nonDerivative · entry 2

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,889

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:12 UTC
Vacher KateCEO, ABL
GrantOrdinary Shares 1,095 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-18-000002 · wf-form4_151845191986215.xml · nonDerivative · entry 1

Vacher Kate · CIK 0001561518 · CEO, ABL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,269

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:06 UTC
Lillelund ThomasCEO, Aspen Reinsurance
Exercise / conversionRestricted Share Units 2016 (Off Cycle) · Derivative 3,651 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-18-000002 · wf-form4_151845156288339.xml · derivative · entry 6

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,651

Underlying: Ordinary Shares · 3,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:06 UTC
Lillelund ThomasCEO, Aspen Reinsurance
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 912 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-18-000002 · wf-form4_151845156288339.xml · derivative · entry 5

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Ordinary Shares · 912 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:06 UTC
Lillelund ThomasCEO, Aspen Reinsurance
Tax withholdingOrdinary Shares 804 $37.00 $29,748.00
Disclosure

SEC source: 0001675399-18-000002 · wf-form4_151845156288339.xml · nonDerivative · entry 4

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,067

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:06 UTC
Lillelund ThomasCEO, Aspen Reinsurance
GrantOrdinary Shares 3,651 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-18-000002 · wf-form4_151845156288339.xml · nonDerivative · entry 3

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,871

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:06 UTC
Lillelund ThomasCEO, Aspen Reinsurance
Tax withholdingOrdinary Shares 201 $37.00 $7,437.00
Disclosure

SEC source: 0001675399-18-000002 · wf-form4_151845156288339.xml · nonDerivative · entry 2

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,220

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:06 UTC
Lillelund ThomasCEO, Aspen Reinsurance
GrantOrdinary Shares 912 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-18-000002 · wf-form4_151845156288339.xml · nonDerivative · entry 1

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,421

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:09 UTC
Cain MichaelCEO, AIUK, AMAL & Group GC
Exercise / conversionRestricted Share Units (2015 Part Bonus) · Derivative 719 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-18-000002 · wf-form4_151845173644889.xml · derivative · entry 6

Cain Michael · CIK 0001561304 · CEO, AIUK, AMAL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720

Underlying: Ordinary Shares · 719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F5 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:09 UTC
Cain MichaelCEO, AIUK, AMAL & Group GC
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 1,278 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-18-000002 · wf-form4_151845173644889.xml · derivative · entry 5

Cain Michael · CIK 0001561304 · CEO, AIUK, AMAL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,278

Underlying: Ordinary Shares · 1,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:09 UTC
Cain MichaelCEO, AIUK, AMAL & Group GC
Tax withholdingOrdinary Shares 89 $37.00 $3,293.00
Disclosure

SEC source: 0001561304-18-000002 · wf-form4_151845173644889.xml · nonDerivative · entry 4

Cain Michael · CIK 0001561304 · CEO, AIUK, AMAL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,973

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:09 UTC
Cain MichaelCEO, AIUK, AMAL & Group GC
GrantOrdinary Shares 719 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-18-000002 · wf-form4_151845173644889.xml · nonDerivative · entry 3

Cain Michael · CIK 0001561304 · CEO, AIUK, AMAL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,062

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:09 UTC
Cain MichaelCEO, AIUK, AMAL & Group GC
Tax withholdingOrdinary Shares 158 $37.00 $5,846.00
Disclosure

SEC source: 0001561304-18-000002 · wf-form4_151845173644889.xml · nonDerivative · entry 2

Cain Michael · CIK 0001561304 · CEO, AIUK, AMAL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,343

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:09 UTC
Cain MichaelCEO, AIUK, AMAL & Group GC
GrantOrdinary Shares 1,278 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-18-000002 · wf-form4_151845173644889.xml · nonDerivative · entry 1

Cain Michael · CIK 0001561304 · CEO, AIUK, AMAL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,501

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:02 UTC
O Kane ChristopherDirector · CEO
Exercise / conversionRestricted Share Units (2015 Part Bonus) · Derivative 2,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-18-000002 · wf-form4_151845134312762.xml · derivative · entry 6

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,439

Underlying: Ordinary Shares · 2,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F5 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:02 UTC
O Kane ChristopherDirector · CEO
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 7,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-18-000002 · wf-form4_151845134312762.xml · derivative · entry 5

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,302

Underlying: Ordinary Shares · 7,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:02 UTC
O Kane ChristopherDirector · CEO
Tax withholdingOrdinary Shares 1,146 $37.00 $42,402.00
Disclosure

SEC source: 0001561313-18-000002 · wf-form4_151845134312762.xml · nonDerivative · entry 4

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,628

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:02 UTC
O Kane ChristopherDirector · CEO
GrantOrdinary Shares 2,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-18-000002 · wf-form4_151845134312762.xml · nonDerivative · entry 3

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,774

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:02 UTC
O Kane ChristopherDirector · CEO
Tax withholdingOrdinary Shares 3,432 $37.00 $126,984.00
Disclosure

SEC source: 0001561313-18-000002 · wf-form4_151845134312762.xml · nonDerivative · entry 2

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,336

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:02 UTC
O Kane ChristopherDirector · CEO
GrantOrdinary Shares 7,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-18-000002 · wf-form4_151845134312762.xml · nonDerivative · entry 1

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,768

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:59 UTC
Kirk ScottGroup CFO
Exercise / conversionRestricted Share Units (2015 Part Bonus) · Derivative 798 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-18-000002 · wf-form4_151845115801580.xml · derivative · entry 6

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798

Underlying: Ordinary Shares · 798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F5 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:59 UTC
Kirk ScottGroup CFO
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 2,190 $0.00 $0.00
Disclosure

SEC source: 0001603733-18-000002 · wf-form4_151845115801580.xml · derivative · entry 5

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,191

Underlying: Ordinary Shares · 2,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:59 UTC
Kirk ScottGroup CFO
Tax withholdingOrdinary Shares 376 $37.00 $13,912.00
Disclosure

SEC source: 0001603733-18-000002 · wf-form4_151845115801580.xml · nonDerivative · entry 4

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,731

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:59 UTC
Kirk ScottGroup CFO
Exercise / conversionOrdinary Shares 798 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-18-000002 · wf-form4_151845115801580.xml · nonDerivative · entry 3

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:59 UTC
Kirk ScottGroup CFO
Tax withholdingOrdinary Shares 1,030 $37.00 $38,110.00
Disclosure

SEC source: 0001603733-18-000002 · wf-form4_151845115801580.xml · nonDerivative · entry 2

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,107

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:59 UTC
Kirk ScottGroup CFO
Exercise / conversionOrdinary Shares 2,190 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-18-000002 · wf-form4_151845115801580.xml · nonDerivative · entry 1

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:50 UTC
Green Karen AnnFormer CEO AIUK Ltd AMAL Ltd
Exercise / conversionRestricted Share Units (2015 Part Bonus) · Derivative 698 Not disclosed Not disclosed
Disclosure

SEC source: 0001561510-18-000002 · wf-form4_151845059384374.xml · derivative · entry 6

Green Karen Ann · CIK 0001561510 · Former CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698

Underlying: Ordinary Shares · 698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F5 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:50 UTC
Green Karen AnnFormer CEO AIUK Ltd AMAL Ltd
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 1,095 Not disclosed Not disclosed
Disclosure

SEC source: 0001561510-18-000002 · wf-form4_151845059384374.xml · derivative · entry 5

Green Karen Ann · CIK 0001561510 · Former CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095

Underlying: Ordinary Shares · 1,095 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:50 UTC
Green Karen AnnFormer CEO AIUK Ltd AMAL Ltd
Tax withholdingOrdinary Shares 329 $37.00 $12,173.00
Disclosure

SEC source: 0001561510-18-000002 · wf-form4_151845059384374.xml · nonDerivative · entry 4

Green Karen Ann · CIK 0001561510 · Former CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,148

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:50 UTC
Green Karen AnnFormer CEO AIUK Ltd AMAL Ltd
GrantOrdinary Shares 698 Not disclosed Not disclosed
Disclosure

SEC source: 0001561510-18-000002 · wf-form4_151845059384374.xml · nonDerivative · entry 3

Green Karen Ann · CIK 0001561510 · Former CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,477

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:50 UTC
Green Karen AnnFormer CEO AIUK Ltd AMAL Ltd
Tax withholdingOrdinary Shares 515 $37.00 $19,055.00
Disclosure

SEC source: 0001561510-18-000002 · wf-form4_151845059384374.xml · nonDerivative · entry 2

Green Karen Ann · CIK 0001561510 · Former CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,779

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:50 UTC
Green Karen AnnFormer CEO AIUK Ltd AMAL Ltd
GrantOrdinary Shares 1,095 Not disclosed Not disclosed
Disclosure

SEC source: 0001561510-18-000002 · wf-form4_151845059384374.xml · nonDerivative · entry 1

Green Karen Ann · CIK 0001561510 · Former CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,294

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:47 UTC
Dawe GrahameChief Accounting Officer
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 493 Not disclosed Not disclosed
Disclosure

SEC source: 0001705105-18-000002 · wf-form4_151845043080942.xml · derivative · entry 2

Dawe Grahame · CIK 0001705105 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493

Underlying: Ordinary Shares · 493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F2 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F3 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F3 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:47 UTC
Dawe GrahameChief Accounting Officer
GrantOrdinary Shares 493 Not disclosed Not disclosed
Disclosure

SEC source: 0001705105-18-000002 · wf-form4_151845043080942.xml · nonDerivative · entry 1

Dawe Grahame · CIK 0001705105 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,084

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:44 UTC
Cohen David AlanPresident and CUO Insurance
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 1,643 Not disclosed Not disclosed
Disclosure

SEC source: 0001657961-18-000002 · wf-form4_151845023937014.xml · derivative · entry 3

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,643

Underlying: Ordinary Shares · 1,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:44 UTC
Cohen David AlanPresident and CUO Insurance
Tax withholdingOrdinary Shares 693 $37.00 $25,641.00
Disclosure

SEC source: 0001657961-18-000002 · wf-form4_151845023937014.xml · nonDerivative · entry 2

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,536

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:44 UTC
Cohen David AlanPresident and CUO Insurance
GrantOrdinary Shares 1,643 Not disclosed Not disclosed
Disclosure

SEC source: 0001657961-18-000002 · wf-form4_151845023937014.xml · nonDerivative · entry 1

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,229

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:35 UTC
Brown HeatherGroup HR Director
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 237 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-18-000002 · wf-form4_151844971447773.xml · derivative · entry 3

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237

Underlying: Ordinary Shares · 237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to recieve a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to recieve a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:35 UTC
Brown HeatherGroup HR Director
Tax withholdingOrdinary Shares 112 $37.00 $4,144.00
Disclosure

SEC source: 0001718360-18-000002 · wf-form4_151844971447773.xml · nonDerivative · entry 2

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:35 UTC
Brown HeatherGroup HR Director
GrantOrdinary Shares 237 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-18-000002 · wf-form4_151844971447773.xml · nonDerivative · entry 1

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:31 UTC
Boornazian BrianChairman & CEO of Aspen Re
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 2,738 Not disclosed Not disclosed
Disclosure

SEC source: 0001561312-18-000002 · wf-form4_151844945263598.xml · derivative · entry 3

Boornazian Brian · CIK 0001561312 · Chairman & CEO of Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,738

Underlying: Ordinary Shares · 2,738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:31 UTC
Boornazian BrianChairman & CEO of Aspen Re
Tax withholdingOrdinary Shares 1,332 $37.00 $49,284.00
Disclosure

SEC source: 0001561312-18-000002 · wf-form4_151844945263598.xml · nonDerivative · entry 2

Boornazian Brian · CIK 0001561312 · Chairman & CEO of Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,791

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:31 UTC
Boornazian BrianChairman & CEO of Aspen Re
GrantOrdinary Shares 2,738 Not disclosed Not disclosed
Disclosure

SEC source: 0001561312-18-000002 · wf-form4_151844945263598.xml · nonDerivative · entry 1

Boornazian Brian · CIK 0001561312 · Chairman & CEO of Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,123

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.