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Brown Heather

Disclosed activity across 1 company

Tapewire entity
160057
SEC CIK
0001718360

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASPEN INSURANCE HOLDINGS LTDAHL · Entity 9774Group HR DirectorFebruary 15, 2019February 20, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASPEN INSURANCE HOLDINGS LTD

Report date February 15, 2019 · Filed February 20, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Shares (2017 Grant)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-02-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-02-15 · Disposition to issuer · Disposed 385 · Balance 0

F1: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F2: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd.

F4: At the effective time of the Merger, each 2017 Phantom Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Phantom Share.

F3: At the time of grant on February 10, 2017, the 2017 Phantom Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Phantom Share award was tested annually over a three-year period. All vested 2017 Phantom Shares would have been settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Phantom Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Phantom Shares vested at target payout levels in connection with the Merger.

Performance Shares (2018 Grant)SEC Table II · derivative / convertible securityDirect7,000 Reported balance After 2019-02-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-02-15 · Grant · Acquired 7,000 · Balance 7,000

F5: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F7: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F6: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Performance Shares (2018 Grant)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-02-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-02-15 · Disposition to issuer · Disposed 7,000 · Balance 0

F5: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F7: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F6: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F2: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd.

F3: At the time of grant on February 10, 2017, the 2017 Phantom Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Phantom Share award was tested annually over a three-year period. All vested 2017 Phantom Shares would have been settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Phantom Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Phantom Shares vested at target payout levels in connection with the Merger.

F4: At the effective time of the Merger, each 2017 Phantom Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Phantom Share.

F5: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

F7: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2019 Filed Feb 15, 2019 22:40 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Disposition to issuerRestricted Share Units (2018 Grant) · Derivative 2,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-19-000004 · wf-form4_155027038880116.xml · derivative · entry 4

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,333 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F9 · price: At the effective time of the Merger, each 2018 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2018 Restricted Share Unit award, which had not previously been settled.

F8 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason.

F8 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason.

Read SEC document
February 15, 2019 Filed Feb 15, 2019 22:40 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Disposition to issuerRestricted Share Units (2017 Grant) · Derivative 385 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-19-000004 · wf-form4_155027038880116.xml · derivative · entry 3

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 385 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F7 · price: At the effective time of the Merger, each 2017 Restricted Share Unit that was outstanding immediately prior to the effective time of the Merger was cancelled and converted into the right to receive a lump-sum amount in cash, without interest, equal to the product of (x) the sum of (1) $42.75 and (2) any per share accrued dividend equivalents times (y) the number of ordinary shares subject to such 2017 Restricted Share Unit award, which had not previously been settled.

F6 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason.

F6 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Restricted Share Units were scheduled to vest annually in increments of one third on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason.

Read SEC document
February 15, 2019 Filed Feb 15, 2019 22:40 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Disposition to issuerOrdinary Shares 1,402 $42.75 $59,935.50
Disclosure

SEC source: 0001718360-19-000004 · wf-form4_155027038880116.xml · nonDerivative · entry 1

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This Form 4 is being filed, in part, as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd.

F2 · shares: At the effective time of the Merger, each outstanding ordinary share of the Issuer was converted into a right to receive a cash payment of $42.75 without any interest and less any applicable withholding tax.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:23 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Disposition to issuerPerformance Shares (2018 Grant) · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-19-000006 · wf-form4_155068697261281.xml · derivative · entry 3

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F7 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F6 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

F6 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:23 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantPerformance Shares (2018 Grant) · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-19-000006 · wf-form4_155068697261281.xml · derivative · entry 2

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Ordinary Shares · 7,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F7 · price: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.

F6 · derivative.exercise_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

F6 · derivative.expiration_date: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:23 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Disposition to issuerPhantom Shares (2017 Grant) · Derivative 385 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-19-000006 · wf-form4_155068697261281.xml · derivative · entry 1

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 385 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F2 · kind: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd.

F1 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F4 · price: At the effective time of the Merger, each 2017 Phantom Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Phantom Share.

F3 · derivative.exercise_date: At the time of grant on February 10, 2017, the 2017 Phantom Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Phantom Share award was tested annually over a three-year period. All vested 2017 Phantom Shares would have been settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Phantom Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Phantom Shares vested at target payout levels in connection with the Merger.

F3 · derivative.expiration_date: At the time of grant on February 10, 2017, the 2017 Phantom Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Phantom Share award was tested annually over a three-year period. All vested 2017 Phantom Shares would have been settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Phantom Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Phantom Shares vested at target payout levels in connection with the Merger.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:40 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionPhantom Shares (2016 Grant) · Derivative 86 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-19-000004 · wf-form4_155027038880116.xml · derivative · entry 2

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 86 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F3 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2016 Phantom Share award was tested annually over a three-year period. Subject to continued employment, all vested 2016 Phantom Shares were settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F4 · derivative.expiration_date: Represents 2016 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One-third of the 2016 Phantom Share award was tested annually over a three-year period. Subject to continued employment, all vested 2016 Phantom Shares were settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:16 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2017 Grant) · Derivative 385 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-19-000002 · wf-form4_155000615015947.xml · derivative · entry 9

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385

Underlying: Ordinary Shares · 385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F8 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F8 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:16 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 181 $42.56 $7,703.36
Disclosure

SEC source: 0001718360-19-000002 · wf-form4_155000615015947.xml · nonDerivative · entry 6

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,402

F4 · kind: Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2017 Restricted Share Units.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:16 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 385 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-19-000002 · wf-form4_155000615015947.xml · nonDerivative · entry 5

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,583

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 09, 2019 Filed Feb 12, 2019 21:16 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2018 Grant) · Derivative 1,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-19-000002 · wf-form4_155000615015947.xml · derivative · entry 8

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,333

Underlying: Ordinary Shares · 1,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F7 · derivative.exercise_date: Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F7 · derivative.expiration_date: Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 09, 2019 Filed Feb 12, 2019 21:16 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 549 $42.56 $23,365.44
Disclosure

SEC source: 0001718360-19-000002 · wf-form4_155000615015947.xml · nonDerivative · entry 4

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,198

F3 · kind: Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2018 Restricted Share Units.

Read SEC document
February 09, 2019 Filed Feb 12, 2019 21:16 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 1,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-19-000002 · wf-form4_155000615015947.xml · nonDerivative · entry 3

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,747

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:16 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 237 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-19-000002 · wf-form4_155000615015947.xml · derivative · entry 7

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vested annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F6 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vested annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:16 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 112 $42.56 $4,766.72
Disclosure

SEC source: 0001718360-19-000002 · wf-form4_155000615015947.xml · nonDerivative · entry 2

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580

F2 · kind: Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2016 Restricted Share Units.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:16 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 237 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-19-000002 · wf-form4_155000615015947.xml · nonDerivative · entry 1

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 23:51 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2017 Grant) · Derivative 386 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-18-000004 · wf-form4_151856587902966.xml · derivative · entry 3

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770

Underlying: Ordinary Shares · 386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

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February 10, 2018 Filed Feb 13, 2018 23:51 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 182 $36.75 $6,688.50
Disclosure

SEC source: 0001718360-18-000004 · wf-form4_151856587902966.xml · nonDerivative · entry 2

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

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February 10, 2018 Filed Feb 13, 2018 23:51 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 386 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-18-000004 · wf-form4_151856587902966.xml · nonDerivative · entry 1

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

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February 09, 2018 Filed Feb 13, 2018 23:51 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantRestricted Share Units (2018 Grant) · Derivative 3,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-18-000004 · wf-form4_151856587902966.xml · derivative · entry 4

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Ordinary Shares · 3,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F5 · derivative.expiration_date: Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

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February 08, 2018 Filed Feb 12, 2018 15:35 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 237 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-18-000002 · wf-form4_151844971447773.xml · derivative · entry 3

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237

Underlying: Ordinary Shares · 237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to recieve a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to recieve a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

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February 08, 2018 Filed Feb 12, 2018 15:35 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 Tax withholdingOrdinary Shares 112 $37.00 $4,144.00
Disclosure

SEC source: 0001718360-18-000002 · wf-form4_151844971447773.xml · nonDerivative · entry 2

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 15:35 UTC ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 GrantOrdinary Shares 237 Not disclosed Not disclosed
Disclosure

SEC source: 0001718360-18-000002 · wf-form4_151844971447773.xml · nonDerivative · entry 1

Brown Heather · CIK 0001718360 · Group HR Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.