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ASPEN INSURANCE HOLDINGS LTD

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9774
SEC CIK
0001267395
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196

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2017 Filed Feb 24, 2017 23:28 UTC
Thornton Richard MatthewChief Operations Officer
GrantPhantom Shares (2014 Grant) · Derivative 387 Not disclosed Not disclosed
Disclosure

SEC source: 0001618791-17-000006 · wf-form4_148797891247399.xml · derivative · entry 1

Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,772

Underlying: Phantom Shares · 387 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F1 · price: Each Phantom Share represents the right to receive the economic equivalent of one of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2014 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2014 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2016.

F2 · derivative.expiration_date: Represents 2014 Phantom Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Phantom Share award is tested annually over a three-year period. Subject to continued employment, all vested 2014 Phantom Shares will be settled in cash upon the filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:26 UTC
Issavi EmilPresident and CUO, Aspen Re
Grant2016 Performance Shares · Derivative 2,966 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-17-000006 · wf-form4_148797876227463.xml · derivative · entry 6

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,966

Underlying: Ordinary Shares · 2,966 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F8 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F8 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:26 UTC
Issavi EmilPresident and CUO, Aspen Re
Grant2015 Performance Shares · Derivative 3,036 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-17-000006 · wf-form4_148797876227463.xml · derivative · entry 5

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,902

Underlying: Ordinary Shares · 3,036 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F7 · derivative.exercise_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

F7 · derivative.expiration_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:26 UTC
Issavi EmilPresident and CUO, Aspen Re
Exercise / conversion2014 Performance Shares · Derivative 14,138 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-17-000006 · wf-form4_148797876227463.xml · derivative · entry 4

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 14,138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents mandatory conversion into Issuer's Ordinary Shares of all 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer and filing of the annual report on Form 10-K for the year ended December 31, 2016.

F6 · derivative.expiration_date: Represents mandatory conversion into Issuer's Ordinary Shares of all 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer and filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:26 UTC
Issavi EmilPresident and CUO, Aspen Re
Grant2014 Performance Shares · Derivative 1,974 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-17-000006 · wf-form4_148797876227463.xml · derivative · entry 3

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,138

Underlying: Ordinary Shares · 1,974 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

F5 · derivative.expiration_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:26 UTC
Issavi EmilPresident and CUO, Aspen Re
Tax withholdingOrdinary Shares 3,532 $56.25 $198,675.00
Disclosure

SEC source: 0001562198-17-000006 · wf-form4_148797876227463.xml · nonDerivative · entry 2

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,225

F3 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:26 UTC
Issavi EmilPresident and CUO, Aspen Re
GrantOrdinary Shares 14,138 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-17-000006 · wf-form4_148797876227463.xml · nonDerivative · entry 1

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,757

F1 · kind: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

F1 · acquired: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

F2 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a transaction that was exempt from reporting on Form 4.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:13 UTC
Cohen David AlanPresident and CUO Insurance
Grant2016 Performance Shares · Derivative 1,780 Not disclosed Not disclosed
Disclosure

SEC source: 0001657961-17-000006 · wf-form4_148797800849253.xml · derivative · entry 1

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

Underlying: Ordinary Shares · 1,780 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F1 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F2 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:10 UTC
Vacher KateDirector of Underwriting
Grant2016 Performance Shares · Derivative 1,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000006 · wf-form4_148797781578828.xml · derivative · entry 6

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186

Underlying: Ordinary Shares · 1,186 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F6 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:10 UTC
Vacher KateDirector of Underwriting
Grant2015 Performance Shares · Derivative 1,214 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000006 · wf-form4_148797781578828.xml · derivative · entry 5

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,361

Underlying: Ordinary Shares · 1,214 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

F5 · derivative.expiration_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:10 UTC
Vacher KateDirector of Underwriting
Exercise / conversion2014 Performance Shares · Derivative 9,978 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000006 · wf-form4_148797781578828.xml · derivative · entry 4

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 9,978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

F4 · derivative.expiration_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:10 UTC
Vacher KateDirector of Underwriting
Grant2014 Performance Shares · Derivative 1,393 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000006 · wf-form4_148797781578828.xml · derivative · entry 3

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,978

Underlying: Ordinary Shares · 1,393 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

F4 · derivative.expiration_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:10 UTC
Vacher KateDirector of Underwriting
Tax withholdingOrdinary Shares 4,691 $56.25 $263,868.75
Disclosure

SEC source: 0001561518-17-000006 · wf-form4_148797781578828.xml · nonDerivative · entry 2

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,899

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:10 UTC
Vacher KateDirector of Underwriting
GrantOrdinary Shares 9,978 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000006 · wf-form4_148797781578828.xml · nonDerivative · entry 1

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,590

F1 · kind: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

F1 · acquired: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:05 UTC
Green Karen AnnCEO AIUK Ltd AMAL Ltd
Grant2016 Performance Shares · Derivative 1,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001561510-17-000006 · wf-form4_148797748752306.xml · derivative · entry 6

Green Karen Ann · CIK 0001561510 · CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186

Underlying: Ordinary Shares · 1,186 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F7 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F7 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:05 UTC
Green Karen AnnCEO AIUK Ltd AMAL Ltd
Grant2015 Performance Shares · Derivative 1,214 Not disclosed Not disclosed
Disclosure

SEC source: 0001561510-17-000006 · wf-form4_148797748752306.xml · derivative · entry 5

Green Karen Ann · CIK 0001561510 · CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,361

Underlying: Ordinary Shares · 1,214 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

F6 · derivative.expiration_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:05 UTC
Green Karen AnnCEO AIUK Ltd AMAL Ltd
Exercise / conversion2014 Performance Shares · Derivative 9,978 Not disclosed Not disclosed
Disclosure

SEC source: 0001561510-17-000006 · wf-form4_148797748752306.xml · derivative · entry 4

Green Karen Ann · CIK 0001561510 · CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 9,978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents mandatory conversion into Issuer's Ordinary Shares of all 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer and filing of the annual report on Form 10-K for the year ended December 31, 2016.

F5 · derivative.expiration_date: Represents mandatory conversion into Issuer's Ordinary Shares of all 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer and filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:05 UTC
Green Karen AnnCEO AIUK Ltd AMAL Ltd
Grant2014 Performance Shares · Derivative 1,393 Not disclosed Not disclosed
Disclosure

SEC source: 0001561510-17-000006 · wf-form4_148797748752306.xml · derivative · entry 3

Green Karen Ann · CIK 0001561510 · CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,978

Underlying: Ordinary Shares · 1,393 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

F4 · derivative.expiration_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:05 UTC
Green Karen AnnCEO AIUK Ltd AMAL Ltd
Tax withholdingOrdinary Shares 4,691 $56.25 $263,868.75
Disclosure

SEC source: 0001561510-17-000006 · wf-form4_148797748752306.xml · nonDerivative · entry 2

Green Karen Ann · CIK 0001561510 · CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,924

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:05 UTC
Green Karen AnnCEO AIUK Ltd AMAL Ltd
GrantOrdinary Shares 9,978 Not disclosed Not disclosed
Disclosure

SEC source: 0001561510-17-000006 · wf-form4_148797748752306.xml · nonDerivative · entry 1

Green Karen Ann · CIK 0001561510 · CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,615

F1 · kind: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

F1 · acquired: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:07 UTC
Postlewhite StephenCEO Aspen Insurance
Grant2016 Performance Shares · Derivative 3,460 Not disclosed Not disclosed
Disclosure

SEC source: 0001561533-17-000006 · wf-form4_148797763450728.xml · derivative · entry 6

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,460

Underlying: Ordinary Shares · 3,460 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F7 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F7 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:07 UTC
Postlewhite StephenCEO Aspen Insurance
Grant2015 Performance Shares · Derivative 3,542 Not disclosed Not disclosed
Disclosure

SEC source: 0001561533-17-000006 · wf-form4_148797763450728.xml · derivative · entry 5

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,719

Underlying: Ordinary Shares · 3,542 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

F6 · derivative.expiration_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:07 UTC
Postlewhite StephenCEO Aspen Insurance
Exercise / conversion2014 Performance Shares · Derivative 12,472 Not disclosed Not disclosed
Disclosure

SEC source: 0001561533-17-000006 · wf-form4_148797763450728.xml · derivative · entry 4

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 12,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents mandatory conversion into Issuer's Ordinary Shares of all 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer and filing of the annual report on Form 10-K for the year ended December 31, 2016.

F5 · derivative.expiration_date: Represents mandatory conversion into Issuer's Ordinary Shares of all 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer and filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:07 UTC
Postlewhite StephenCEO Aspen Insurance
Grant2014 Performance Shares · Derivative 1,741 Not disclosed Not disclosed
Disclosure

SEC source: 0001561533-17-000006 · wf-form4_148797763450728.xml · derivative · entry 3

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,472

Underlying: Ordinary Shares · 1,741 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

F4 · derivative.expiration_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:07 UTC
Postlewhite StephenCEO Aspen Insurance
Tax withholdingOrdinary Shares 6,608 $56.25 $371,700.00
Disclosure

SEC source: 0001561533-17-000006 · wf-form4_148797763450728.xml · nonDerivative · entry 2

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,647

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:07 UTC
Postlewhite StephenCEO Aspen Insurance
GrantOrdinary Shares 12,472 Not disclosed Not disclosed
Disclosure

SEC source: 0001561533-17-000006 · wf-form4_148797763450728.xml · nonDerivative · entry 1

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,255

F1 · kind: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

F1 · acquired: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:55 UTC
Kirk ScottGroup CFO
Grant2016 Performance Shares · Derivative 6,572 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-17-000006 · wf-form4_148797689596188.xml · derivative · entry 6

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,572

Underlying: Ordinary Shares · 6,572 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F6 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:55 UTC
Kirk ScottGroup CFO
Grant2015 Performance Shares · Derivative 2,024 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-17-000006 · wf-form4_148797689596188.xml · derivative · entry 5

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,268

Underlying: Ordinary Shares · 2,024 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

F5 · derivative.expiration_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:55 UTC
Kirk ScottGroup CFO
Exercise / conversion2014 Performance Shares · Derivative 5,821 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-17-000006 · wf-form4_148797689596188.xml · derivative · entry 4

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

F4 · derivative.expiration_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:55 UTC
Kirk ScottGroup CFO
Grant2014 Performance Shares · Derivative 813 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-17-000006 · wf-form4_148797689596188.xml · derivative · entry 3

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,821

Underlying: Ordinary Shares · 813 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

F4 · derivative.expiration_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:55 UTC
Kirk ScottGroup CFO
Tax withholdingOrdinary Shares 2,737 $56.25 $153,956.25
Disclosure

SEC source: 0001603733-17-000006 · wf-form4_148797689596188.xml · nonDerivative · entry 2

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,644

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:55 UTC
Kirk ScottGroup CFO
Exercise / conversionOrdinary Shares 5,821 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-17-000006 · wf-form4_148797689596188.xml · nonDerivative · entry 1

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

F1 · acquired: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:52 UTC
O Kane ChristopherDirector · CEO
Grant2016 Performance Shares · Derivative 7,908 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-17-000006 · wf-form4_148797673005108.xml · derivative · entry 6

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,908

Underlying: Ordinary Shares · 7,908 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F7 · derivative.exercise_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

F7 · derivative.expiration_date: Represents 2016 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2016 Performance Share award is tested annually over a three-year period. All vested 2016 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2018.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:52 UTC
O Kane ChristopherDirector · CEO
Grant2015 Performance Shares · Derivative 8,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-17-000006 · wf-form4_148797673005108.xml · derivative · entry 5

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,072

Underlying: Ordinary Shares · 8,098 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F6 · derivative.exercise_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

F6 · derivative.expiration_date: Represents 2015 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2015 Performance Share award is tested annually over a three-year period. All vested 2015 Performance Shares will be issued following the filing of the annual report on Form 10-K for the year ended December 31, 2017.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:52 UTC
O Kane ChristopherDirector · CEO
Exercise / conversion2014 Performance Shares · Derivative 66,513 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-17-000006 · wf-form4_148797673005108.xml · derivative · entry 4

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 66,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents mandatory conversion into Issuer's Ordinary Shares of all 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer and filing of the annual report on Form 10-K for the year ended December 31, 2016.

F5 · derivative.expiration_date: Represents mandatory conversion into Issuer's Ordinary Shares of all 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer and filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:52 UTC
O Kane ChristopherDirector · CEO
Grant2014 Performance Shares · Derivative 9,285 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-17-000006 · wf-form4_148797673005108.xml · derivative · entry 3

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,513

Underlying: Ordinary Shares · 9,285 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

F4 · derivative.expiration_date: Represents 2014 Performance Shares eligible for vesting following the achievement of certain financial targets by the Issuer. One third of the 2014 Performance Share award is tested annually over a three-year period. All vested 2014 Performance Shares are issued following the filing of the annual report on Form 10-K for the year ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:52 UTC
O Kane ChristopherDirector · CEO
Tax withholdingOrdinary Shares 31,263 $56.25 $1,758,543.75
Disclosure

SEC source: 0001561313-17-000006 · wf-form4_148797673005108.xml · nonDerivative · entry 2

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,551

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:52 UTC
O Kane ChristopherDirector · CEO
GrantOrdinary Shares 66,513 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-17-000006 · wf-form4_148797673005108.xml · nonDerivative · entry 1

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,814

F1 · kind: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

F1 · acquired: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

Read SEC document
February 22, 2017 Filed Mar 28, 2017 19:44 UTC Amendment
Issavi EmilPresident and CUO, Aspen Re
GrantOrdinary Shares 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-17-000010 · wf-form4a_149073026096256.xml · nonDerivative · entry 1

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,971

F1 · kind: The additional 35 ordinary shares were omitted from the Reporting Person's Form 4 filed on February 22, 2017, and all Forms 4 filed by the Reporting Person after February 22, 2017, due to a tax re-calculation.

F2 · price: The additional 35 ordinary shares were acquired upon mandatory conversion of previously granted 2014 Performance Shares in accordance with the performance conditions having been met.

F3 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a transaction that was exempt from reporting on Form 4.

Read SEC document
February 22, 2017 Filed Nov 22, 2017 17:23 UTC Amendment
Postlewhite StephenCEO Aspen Insurance
GrantOrdinary Shares 744 Not disclosed Not disclosed
Disclosure

SEC source: 0001561533-17-000016 · wf-form4a_151137139606684.xml · nonDerivative · entry 1

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,065

F1 · shares: The Reporting Person's Form 4 filed on February 24, 2017 erroneously reported that 6,608 ordinary shares were withheld from the Reporting Person in order to satisfy tax liability upon the previously granted performance share units (2014 Grant) when in fact 5,864 ordinary shares were withheld. As a result, the reported amount of ordinary shares beneficially owned by the Reporting Person on Forms 4 on and after February 24, 2017 was erroneously reduced by 744 ordinary shares.

F2 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 17:02 UTC
Lillelund ThomasCEO, Aspen Reinsurance
GrantRestricted Share Units (2017 Grant) · Derivative 5,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000004 · wf-form4_148700534745317.xml · derivative · entry 1

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,558

Underlying: Ordinary Shares · 5,558 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F1 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

F2 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 16:31 UTC
Cohen David AlanPresident and CUO Insurance
GrantRestricted Share Units (2017 Grant) · Derivative 5,335 Not disclosed Not disclosed
Disclosure

SEC source: 0001657961-17-000004 · wf-form4_148700347427806.xml · derivative · entry 1

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,335

Underlying: Ordinary Shares · 5,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F1 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

F2 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 16:47 UTC
Kirk ScottGroup CFO
GrantRestricted Share Units (2017 Grant) · Derivative 5,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001603733-17-000004 · wf-form4_148700443979680.xml · derivative · entry 1

Kirk Scott · CIK 0001603733 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,558

Underlying: Ordinary Shares · 5,558 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F1 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

F2 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 16:59 UTC
Green Karen AnnCEO AIUK Ltd AMAL Ltd
GrantRestricted Share Units (2017 Grant) · Derivative 3,335 Not disclosed Not disclosed
Disclosure

SEC source: 0001561510-17-000004 · wf-form4_148700514281295.xml · derivative · entry 1

Green Karen Ann · CIK 0001561510 · CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,335

Underlying: Ordinary Shares · 3,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F1 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

F2 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 16:56 UTC
Vacher KateDirector of Underwriting
GrantRestricted Share Units (2017 Grant) · Derivative 3,335 Not disclosed Not disclosed
Disclosure

SEC source: 0001561518-17-000004 · wf-form4_148700495174743.xml · derivative · entry 1

Vacher Kate · CIK 0001561518 · Director of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,335

Underlying: Ordinary Shares · 3,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F1 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

F2 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 16:51 UTC
O Kane ChristopherDirector · CEO
GrantRestricted Share Units (2017 Grant) · Derivative 17,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001561313-17-000004 · wf-form4_148700468073794.xml · derivative · entry 1

O Kane Christopher · CIK 0001561313 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,784

Underlying: Ordinary Shares · 17,784 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F1 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

F2 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 16:44 UTC
Cain MichaelCEO, ABL & Group GC
GrantRestricted Share Units (2017 Grant) · Derivative 3,335 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-17-000004 · wf-form4_148700424047107.xml · derivative · entry 1

Cain Michael · CIK 0001561304 · CEO, ABL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,335

Underlying: Ordinary Shares · 3,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F1 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

F2 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 16:39 UTC
Thornton Richard MatthewChief Operations Officer
GrantRestricted Share Units (2017 Grant) · Derivative 3,335 Not disclosed Not disclosed
Disclosure

SEC source: 0001618791-17-000004 · wf-form4_148700398456288.xml · derivative · entry 1

Thornton Richard Matthew · CIK 0001618791 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,335

Underlying: Ordinary Shares · 3,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F1 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

F2 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

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February 10, 2017 Filed Feb 13, 2017 16:37 UTC
Issavi EmilPresident and CUO, Aspen Re
GrantRestricted Share Units (2017 Grant) · Derivative 6,669 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-17-000004 · wf-form4_148700381063036.xml · derivative · entry 1

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,669

Underlying: Ordinary Shares · 6,669 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F1 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

F2 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

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February 10, 2017 Filed Feb 13, 2017 16:33 UTC
Boornazian BrianChairman Aspen Re
GrantRestricted Share Units (2017 Grant) · Derivative 6,669 Not disclosed Not disclosed
Disclosure

SEC source: 0001561312-17-000004 · wf-form4_148700360719761.xml · derivative · entry 1

Boornazian Brian · CIK 0001561312 · Chairman Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,669

Underlying: Ordinary Shares · 6,669 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F1 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares.

F2 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

F2 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.