AES

SEC source: 0001127602-19-007590 · form4.xml · nonDerivative · entry 1

Mendoza Tish · CIK 0001628839 · Sr. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,091

F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2016. There was no transaction in the market.

SEC source: 0001127602-19-007586 · form4.xml · nonDerivative · entry 1

Dubuc Manuel Perez · CIK 0001754412 · SVP, New Energy Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,322

F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2016. There was no transaction in the market.

SEC source: 0001127602-19-007584 · form4.xml · nonDerivative · entry 1

Da Santos Bernerd · CIK 0001626763 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,838

F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2016. There was no transaction in the market.

SEC source: 0001127602-19-007582 · form4.xml · nonDerivative · entry 1

Blake Sarah · CIK 0001720952 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,344

F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2016. There was no transaction in the market.

SEC source: 0001418812-18-000116 · primary_doc.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Spring Master Fund, L.P. · CIK 0001728461 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,564,500

F1 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: The securities reported herein are held by ValueAct Spring Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

SEC source: 0001127602-18-025151 · form4.xml · derivative · entry 3

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 91,030 shares

Expires 2019-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-18-025151 · form4.xml · nonDerivative · entry 1

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,133,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-18-017785 · form4.xml · derivative · entry 3

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,030

Underlying: Common Stock · 100,000 shares

Expires 2019-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-18-017785 · form4.xml · nonDerivative · entry 1

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-18-015270 · form4.xml · nonDerivative · entry 1

O'Flynn Thomas M. · CIK 0001538176 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,845

F1 · shares: Reflects tax withholding paid in connection with the settlement of one-half of the Restricted Stock Unit award granted on April 23, 2015. There was no transaction in the market.

SEC source: 0001127602-18-015268 · form4.xml · nonDerivative · entry 1

Da Santos Bernerd · CIK 0001626763 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,054

F1 · shares: Reflects tax withholding paid in connection with the vesting and settlement of one-half of the Restricted Stock Unit award granted April 23, 2015. There was no transaction in the market.

SEC source: 0001418812-18-000034 · primary_doc.xml · derivative · entry 2

UBBEN JEFFREY W · CIK 0001159187 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Spring Master Fund, L.P. · CIK 0001728461 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,945

Underlying: Common Stock · 15,081 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F3 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F3 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F3 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F4 · ownership.direct: The ValueAct entities referred to in footnote 2 are collectively referred to herein as "ValueAct Capital." Under an agreement with ValueAct Capital, Jeffrey W. Ubben is deemed to hold the common stock for the benefit of the limited partners of ValueAct Spring Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

SEC source: 0001127602-18-015114 · form4.xml · derivative · entry 1

Naim Moises · CIK 0001573692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,454

Underlying: Common Stock · 15,081 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

SEC source: 0001127602-18-015113 · form4.xml · derivative · entry 1

MORSE JOHN B JR · CIK 0001018396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,312

Underlying: Common Stock · 39,753 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

SEC source: 0001127602-18-015112 · form4.xml · derivative · entry 2

MONIE ALAIN · CIK 0001230564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-04-19

F2 · derivative.exercise_date: This stock option award was granted pursuant to the Plan. This award will vest in three equal annual installments such that one third will vest on April 19, 2019, one third will vest on April 19, 2020 and the remaining third will vest on April 19, 2021.

SEC source: 0001127602-18-015112 · form4.xml · derivative · entry 1

MONIE ALAIN · CIK 0001230564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,957

Underlying: Common Stock · 16,667 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015 (the "Plan").

F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015 (the "Plan").

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015 (the "Plan").

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015 (the "Plan").

SEC source: 0001127602-18-015111 · form4.xml · derivative · entry 1

MILLER JAMES H · CIK 0001226534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,453

Underlying: Common Stock · 15,081 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

SEC source: 0001127602-18-015110 · form4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,428

Underlying: Common Stock · 15,081 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

SEC source: 0001127602-18-015109 · form4.xml · derivative · entry 2

Khanna Tarun · CIK 0001459592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-04-19

F2 · derivative.exercise_date: This stock option award was granted pursuant to the Plan. This award will vest in three equal annual installments such that one third will vest on April 19, 2019, one third will vest on April 19, 2020 and the remaining third will vest on April 19, 2021.

SEC source: 0001127602-18-015109 · form4.xml · derivative · entry 1

Khanna Tarun · CIK 0001459592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,032

Underlying: Common Stock · 18,369 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015 (the "Plan").

F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015 (the "Plan").

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015 (the "Plan").

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015 (the "Plan").

SEC source: 0001127602-18-015108 · form4.xml · derivative · entry 1

JOHNSON KRISTINA M · CIK 0001116268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,151

Underlying: Common Stock · 20,923 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

SEC source: 0001127602-18-015107 · form4.xml · derivative · entry 1

Harrington Charles L. · CIK 0001588300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,223

Underlying: Common Stock · 24,752 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

SEC source: 0001127602-18-008871 · form4.xml · nonDerivative · entry 4

O'Flynn Thomas M. · CIK 0001538176 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,176

F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.

SEC source: 0001127602-18-008869 · form4.xml · nonDerivative · entry 4

Mendoza Tish · CIK 0001628839 · Sr. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,664

F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.

SEC source: 0001127602-18-008866 · form4.xml · nonDerivative · entry 4

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,734

F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.

SEC source: 0001127602-18-008863 · form4.xml · nonDerivative · entry 4

Da Santos Bernerd · CIK 0001626763 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,622

F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.

SEC source: 0001127602-18-008859 · form4.xml · nonDerivative · entry 2

Blake Sarah · CIK 0001720952 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,217

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.

SEC source: 0001127602-18-008855 · form4.xml · nonDerivative · entry 2

Mohan Vineet · CIK 0001704871 · Sr. VP Global Engr & Const

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,484

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.

SEC source: 0001127602-18-008847 · form4.xml · nonDerivative · entry 4

Tigre Margaret · CIK 0001719697 · SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,385

F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.

SEC source: 0001127602-18-008878 · form4.xml · nonDerivative · entry 1

Freedman Paul L · CIK 0001732841 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,991

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 23, 2019, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

SEC source: 0001127602-18-008871 · form4.xml · nonDerivative · entry 3

O'Flynn Thomas M. · CIK 0001538176 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,948

F3 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 23, 2019, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

SEC source: 0001127602-18-008871 · form4.xml · nonDerivative · entry 2

O'Flynn Thomas M. · CIK 0001538176 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,882

F2 · shares: Reflects tax withholding in connection with the settlement of PSUs granted in February 2015.

SEC source: 0001127602-18-008871 · form4.xml · nonDerivative · entry 1

O'Flynn Thomas M. · CIK 0001538176 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,024

F1 · price: This Performance Stock Unit ("PSU") was granted on February 20, 2015 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant. Each earned PSU entitles the holder to one share of AES Common Stock.

SEC source: 0001127602-18-008869 · form4.xml · nonDerivative · entry 3

Mendoza Tish · CIK 0001628839 · Sr. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,729

F3 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 23, 2019, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

SEC source: 0001127602-18-008869 · form4.xml · nonDerivative · entry 2

Mendoza Tish · CIK 0001628839 · Sr. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,399

F2 · shares: Reflects tax withholding in connection with the settlement of PSUs granted in February 2015.

SEC source: 0001127602-18-008869 · form4.xml · nonDerivative · entry 1

Mendoza Tish · CIK 0001628839 · Sr. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,762

F1 · price: This Performance Stock Unit ("PSU") was granted on February 20, 2015 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant. Each earned PSU entitles the holder to one share of AES Common Stock.

SEC source: 0001127602-18-008866 · form4.xml · nonDerivative · entry 3

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959,889

F3 · shares: This restricted stock option award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 23, 2019, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common stock.

SEC source: 0001127602-18-008866 · form4.xml · nonDerivative · entry 2

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,005

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of earned PSUs granted in February 2015.

SEC source: 0001127602-18-008866 · form4.xml · nonDerivative · entry 1

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893,711

F1 · price: This Performance Stock Unit ("PSU") was granted on February 20, 2015 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant. Each earned PSU entitles the holder to one share of AES Common Stock.

SEC source: 0001127602-18-008863 · form4.xml · nonDerivative · entry 3

Da Santos Bernerd · CIK 0001626763 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,549

F3 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 23, 2019, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

SEC source: 0001127602-18-008863 · form4.xml · nonDerivative · entry 2

Da Santos Bernerd · CIK 0001626763 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,141

F2 · shares: Reflects tax withholding in connection with the settlement of PSUs granted in February 2015.

SEC source: 0001127602-18-008863 · form4.xml · nonDerivative · entry 1

Da Santos Bernerd · CIK 0001626763 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,504

F1 · price: This Performance Stock Unit ("PSU") was granted on February 20, 2015 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant. Each earned PSU entitles the holder to one share of AES Common Stock.

SEC source: 0001127602-18-008859 · form4.xml · nonDerivative · entry 1

Blake Sarah · CIK 0001720952 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,906

F1 · shares: Includes Restricted Stock Unit ("RSU") awards granted pursuant to The AES Corporation 2003 Long Term Compensation Plan, with each award vesting in three equal annual installments from the date of grant if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock for each RSU granted.

SEC source: 0001127602-18-008855 · form4.xml · nonDerivative · entry 1

Mohan Vineet · CIK 0001704871 · Sr. VP Global Engr & Const

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,415

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 23, 2019, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

SEC source: 0001127602-18-008847 · form4.xml · nonDerivative · entry 3

Tigre Margaret · CIK 0001719697 · SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,154

F3 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 23, 2019, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

SEC source: 0001127602-18-008847 · form4.xml · nonDerivative · entry 2

Tigre Margaret · CIK 0001719697 · SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,274

F2 · shares: Reflects tax withholding in connection with the settlement of PSUs granted in February 2015.

SEC source: 0001127602-18-008847 · form4.xml · nonDerivative · entry 1

Tigre Margaret · CIK 0001719697 · SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,297

F1 · price: This Performance Stock Unit ("PSU") was granted on February 20, 2015 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant. Each earned PSU entitles the holder to one share of AES Common Stock.

SEC source: 0001127602-18-007658 · form4.xml · nonDerivative · entry 2

Tigre Margaret · CIK 0001719697 · SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,795

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 20, 2015. There was no transaction in the market.

SEC source: 0001127602-18-007656 · form4.xml · nonDerivative · entry 2

O'Flynn Thomas M. · CIK 0001538176 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,942

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 20, 2015. There was no transaction in the market.

SEC source: 0001127602-18-007654 · form4.xml · nonDerivative · entry 2

Mohan Vineet · CIK 0001704871 · Sr. VP Global Engr & Const

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,264

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 20, 2015. There was no transaction in the market.