Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AES CORPAES · Entity 3505 | Director · See Remarks | June 11, 2020 | June 15, 2020 |
| AppHarvest, Inc.APPH · Entity 111251 | Director · 10% owner | June 10, 2021 | June 14, 2021 |
| Enviva, LLCEVA · Entity 84963 | Director · 10% owner | November 14, 2023 | November 17, 2023 |
| Nikola CorpNKLA · Entity 85360 | Director | November 24, 2021 | November 26, 2021 |
| WILLIS TOWERS WATSON PLCWLTW · Entity 3139 | Director · See Remarks | November 09, 2017 | November 13, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AES CORP
Report date June 11, 2020 · Filed June 15, 2020
Jointly reported with ValueAct Holdings, L.P., ValueAct Spring Master Fund, L.P., VA Partners I, LLC, ValueAct Capital Management, L.P., ValueAct Capital Management, LLC, ValueAct Holdings II, L.P., ValueAct Holdings GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 5,346,500 |
Reported balance
After 2020-06-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-06-11 · Purchase · Acquired 500,000 · Balance 5,346,500 F1: Weighted-average price at which shares were purchased on the listed date between the range of $12.19 and $12.25 per share. The reporting persons undertake to provide upon request to the SEC Staff, the Issuer, or a security holder of the Issuer information regarding the number of shares purchased at each price. F2: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: The securities reported herein are directly beneficially owned by ValueAct Spring Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P. |
Filing footnotes · ownership attribution and instrument terms
F1: Weighted-average price at which shares were purchased on the listed date between the range of $12.19 and $12.25 per share. The reporting persons undertake to provide upon request to the SEC Staff, the Issuer, or a security holder of the Issuer information regarding the number of shares purchased at each price.
F2: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3: The securities reported herein are directly beneficially owned by ValueAct Spring Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.
AppHarvest, Inc.
Report date June 10, 2021 · Filed June 14, 2021
Jointly reported with INCLUSIVE CAPITAL PARTNERS, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 8,798,704 |
Reported balance
After 2021-06-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-06-10 · Sale · Disposed 3,000,000 · Balance 8,798,704 F1: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund"). Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") acts as investment manager to In-Cap Spring Master Fund. Mr. Jeffrey W. Ubben ("Mr. Ubben", and together with In-Cap, the "Reporting Persons") indirectly controls In-Cap. F2: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported s amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 3,373 |
Reported balance
Holding disclosure · report date 2021-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,373 F2: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported s amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F3: Represents shares of common stock of the Issuer issuable upon settlement of a restricted stock unit award that vests on the date of the next annual meeting of the Issuer's stockholders (the "Annual Meeting") following the grant date (or the date immediately preceding the date of the Annual Meeting if the recipient's service as a director ends at such Annual Meeting as a result of the director's failure to be re-elected or the director not standing for re-election). The restricted stock unit was awarded to Mr. Ubben. Mr. Ubben is deemed to hold the award for the benefit of In-Cap Spring Master Fund and In-Cap. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund"). Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") acts as investment manager to In-Cap Spring Master Fund. Mr. Jeffrey W. Ubben ("Mr. Ubben", and together with In-Cap, the "Reporting Persons") indirectly controls In-Cap.
F2: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported s amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
F3: Represents shares of common stock of the Issuer issuable upon settlement of a restricted stock unit award that vests on the date of the next annual meeting of the Issuer's stockholders (the "Annual Meeting") following the grant date (or the date immediately preceding the date of the Annual Meeting if the recipient's service as a director ends at such Annual Meeting as a result of the director's failure to be re-elected or the director not standing for re-election). The restricted stock unit was awarded to Mr. Ubben. Mr. Ubben is deemed to hold the award for the benefit of In-Cap Spring Master Fund and In-Cap.
Enviva, LLC
Report date November 14, 2023 · Filed November 17, 2023
Jointly reported with INCLUSIVE CAPITAL PARTNERS, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 5,348,710 |
Reported balance
After 2023-11-14 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-11-14 · Sale · Disposed 2,250,000 · Balance 5,348,710 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.30 to $1.575, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), to which In-Cap acts as investment manager. Mr. Jeffrey W. Ubben ("Mr. Ubben") indirectly controls In-Cap. F5: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 21,152 |
Reported balance
Holding disclosure · report date 2023-11-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 21,152 F3: Represents shares of common stock held by Mr. Ubben, which he is deemed to hold for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. F5: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 18,375 |
Reported balance
Holding disclosure · report date 2023-11-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 18,375 F4: Represents shares of common stock held by Ms. Eva Zlotnicka, a Founder and Managing Partner at In-Cap, ("Ms. Zlotnicka"), which she is deemed to hold for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. F5: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.30 to $1.575, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F2: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), to which In-Cap acts as investment manager. Mr. Jeffrey W. Ubben ("Mr. Ubben") indirectly controls In-Cap.
F3: Represents shares of common stock held by Mr. Ubben, which he is deemed to hold for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds.
F4: Represents shares of common stock held by Ms. Eva Zlotnicka, a Founder and Managing Partner at In-Cap, ("Ms. Zlotnicka"), which she is deemed to hold for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds.
F5: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.
Nikola Corp
Report date November 24, 2021 · Filed November 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2021-11-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-11-24 · Other · Disposed 3,552,006 · Balance 0 F1: Represents a pro rata in-kind distribution (the "Pro Rata Distribution") of shares of common stock of Nikola Corporation (the "Issuer") by Spring NM, LLC ("Spring NM") to the members of Spring NM without consideration. The Reporting Person is the managing member of Spring NM. F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 37,682 |
Reported balance
After 2021-11-26 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-11-26 · Gift · Disposed 1,780,438 · Balance 37,682 F2: The Reporting Person received 1,780,438 shares of common stock of the Issuer in the Pro Rata Distribution and subsequently made a gift of such securities. F3: Shares of common stock issuable upon settlement of restricted stock units awarded to the Reporting Person. The Reporting Person is deemed to hold the awards for the benefit of funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and In-Cap. F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 10,275,437 |
Reported balance
Holding disclosure · report date 2021-11-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 10,275,437 F4: The securities reported herein are held by the In-Cap Funds. In-Cap acts as investment manager to the In-Cap Funds. The Reporting Person indirectly controls In-Cap. F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro rata in-kind distribution (the "Pro Rata Distribution") of shares of common stock of Nikola Corporation (the "Issuer") by Spring NM, LLC ("Spring NM") to the members of Spring NM without consideration. The Reporting Person is the managing member of Spring NM.
F2: The Reporting Person received 1,780,438 shares of common stock of the Issuer in the Pro Rata Distribution and subsequently made a gift of such securities.
F3: Shares of common stock issuable upon settlement of restricted stock units awarded to the Reporting Person. The Reporting Person is deemed to hold the awards for the benefit of funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and In-Cap.
F4: The securities reported herein are held by the In-Cap Funds. In-Cap acts as investment manager to the In-Cap Funds. The Reporting Person indirectly controls In-Cap.
F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.
WILLIS TOWERS WATSON PLC
Report date November 09, 2017 · Filed November 13, 2017
Jointly reported with ValueAct Holdings, L.P., ValueAct Capital Master Fund, L.P., VA Partners I, LLC, ValueAct Capital Management, L.P., ValueAct Capital Management, LLC, ValueAct Holdings GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnotes | 2,244,358 |
Last balance in matching sequence
After 2017-11-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-11-09 · Sale · Disposed 320,000 · Balance 2,364,358 F1: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. Row 2 · 2017-11-10 · Sale · Disposed 120,000 · Balance 2,244,358 F1: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. |
Filing footnotes · ownership attribution and instrument terms
F1: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F2: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EXXON MOBIL CORP
Report date May 27, 2026 · Filed May 27, 2026
Section 16 reporting ended · disclosed 2026-05-27. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
TWENTY-FIRST CENTURY FOX, INC.
Report date April 26, 2018 · Filed April 30, 2018
Jointly reported with Volpe Velox, L.P., Volpe Velox, LLC, ValueAct Holdings, L.P., ValueAct Capital Master Fund, L.P., VA Partners I, LLC, ValueAct Capital Management, L.P., ValueAct Capital Management, LLC, ValueAct Holdings GP, LLC
Section 16 reporting ended · disclosed 2018-04-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 17,311 |
Reported balance
After 2018-04-26 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-04-26 · Exercise / conversion · Acquired 17,311 · Balance 17,311 F1: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-04-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-04-26 · Exercise / conversion · Disposed 17,311 · Balance 0 F1: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock. F5: The deferred stock units became payable in stock upon the earlier of (1) the first trading day of the quarter five years following the grant and (2) Mr. Ubben's end of service as a Director (Mr. Ubben resigned as a Director effective April 26, 2018). F6: Under an agreement with the ValueAct Capital entities listed in Footnote 4, Jeffrey W. Ubben is deemed to hold the deferred stock units for the benefit of the investors of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. |
| Class B Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 53,326,334 |
Reported balance
Holding disclosure · report date 2018-04-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 53,326,334 F2: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: The securities reported herein are directly beneficially owned by Volpe Velox, L.P. and may be deemed to be indirectly beneficially owned by (i) Volpe Velox, LLC as General Partner of Volpe Velox, L.P., and (ii) Jeffrey W. Ubben as the Managing Member of Volpe Velox, LLC. F4: ValueAct Capital Master Fund, L.P. is the sole limited partner of Volpe Velox, L.P. To the extent that ValueAct Capital Master Fund, L.P. is deemed to be a beneficial owner of securities of the Issuer held by Volpe Velox, L.P., such interests may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. Jeffrey W. Ubben is a member of the management board of ValueAct Holdings GP, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock.
F2: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3: The securities reported herein are directly beneficially owned by Volpe Velox, L.P. and may be deemed to be indirectly beneficially owned by (i) Volpe Velox, LLC as General Partner of Volpe Velox, L.P., and (ii) Jeffrey W. Ubben as the Managing Member of Volpe Velox, LLC.
F4: ValueAct Capital Master Fund, L.P. is the sole limited partner of Volpe Velox, L.P. To the extent that ValueAct Capital Master Fund, L.P. is deemed to be a beneficial owner of securities of the Issuer held by Volpe Velox, L.P., such interests may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. Jeffrey W. Ubben is a member of the management board of ValueAct Holdings GP, LLC.
F5: The deferred stock units became payable in stock upon the earlier of (1) the first trading day of the quarter five years following the grant and (2) Mr. Ubben's end of service as a Director (Mr. Ubben resigned as a Director effective April 26, 2018).
F6: Under an agreement with the ValueAct Capital entities listed in Footnote 4, Jeffrey W. Ubben is deemed to hold the deferred stock units for the benefit of the investors of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.
UNIFI INC
Report date November 27, 2023 · Filed November 29, 2023
Jointly reported with INCLUSIVE CAPITAL PARTNERS, L.P.
Section 16 reporting ended · disclosed 2023-11-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 1,858,529 |
Reported balance
After 2023-11-27 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-11-27 · Sale · Disposed 62,358 · Balance 1,858,529 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.52 to $6.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund , L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap. F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 1,686,887 |
Reported balance
After 2023-11-28 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2023-11-28 · Sale · Disposed 171,642 · Balance 1,686,887 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.895, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund , L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap. F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 29,066 |
Reported balance
Holding disclosure · report date 2023-11-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 29,066 F4: Represents shares of common stock granted by the Issuer pursuant to the Issuer's director compensation policy. The shares of common stock are deemed to be held for the benefit of In-Cap Spring Master Fund and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund. F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.52 to $6.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.895, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund , L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap.
F4: Represents shares of common stock granted by the Issuer pursuant to the Issuer's director compensation policy. The shares of common stock are deemed to be held for the benefit of In-Cap Spring Master Fund and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund.
F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2026 Filed Jan 5, 2026 20:27 UTC | EXXON MOBIL CORP XOM · Entity 32533 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000034088-26-000005 · form4.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,500 F1 · price: Restricted stock grant F2 · ownership.direct: Represents restricted stock grants awarded to Mr. Jeffrey W. Ubben (the "Reporting Person"). The Reporting Person is deemed to hold 20,500 restricted stock grants awarded to the Reporting Person for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the awards directly to the In-Cap Funds. F3 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 19:26 UTC | EXXON MOBIL CORP XOM · Entity 32533 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-000303 · form4.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,000 F1 · price: Restricted stock grant. F2 · ownership.direct: Represents restricted stock grants awarded to Mr. Jeffrey W. Ubben (the "Reporting Person"). The Reporting Person is deemed to hold 15,500 restricted stock grants previously awarded to the Reporting Person for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the awards directly to the In-Cap Funds. F3 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 02:23 UTC | EXXON MOBIL CORP XOM · Entity 32533 | GrantCommon Stock, without par value | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-24-000217 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,500 F1 · price: Restricted stock grant. F2 · ownership.direct: Represents restricted stock grants awarded to Mr. Jeffrey W. Ubben (the "Reporting Person"). The Reporting Person is deemed to hold the awards for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the awards directly to the In-Cap Funds. F3 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| November 28, 2023 Filed Nov 29, 2023 22:12 UTC | UNIFI INC UFI · Entity 6574 | SaleCommon Stock | 171,642 | $6.52 | $1,118,264.79 |
DisclosureSEC source: 0000902664-23-005733 · ownership.xml · nonDerivative · entry 2 INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner UBBEN JEFFREY W · CIK 0001159187 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,686,887 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.895, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund , L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap. F5 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| November 28, 2023 Filed Dec 1, 2023 02:45 UTC | EXXON MOBIL CORP XOM · Entity 32533 | SaleCommon Stock, without par value ("Common Stock") | 2,077,000 | $104.06 | $216,127,427.50 |
DisclosureSEC source: 0001214659-23-015834 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.90 to $104.545, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities reported herein were held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 22:12 UTC | UNIFI INC UFI · Entity 6574 | SaleCommon Stock | 62,358 | $6.75 | $420,847.91 |
DisclosureSEC source: 0000902664-23-005733 · ownership.xml · nonDerivative · entry 1 INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner UBBEN JEFFREY W · CIK 0001159187 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,858,529 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.52 to $6.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund , L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap. F5 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| November 14, 2023 Filed Nov 17, 2023 02:45 UTC | Enviva, LLC EVA · Entity 84963 | SaleCommon Stock | 2,250,000 | $1.49 | $3,349,350.00 |
DisclosureSEC source: 0000902664-23-005632 · ownership.xml · nonDerivative · entry 1 INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner · See Remarks UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 5,348,710 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.30 to $1.575, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), to which In-Cap acts as investment manager. Mr. Jeffrey W. Ubben ("Mr. Ubben") indirectly controls In-Cap. F5 · ownership.nature: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| November 06, 2023 Filed Nov 8, 2023 21:30 UTC | EXXON MOBIL CORP XOM · Entity 32533 | PurchaseCommon Stock | 50,000 | $105.99 | $5,299,410.00 |
DisclosureSEC source: 0001214659-23-014710 · ownership.xml · nonDerivative · entry 3 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 2,077,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $105.92 to $106.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F4 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap. F6 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| November 06, 2023 Filed Nov 8, 2023 21:30 UTC | EXXON MOBIL CORP XOM · Entity 32533 | PurchaseCommon Stock | 50,000 | $105.99 | $5,299,360.00 |
DisclosureSEC source: 0001214659-23-014710 · ownership.xml · nonDerivative · entry 2 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 2,027,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $105.885 to $106.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F4 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap. F6 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| November 06, 2023 Filed Nov 8, 2023 21:30 UTC | EXXON MOBIL CORP XOM · Entity 32533 | PurchaseCommon Stock, without par value (Common Stock) | 150,000 | $105.95 | $15,892,650.00 |
DisclosureSEC source: 0001214659-23-014710 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,977,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $105.78 to $106.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F4 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap. F6 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 21:29 UTC | UNIFI INC UFI · Entity 6574 | GrantCommon Stock | 7,452 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-005309 · ownership.xml · nonDerivative · entry 1 INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner · See Remarks UBBEN JEFFREY W · CIK 0001159187 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 29,066 F1 · shares: Represents a grant of common stock to Ms. Eva Zlotnicka ("Ms. Zlotnicka"), a Founder and Managing Partner at In-Cap (as defined below), by the Issuer on October 31, 2023, for her services as a director of the Issuer pursuant to the Issuer's director compensation policy. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of In-Cap Spring Master Fund , L.P. ("In-Cap Spring Master Fund") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well. F2 · balance_after: Includes a grant of 11,635 shares of common stock reported by Ms. Zlotnicka on her Form 4 filed on November 4, 2022. F1 · ownership.nature: Represents a grant of common stock to Ms. Eva Zlotnicka ("Ms. Zlotnicka"), a Founder and Managing Partner at In-Cap (as defined below), by the Issuer on October 31, 2023, for her services as a director of the Issuer pursuant to the Issuer's director compensation policy. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of In-Cap Spring Master Fund , L.P. ("In-Cap Spring Master Fund") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 21:10 UTC | Enviva, LLC EVA · Entity 84963 | GrantCommon Stock | 10,152 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-005307 · ownership.xml · nonDerivative · entry 2 INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner · See Remarks UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 18,375 F2 · shares: Represents 10,152 shares of common stock granted to Ms. Eva Zlotnicka, a Founder and Managing Partner at In-Cap, ("Ms. Zlotnicka") by the Issuer on October 31, 2023, pursuant to the Enviva Inc. Long-Term Incentive Plan. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well. F2 · ownership.nature: Represents 10,152 shares of common stock granted to Ms. Eva Zlotnicka, a Founder and Managing Partner at In-Cap, ("Ms. Zlotnicka") by the Issuer on October 31, 2023, pursuant to the Enviva Inc. Long-Term Incentive Plan. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 21:10 UTC | Enviva, LLC EVA · Entity 84963 | GrantCommon Stock | 9,064 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-005307 · ownership.xml · nonDerivative · entry 1 INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner · See Remarks UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 21,152 F1 · shares: Represents 9,064 shares of common stock granted to Mr. Jeffrey W. Ubben ("Mr. Ubben") by the Issuer on October 31, 2023, pursuant to the Enviva Inc. Long-Term Incentive Plan. Mr. Ubben is deemed to hold the shares of common stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap" or the "Reporting Person") to which In-Cap acts as investment manager and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. F1 · ownership.nature: Represents 9,064 shares of common stock granted to Mr. Jeffrey W. Ubben ("Mr. Ubben") by the Issuer on October 31, 2023, pursuant to the Enviva Inc. Long-Term Incentive Plan. Mr. Ubben is deemed to hold the shares of common stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap" or the "Reporting Person") to which In-Cap acts as investment manager and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 20:15 UTC | Enviva, LLC EVA · Entity 84963 | GrantCommon Stock | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-004236 · ownership.xml · nonDerivative · entry 2 INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · Director · 10% owner · See Remarks UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 8,223 F2 · shares: Represents 2,849 shares of common stock granted to Ms. Eva Zlotnicka, a Founder and Managing Partner at In-Cap, ("Ms. Zlotnicka") by the Issuer on August 2, 2023 pursuant to the Enviva Inc. Long-Term Incentive Plan. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well. F2 · ownership.nature: Represents 2,849 shares of common stock granted to Ms. Eva Zlotnicka, a Founder and Managing Partner at In-Cap, ("Ms. Zlotnicka") by the Issuer on August 2, 2023 pursuant to the Enviva Inc. Long-Term Incentive Plan. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 20:15 UTC | Enviva, LLC EVA · Entity 84963 | GrantCommon Stock | 2,544 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-004236 · ownership.xml · nonDerivative · entry 1 INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · Director · 10% owner · See Remarks UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 12,088 F1 · shares: Represents 2,544 shares of common stock granted to Mr. Jeffrey W. Ubben ("Mr. Ubben") by the Issuer on August 2, 2023 pursuant to the Enviva Inc. Long-Term Incentive Plan. Mr. Ubben is deemed to hold the shares of common stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap" or the "Reporting Person") to which In-Cap acts as investment manager and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. F1 · ownership.nature: Represents 2,544 shares of common stock granted to Mr. Jeffrey W. Ubben ("Mr. Ubben") by the Issuer on August 2, 2023 pursuant to the Enviva Inc. Long-Term Incentive Plan. Mr. Ubben is deemed to hold the shares of common stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap" or the "Reporting Person") to which In-Cap acts as investment manager and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 20:30 UTC | EXXON MOBIL CORP XOM · Entity 32533 | PurchaseCommon Stock | 70,962 | $106.82 | $7,580,026.01 |
DisclosureSEC source: 0001214659-23-010729 · ownership.xml · nonDerivative · entry 3 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,827,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $106.64 to $107.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F4 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap. F6 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 20:30 UTC | EXXON MOBIL CORP XOM · Entity 32533 | PurchaseCommon Stock | 54,038 | $106.17 | $5,737,414.40 |
DisclosureSEC source: 0001214659-23-010729 · ownership.xml · nonDerivative · entry 2 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,756,038 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $105.65 to $106.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F4 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap. F6 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 20:30 UTC | EXXON MOBIL CORP XOM · Entity 32533 | PurchaseCommon Stock, without par value (Common Stock) | 67,000 | $106.26 | $7,119,627.70 |
DisclosureSEC source: 0001214659-23-010729 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,702,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $105.93 to $106.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F4 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap. F6 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2023 Filed Aug 3, 2023 01:41 UTC | EXXON MOBIL CORP XOM · Entity 32533 | PurchaseCommon Stock | 200,000 | $107.11 | $21,421,480.00 |
DisclosureSEC source: 0001214659-23-010685 · ownership.xml · nonDerivative · entry 5 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,635,000 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $106.955 to $107.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F6 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap. F8 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2023 Filed Aug 3, 2023 01:41 UTC | EXXON MOBIL CORP XOM · Entity 32533 | PurchaseCommon Stock | 108,000 | $107.05 | $11,561,659.20 |
DisclosureSEC source: 0001214659-23-010685 · ownership.xml · nonDerivative · entry 4 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,435,000 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $106.74 to $107.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F6 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap. F8 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2023 Filed Aug 3, 2023 01:41 UTC | EXXON MOBIL CORP XOM · Entity 32533 | PurchaseCommon Stock | 20,288 | $106.98 | $2,170,471.10 |
DisclosureSEC source: 0001214659-23-010685 · ownership.xml · nonDerivative · entry 3 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,327,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $106.965 to $107.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F6 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap. F8 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2023 Filed Aug 3, 2023 01:41 UTC | EXXON MOBIL CORP XOM · Entity 32533 | PurchaseCommon Stock | 119,712 | $106.65 | $12,766,925.66 |
DisclosureSEC source: 0001214659-23-010685 · ownership.xml · nonDerivative · entry 2 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,306,712 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $105.96 to $106.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F6 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap. F8 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2023 Filed Aug 3, 2023 01:41 UTC | EXXON MOBIL CORP XOM · Entity 32533 | PurchaseCommon Stock, without par value ("Common Stock") | 10,000 | $105.20 | $1,052,026.00 |
DisclosureSEC source: 0001214659-23-010685 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,187,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $104.94 to $105.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F6 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap. F8 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 20:15 UTC | Enviva, LLC EVA · Entity 84963 | GrantCommon Stock | 1,856,271 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-003638 · ownership.xml · nonDerivative · entry 2 UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 7,598,710 F1 · kind: The conversion of the Series A Preferred Stock ("Preferred Shares") to shares of Common Stock of the Issuer occurred automatically on June 15, 2023 upon stockholder approval of a proposal to issue Common Stock upon conversion of the Preferred Shares for purposes of Rule 312.03 of the New York Stock Exchange Listed Company Manual. F1 · price: The conversion of the Series A Preferred Stock ("Preferred Shares") to shares of Common Stock of the Issuer occurred automatically on June 15, 2023 upon stockholder approval of a proposal to issue Common Stock upon conversion of the Preferred Shares for purposes of Rule 312.03 of the New York Stock Exchange Listed Company Manual. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F3 · ownership.nature: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 20:15 UTC | Enviva, LLC EVA · Entity 84963 | Disposition to issuerSeries A Preferred Stock, par value $0.001 per share | 1,856,271 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-003638 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · kind: The conversion of the Series A Preferred Stock ("Preferred Shares") to shares of Common Stock of the Issuer occurred automatically on June 15, 2023 upon stockholder approval of a proposal to issue Common Stock upon conversion of the Preferred Shares for purposes of Rule 312.03 of the New York Stock Exchange Listed Company Manual. F1 · price: The conversion of the Series A Preferred Stock ("Preferred Shares") to shares of Common Stock of the Issuer occurred automatically on June 15, 2023 upon stockholder approval of a proposal to issue Common Stock upon conversion of the Preferred Shares for purposes of Rule 312.03 of the New York Stock Exchange Listed Company Manual. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F3 · ownership.nature: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds. Read SEC document |
| April 26, 2023 Filed Apr 27, 2023 23:27 UTC | Enviva, LLC EVA · Entity 84963 | GrantCommon Stock | 1,526 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-002723 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,544 F1 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F2 · ownership.direct: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 22:21 UTC | Enviva, LLC EVA · Entity 84963 | GrantSeries A Preferred Stock, par value $0.001 per share | 1,856,271 | $37.71 | $69,999,979.41 |
DisclosureSEC source: 0000902664-23-002099 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,856,271 F1 · shares: As disclosed on Amendment No. 4 to Schedule 13D filed by In-Cap (as defined below) on March 2, 2023, upon stockholder approval of the conversion, each share of Series A Preferred Stock, par value $0.001 per share, will automatically convert into one share of common stock of the Issuer, par value $0.001 per share ("Common Stock"). F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F3 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P. ("In-Cap") acts as investment manager. The Reporting Person indirectly controls In-Cap. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:51 UTC | Enviva, LLC EVA · Entity 84963 | GrantCommon Stock | 683 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-001935 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,018 F1 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F2 · ownership.direct: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 01:35 UTC | Enviva, LLC EVA · Entity 84963 | Exercise / conversionRestricted Stock Units · Derivative | 2,081 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-001148 · ownership.xml · derivative · entry 4 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 1, 2023, the restricted stock units reported above vested in accordance with the Reporting Person's grant award and were settled through the issuance of an equal number of shares of common stock to the Reporting Person. F1 · derivative.exercise_date: On February 1, 2023, the restricted stock units reported above vested in accordance with the Reporting Person's grant award and were settled through the issuance of an equal number of shares of common stock to the Reporting Person. F1 · derivative.expiration_date: On February 1, 2023, the restricted stock units reported above vested in accordance with the Reporting Person's grant award and were settled through the issuance of an equal number of shares of common stock to the Reporting Person. F1 · derivative.underlying_shares: On February 1, 2023, the restricted stock units reported above vested in accordance with the Reporting Person's grant award and were settled through the issuance of an equal number of shares of common stock to the Reporting Person. F2 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F3 · ownership.direct: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 01:35 UTC | Enviva, LLC EVA · Entity 84963 | Exercise / conversionCommon Stock | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-001148 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 1, 2023, the restricted stock units reported above vested in accordance with the Reporting Person's grant award and were settled through the issuance of an equal number of shares of common stock to the Reporting Person. F2 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F3 · ownership.direct: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 01:35 UTC | Enviva, LLC EVA · Entity 84963 | GrantRestricted Stock Units · Derivative | 3,463 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-001148 · ownership.xml · derivative · entry 3 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,463 Underlying: Common Stock · 3,463 shares Expires not disclosed F5 · shares: Each restricted stock unit is the economic equivalent of one share of common stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's common stock during the period in which the restricted stock is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as the Reporting Person continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of common stock. F5 · derivative.exercise_date: Each restricted stock unit is the economic equivalent of one share of common stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's common stock during the period in which the restricted stock is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as the Reporting Person continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of common stock. F5 · derivative.expiration_date: Each restricted stock unit is the economic equivalent of one share of common stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's common stock during the period in which the restricted stock is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as the Reporting Person continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of common stock. F5 · derivative.underlying_shares: Each restricted stock unit is the economic equivalent of one share of common stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's common stock during the period in which the restricted stock is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as the Reporting Person continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of common stock. F2 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F3 · ownership.direct: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 19:27 UTC | EXXON MOBIL CORP XOM · Entity 32533 | GrantCommon Stock, without par value (Common Stock) | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-23-000106 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 F1 · price: Restricted stock grant. F2 · ownership.direct: The restricted stock grant was awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person"). The Reporting Person is deemed to hold the award for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the award directly to the In-Cap Funds. F4 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| December 02, 2022 Filed Dec 3, 2022 02:23 UTC | Enviva, LLC EVA · Entity 84963 | PurchaseCommon Stock | 200,000 | $55.00 | $11,000,000.00 |
DisclosureSEC source: 0000902664-22-005021 · ownership.xml · nonDerivative · entry 2 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,742,439 F2 · ownership.nature: The filing of this statement shall not be deemed an admission that Mr. Ubben ( the "Reporting Person") is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F3 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") acts as investment manager. The Reporting Person indirectly controls In-Cap. Read SEC document |
| November 30, 2022 Filed Dec 3, 2022 02:23 UTC | Enviva, LLC EVA · Entity 84963 | PurchaseCommon Stock | 28,697 | $53.25 | $1,528,166.90 |
DisclosureSEC source: 0000902664-22-005021 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,542,439 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $52.84 to $53.50, inclusive. The Reporting Person (as defined below) undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that Mr. Ubben ( the "Reporting Person") is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F3 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") acts as investment manager. The Reporting Person indirectly controls In-Cap. Read SEC document |
| October 20, 2022 Filed Oct 21, 2022 22:03 UTC | Enviva, LLC EVA · Entity 84963 | PurchaseCommon Stock | 25,000 | $50.25 | $1,256,125.00 |
DisclosureSEC source: 0000902664-22-004627 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,513,742 F1 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F2 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap. Read SEC document |
| October 14, 2022 Filed Oct 15, 2022 00:00 UTC | Enviva, LLC EVA · Entity 84963 | PurchaseCommon Stock | 9,048 | $51.50 | $465,972.00 |
DisclosureSEC source: 0000902664-22-004558 · ownership.xml · nonDerivative · entry 5 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,488,742 F7 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $51.49 to $51.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F3 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap. Read SEC document |
| October 14, 2022 Filed Oct 15, 2022 00:00 UTC | Enviva, LLC EVA · Entity 84963 | PurchaseCommon Stock | 33,416 | $51.06 | $1,706,220.96 |
DisclosureSEC source: 0000902664-22-004558 · ownership.xml · nonDerivative · entry 4 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,479,694 F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.49 to $51.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F3 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap. Read SEC document |
| October 14, 2022 Filed Oct 15, 2022 00:00 UTC | Enviva, LLC EVA · Entity 84963 | PurchaseCommon Stock | 29,465 | $50.13 | $1,477,080.45 |
DisclosureSEC source: 0000902664-22-004558 · ownership.xml · nonDerivative · entry 3 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,446,278 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.49 to $50.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F3 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap. Read SEC document |
| October 14, 2022 Filed Oct 15, 2022 00:00 UTC | Enviva, LLC EVA · Entity 84963 | PurchaseCommon Stock | 3,071 | $48.51 | $148,974.21 |
DisclosureSEC source: 0000902664-22-004558 · ownership.xml · nonDerivative · entry 2 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,416,813 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.49 to $49.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F3 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap. Read SEC document |
| October 13, 2022 Filed Oct 15, 2022 00:00 UTC | Enviva, LLC EVA · Entity 84963 | PurchaseCommon Stock | 1,446 | $49.97 | $72,256.62 |
DisclosureSEC source: 0000902664-22-004558 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,413,742 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.94 to $50.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F3 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap. Read SEC document |
| October 12, 2022 Filed Oct 13, 2022 01:26 UTC | Enviva, LLC EVA · Entity 84963 | PurchaseCommon Stock | 67,346 | $51.75 | $3,485,155.50 |
DisclosureSEC source: 0000902664-22-004516 · ownership.xml · nonDerivative · entry 3 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,412,296 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $51.22 to $52.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F5 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap. Read SEC document |
| October 12, 2022 Filed Oct 13, 2022 01:26 UTC | Enviva, LLC EVA · Entity 84963 | PurchaseCommon Stock | 32,654 | $50.92 | $1,662,741.68 |
DisclosureSEC source: 0000902664-22-004516 · ownership.xml · nonDerivative · entry 2 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,344,950 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.22 to $51.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F5 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap. Read SEC document |
| October 12, 2022 Filed Oct 13, 2022 01:26 UTC | Enviva, LLC EVA · Entity 84963 | PurchaseCommon Stock | 100,000 | $49.90 | $4,990,000.00 |
DisclosureSEC source: 0000902664-22-004516 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,312,296 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.22 to $50.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F5 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 00:55 UTC | EXXON MOBIL CORP XOM · Entity 32533 | PurchaseCommon Stock | 4,561 | $87.82 | $400,547.02 |
DisclosureSEC source: 0001214659-22-009757 · ownership.xml · nonDerivative · entry 5 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,177,000 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $87.65 to $87.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F6 · ownership.nature: The securities reported herein are held by funds managed by Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap. F7 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 00:55 UTC | EXXON MOBIL CORP XOM · Entity 32533 | PurchaseCommon Stock | 35,439 | $86.86 | $3,078,231.54 |
DisclosureSEC source: 0001214659-22-009757 · ownership.xml · nonDerivative · entry 4 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,172,439 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $86.65 to $87.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F6 · ownership.nature: The securities reported herein are held by funds managed by Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap. F7 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| August 04, 2022 Filed Aug 9, 2022 00:55 UTC | EXXON MOBIL CORP XOM · Entity 32533 | PurchaseCommon Stock | 682,319 | $88.77 | $60,569,457.63 |
DisclosureSEC source: 0001214659-22-009757 · ownership.xml · nonDerivative · entry 3 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,137,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $88.54 to $88.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F6 · ownership.nature: The securities reported herein are held by funds managed by Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap. F7 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| August 04, 2022 Filed Aug 9, 2022 00:55 UTC | EXXON MOBIL CORP XOM · Entity 32533 | PurchaseCommon Stock | 169,214 | $88.36 | $14,951,749.04 |
DisclosureSEC source: 0001214659-22-009757 · ownership.xml · nonDerivative · entry 2 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 454,681 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $87.54 to $88.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F6 · ownership.nature: The securities reported herein are held by funds managed by Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap. F7 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| August 04, 2022 Filed Aug 9, 2022 00:55 UTC | EXXON MOBIL CORP XOM · Entity 32533 | PurchaseCommon Stock, without par value ("Common Stock") | 108,467 | $87.08 | $9,445,306.36 |
DisclosureSEC source: 0001214659-22-009757 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 285,467 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $86.54 to $87.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F6 · ownership.nature: The securities reported herein are held by funds managed by Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap. F7 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 02:09 UTC | Enviva, LLC EVA · Entity 84963 | SaleCommon Stock | 461,691 | $75.00 | $34,626,825.00 |
DisclosureSEC source: 0000902664-22-002065 · ownership.xml · nonDerivative · entry 2 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,212,296 F1 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F2 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 02:09 UTC | Enviva, LLC EVA · Entity 84963 | SaleCommon Stock | 40,000 | $79.79 | $3,191,600.00 |
DisclosureSEC source: 0000902664-22-002065 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,673,987 F1 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. F2 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.