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person · Reporting owner

UBBEN JEFFREY W

Disclosed activity across 8 companies

Tapewire entity
44057
SEC CIK
0001159187

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AES CORPAES · Entity 3505Director · See RemarksJune 11, 2020June 15, 2020
AppHarvest, Inc.APPH · Entity 111251Director · 10% ownerJune 10, 2021June 14, 2021
Enviva, LLCEVA · Entity 84963Director · 10% ownerNovember 14, 2023November 17, 2023
Nikola CorpNKLA · Entity 85360DirectorNovember 24, 2021November 26, 2021
WILLIS TOWERS WATSON PLCWLTW · Entity 3139Director · See RemarksNovember 09, 2017November 13, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnotes5,346,500 Reported balance After 2020-06-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-06-11 · Purchase · Acquired 500,000 · Balance 5,346,500

F1: Weighted-average price at which shares were purchased on the listed date between the range of $12.19 and $12.25 per share. The reporting persons undertake to provide upon request to the SEC Staff, the Issuer, or a security holder of the Issuer information regarding the number of shares purchased at each price.

F2: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: The securities reported herein are directly beneficially owned by ValueAct Spring Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.

Filing footnotes · ownership attribution and instrument terms

F1: Weighted-average price at which shares were purchased on the listed date between the range of $12.19 and $12.25 per share. The reporting persons undertake to provide upon request to the SEC Staff, the Issuer, or a security holder of the Issuer information regarding the number of shares purchased at each price.

F2: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: The securities reported herein are directly beneficially owned by ValueAct Spring Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.

AppHarvest, Inc.

Report date June 10, 2021 · Filed June 14, 2021

Jointly reported with INCLUSIVE CAPITAL PARTNERS, L.P.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per share ("Common Stock")SEC Table I · non-derivativeIndirectSee footnotes8,798,704 Reported balance After 2021-06-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-06-10 · Sale · Disposed 3,000,000 · Balance 8,798,704

F1: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund"). Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") acts as investment manager to In-Cap Spring Master Fund. Mr. Jeffrey W. Ubben ("Mr. Ubben", and together with In-Cap, the "Reporting Persons") indirectly controls In-Cap.

F2: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported s amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect3,373 Reported balance Holding disclosure · report date 2021-06-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,373

F2: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported s amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

F3: Represents shares of common stock of the Issuer issuable upon settlement of a restricted stock unit award that vests on the date of the next annual meeting of the Issuer's stockholders (the "Annual Meeting") following the grant date (or the date immediately preceding the date of the Annual Meeting if the recipient's service as a director ends at such Annual Meeting as a result of the director's failure to be re-elected or the director not standing for re-election). The restricted stock unit was awarded to Mr. Ubben. Mr. Ubben is deemed to hold the award for the benefit of In-Cap Spring Master Fund and In-Cap.

Filing footnotes · ownership attribution and instrument terms

F1: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund"). Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") acts as investment manager to In-Cap Spring Master Fund. Mr. Jeffrey W. Ubben ("Mr. Ubben", and together with In-Cap, the "Reporting Persons") indirectly controls In-Cap.

F2: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported s amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

F3: Represents shares of common stock of the Issuer issuable upon settlement of a restricted stock unit award that vests on the date of the next annual meeting of the Issuer's stockholders (the "Annual Meeting") following the grant date (or the date immediately preceding the date of the Annual Meeting if the recipient's service as a director ends at such Annual Meeting as a result of the director's failure to be re-elected or the director not standing for re-election). The restricted stock unit was awarded to Mr. Ubben. Mr. Ubben is deemed to hold the award for the benefit of In-Cap Spring Master Fund and In-Cap.

Enviva, LLC

Report date November 14, 2023 · Filed November 17, 2023

Jointly reported with INCLUSIVE CAPITAL PARTNERS, L.P.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnotes5,348,710 Reported balance After 2023-11-14 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2023-11-14 · Sale · Disposed 2,250,000 · Balance 5,348,710

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.30 to $1.575, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), to which In-Cap acts as investment manager. Mr. Jeffrey W. Ubben ("Mr. Ubben") indirectly controls In-Cap.

F5: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectSee footnotes21,152 Reported balance Holding disclosure · report date 2023-11-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 21,152

F3: Represents shares of common stock held by Mr. Ubben, which he is deemed to hold for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds.

F5: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectSee footnotes18,375 Reported balance Holding disclosure · report date 2023-11-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 18,375

F4: Represents shares of common stock held by Ms. Eva Zlotnicka, a Founder and Managing Partner at In-Cap, ("Ms. Zlotnicka"), which she is deemed to hold for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds.

F5: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.30 to $1.575, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), to which In-Cap acts as investment manager. Mr. Jeffrey W. Ubben ("Mr. Ubben") indirectly controls In-Cap.

F3: Represents shares of common stock held by Mr. Ubben, which he is deemed to hold for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds.

F4: Represents shares of common stock held by Ms. Eva Zlotnicka, a Founder and Managing Partner at In-Cap, ("Ms. Zlotnicka"), which she is deemed to hold for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds.

F5: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

Nikola Corp

Report date November 24, 2021 · Filed November 26, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per share ("Common Stock")SEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2021-11-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-11-24 · Other · Disposed 3,552,006 · Balance 0

F1: Represents a pro rata in-kind distribution (the "Pro Rata Distribution") of shares of common stock of Nikola Corporation (the "Issuer") by Spring NM, LLC ("Spring NM") to the members of Spring NM without consideration. The Reporting Person is the managing member of Spring NM.

F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect37,682 Reported balance After 2021-11-26 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2021-11-26 · Gift · Disposed 1,780,438 · Balance 37,682

F2: The Reporting Person received 1,780,438 shares of common stock of the Issuer in the Pro Rata Distribution and subsequently made a gift of such securities.

F3: Shares of common stock issuable upon settlement of restricted stock units awarded to the Reporting Person. The Reporting Person is deemed to hold the awards for the benefit of funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and In-Cap.

F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnotes10,275,437 Reported balance Holding disclosure · report date 2021-11-24 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 10,275,437

F4: The securities reported herein are held by the In-Cap Funds. In-Cap acts as investment manager to the In-Cap Funds. The Reporting Person indirectly controls In-Cap.

F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata in-kind distribution (the "Pro Rata Distribution") of shares of common stock of Nikola Corporation (the "Issuer") by Spring NM, LLC ("Spring NM") to the members of Spring NM without consideration. The Reporting Person is the managing member of Spring NM.

F2: The Reporting Person received 1,780,438 shares of common stock of the Issuer in the Pro Rata Distribution and subsequently made a gift of such securities.

F3: Shares of common stock issuable upon settlement of restricted stock units awarded to the Reporting Person. The Reporting Person is deemed to hold the awards for the benefit of funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and In-Cap.

F4: The securities reported herein are held by the In-Cap Funds. In-Cap acts as investment manager to the In-Cap Funds. The Reporting Person indirectly controls In-Cap.

F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeIndirectSee Footnotes2,244,358 Last balance in matching sequence After 2017-11-10 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2017-11-09 · Sale · Disposed 320,000 · Balance 2,364,358

F1: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Row 2 · 2017-11-10 · Sale · Disposed 120,000 · Balance 2,244,358

F1: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Filing footnotes · ownership attribution and instrument terms

F1: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

EXXON MOBIL CORP

Report date May 27, 2026 · Filed May 27, 2026

Section 16 reporting ended · disclosed 2026-05-27. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Section 16 reporting ended · disclosed 2018-04-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect17,311 Reported balance After 2018-04-26 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-04-26 · Exercise / conversion · Acquired 17,311 · Balance 17,311

F1: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-04-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-04-26 · Exercise / conversion · Disposed 17,311 · Balance 0

F1: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock.

F5: The deferred stock units became payable in stock upon the earlier of (1) the first trading day of the quarter five years following the grant and (2) Mr. Ubben's end of service as a Director (Mr. Ubben resigned as a Director effective April 26, 2018).

F6: Under an agreement with the ValueAct Capital entities listed in Footnote 4, Jeffrey W. Ubben is deemed to hold the deferred stock units for the benefit of the investors of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Class B Common StockSEC Table I · non-derivativeIndirectSee Footnotes53,326,334 Reported balance Holding disclosure · report date 2018-04-26 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 53,326,334

F2: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: The securities reported herein are directly beneficially owned by Volpe Velox, L.P. and may be deemed to be indirectly beneficially owned by (i) Volpe Velox, LLC as General Partner of Volpe Velox, L.P., and (ii) Jeffrey W. Ubben as the Managing Member of Volpe Velox, LLC.

F4: ValueAct Capital Master Fund, L.P. is the sole limited partner of Volpe Velox, L.P. To the extent that ValueAct Capital Master Fund, L.P. is deemed to be a beneficial owner of securities of the Issuer held by Volpe Velox, L.P., such interests may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. Jeffrey W. Ubben is a member of the management board of ValueAct Holdings GP, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock.

F2: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: The securities reported herein are directly beneficially owned by Volpe Velox, L.P. and may be deemed to be indirectly beneficially owned by (i) Volpe Velox, LLC as General Partner of Volpe Velox, L.P., and (ii) Jeffrey W. Ubben as the Managing Member of Volpe Velox, LLC.

F4: ValueAct Capital Master Fund, L.P. is the sole limited partner of Volpe Velox, L.P. To the extent that ValueAct Capital Master Fund, L.P. is deemed to be a beneficial owner of securities of the Issuer held by Volpe Velox, L.P., such interests may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. Jeffrey W. Ubben is a member of the management board of ValueAct Holdings GP, LLC.

F5: The deferred stock units became payable in stock upon the earlier of (1) the first trading day of the quarter five years following the grant and (2) Mr. Ubben's end of service as a Director (Mr. Ubben resigned as a Director effective April 26, 2018).

F6: Under an agreement with the ValueAct Capital entities listed in Footnote 4, Jeffrey W. Ubben is deemed to hold the deferred stock units for the benefit of the investors of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

UNIFI INC

Report date November 27, 2023 · Filed November 29, 2023

Jointly reported with INCLUSIVE CAPITAL PARTNERS, L.P.

Section 16 reporting ended · disclosed 2023-11-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnotes1,858,529 Reported balance After 2023-11-27 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2023-11-27 · Sale · Disposed 62,358 · Balance 1,858,529

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.52 to $6.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund , L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap.

F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnotes1,686,887 Reported balance After 2023-11-28 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2023-11-28 · Sale · Disposed 171,642 · Balance 1,686,887

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.895, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund , L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap.

F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnotes29,066 Reported balance Holding disclosure · report date 2023-11-27 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 29,066

F4: Represents shares of common stock granted by the Issuer pursuant to the Issuer's director compensation policy. The shares of common stock are deemed to be held for the benefit of In-Cap Spring Master Fund and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund.

F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.52 to $6.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.895, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund , L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap.

F4: Represents shares of common stock granted by the Issuer pursuant to the Issuer's director compensation policy. The shares of common stock are deemed to be held for the benefit of In-Cap Spring Master Fund and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund.

F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2026 Filed Jan 5, 2026 20:27 UTC EXXON MOBIL CORP XOM · Entity 32533 GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0000034088-26-000005 · form4.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,500

F1 · price: Restricted stock grant

F2 · ownership.direct: Represents restricted stock grants awarded to Mr. Jeffrey W. Ubben (the "Reporting Person"). The Reporting Person is deemed to hold 20,500 restricted stock grants awarded to the Reporting Person for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the awards directly to the In-Cap Funds.

F3 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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January 02, 2025 Filed Jan 3, 2025 19:26 UTC EXXON MOBIL CORP XOM · Entity 32533 GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-000303 · form4.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

F1 · price: Restricted stock grant.

F2 · ownership.direct: Represents restricted stock grants awarded to Mr. Jeffrey W. Ubben (the "Reporting Person"). The Reporting Person is deemed to hold 15,500 restricted stock grants previously awarded to the Reporting Person for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the awards directly to the In-Cap Funds.

F3 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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January 02, 2024 Filed Jan 4, 2024 02:23 UTC EXXON MOBIL CORP XOM · Entity 32533 GrantCommon Stock, without par value 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-24-000217 · ownership.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,500

F1 · price: Restricted stock grant.

F2 · ownership.direct: Represents restricted stock grants awarded to Mr. Jeffrey W. Ubben (the "Reporting Person"). The Reporting Person is deemed to hold the awards for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the awards directly to the In-Cap Funds.

F3 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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November 28, 2023 Filed Nov 29, 2023 22:12 UTC UNIFI INC UFI · Entity 6574 SaleCommon Stock 171,642 $6.52 $1,118,264.79
Disclosure

SEC source: 0000902664-23-005733 · ownership.xml · nonDerivative · entry 2

INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner

UBBEN JEFFREY W · CIK 0001159187 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,686,887

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.895, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · ownership.nature: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund , L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap.

F5 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

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November 28, 2023 Filed Dec 1, 2023 02:45 UTC EXXON MOBIL CORP XOM · Entity 32533 SaleCommon Stock, without par value ("Common Stock") 2,077,000 $104.06 $216,127,427.50
Disclosure

SEC source: 0001214659-23-015834 · ownership.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.90 to $104.545, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities reported herein were held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.

F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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November 27, 2023 Filed Nov 29, 2023 22:12 UTC UNIFI INC UFI · Entity 6574 SaleCommon Stock 62,358 $6.75 $420,847.91
Disclosure

SEC source: 0000902664-23-005733 · ownership.xml · nonDerivative · entry 1

INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner

UBBEN JEFFREY W · CIK 0001159187 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,858,529

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.52 to $6.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · ownership.nature: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund , L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap.

F5 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

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November 14, 2023 Filed Nov 17, 2023 02:45 UTC Enviva, LLC EVA · Entity 84963 SaleCommon Stock 2,250,000 $1.49 $3,349,350.00
Disclosure

SEC source: 0000902664-23-005632 · ownership.xml · nonDerivative · entry 1

INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner · See Remarks

UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 5,348,710

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.30 to $1.575, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), to which In-Cap acts as investment manager. Mr. Jeffrey W. Ubben ("Mr. Ubben") indirectly controls In-Cap.

F5 · ownership.nature: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.

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November 06, 2023 Filed Nov 8, 2023 21:30 UTC EXXON MOBIL CORP XOM · Entity 32533 PurchaseCommon Stock 50,000 $105.99 $5,299,410.00
Disclosure

SEC source: 0001214659-23-014710 · ownership.xml · nonDerivative · entry 3

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 2,077,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $105.92 to $106.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F4 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.

F6 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Read SEC document
November 06, 2023 Filed Nov 8, 2023 21:30 UTC EXXON MOBIL CORP XOM · Entity 32533 PurchaseCommon Stock 50,000 $105.99 $5,299,360.00
Disclosure

SEC source: 0001214659-23-014710 · ownership.xml · nonDerivative · entry 2

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 2,027,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $105.885 to $106.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F4 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.

F6 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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November 06, 2023 Filed Nov 8, 2023 21:30 UTC EXXON MOBIL CORP XOM · Entity 32533 PurchaseCommon Stock, without par value (Common Stock) 150,000 $105.95 $15,892,650.00
Disclosure

SEC source: 0001214659-23-014710 · ownership.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,977,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $105.78 to $106.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F4 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.

F6 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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October 31, 2023 Filed Nov 2, 2023 21:29 UTC UNIFI INC UFI · Entity 6574 GrantCommon Stock 7,452 $0.00 $0.00
Disclosure

SEC source: 0000902664-23-005309 · ownership.xml · nonDerivative · entry 1

INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner · See Remarks

UBBEN JEFFREY W · CIK 0001159187 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 29,066

F1 · shares: Represents a grant of common stock to Ms. Eva Zlotnicka ("Ms. Zlotnicka"), a Founder and Managing Partner at In-Cap (as defined below), by the Issuer on October 31, 2023, for her services as a director of the Issuer pursuant to the Issuer's director compensation policy. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of In-Cap Spring Master Fund , L.P. ("In-Cap Spring Master Fund") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well.

F2 · balance_after: Includes a grant of 11,635 shares of common stock reported by Ms. Zlotnicka on her Form 4 filed on November 4, 2022.

F1 · ownership.nature: Represents a grant of common stock to Ms. Eva Zlotnicka ("Ms. Zlotnicka"), a Founder and Managing Partner at In-Cap (as defined below), by the Issuer on October 31, 2023, for her services as a director of the Issuer pursuant to the Issuer's director compensation policy. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of In-Cap Spring Master Fund , L.P. ("In-Cap Spring Master Fund") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well.

F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

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October 31, 2023 Filed Nov 2, 2023 21:10 UTC Enviva, LLC EVA · Entity 84963 GrantCommon Stock 10,152 $0.00 $0.00
Disclosure

SEC source: 0000902664-23-005307 · ownership.xml · nonDerivative · entry 2

INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner · See Remarks

UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 18,375

F2 · shares: Represents 10,152 shares of common stock granted to Ms. Eva Zlotnicka, a Founder and Managing Partner at In-Cap, ("Ms. Zlotnicka") by the Issuer on October 31, 2023, pursuant to the Enviva Inc. Long-Term Incentive Plan. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well.

F2 · ownership.nature: Represents 10,152 shares of common stock granted to Ms. Eva Zlotnicka, a Founder and Managing Partner at In-Cap, ("Ms. Zlotnicka") by the Issuer on October 31, 2023, pursuant to the Enviva Inc. Long-Term Incentive Plan. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well.

F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

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October 31, 2023 Filed Nov 2, 2023 21:10 UTC Enviva, LLC EVA · Entity 84963 GrantCommon Stock 9,064 $0.00 $0.00
Disclosure

SEC source: 0000902664-23-005307 · ownership.xml · nonDerivative · entry 1

INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner · See Remarks

UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 21,152

F1 · shares: Represents 9,064 shares of common stock granted to Mr. Jeffrey W. Ubben ("Mr. Ubben") by the Issuer on October 31, 2023, pursuant to the Enviva Inc. Long-Term Incentive Plan. Mr. Ubben is deemed to hold the shares of common stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap" or the "Reporting Person") to which In-Cap acts as investment manager and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds.

F1 · ownership.nature: Represents 9,064 shares of common stock granted to Mr. Jeffrey W. Ubben ("Mr. Ubben") by the Issuer on October 31, 2023, pursuant to the Enviva Inc. Long-Term Incentive Plan. Mr. Ubben is deemed to hold the shares of common stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap" or the "Reporting Person") to which In-Cap acts as investment manager and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds.

F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:15 UTC Enviva, LLC EVA · Entity 84963 GrantCommon Stock 2,849 $0.00 $0.00
Disclosure

SEC source: 0000902664-23-004236 · ownership.xml · nonDerivative · entry 2

INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · Director · 10% owner · See Remarks

UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 8,223

F2 · shares: Represents 2,849 shares of common stock granted to Ms. Eva Zlotnicka, a Founder and Managing Partner at In-Cap, ("Ms. Zlotnicka") by the Issuer on August 2, 2023 pursuant to the Enviva Inc. Long-Term Incentive Plan. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well.

F2 · ownership.nature: Represents 2,849 shares of common stock granted to Ms. Eva Zlotnicka, a Founder and Managing Partner at In-Cap, ("Ms. Zlotnicka") by the Issuer on August 2, 2023 pursuant to the Enviva Inc. Long-Term Incentive Plan. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well.

F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

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August 02, 2023 Filed Aug 4, 2023 20:15 UTC Enviva, LLC EVA · Entity 84963 GrantCommon Stock 2,544 $0.00 $0.00
Disclosure

SEC source: 0000902664-23-004236 · ownership.xml · nonDerivative · entry 1

INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · Director · 10% owner · See Remarks

UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 12,088

F1 · shares: Represents 2,544 shares of common stock granted to Mr. Jeffrey W. Ubben ("Mr. Ubben") by the Issuer on August 2, 2023 pursuant to the Enviva Inc. Long-Term Incentive Plan. Mr. Ubben is deemed to hold the shares of common stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap" or the "Reporting Person") to which In-Cap acts as investment manager and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds.

F1 · ownership.nature: Represents 2,544 shares of common stock granted to Mr. Jeffrey W. Ubben ("Mr. Ubben") by the Issuer on August 2, 2023 pursuant to the Enviva Inc. Long-Term Incentive Plan. Mr. Ubben is deemed to hold the shares of common stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap" or the "Reporting Person") to which In-Cap acts as investment manager and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds.

F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

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August 01, 2023 Filed Aug 3, 2023 20:30 UTC EXXON MOBIL CORP XOM · Entity 32533 PurchaseCommon Stock 70,962 $106.82 $7,580,026.01
Disclosure

SEC source: 0001214659-23-010729 · ownership.xml · nonDerivative · entry 3

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,827,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $106.64 to $107.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F4 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.

F6 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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August 01, 2023 Filed Aug 3, 2023 20:30 UTC EXXON MOBIL CORP XOM · Entity 32533 PurchaseCommon Stock 54,038 $106.17 $5,737,414.40
Disclosure

SEC source: 0001214659-23-010729 · ownership.xml · nonDerivative · entry 2

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,756,038

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $105.65 to $106.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F4 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.

F6 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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August 01, 2023 Filed Aug 3, 2023 20:30 UTC EXXON MOBIL CORP XOM · Entity 32533 PurchaseCommon Stock, without par value (Common Stock) 67,000 $106.26 $7,119,627.70
Disclosure

SEC source: 0001214659-23-010729 · ownership.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,702,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $105.93 to $106.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F4 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.

F6 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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July 31, 2023 Filed Aug 3, 2023 01:41 UTC EXXON MOBIL CORP XOM · Entity 32533 PurchaseCommon Stock 200,000 $107.11 $21,421,480.00
Disclosure

SEC source: 0001214659-23-010685 · ownership.xml · nonDerivative · entry 5

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,635,000

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $106.955 to $107.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F6 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.

F8 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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July 31, 2023 Filed Aug 3, 2023 01:41 UTC EXXON MOBIL CORP XOM · Entity 32533 PurchaseCommon Stock 108,000 $107.05 $11,561,659.20
Disclosure

SEC source: 0001214659-23-010685 · ownership.xml · nonDerivative · entry 4

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,435,000

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $106.74 to $107.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F6 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.

F8 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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July 31, 2023 Filed Aug 3, 2023 01:41 UTC EXXON MOBIL CORP XOM · Entity 32533 PurchaseCommon Stock 20,288 $106.98 $2,170,471.10
Disclosure

SEC source: 0001214659-23-010685 · ownership.xml · nonDerivative · entry 3

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,327,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $106.965 to $107.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F6 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.

F8 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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July 31, 2023 Filed Aug 3, 2023 01:41 UTC EXXON MOBIL CORP XOM · Entity 32533 PurchaseCommon Stock 119,712 $106.65 $12,766,925.66
Disclosure

SEC source: 0001214659-23-010685 · ownership.xml · nonDerivative · entry 2

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,306,712

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $105.96 to $106.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F6 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.

F8 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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July 31, 2023 Filed Aug 3, 2023 01:41 UTC EXXON MOBIL CORP XOM · Entity 32533 PurchaseCommon Stock, without par value ("Common Stock") 10,000 $105.20 $1,052,026.00
Disclosure

SEC source: 0001214659-23-010685 · ownership.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,187,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $104.94 to $105.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F6 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.

F8 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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June 15, 2023 Filed Jun 20, 2023 20:15 UTC Enviva, LLC EVA · Entity 84963 GrantCommon Stock 1,856,271 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-23-003638 · ownership.xml · nonDerivative · entry 2

UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 7,598,710

F1 · kind: The conversion of the Series A Preferred Stock ("Preferred Shares") to shares of Common Stock of the Issuer occurred automatically on June 15, 2023 upon stockholder approval of a proposal to issue Common Stock upon conversion of the Preferred Shares for purposes of Rule 312.03 of the New York Stock Exchange Listed Company Manual.

F1 · price: The conversion of the Series A Preferred Stock ("Preferred Shares") to shares of Common Stock of the Issuer occurred automatically on June 15, 2023 upon stockholder approval of a proposal to issue Common Stock upon conversion of the Preferred Shares for purposes of Rule 312.03 of the New York Stock Exchange Listed Company Manual.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds.

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June 15, 2023 Filed Jun 20, 2023 20:15 UTC Enviva, LLC EVA · Entity 84963 Disposition to issuerSeries A Preferred Stock, par value $0.001 per share 1,856,271 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-23-003638 · ownership.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · kind: The conversion of the Series A Preferred Stock ("Preferred Shares") to shares of Common Stock of the Issuer occurred automatically on June 15, 2023 upon stockholder approval of a proposal to issue Common Stock upon conversion of the Preferred Shares for purposes of Rule 312.03 of the New York Stock Exchange Listed Company Manual.

F1 · price: The conversion of the Series A Preferred Stock ("Preferred Shares") to shares of Common Stock of the Issuer occurred automatically on June 15, 2023 upon stockholder approval of a proposal to issue Common Stock upon conversion of the Preferred Shares for purposes of Rule 312.03 of the New York Stock Exchange Listed Company Manual.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds.

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April 26, 2023 Filed Apr 27, 2023 23:27 UTC Enviva, LLC EVA · Entity 84963 GrantCommon Stock 1,526 $0.00 $0.00
Disclosure

SEC source: 0000902664-23-002723 · ownership.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,544

F1 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F2 · ownership.direct: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds.

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March 01, 2023 Filed Mar 2, 2023 22:21 UTC Enviva, LLC EVA · Entity 84963 GrantSeries A Preferred Stock, par value $0.001 per share 1,856,271 $37.71 $69,999,979.41
Disclosure

SEC source: 0000902664-23-002099 · ownership.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,856,271

F1 · shares: As disclosed on Amendment No. 4 to Schedule 13D filed by In-Cap (as defined below) on March 2, 2023, upon stockholder approval of the conversion, each share of Series A Preferred Stock, par value $0.001 per share, will automatically convert into one share of common stock of the Issuer, par value $0.001 per share ("Common Stock").

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P. ("In-Cap") acts as investment manager. The Reporting Person indirectly controls In-Cap.

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February 16, 2023 Filed Feb 21, 2023 21:51 UTC Enviva, LLC EVA · Entity 84963 GrantCommon Stock 683 $0.00 $0.00
Disclosure

SEC source: 0000902664-23-001935 · ownership.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,018

F1 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F2 · ownership.direct: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds.

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February 01, 2023 Filed Feb 3, 2023 01:35 UTC Enviva, LLC EVA · Entity 84963 Exercise / conversionRestricted Stock Units · Derivative 2,081 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000902664-23-001148 · ownership.xml · derivative · entry 4

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,081 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 1, 2023, the restricted stock units reported above vested in accordance with the Reporting Person's grant award and were settled through the issuance of an equal number of shares of common stock to the Reporting Person.

F1 · derivative.exercise_date: On February 1, 2023, the restricted stock units reported above vested in accordance with the Reporting Person's grant award and were settled through the issuance of an equal number of shares of common stock to the Reporting Person.

F1 · derivative.expiration_date: On February 1, 2023, the restricted stock units reported above vested in accordance with the Reporting Person's grant award and were settled through the issuance of an equal number of shares of common stock to the Reporting Person.

F1 · derivative.underlying_shares: On February 1, 2023, the restricted stock units reported above vested in accordance with the Reporting Person's grant award and were settled through the issuance of an equal number of shares of common stock to the Reporting Person.

F2 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F3 · ownership.direct: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds.

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February 01, 2023 Filed Feb 3, 2023 01:35 UTC Enviva, LLC EVA · Entity 84963 Exercise / conversionCommon Stock 2,081 $0.00 $0.00
Disclosure

SEC source: 0000902664-23-001148 · ownership.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 1, 2023, the restricted stock units reported above vested in accordance with the Reporting Person's grant award and were settled through the issuance of an equal number of shares of common stock to the Reporting Person.

F2 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F3 · ownership.direct: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 01:35 UTC Enviva, LLC EVA · Entity 84963 GrantRestricted Stock Units · Derivative 3,463 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000902664-23-001148 · ownership.xml · derivative · entry 3

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,463

Underlying: Common Stock · 3,463 shares

Expires not disclosed

F5 · shares: Each restricted stock unit is the economic equivalent of one share of common stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's common stock during the period in which the restricted stock is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as the Reporting Person continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of common stock.

F5 · derivative.exercise_date: Each restricted stock unit is the economic equivalent of one share of common stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's common stock during the period in which the restricted stock is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as the Reporting Person continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of common stock.

F5 · derivative.expiration_date: Each restricted stock unit is the economic equivalent of one share of common stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's common stock during the period in which the restricted stock is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as the Reporting Person continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of common stock.

F5 · derivative.underlying_shares: Each restricted stock unit is the economic equivalent of one share of common stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's common stock during the period in which the restricted stock is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as the Reporting Person continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of common stock.

F2 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F3 · ownership.direct: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds.

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January 03, 2023 Filed Jan 4, 2023 19:27 UTC EXXON MOBIL CORP XOM · Entity 32533 GrantCommon Stock, without par value (Common Stock) 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-23-000106 · ownership.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

F1 · price: Restricted stock grant.

F2 · ownership.direct: The restricted stock grant was awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person"). The Reporting Person is deemed to hold the award for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the award directly to the In-Cap Funds.

F4 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Read SEC document
December 02, 2022 Filed Dec 3, 2022 02:23 UTC Enviva, LLC EVA · Entity 84963 PurchaseCommon Stock 200,000 $55.00 $11,000,000.00
Disclosure

SEC source: 0000902664-22-005021 · ownership.xml · nonDerivative · entry 2

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,742,439

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that Mr. Ubben ( the "Reporting Person") is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") acts as investment manager. The Reporting Person indirectly controls In-Cap.

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November 30, 2022 Filed Dec 3, 2022 02:23 UTC Enviva, LLC EVA · Entity 84963 PurchaseCommon Stock 28,697 $53.25 $1,528,166.90
Disclosure

SEC source: 0000902664-22-005021 · ownership.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,542,439

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $52.84 to $53.50, inclusive. The Reporting Person (as defined below) undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that Mr. Ubben ( the "Reporting Person") is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") acts as investment manager. The Reporting Person indirectly controls In-Cap.

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October 20, 2022 Filed Oct 21, 2022 22:03 UTC Enviva, LLC EVA · Entity 84963 PurchaseCommon Stock 25,000 $50.25 $1,256,125.00
Disclosure

SEC source: 0000902664-22-004627 · ownership.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,513,742

F1 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F2 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap.

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October 14, 2022 Filed Oct 15, 2022 00:00 UTC Enviva, LLC EVA · Entity 84963 PurchaseCommon Stock 9,048 $51.50 $465,972.00
Disclosure

SEC source: 0000902664-22-004558 · ownership.xml · nonDerivative · entry 5

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,488,742

F7 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $51.49 to $51.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap.

Read SEC document
October 14, 2022 Filed Oct 15, 2022 00:00 UTC Enviva, LLC EVA · Entity 84963 PurchaseCommon Stock 33,416 $51.06 $1,706,220.96
Disclosure

SEC source: 0000902664-22-004558 · ownership.xml · nonDerivative · entry 4

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,479,694

F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.49 to $51.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap.

Read SEC document
October 14, 2022 Filed Oct 15, 2022 00:00 UTC Enviva, LLC EVA · Entity 84963 PurchaseCommon Stock 29,465 $50.13 $1,477,080.45
Disclosure

SEC source: 0000902664-22-004558 · ownership.xml · nonDerivative · entry 3

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,446,278

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.49 to $50.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap.

Read SEC document
October 14, 2022 Filed Oct 15, 2022 00:00 UTC Enviva, LLC EVA · Entity 84963 PurchaseCommon Stock 3,071 $48.51 $148,974.21
Disclosure

SEC source: 0000902664-22-004558 · ownership.xml · nonDerivative · entry 2

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,416,813

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.49 to $49.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap.

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October 13, 2022 Filed Oct 15, 2022 00:00 UTC Enviva, LLC EVA · Entity 84963 PurchaseCommon Stock 1,446 $49.97 $72,256.62
Disclosure

SEC source: 0000902664-22-004558 · ownership.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,413,742

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.94 to $50.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap.

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October 12, 2022 Filed Oct 13, 2022 01:26 UTC Enviva, LLC EVA · Entity 84963 PurchaseCommon Stock 67,346 $51.75 $3,485,155.50
Disclosure

SEC source: 0000902664-22-004516 · ownership.xml · nonDerivative · entry 3

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,412,296

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $51.22 to $52.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap.

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October 12, 2022 Filed Oct 13, 2022 01:26 UTC Enviva, LLC EVA · Entity 84963 PurchaseCommon Stock 32,654 $50.92 $1,662,741.68
Disclosure

SEC source: 0000902664-22-004516 · ownership.xml · nonDerivative · entry 2

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,344,950

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.22 to $51.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap.

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October 12, 2022 Filed Oct 13, 2022 01:26 UTC Enviva, LLC EVA · Entity 84963 PurchaseCommon Stock 100,000 $49.90 $4,990,000.00
Disclosure

SEC source: 0000902664-22-004516 · ownership.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,312,296

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.22 to $50.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap.

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August 05, 2022 Filed Aug 9, 2022 00:55 UTC EXXON MOBIL CORP XOM · Entity 32533 PurchaseCommon Stock 4,561 $87.82 $400,547.02
Disclosure

SEC source: 0001214659-22-009757 · ownership.xml · nonDerivative · entry 5

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,177,000

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $87.65 to $87.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F6 · ownership.nature: The securities reported herein are held by funds managed by Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.

F7 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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August 05, 2022 Filed Aug 9, 2022 00:55 UTC EXXON MOBIL CORP XOM · Entity 32533 PurchaseCommon Stock 35,439 $86.86 $3,078,231.54
Disclosure

SEC source: 0001214659-22-009757 · ownership.xml · nonDerivative · entry 4

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,172,439

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $86.65 to $87.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F6 · ownership.nature: The securities reported herein are held by funds managed by Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.

F7 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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August 04, 2022 Filed Aug 9, 2022 00:55 UTC EXXON MOBIL CORP XOM · Entity 32533 PurchaseCommon Stock 682,319 $88.77 $60,569,457.63
Disclosure

SEC source: 0001214659-22-009757 · ownership.xml · nonDerivative · entry 3

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,137,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $88.54 to $88.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F6 · ownership.nature: The securities reported herein are held by funds managed by Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.

F7 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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August 04, 2022 Filed Aug 9, 2022 00:55 UTC EXXON MOBIL CORP XOM · Entity 32533 PurchaseCommon Stock 169,214 $88.36 $14,951,749.04
Disclosure

SEC source: 0001214659-22-009757 · ownership.xml · nonDerivative · entry 2

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 454,681

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $87.54 to $88.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F6 · ownership.nature: The securities reported herein are held by funds managed by Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.

F7 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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August 04, 2022 Filed Aug 9, 2022 00:55 UTC EXXON MOBIL CORP XOM · Entity 32533 PurchaseCommon Stock, without par value ("Common Stock") 108,467 $87.08 $9,445,306.36
Disclosure

SEC source: 0001214659-22-009757 · ownership.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 285,467

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $86.54 to $87.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F6 · ownership.nature: The securities reported herein are held by funds managed by Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.

F7 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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March 07, 2022 Filed Mar 9, 2022 02:09 UTC Enviva, LLC EVA · Entity 84963 SaleCommon Stock 461,691 $75.00 $34,626,825.00
Disclosure

SEC source: 0000902664-22-002065 · ownership.xml · nonDerivative · entry 2

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,212,296

F1 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F2 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap.

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March 07, 2022 Filed Mar 9, 2022 02:09 UTC Enviva, LLC EVA · Entity 84963 SaleCommon Stock 40,000 $79.79 $3,191,600.00
Disclosure

SEC source: 0000902664-22-002065 · ownership.xml · nonDerivative · entry 1

UBBEN JEFFREY W · CIK 0001159187 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,673,987

F1 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F2 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), acts as investment manager. Mr. Ubben (the "Reporting Person") indirectly controls In-Cap.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.