Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AES CORP
Report date February 23, 2018 · Filed February 28, 2018
Section 16 reporting ended · disclosed 2018-02-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,484 |
Ending reported balance
After 2018-02-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-02-23 · Grant · Acquired 8,151 · Balance 53,415 F1: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 23, 2019, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. Row 2 · 2018-02-24 · Tax withholding · Disposed 931 · Balance 52,484 F2: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 6,851 |
Reported balance
Holding disclosure · report date 2018-02-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,851 F3: Since the last Form 4 filing on February 21, 2018, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 23, 2019, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.
F2: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.
F3: Since the last Form 4 filing on February 21, 2018, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2018 Filed Feb 28, 2018 00:00 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 931 | $10.49 | $9,766.19 |
DisclosureSEC source: 0001127602-18-008855 · form4.xml · nonDerivative · entry 2 Mohan Vineet · CIK 0001704871 · Sr. VP Global Engr & Const 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,484 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 00:00 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 8,151 | $10.49 | $85,503.99 |
DisclosureSEC source: 0001127602-18-008855 · form4.xml · nonDerivative · entry 1 Mohan Vineet · CIK 0001704871 · Sr. VP Global Engr & Const 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,415 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 23, 2019, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 00:52 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,018 | $10.40 | $10,587.20 |
DisclosureSEC source: 0001127602-18-007654 · form4.xml · nonDerivative · entry 2 Mohan Vineet · CIK 0001704871 · Sr. VP Global Engr & Const 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,264 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 20, 2015. There was no transaction in the market. Read SEC document |
| February 19, 2018 Filed Feb 22, 2018 00:52 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,806 | $10.45 | $18,872.70 |
DisclosureSEC source: 0001127602-18-007654 · form4.xml · nonDerivative · entry 1 Mohan Vineet · CIK 0001704871 · Sr. VP Global Engr & Const 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,282 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units ("RSUs") granted February 19, 2016. There was no transaction in the market. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 21:38 UTC | AES CORP AES · Entity 3505 | OtherUnits · Derivative | 8,503 | $11.51 | $97,869.53 |
DisclosureSEC source: 0001127602-18-003743 · form4.xml · derivative · entry 1 Mohan Vineet · CIK 0001704871 · Sr. VP Global Engr & Const 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,012 Underlying: Common Stock · 8,503 shares Expires not disclosed F1 · derivative.exercise_price: There was no sale in the market. The reporting person established a special purpose account under The AES Corporation Restoration Supplemental Retirement Plan ("RSRP") in 2012. The distribution date of the accounts, including the hypothetical AES shares, was made at the time each account was opened. Prior to payment, the reporting person had the right to transfer the value of his account into an alternative investment account. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock. Under the terms of the RSRP, distributions are automatically paid in cash and not in stock beginning on or about February 1st of the year designated by the participant as his distribution date. F1 · derivative.exercise_date: There was no sale in the market. The reporting person established a special purpose account under The AES Corporation Restoration Supplemental Retirement Plan ("RSRP") in 2012. The distribution date of the accounts, including the hypothetical AES shares, was made at the time each account was opened. Prior to payment, the reporting person had the right to transfer the value of his account into an alternative investment account. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock. Under the terms of the RSRP, distributions are automatically paid in cash and not in stock beginning on or about February 1st of the year designated by the participant as his distribution date. F1 · derivative.expiration_date: There was no sale in the market. The reporting person established a special purpose account under The AES Corporation Restoration Supplemental Retirement Plan ("RSRP") in 2012. The distribution date of the accounts, including the hypothetical AES shares, was made at the time each account was opened. Prior to payment, the reporting person had the right to transfer the value of his account into an alternative investment account. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock. Under the terms of the RSRP, distributions are automatically paid in cash and not in stock beginning on or about February 1st of the year designated by the participant as his distribution date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.