Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AES CORPAES · Entity 3505 | EVP and President, US & RENs. | February 24, 2026 | February 26, 2026 |
| Fluence Energy, Inc.FLNC · Entity 4531 | EVP & Chief Operating Officer | September 15, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AES CORP
Report date February 24, 2026 · Filed February 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 405,117 |
Reported balance
After 2026-02-24 transaction · row 1
1 source rowRow 1 · 2026-02-24 · Tax withholding · Disposed 1,532 · Balance 405,117 F1: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the Restricted Stock Units granted on February 24, 2023. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 33,346 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 33,346 F2: Since the last Form 4 filing on February 24, 2026, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 25, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the Restricted Stock Units granted on February 24, 2023.
F2: Since the last Form 4 filing on February 24, 2026, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 25, 2026.
Fluence Energy, Inc.
Report date September 15, 2026 · Filed September 21, 2026
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2026 Filed Feb 26, 2026 21:14 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,532 | $16.27 | $24,925.64 |
DisclosureSEC source: 0000874761-26-000046 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and President, US & RENs. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 405,117 F1 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the Restricted Stock Units granted on February 24, 2023. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 21:08 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 5,414 | $16.51 | $89,385.14 |
DisclosureSEC source: 0000874761-26-000016 · form4.xml · nonDerivative · entry 5 Da Santos Bernerd · CIK 0001626763 · EVP and President, US & RENs. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 406,649 F5 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the RSUs granted on February 21, 2025. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 21:08 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 3,583 | $16.51 | $59,155.33 |
DisclosureSEC source: 0000874761-26-000016 · form4.xml · nonDerivative · entry 4 Da Santos Bernerd · CIK 0001626763 · EVP and President, US & RENs. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 412,063 F4 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the RSUs granted on February 22, 2024. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 21:08 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 14,188 | $16.51 | $234,243.88 |
DisclosureSEC source: 0000874761-26-000016 · form4.xml · nonDerivative · entry 3 Da Santos Bernerd · CIK 0001626763 · EVP and President, US & RENs. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 415,646 F3 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of PSUs granted on February 24, 2023. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 21:08 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 38,456 | $0.00 | $0.00 |
DisclosureSEC source: 0000874761-26-000016 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · EVP and President, US & RENs. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 429,834 F2 · shares: This Performance Stock Unit ("PSU") award was granted on February 24, 2023 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 20, 2026. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 21:08 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 31,579 | $0.00 | $0.00 |
DisclosureSEC source: 0000874761-26-000016 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and President, US & RENs. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 391,378 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2025 Equity and Incentive Compensation Plan and will generally vest in three annual installments on February 20, 2027, February 20, 2028, and February 20, 2029, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:09 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,787 | $10.72 | $19,156.64 |
DisclosureSEC source: 0001127602-25-006835 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,799 F2 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the RSUs granted on February 24, 2023. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:09 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 2,124 | $10.72 | $22,769.28 |
DisclosureSEC source: 0001127602-25-006835 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 361,586 F1 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the Restricted Stock Units ("RSU") granted on February 24, 2022. Read SEC document |
| February 21, 2025 Filed Feb 24, 2025 21:16 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 4,710 | $10.59 | $49,878.90 |
DisclosureSEC source: 0001127602-25-006368 · form4.xml · nonDerivative · entry 4 Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,710 F4 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the RSUs granted on February 22, 2024. Read SEC document |
| February 21, 2025 Filed Feb 24, 2025 21:16 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 16,203 | $10.59 | $171,589.77 |
DisclosureSEC source: 0001127602-25-006368 · form4.xml · nonDerivative · entry 3 Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 368,420 F3 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of PSUs granted on February 24, 2022. Read SEC document |
| February 21, 2025 Filed Feb 24, 2025 21:16 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 38,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-006368 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 384,623 F2 · shares: This Performance Stock Unit ("PSU") award was granted on February 24, 2022 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 21, 2025. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 21, 2025 Filed Feb 24, 2025 21:16 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 45,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-006368 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,998 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 21, 2026, February 21, 2027, and February 21, 2028, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| May 20, 2024 Filed May 21, 2024 20:22 UTC | AES CORP AES · Entity 3505 | Exercise / conversionStock Option (Right to Buy) · Derivative | 66,250 | $0.00 Strike: $11.89 | $0.00 |
DisclosureSEC source: 0001127602-24-016119 · form4.xml · derivative · entry 4 Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,250 shares Expires 2025-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018. Read SEC document |
| May 20, 2024 Filed May 21, 2024 20:22 UTC | AES CORP AES · Entity 3505 | SaleCommon Stock | 66,250 | $21.15 | $1,401,187.50 |
DisclosureSEC source: 0001127602-24-016119 · form4.xml · nonDerivative · entry 3 Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,672 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.15 to $21.20, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 20, 2024 Filed May 21, 2024 20:22 UTC | AES CORP AES · Entity 3505 | Exercise / conversionCommon Stock | 66,250 | $11.89 | $787,712.50 |
DisclosureSEC source: 0001127602-24-016119 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 366,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2024 Filed Feb 26, 2024 21:17 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,773 | $16.00 | $28,368.00 |
DisclosureSEC source: 0001127602-24-006837 · form4.xml · nonDerivative · entry 7 Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,672 F7 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2023. Read SEC document |
| February 24, 2024 Filed Feb 26, 2024 21:17 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 2,107 | $16.00 | $33,712.00 |
DisclosureSEC source: 0001127602-24-006837 · form4.xml · nonDerivative · entry 6 Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 302,445 F6 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2022. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:17 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 8,875 | $16.00 | $142,000.00 |
DisclosureSEC source: 0001127602-24-006837 · form4.xml · nonDerivative · entry 5 Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304,552 F5 · shares: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 19, 2021. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:17 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 20,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-006837 · form4.xml · nonDerivative · entry 4 Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,427 F4 · shares: This Performance Stock Unit ("PSU") award was granted on February 19, 2021 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 22, 2024. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:17 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,349 | $16.00 | $21,584.00 |
DisclosureSEC source: 0001127602-24-006837 · form4.xml · nonDerivative · entry 3 Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,540 F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 19, 2021. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:17 UTC | AES CORP AES · Entity 3505 | Disposition to issuerCommon Stock | 136 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-006837 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 293,889 F2 · shares: Reflects shares of common stock underlying an RSU award granted on February 19, 2021, which shares were forfeited as a result of below-target performance with respect to AES' achievement of certain environmental and social goals related to such award, as approved by the AES Board of Directors. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:17 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-006837 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,025 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 22, 2025, February 22, 2026, and February 22, 2027, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| November 07, 2023 Filed Nov 9, 2023 12:30 UTC | AES CORP AES · Entity 3505 | PurchaseCommon Stock | 3,000 | $16.36 | $49,080.00 |
DisclosureSEC source: 0001127602-23-027073 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 264,025 Read SEC document |
| February 24, 2023 Filed Feb 27, 2023 21:16 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 12,819 | $25.32 | $324,577.08 |
DisclosureSEC source: 0001127602-23-007298 · form4.xml · nonDerivative · entry 4 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,025 F4 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 24, 2024 and February 24, 2025. The final third of the RSUs will vest on February 24, 2026 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 24, 2023 Filed Feb 27, 2023 21:16 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 2,291 | $25.32 | $58,008.12 |
DisclosureSEC source: 0001127602-23-007298 · form4.xml · nonDerivative · entry 3 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,206 F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 24, 2022. Read SEC document |
| February 24, 2023 Filed Feb 27, 2023 21:16 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 14,637 | $25.32 | $370,608.84 |
DisclosureSEC source: 0001127602-23-007298 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,497 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 21, 2020. Read SEC document |
| February 24, 2023 Filed Feb 27, 2023 21:16 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 32,453 | $25.32 | $821,709.96 |
DisclosureSEC source: 0001127602-23-007298 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,134 F1 · shares: This Performance Stock Unit ("PSU") award was granted on February 21, 2020 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 24, 2023. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 21:32 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,868 | $25.57 | $47,764.76 |
DisclosureSEC source: 0001127602-23-006472 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,681 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 21, 2020. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:32 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,523 | $26.23 | $39,948.29 |
DisclosureSEC source: 0001127602-23-006472 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,549 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2021. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:14 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 18,741 | $21.46 | $402,181.86 |
DisclosureSEC source: 0001127602-22-008459 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,072 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 22, 2019. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:14 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 43,170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-008459 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,813 F1 · shares: This Performance Stock Unit ("PSU") award was granted on February 22, 2019 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on March 3, 2022. Each earned PSU entitles the holder to one share of AES Common Stock. F1 · price: This Performance Stock Unit ("PSU") award was granted on February 22, 2019 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on March 3, 2022. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 21:46 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 15,237 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-007055 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,643 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 24, 2023 and February 24, 2024. The final third of the RSUs will vest on February 24, 2025 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 24, 2023 and February 24, 2024. The final third of the RSUs will vest on February 24, 2025 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 21:37 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 3,429 | $21.01 | $72,043.29 |
DisclosureSEC source: 0001127602-22-006576 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,406 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 22, 2019. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 22:42 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,472 | $21.26 | $31,294.72 |
DisclosureSEC source: 0001127602-22-006089 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,835 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2021. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 22:42 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,821 | $21.26 | $38,714.46 |
DisclosureSEC source: 0001127602-22-006089 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,307 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 21, 2020. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 23:53 UTC | AES CORP AES · Entity 3505 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,730 | $0.00 Strike: $14.63 | $0.00 |
DisclosureSEC source: 0001127602-21-023623 · form4.xml · derivative · entry 6 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,730 shares Expires 2024-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This stock option award was granted on February 21, 2014 pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 21, 2015, February 21, 2016, and February 21, 2017. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 23:53 UTC | AES CORP AES · Entity 3505 | Exercise / conversionStock Option (Right to Buy) · Derivative | 21,211 | $0.00 Strike: $11.17 | $0.00 |
DisclosureSEC source: 0001127602-21-023623 · form4.xml · derivative · entry 5 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,211 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option award was granted on February 15, 2013 pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 15, 2014, February 15, 2015, and February 15, 2016. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 23:53 UTC | AES CORP AES · Entity 3505 | SaleCommon Stock | 51,941 | $24.33 | $1,263,724.53 |
DisclosureSEC source: 0001127602-21-023623 · form4.xml · nonDerivative · entry 3 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,128 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2021. F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.11 to $24.60, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the ranges. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 23:53 UTC | AES CORP AES · Entity 3505 | Exercise / conversionCommon Stock | 30,730 | $14.63 | $449,579.90 |
DisclosureSEC source: 0001127602-21-023623 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 23:53 UTC | AES CORP AES · Entity 3505 | Exercise / conversionCommon Stock | 21,211 | $11.17 | $236,926.87 |
DisclosureSEC source: 0001127602-21-023623 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:40 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 2,467 | $27.22 | $67,151.74 |
DisclosureSEC source: 0001127602-21-007902 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,128 F1 · shares: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 23, 2018. There was no transaction in the market. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:01 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 3,561 | $27.00 | $96,147.00 |
DisclosureSEC source: 0001127602-21-007770 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,595 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 22, 2019. There was no transaction in the market. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:16 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,836 | $28.31 | $51,977.16 |
DisclosureSEC source: 0001127602-21-007442 · form4.xml · nonDerivative · entry 4 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,156 F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 21, 2020. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:16 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 14,888 | $28.31 | $421,479.28 |
DisclosureSEC source: 0001127602-21-007442 · form4.xml · nonDerivative · entry 3 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,992 F3 · shares: Reflects tax withholding in connection with the settlement of PSUs granted in February 2018. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:16 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 33,014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-007442 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,880 F2 · shares: This Performance Stock Unit ("PSU") award was granted on February 23, 2018 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 19, 2021. Each earned PSU entitles the holder to one share of AES Common Stock. F2 · price: This Performance Stock Unit ("PSU") award was granted on February 23, 2018 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 19, 2021. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:16 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 9,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-007442 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,866 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 11:07 UTC | AES CORP AES · Entity 3505 | PurchaseCommon Stock | 924 | $9.86 | $9,106.94 |
DisclosureSEC source: 0001127602-20-011580 · form4.xml · nonDerivative · entry 3 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,806 Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 11:07 UTC | AES CORP AES · Entity 3505 | PurchaseCommon Stock | 576 | $9.86 | $5,681.38 |
DisclosureSEC source: 0001127602-20-011580 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,882 Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 11:07 UTC | AES CORP AES · Entity 3505 | PurchaseCommon Stock | 2,500 | $9.50 | $23,750.00 |
DisclosureSEC source: 0001127602-20-011580 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,306 Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 01:25 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 13,346 | $20.25 | $270,256.50 |
DisclosureSEC source: 0001127602-20-007826 · form4.xml · nonDerivative · entry 6 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,806 F6 · shares: Reflects tax withholding in connection with the settlement of PSUs granted on February 24, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.