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person · Reporting owner

KOEPPEL HOLLY K

Disclosed activity across 5 companies

Tapewire entity
41675
SEC CIK
0001210399

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AES CORPAES · Entity 3505DirectorApril 29, 2026May 01, 2026
Core Natural Resources, Inc.CNR · Entity 3899DirectorFebruary 17, 2026February 24, 2026
Flutter Entertainment plcFLUT · Entity 1330DirectorJune 02, 2026June 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AES CORP

Report date April 29, 2026 · Filed May 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
UnitsSEC Table II · derivative / convertible securityDirect195,412 Reported balance After 2026-04-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-29 · Grant · Acquired 12,111 · Balance 195,412

F1: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2025 Equity and Incentive Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2025 Equity and Incentive Compensation Plan.

Core Natural Resources, Inc.

Report date February 17, 2026 · Filed February 24, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $0.01 per shareSEC Table I · non-derivativeDirect14,970 Reported balance Holding disclosure · report date 2026-02-17 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance 14,970

F1: On February 19, 2026, due to immaterial clerical rounding errors, the reporting person filed a Form 4 which inadvertently reported an incorrect total amount of securities directly beneficially owned by the reporting person. The corrected amount of securities beneficially owned by the reporting person is 14,970.

Filing footnotes · ownership attribution and instrument terms

F1: On February 19, 2026, due to immaterial clerical rounding errors, the reporting person filed a Form 4 which inadvertently reported an incorrect total amount of securities directly beneficially owned by the reporting person. The corrected amount of securities beneficially owned by the reporting person is 14,970.

Flutter Entertainment plc

Report date June 02, 2026 · Filed June 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect5,330 Reported balance After 2026-06-02 transaction · row 1
1 source row

Row 1 · 2026-06-02 · Grant · Acquired 2,071 · Balance 5,330

F1: Represents a grant of restricted stock units, which will vest on the earlier of (i) June 2, 2027 and (ii) the day prior to the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date but no earlier than 50 weeks from the date of grant, in each case, subject to the director's continued service through and including such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units, which will vest on the earlier of (i) June 2, 2027 and (ii) the day prior to the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date but no earlier than 50 weeks from the date of grant, in each case, subject to the director's continued service through and including such vesting date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ARCH RESOURCES, INC.

Report date January 14, 2025 · Filed January 14, 2025

Section 16 reporting ended · disclosed 2025-01-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-01-14 transaction · row 1
1 source row

Row 1 · 2025-01-14 · Disposition to issuer · Disposed 2,050 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger dated August 20, 2024 (the "Merger Agreement") by and among the Issuer, CONSOL Energy Inc. ("CONSOL"), and Mountain Range Merger Sub Inc., a wholly owned subsidiary of CONSOL ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a direct, wholly owned subsidiary of CONSOL. At the effective time of the Merger (the "Effective Time"), each share of common stock the Issuer (the "Arch Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) was converted into the right to receive 1.326 shares of common stock of CONSOL ("CONSOL Common Stock") (such number of shares, the "Per-Share Merger Consideration").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-01-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-01-14 · Disposition to issuer · Disposed 12,140 · Balance 0

F2: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to that certain Agreement and Plan of Merger dated August 20, 2024 (the "Merger Agreement") by and among the Issuer, CONSOL Energy Inc. ("CONSOL"), and Mountain Range Merger Sub Inc., a wholly owned subsidiary of CONSOL ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a direct, wholly owned subsidiary of CONSOL. At the effective time of the Merger (the "Effective Time"), each share of common stock the Issuer (the "Arch Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) was converted into the right to receive 1.326 shares of common stock of CONSOL ("CONSOL Common Stock") (such number of shares, the "Per-Share Merger Consideration").

F2: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares.

REYNOLDS AMERICAN INC

Report date July 25, 2017 · Filed July 26, 2017

Section 16 reporting ended · disclosed 2017-07-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-07-25 transaction · row 1
1 source row

Row 1 · 2017-07-25 · Disposition to issuer · Disposed 16,000 · Balance 0

F1: On January 16, 2017, Reynolds American Inc. ("RAI"), British American Tobacco p.l.c. ("BAT"), BATUS Holdings Inc., an indirect, wholly owned subsidiary of BAT, and Flight Acquisition Corporation, an indirect, wholly owned subsidiary of BAT ("Merger Sub"), entered into an Agreement and Plan of Merger (the "Merger Agreement"), as it and the plan of merger contained therein were amended as of June 8, 2017, pursuant to which, on July 25, 2017, Merger Sub merged with and into RAI, with RAI surviving as an indirect, wholly owned subsidiary of BAT.

F2: (Continued from footnote 1) On July 25, 2017, each share of common stock, par value $0.0001 per share, of RAI ("RAI Common Stock") (other than shares owned by BAT and its subsidiaries and shares held by stockholders who have properly asserted (and not lost or effectively withdrawn) a demand for appraisal rights) was automatically converted into the right to receive the merger consideration, consisting of (a) $29.44 in cash and (b) 0.5260 of one American depositary share of BAT (a "BAT ADS") (representing one ordinary share, par value 25 pence per share, of BAT).

Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-07-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-07-25 · Disposition to issuer · Disposed 21,188.24 · Balance 0

F3: One Phantom Stock Unit represents one share of RAI Common Stock.

F5: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a number of deferred stock units, each tracking the value of one BAT ADS, equal to the sum of (a) 0.5260 and (b) the quotient of (i) $29.44 divided by (ii) the closing price ($69.25) of one BAT ADS on July 24, 2017 as reported on the New York Stock Exchange (the "BAT ADS July 24 Closing Price").

F4: Under the Deferred Compensation Plan for Directors of RAI, these Phantom Stock Units were acquired upon the deferral by the reporting person (the "Insider") of portions of the Insider's cash compensation, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct22,786.24 Reported balance After 2017-07-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-07-25 · Disposition to issuer · Disposed 93,337.53 · Balance 22,786.24

F3: One Phantom Stock Unit represents one share of RAI Common Stock.

F7: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive, as chosen by the Insider, a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price.

F6: These Phantom Stock Units were acquired as initial, annual or pro rata annual awards under the Equity Incentive Plan for Directors of RAI (the "EIAP"), accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash or RAI Common Stock in accordance with the Insider's written election.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-07-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-07-25 · Disposition to issuer · Disposed 22,786.24 · Balance 0

F3: One Phantom Stock Unit represents one share of RAI Common Stock.

F9: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price.

F8: These Phantom Stock Units were awarded on a quarterly basis under the EIAP, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI.

Filing footnotes · ownership attribution and instrument terms

F1: On January 16, 2017, Reynolds American Inc. ("RAI"), British American Tobacco p.l.c. ("BAT"), BATUS Holdings Inc., an indirect, wholly owned subsidiary of BAT, and Flight Acquisition Corporation, an indirect, wholly owned subsidiary of BAT ("Merger Sub"), entered into an Agreement and Plan of Merger (the "Merger Agreement"), as it and the plan of merger contained therein were amended as of June 8, 2017, pursuant to which, on July 25, 2017, Merger Sub merged with and into RAI, with RAI surviving as an indirect, wholly owned subsidiary of BAT.

F2: (Continued from footnote 1) On July 25, 2017, each share of common stock, par value $0.0001 per share, of RAI ("RAI Common Stock") (other than shares owned by BAT and its subsidiaries and shares held by stockholders who have properly asserted (and not lost or effectively withdrawn) a demand for appraisal rights) was automatically converted into the right to receive the merger consideration, consisting of (a) $29.44 in cash and (b) 0.5260 of one American depositary share of BAT (a "BAT ADS") (representing one ordinary share, par value 25 pence per share, of BAT).

F3: One Phantom Stock Unit represents one share of RAI Common Stock.

F4: Under the Deferred Compensation Plan for Directors of RAI, these Phantom Stock Units were acquired upon the deferral by the reporting person (the "Insider") of portions of the Insider's cash compensation, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI.

F5: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a number of deferred stock units, each tracking the value of one BAT ADS, equal to the sum of (a) 0.5260 and (b) the quotient of (i) $29.44 divided by (ii) the closing price ($69.25) of one BAT ADS on July 24, 2017 as reported on the New York Stock Exchange (the "BAT ADS July 24 Closing Price").

F6: These Phantom Stock Units were acquired as initial, annual or pro rata annual awards under the Equity Incentive Plan for Directors of RAI (the "EIAP"), accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash or RAI Common Stock in accordance with the Insider's written election.

F7: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive, as chosen by the Insider, a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price.

F8: These Phantom Stock Units were awarded on a quarterly basis under the EIAP, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI.

F9: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2026 Filed Jun 3, 2026 09:19 UTC Flutter Entertainment plc FLUT · Entity 1330 GrantOrdinary Shares 2,071 $0.00 $0.00
Disclosure

SEC source: 0001210399-26-000007 · wk-form4_1780492770.xml · nonDerivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,330

F1 · shares: Represents a grant of restricted stock units, which will vest on the earlier of (i) June 2, 2027 and (ii) the day prior to the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date but no earlier than 50 weeks from the date of grant, in each case, subject to the director's continued service through and including such vesting date.

Read SEC document
May 28, 2026 Filed May 29, 2026 13:54 UTC Flutter Entertainment plc FLUT · Entity 1330 SaleOrdinary Shares 135 $94.63 $12,775.05
Disclosure

SEC source: 0001210399-26-000004 · wk-form4_1780062890.xml · nonDerivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,259

F1 · shares: Reflects shares sold to cover tax withholding liability in connection with the vesting and settlement of restricted stock units.

Read SEC document
April 29, 2026 Filed May 1, 2026 20:14 UTC AES CORP AES · Entity 3505 GrantUnits · Derivative 12,111 $0.00 $0.00
Disclosure

SEC source: 0000874761-26-000108 · form4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,412

Underlying: Common Stock · 12,111 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2025 Equity and Incentive Compensation Plan.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2025 Equity and Incentive Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2025 Equity and Incentive Compensation Plan.

Read SEC document
February 17, 2026 Filed Feb 20, 2026 00:53 UTC Core Natural Resources, Inc. CNR · Entity 3899 GrantCommon stock, par value $0.01 per share 1,610 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-059957 · ownership.xml · nonDerivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,958

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which vest on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 14,958 shares reported, 1,610 are unvested restricted stock units.

Read SEC document
June 06, 2025 Filed Jun 10, 2025 20:03 UTC Flutter Entertainment plc FLUT · Entity 1330 GrantOrdinary Shares 838 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-030446 · wk-form4_1749585791.xml · nonDerivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,394

F1 · shares: Represents a grant of restricted stock units, which will vest on the earlier of (i) June 6, 2026 and (ii) the day prior to the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date but no earlier than 50 weeks from the date of grant, in each case, subject to the directors continued service through and including such vesting date.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 11:00 UTC Flutter Entertainment plc FLUT · Entity 1330 SaleOrdinary Shares 31 $245.41 $7,607.71
Disclosure

SEC source: 0001628280-25-029833 · wk-form4_1749207621.xml · nonDerivative · entry 2

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,556

F1 · shares: Reflects shares sold to cover tax withholding liability in connection with the vesting and settlement of restricted stock units.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 11:00 UTC Flutter Entertainment plc FLUT · Entity 1330 SaleOrdinary Shares 236 $245.35 $57,902.60
Disclosure

SEC source: 0001628280-25-029833 · wk-form4_1749207621.xml · nonDerivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,587

F1 · shares: Reflects shares sold to cover tax withholding liability in connection with the vesting and settlement of restricted stock units.

Read SEC document
May 09, 2025 Filed May 13, 2025 20:08 UTC AES CORP AES · Entity 3505 GrantUnits · Derivative 15,737 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-014064 · form4.xml · derivative · entry 2

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,301

Underlying: Common Stock · 15,737 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2025 Equity and Incentive Compensation Plan.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2025 Equity and Incentive Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2025 Equity and Incentive Compensation Plan.

Read SEC document
May 09, 2025 Filed May 13, 2025 20:08 UTC AES CORP AES · Entity 3505 GrantUnits · Derivative 5,621 $11.12 $62,505.52
Disclosure

SEC source: 0001127602-25-014064 · form4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,564

Underlying: Common Stock · 5,621 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2025 Equity and Incentive Compensation Plan.

F2 · shares: Represents cash fees that the reporting person elected to defer into stock units.

F2 · price: Represents cash fees that the reporting person elected to defer into stock units.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2025 Equity and Incentive Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2025 Equity and Incentive Compensation Plan.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 21:00 UTC Core Natural Resources, Inc. CNR · Entity 3899 SaleCommon stock, par value $0.01 per share 4,044 $75.68 $306,049.92
Disclosure

SEC source: 0000950170-25-049520 · ownership.xml · nonDerivative · entry 2

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,348

F2 · price: Represents shares of common stock sold to cover the Reporting Person's tax liability from the vesting of restricted stock awards previously granted to the Reporting Person that fully vested in connection with the terms of the Agreement and Plan of Merger, dated as of August 20, 2024, by and among Core Natural Resources, Inc. (formerly known as CONSOL Energy Inc.), Mountain Range Merger Sub Inc. and Arch Resources, Inc.

F3 · price: This transaction was executed in multiple trades at prices ranging from $75.45 to $75.90 per share. The price reported above reflects the weighted average purchase price on the date indicated. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F4 · balance_after: Of the 13,348 shares reported, 3,348 are unvested restricted stock units.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 21:00 UTC Core Natural Resources, Inc. CNR · Entity 3899 SaleCommon stock, par value $0.01 per share 4,771 $74.97 $357,681.87
Disclosure

SEC source: 0000950170-25-049520 · ownership.xml · nonDerivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,392

F1 · price: This transaction was executed in multiple trades at prices ranging from $74.42 to $75.40 per share. The price reported above reflects the weighted average purchase price on the date indicated. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F2 · price: Represents shares of common stock sold to cover the Reporting Person's tax liability from the vesting of restricted stock awards previously granted to the Reporting Person that fully vested in connection with the terms of the Agreement and Plan of Merger, dated as of August 20, 2024, by and among Core Natural Resources, Inc. (formerly known as CONSOL Energy Inc.), Mountain Range Merger Sub Inc. and Arch Resources, Inc.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:56 UTC Core Natural Resources, Inc. CNR · Entity 3899 GrantCommon stock, par value $0.01 per share 1,674 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024387 · ownership.xml · nonDerivative · entry 2

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,163

F2 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which vest on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · balance_after: Of the 22,163 shares reported, 3,348 are unvested restricted stock units.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:56 UTC Core Natural Resources, Inc. CNR · Entity 3899 GrantCommon stock, par value $0.01 per share 1,674 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024387 · ownership.xml · nonDerivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,489

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which vest on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 14, 2025 Filed Jan 14, 2025 15:11 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 Disposition to issuerRestricted Stock Units · Derivative 12,140 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-005278 · ownership.xml · derivative · entry 2

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,140 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares.

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares.

Read SEC document
January 14, 2025 Filed Jan 14, 2025 15:11 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 Disposition to issuerClass A Common Stock 2,050 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-005278 · ownership.xml · nonDerivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to that certain Agreement and Plan of Merger dated August 20, 2024 (the "Merger Agreement") by and among the Issuer, CONSOL Energy Inc. ("CONSOL"), and Mountain Range Merger Sub Inc., a wholly owned subsidiary of CONSOL ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a direct, wholly owned subsidiary of CONSOL. At the effective time of the Merger (the "Effective Time"), each share of common stock the Issuer (the "Arch Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) was converted into the right to receive 1.326 shares of common stock of CONSOL ("CONSOL Common Stock") (such number of shares, the "Per-Share Merger Consideration").

Read SEC document
January 14, 2025 Filed Jan 17, 2025 00:10 UTC Core Natural Resources, Inc. CNR · Entity 3899 GrantCommon stock, par value $0.01 per share 18,815 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-006349 · ownership.xml · nonDerivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,815

F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of August 20, 2024 (the "Merger Agreement"), by and among Core Natural Resources, Inc. (formerly known as CONSOL Energy Inc.), a Delaware corporation (the "Company"), Mountain Range Merger Sub Inc., a Delaware corporation and wholly-owned subsidiary of the Company ("Merger Sub") and Arch Resources, Inc., a Delaware corporation ("Arch"), on January 14, 2025, Merger Sub merged with and into Arch, with Arch surviving the merger as a wholly-owned subsidiary of the Company (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each issued and outstanding share of Class A common stock, par value $0.01 per share, of Arch held by the Reporting Person automatically converted into the right to receive 1.326 shares of common stock, par value $0.01 per share, of the Company.

F2 · shares: (Continued from footnote 1) In addition, at the Effective Time, each restricted stock unit award and performance-based restricted stock unit award of Arch held by the Reporting Person that was outstanding immediately prior to the Effective Time fully vested, was cancelled and automatically converted into shares of common stock, par value $0.01 per share, of the Company in accordance with the terms of the Merger Agreement. As such, the number reported consists solely of unrestricted shares of common stock, par value $0.01 per share, of the Company.

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November 26, 2024 Filed Nov 27, 2024 09:02 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDeferred Stock Units · Derivative 14 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-131274 · ownership.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,590

Underlying: Class A Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F2 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

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September 13, 2024 Filed Sep 16, 2024 15:57 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDeferred Stock Units · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-106800 · ownership.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,576

Underlying: Class A Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F2 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

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June 14, 2024 Filed Jun 17, 2024 12:25 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDeferred Stock Units · Derivative 76 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-074119 · ownership.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,556

Underlying: Class A Common Stock · 76 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F2 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

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April 25, 2024 Filed Apr 29, 2024 20:08 UTC AES CORP AES · Entity 3505 GrantUnits · Derivative 10,216 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013545 · form4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,943

Underlying: Common Stock · 10,216 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

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March 15, 2024 Filed Mar 18, 2024 12:41 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDeferred Stock Units · Derivative 111 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032654 · ownership.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,480

Underlying: Class A Common Stock · 111 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F2 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
February 21, 2024 Filed Feb 22, 2024 12:41 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018563 · ownership.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900

Underlying: Class A Common Stock · 900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 12:37 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 Exercise / conversionRestricted Stock Units · Derivative 1,050 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-014359 · ownership.xml · derivative · entry 2

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").

F2 · derivative.exercise_date: The restricted stock units are fully vested.

F2 · derivative.expiration_date: The restricted stock units are fully vested.

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February 09, 2024 Filed Feb 13, 2024 12:37 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 Exercise / conversionCommon Stock 1,050 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-014359 · ownership.xml · nonDerivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").

Read SEC document
December 15, 2023 Filed Dec 18, 2023 13:25 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDeferred Stock Units · Derivative 76 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058918 · doc4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,369

Underlying: Class A Common Stock · 76 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F3 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 14:10 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDeferred Stock Units · Derivative 263 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049703 · doc4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,293

Underlying: Class A Common Stock · 263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F3 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

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June 15, 2023 Filed Jun 16, 2023 11:10 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDeferred Stock Units · Derivative 224 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037716 · doc4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,030

Underlying: Class A Common Stock · 224 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F3 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
April 20, 2023 Filed Apr 21, 2023 20:40 UTC AES CORP AES · Entity 3505 GrantUnits · Derivative 7,331 $23.87 $174,990.97
Disclosure

SEC source: 0001127602-23-013357 · form4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,727

Underlying: Common Stock · 7,331 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 15:11 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDeferred Stock Units · Derivative 234 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019186 · doc4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,806

Underlying: Class A Common Stock · 234 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F3 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F4 · balance_after: This total includes 255 Dividend Equivalent Rights which vested and became Deferred Stock Units on February 10, 2023.

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February 09, 2023 Filed Feb 13, 2023 17:13 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantRestricted Stock Units · Derivative 1,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008797 · doc4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050

Underlying: Class A Common Stock · 1,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date.

Read SEC document
December 15, 2022 Filed Dec 15, 2022 17:38 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDeferred Stock Units · Derivative 599 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061491 · doc4.xml · derivative · entry 2

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317

Underlying: Class A Common Stock · 599 shares

Expires not disclosed

F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F5 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
December 15, 2022 Filed Dec 15, 2022 17:38 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDividend Equivalent Rights · Derivative 116 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061491 · doc4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255

Underlying: Class A Common Stock · 116 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer").

F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 11:19 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDeferred Stock Units · Derivative 356 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050432 · doc4.xml · derivative · entry 2

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718

Underlying: Class A Common Stock · 356 shares

Expires not disclosed

F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F5 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 11:19 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDividend Equivalent Rights · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050432 · doc4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139

Underlying: Class A Common Stock · 69 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer").

F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 11:27 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDeferred Stock Units · Derivative 362 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037286 · doc4.xml · derivative · entry 2

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362

Underlying: Class A Common Stock · 362 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F5 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 11:27 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDividend Equivalent Rights · Derivative 70 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037286 · doc4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70

Underlying: Class A Common Stock · 70 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F2 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer").

F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
April 21, 2022 Filed Apr 22, 2022 20:34 UTC AES CORP AES · Entity 3505 GrantUnits · Derivative 12,821 $23.01 $295,011.21
Disclosure

SEC source: 0001127602-22-012429 · form4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,396

Underlying: Common Stock · 12,821 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 10:19 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantRestricted Stock Units · Derivative 1,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009066 · doc4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Class A Common Stock · 1,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 21:21 UTC AES CORP AES · Entity 3505 GrantUnits · Derivative 9,966 $28.32 $282,237.12
Disclosure

SEC source: 0001127602-21-014467 · form4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,575

Underlying: Common Stock · 9,966 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 13:59 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantRestricted Stock Units · Derivative 2,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014614 · doc4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Class A Common Stock · 2,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

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April 23, 2020 Filed Apr 27, 2020 20:39 UTC AES CORP AES · Entity 3505 GrantUnits · Derivative 19,307 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-014558 · form4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,609

Underlying: Common Stock · 19,307 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

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February 27, 2020 Filed Feb 28, 2020 15:28 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantRestricted Stock Units · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013737 · doc4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Class A Common Stock · 3,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Coal, Inc.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

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December 13, 2019 Filed Dec 13, 2019 16:41 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 SaleCommon Stock 1,000 $75.89 $75,890.00
Disclosure

SEC source: 0001209191-19-060434 · doc4.xml · nonDerivative · entry 3

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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December 13, 2019 Filed Dec 13, 2019 16:41 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 SaleCommon Stock 100 $76.06 $7,606.00
Disclosure

SEC source: 0001209191-19-060434 · doc4.xml · nonDerivative · entry 2

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

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December 13, 2019 Filed Dec 13, 2019 16:41 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 SaleCommon Stock 100 $76.71 $7,671.00
Disclosure

SEC source: 0001209191-19-060434 · doc4.xml · nonDerivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100

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August 01, 2019 Filed Aug 1, 2019 15:06 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 PurchaseCommon Stock 2,200 $89.02 $195,844.00
Disclosure

SEC source: 0001209191-19-043972 · doc4.xml · nonDerivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

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April 18, 2019 Filed Apr 22, 2019 21:04 UTC AES CORP AES · Entity 3505 GrantUnits · Derivative 13,874 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-015998 · form4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,302

Underlying: Common Stock · 13,874 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

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February 28, 2019 Filed Mar 4, 2019 11:09 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantRestricted Stock Units · Derivative 950 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015323 · doc4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950

Underlying: Class A Common Stock · 950 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Coal, Inc.

F2 · derivative.exercise_date: The restricted stock units vest on October 25, 2019. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F2 · derivative.expiration_date: The restricted stock units vest on October 25, 2019. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

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April 19, 2018 Filed Apr 23, 2018 20:50 UTC AES CORP AES · Entity 3505 GrantUnits · Derivative 15,081 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-015110 · form4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,428

Underlying: Common Stock · 15,081 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

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July 25, 2017 Filed Jul 26, 2017 20:07 UTC REYNOLDS AMERICAN INC RAI · Entity 174221 Disposition to issuerPhantom Stock Units · Derivative 22,786.24 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-17-019008 · doc4.xml · derivative · entry 4

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,786.24 shares

Expires not disclosed

F3 · derivative.exercise_price: One Phantom Stock Unit represents one share of RAI Common Stock.

F9 · price: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price.

F8 · derivative.exercise_date: These Phantom Stock Units were awarded on a quarterly basis under the EIAP, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI.

F8 · derivative.expiration_date: These Phantom Stock Units were awarded on a quarterly basis under the EIAP, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.