Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AES CORPAES · Entity 3505 | Director | April 20, 2023 | April 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AES CORP
Report date April 20, 2023 · Filed April 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| UnitsSEC Table II · derivative / convertible security | Direct | 255,211 |
Reported balance
After 2023-04-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-04-20 · Grant · Acquired 9,636 · Balance 255,211 F1: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2023 Filed Apr 21, 2023 20:38 UTC | AES CORP AES · Entity 3505 | GrantUnits · Derivative | 9,636 | $23.87 | $230,011.32 |
DisclosureSEC source: 0001127602-23-013356 · form4.xml · derivative · entry 1 Khanna Tarun · CIK 0001459592 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 255,211 Underlying: Common Stock · 9,636 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. Read SEC document |
| April 21, 2022 Filed Apr 22, 2022 20:33 UTC | AES CORP AES · Entity 3505 | GrantUnits · Derivative | 9,996 | $23.01 | $230,007.96 |
DisclosureSEC source: 0001127602-22-012427 · form4.xml · derivative · entry 1 Khanna Tarun · CIK 0001459592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,575 Underlying: Common Stock · 9,996 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 21:18 UTC | AES CORP AES · Entity 3505 | GrantUnits · Derivative | 8,651 | $28.32 | $244,996.32 |
DisclosureSEC source: 0001127602-21-014465 · form4.xml · derivative · entry 1 Khanna Tarun · CIK 0001459592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,579 Underlying: Common Stock · 8,651 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 20:37 UTC | AES CORP AES · Entity 3505 | GrantUnits · Derivative | 15,957 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-014557 · form4.xml · derivative · entry 1 Khanna Tarun · CIK 0001459592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,928 Underlying: Common Stock · 15,957 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 20:24 UTC | AES CORP AES · Entity 3505 | PurchaseCommon Stock | 4,300 | $11.27 | $48,461.00 |
DisclosureSEC source: 0001127602-20-011755 · form4.xml · nonDerivative · entry 1 Khanna Tarun · CIK 0001459592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300 Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 21:02 UTC | AES CORP AES · Entity 3505 | GrantUnits · Derivative | 10,939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-015997 · form4.xml · derivative · entry 1 Khanna Tarun · CIK 0001459592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,971 Underlying: Common Stock · 10,939 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 20:49 UTC | AES CORP AES · Entity 3505 | GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001127602-18-015109 · form4.xml · derivative · entry 2 Khanna Tarun · CIK 0001459592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-04-19 F2 · derivative.exercise_date: This stock option award was granted pursuant to the Plan. This award will vest in three equal annual installments such that one third will vest on April 19, 2019, one third will vest on April 19, 2020 and the remaining third will vest on April 19, 2021. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 20:49 UTC | AES CORP AES · Entity 3505 | GrantUnits · Derivative | 18,369 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-015109 · form4.xml · derivative · entry 1 Khanna Tarun · CIK 0001459592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,032 Underlying: Common Stock · 18,369 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015 (the "Plan"). F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015 (the "Plan"). F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015 (the "Plan"). F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015 (the "Plan"). Read SEC document |
| April 20, 2017 Filed Apr 25, 2017 00:39 UTC | AES CORP AES · Entity 3505 | GrantUnits · Derivative | 18,144 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-015386 · form4.xml · derivative · entry 1 Khanna Tarun · CIK 0001459592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,663 Underlying: Common Stock · 18,144 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.