Last 12 months
Inside the activity.
0 purchase rows · 61 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 24 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 21 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2021 Filed May 4, 2021 20:46 UTC |
DelSanto AnneDirector
|
GrantCommon Stock | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029923 · doc4.xml · nonDerivative · entry 1 DelSanto Anne · CIK 0001770310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,585 F1 · shares: The restricted stock units granted on April 30, 2021 will vest 100% at the anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2021 proxy. F2 · balance_after: Represents 1,813 shares of unvested restricted stock units and 1,772 shares of common stock. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:44 UTC |
ROHRS THOMAS MDirector
|
GrantCommon Stock | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029919 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,813 F1 · shares: The restricted stock units granted on April 30, 2021 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2021 proxy. F2 · balance_after: As of the date of this filing, 1,813 shares held by the reporting person are unvested. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:39 UTC |
FOSTER RONALD CDirector
|
GrantCommon Stock | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029912 · doc4.xml · nonDerivative · entry 1 FOSTER RONALD C · CIK 0001222896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,388 F1 · shares: The restricted stock units granted on April 30, 2021 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2021 proxy. F2 · balance_after: Represents 1,813 unvested restricted stock units and 26,575 shares of common stock. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:41 UTC |
Minnix LaneshaDirector
|
GrantCommon Stock | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029915 · doc4.xml · nonDerivative · entry 1 Minnix Lanesha · CIK 0001708662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,585 F1 · shares: The restricted stock units granted on April 30, 2021 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2021 proxy. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 21:27 UTC |
MCGIMPSEY THOMAS OEVP & Chief Admin Officer
|
Tax withholdingCommon Stock | 795 | $105.26 | $83,681.70 |
DisclosureSEC source: 0001209191-21-018208 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,028 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 9,605 shares of unvested restricted stock units and 32,423 shares of common stock. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 21:25 UTC |
Huth Dana EdwardEVP & CHIEF REVENUE OFFICER
|
Tax withholdingCommon Stock | 664 | $105.26 | $69,892.64 |
DisclosureSEC source: 0001209191-21-018202 · doc4.xml · nonDerivative · entry 1 Huth Dana Edward · CIK 0001831514 · EVP & CHIEF REVENUE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,569 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 9,322 shares of unvested restricted stock units and 3,247 shares of common stock. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 21:22 UTC |
Oldham Paul REVP, CFO
|
Tax withholdingCommon Stock | 1,060 | $105.26 | $111,575.60 |
DisclosureSEC source: 0001209191-21-018195 · doc4.xml · nonDerivative · entry 1 Oldham Paul R · CIK 0001421764 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,525 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 14,729 shares of unvested restricted stock units and 8,796 shares of common stock. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:18 UTC |
Kelley Stephen DouglasPresident and CEO
|
GrantPerformance Units · Derivative | 44,103 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015899 · doc4.xml · derivative · entry 2 Kelley Stephen Douglas · CIK 0001443674 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,103 Underlying: Common Stock · 44,103 shares Expires not disclosed F3 · shares: These performance shares awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled. F3 · derivative.exercise_date: These performance shares awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled. F3 · derivative.expiration_date: These performance shares awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:18 UTC |
Kelley Stephen DouglasPresident and CEO
|
GrantCommon Stock | 22,052 | $111.37 | $2,455,931.24 |
DisclosureSEC source: 0001209191-21-015899 · doc4.xml · nonDerivative · entry 1 Kelley Stephen Douglas · CIK 0001443674 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,052 F1 · shares: Employee Restricted Stock units granted 3/1/2021 under the Company's 2021 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary of the grant date. F2 · balance_after: Represents 22,052 shares of unvested restricted stock units. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:51 UTC |
Huth Dana EdwardEVP & CHIEF REVENUE OFFICER
|
GrantPerformance Units · Derivative | 8,268 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016926 · doc4.xml · derivative · entry 2 Huth Dana Edward · CIK 0001831514 · EVP & CHIEF REVENUE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,268 Underlying: Common Stock · 8,268 shares Expires not disclosed F3 · shares: These performance share awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled. F3 · derivative.exercise_date: These performance share awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled. F3 · derivative.expiration_date: These performance share awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:51 UTC |
Huth Dana EdwardEVP & CHIEF REVENUE OFFICER
|
GrantCommon Stock | 4,134 | $111.37 | $460,403.58 |
DisclosureSEC source: 0001209191-21-016926 · doc4.xml · nonDerivative · entry 1 Huth Dana Edward · CIK 0001831514 · EVP & CHIEF REVENUE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,233 F1 · shares: Employee Restricted Stock Units granted on 3/1/2021 under the Company's 2021 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary date of the grant. F2 · balance_after: Represents 11,010 shares of unvested restricted stock units and 2,223 shares of common stock. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:44 UTC |
MCGIMPSEY THOMAS OEVP & Chief Admin Officer
|
GrantPerformance Units · Derivative | 7,350 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016908 · doc4.xml · derivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,350 Underlying: Common Stock · 7,350 shares Expires not disclosed F3 · shares: These performance share awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled. F3 · derivative.exercise_date: These performance share awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled. F3 · derivative.expiration_date: These performance share awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:44 UTC |
MCGIMPSEY THOMAS OEVP & Chief Admin Officer
|
GrantCommon Stock | 3,675 | $111.37 | $409,284.75 |
DisclosureSEC source: 0001209191-21-016908 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,823 F1 · shares: Employee Restricted Stock units granted 03/01/2021 under the Company's 2021 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date. F2 · balance_after: Represents 11,413 shares of unvested restricted stock units and 31,410 shares of common stock. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:38 UTC |
Oldham Paul REVP, CFO
|
GrantPerformance Units · Derivative | 11,025 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016889 · doc4.xml · derivative · entry 2 Oldham Paul R · CIK 0001421764 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,025 Underlying: Common Stock · 11,025 shares Expires not disclosed F3 · shares: These performance share awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled. F3 · derivative.exercise_date: These performance share awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled. F3 · derivative.expiration_date: These performance share awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:38 UTC |
Oldham Paul REVP, CFO
|
GrantCommon Stock | 5,513 | $111.37 | $613,982.81 |
DisclosureSEC source: 0001209191-21-016889 · doc4.xml · nonDerivative · entry 1 Oldham Paul R · CIK 0001421764 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,585 F1 · shares: Employee Restricted Stock Units granted on 03/01/2021 under the Company's 2021 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary date of the grant. F2 · balance_after: Represents 17,140 shares of unvested restricted stock units and 7,445 shares of common stock. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:04 UTC |
Oldham Paul REVP, CFO
|
Tax withholdingCommon Stock | 1,536 | $108.80 | $167,116.80 |
DisclosureSEC source: 0001209191-21-014824 · doc4.xml · nonDerivative · entry 2 Oldham Paul R · CIK 0001421764 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,072 F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units. F3 · balance_after: Represents 11,627 shares of unvested restricted stock units and 7,445 shares of common stock. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:04 UTC |
Oldham Paul REVP, CFO
|
GrantCommon Stock | 3,616 | $108.80 | $393,420.80 |
DisclosureSEC source: 0001209191-21-014824 · doc4.xml · nonDerivative · entry 1 Oldham Paul R · CIK 0001421764 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,608 F1 · shares: These performance awards were reported voluntarily 3/3/2020. Certain Revenue and Earnings Per Shares 2020 performance metrics were met under the 2020 LTI Plan and the shares were approved for a 2/24/2021 release by the Board of Directors. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:56 UTC |
Huth Dana EdwardEVP & CHIEF REVENUE OFFICER
|
Tax withholdingCommon Stock | 994 | $108.80 | $108,147.20 |
DisclosureSEC source: 0001209191-21-014798 · doc4.xml · nonDerivative · entry 2 Huth Dana Edward · CIK 0001831514 · EVP & CHIEF REVENUE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,099 F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units. F3 · balance_after: Represents 6,876 shares of unvested restricted stock units and 2,223 shares of common stock. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:56 UTC |
Huth Dana EdwardEVP & CHIEF REVENUE OFFICER
|
GrantCommon Stock | 2,530 | $108.80 | $275,264.00 |
DisclosureSEC source: 0001209191-21-014798 · doc4.xml · nonDerivative · entry 1 Huth Dana Edward · CIK 0001831514 · EVP & CHIEF REVENUE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,093 F1 · shares: These performance awards previously granted 3/3/2020. Certain Revenue and Earnings Per Shares 2020 performance metrics were met under the 2020 LTI Plan and the shares were approved for a 2/24/2021 release by the Board of Directors. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:52 UTC |
MCGIMPSEY THOMAS OEVP & Chief Admin Officer
|
Tax withholdingCommon Stock | 1,141 | $108.80 | $124,140.80 |
DisclosureSEC source: 0001209191-21-014791 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,148 F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units. F3 · balance_after: Represents 7,738 shares of unvested restricted stock units and 31,410 shares of common stock. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:52 UTC |
MCGIMPSEY THOMAS OEVP & Chief Admin Officer
|
GrantCommon Stock | 2,712 | $108.80 | $295,065.60 |
DisclosureSEC source: 0001209191-21-014791 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,289 F1 · shares: These performance awards were reported voluntarily 3/3/2020. Certain Revenue and Earnings Per Shares 2020 performance metrics were met under the 2020 LTI Plan and the shares were approved for a 2/24/2021 release by the Board of Directors. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:42 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Tax withholdingCommon Stock | 5,406 | $108.80 | $588,172.80 |
DisclosureSEC source: 0001209191-21-014784 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,193 F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units. F3 · balance_after: Represents 35,005 shares of unvested restricted stock units and 124,188 shares of common stock. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:42 UTC |
WASSERMAN YUVALDirector · President & CEO
|
GrantCommon Stock | 12,294 | $108.80 | $1,337,587.20 |
DisclosureSEC source: 0001209191-21-014784 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,599 F1 · shares: These performance stock units were reported voluntarily 3/3/2020. Certain 2020 Revenue and Earnings Per Shares performance metrics were met under the 2020 LTI Plan and the shares were approved for a 2/24/2021 release by the Board of Directors. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:26 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Tax withholdingCommon Stock | 4,582 | $104.30 | $477,902.60 |
DisclosureSEC source: 0001209191-21-013792 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,305 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 35,005 shares of unvested restricted stock units and 117,300 shares of common stock. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:22 UTC |
Oldham Paul REVP, CFO
|
Tax withholdingCommon Stock | 1,287 | $104.30 | $134,234.10 |
DisclosureSEC source: 0001209191-21-013781 · doc4.xml · nonDerivative · entry 1 Oldham Paul R · CIK 0001421764 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,992 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 11,627 shares of unvested restricted stock units and 5,365 shares of common stock. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:19 UTC |
MCGIMPSEY THOMAS OEVP & Chief Admin Officer
|
Tax withholdingCommon Stock | 971 | $104.30 | $101,275.30 |
DisclosureSEC source: 0001209191-21-013775 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,577 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 7,738 shares of unvested restricted stock units and 29,839 shares of common stock. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 21:45 UTC |
MCGIMPSEY THOMAS OEVP & Chief Admin Officer
|
Tax withholdingCommon Stock | 722 | $111.81 | $80,726.82 |
DisclosureSEC source: 0001209191-21-007757 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,548 F1 · shares: Payment of tax liability by witholding securities incident to vesting of performance stock units. F2 · balance_after: Represents 10,053 shares of unvested restricted stock units and 28,495 shares of common stock. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 21:42 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Tax withholdingCommon Stock | 3,061 | $111.81 | $342,250.41 |
DisclosureSEC source: 0001209191-21-007750 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,887 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 45,424 shares of unvested restricted stock units and 111,463 shares of common stock. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 22:11 UTC |
WASSERMAN YUVALDirector · President & CEO
|
SaleCommon Stock | 300 | $86.13 | $25,839.00 |
DisclosureSEC source: 0001209191-20-058491 · doc4.xml · nonDerivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,948 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.02 to $86.28, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. F5 · balance_after: Represents 52,313 shares of unvested restricted stock units and 107,635 shares of common stock. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 22:11 UTC |
WASSERMAN YUVALDirector · President & CEO
|
SaleCommon Stock | 2,200 | $85.06 | $187,125.40 |
DisclosureSEC source: 0001209191-20-058491 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,248 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.75 to $85.67, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 22:11 UTC |
WASSERMAN YUVALDirector · President & CEO
|
SaleCommon Stock | 2,500 | $84.27 | $210,667.50 |
DisclosureSEC source: 0001209191-20-058491 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,448 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.73 to $84.72, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:52 UTC |
Minnix LaneshaDirector
|
GrantCommon Stock | 1,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053695 · doc4.xml · nonDerivative · entry 1 Minnix Lanesha · CIK 0001708662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,772 F1 · shares: October 1, 2020, the Board granted Lanesha Minnix an award of restricted stock units that will vest on April 30, 2021 ("RSUs"). F2 · balance_after: Represents 1,772 shares of unvested restricted stock units of common stock. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:50 UTC |
DelSanto AnneDirector
|
GrantCommon Stock | 1,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053687 · doc4.xml · nonDerivative · entry 1 DelSanto Anne · CIK 0001770310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,772 F1 · shares: On October 1, 2020, the Board granted to Anne DelSanto an award of restricted stock units that will vest on April 30, 2021 ("RSUs"). F2 · balance_after: Represents 1,772 shares of unvested restricted stock units of common stock. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 22:59 UTC |
MCGIMPSEY THOMAS OEVP & Gen Counsel
|
SaleCommon Stock | 1,629 | $80.00 | $130,320.00 |
DisclosureSEC source: 0001209191-20-046982 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,270 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person June 13, 2020. F2 · balance_after: Represents 11,660 shares of unvested restricted stock units and 27,610 shares of common stock. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 22:59 UTC |
MCGIMPSEY THOMAS OEVP & Gen Counsel
|
SaleCommon Stock | 1,725 | $80.00 | $138,000.00 |
DisclosureSEC source: 0001209191-20-046982 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,899 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person June 13, 2020. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 21:11 UTC |
WASSERMAN YUVALDirector · CEO
|
SaleCommon Stock | 200 | $77.64 | $15,528.00 |
DisclosureSEC source: 0001209191-20-045977 · doc4.xml · nonDerivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,948 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.18 to $78.10, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. F5 · balance_after: Represents 52,313 shares of unvested restricted stock units and 112,635 shares of common stock. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 21:11 UTC |
WASSERMAN YUVALDirector · CEO
|
SaleCommon Stock | 2,829 | $76.42 | $216,186.52 |
DisclosureSEC source: 0001209191-20-045977 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,148 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.95 to $76.83, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 21:11 UTC |
WASSERMAN YUVALDirector · CEO
|
SaleCommon Stock | 1,971 | $75.56 | $148,926.79 |
DisclosureSEC source: 0001209191-20-045977 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,977 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.92 to $75.92, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. Read SEC document |
| July 17, 2020 Filed Jul 21, 2020 22:07 UTC |
Brinker Neil DavidPresident & COO
|
Tax withholdingCommon Stock | 1,655 | $70.42 | $116,545.10 |
DisclosureSEC source: 0001209191-20-043219 · doc4.xml · nonDerivative · entry 1 Brinker Neil David · CIK 0001743693 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,144 F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 17,887 shares of unvested restricted stock units and 7,257 shares of common stock. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:34 UTC |
Brinker Neil DavidPresident & COO
|
Tax withholdingCommon Stock | 488 | $66.71 | $32,554.48 |
DisclosureSEC source: 0001209191-20-038199 · doc4.xml · nonDerivative · entry 1 Brinker Neil David · CIK 0001743693 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,799 F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 21,652 shares of unvested restricted stock units and 5,147 shares of common stock. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 20:22 UTC |
Donikowski TinaDirector
|
SaleCommon Stock | 200 | $73.31 | $14,662.00 |
DisclosureSEC source: 0001209191-20-035507 · doc4.xml · nonDerivative · entry 3 Donikowski Tina · CIK 0001700872 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.29 to $73.33, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., and security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at teach separate price within the range set forth in the preceding sentence. F5 · balance_after: Represents 3,500 shares of unvested restricted stock units and 3,500 shares of common stock. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 20:22 UTC |
Donikowski TinaDirector
|
SaleCommon Stock | 900 | $72.63 | $65,367.00 |
DisclosureSEC source: 0001209191-20-035507 · doc4.xml · nonDerivative · entry 2 Donikowski Tina · CIK 0001700872 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,200 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.22 to $73.20 inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., and security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at teach separate price within the range set forth in the preceding sentence. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 20:22 UTC |
Donikowski TinaDirector
|
SaleCommon Stock | 4,900 | $71.48 | $350,252.00 |
DisclosureSEC source: 0001209191-20-035507 · doc4.xml · nonDerivative · entry 1 Donikowski Tina · CIK 0001700872 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,100 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.20 to $71.72, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., and security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at teach separate price within the range set forth in the preceding sentence. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:43 UTC |
MCGIMPSEY THOMAS OEVP & Gen Counsel
|
SaleCommon Stock | 4,749 | $75.00 | $356,175.00 |
DisclosureSEC source: 0001209191-20-034750 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,624 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person February 20, 2020. F2 · balance_after: Represents 11,660 shares of unvested restricted stock units and 30,964 shares of common stock. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 21:43 UTC |
MCGIMPSEY THOMAS OEVP & Gen Counsel
|
SaleCommon Stock | 5,251 | $70.00 | $367,570.00 |
DisclosureSEC source: 0001209191-20-034750 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,373 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person February 20, 2020. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:20 UTC |
Brinker Neil DavidPresident & COO
|
GrantPerformance Units · Derivative | 4,419 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031858 · doc4.xml · derivative · entry 2 Brinker Neil David · CIK 0001743693 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,419 Underlying: Common Stock · 4,419 shares Expires not disclosed F3 · shares: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled. F3 · derivative.exercise_date: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled. F3 · derivative.expiration_date: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:20 UTC |
Brinker Neil DavidPresident & COO
|
GrantCommon Stock | 2,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031858 · doc4.xml · nonDerivative · entry 1 Brinker Neil David · CIK 0001743693 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,287 F1 · shares: Employee Restricted Stock Units granted on 05/20/2020 under the Company's 2020 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary date of the grant. F2 · balance_after: Represents 22,762 shares of unvested restricted stock units and 4,525 shares of common stock. Read SEC document |
| May 18, 2020 Filed May 20, 2020 21:40 UTC |
WASSERMAN YUVALDirector · President & CEO
|
SaleCommon Stock | 1,200 | $61.18 | $73,416.00 |
DisclosureSEC source: 0001209191-20-030977 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,948 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.02 to $61.52, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. F4 · balance_after: Represents 52,313 shares of unvested restricted stock units and 117,635 shares of common stock. Read SEC document |
| May 18, 2020 Filed May 20, 2020 21:40 UTC |
WASSERMAN YUVALDirector · President & CEO
|
SaleCommon Stock | 8,800 | $60.35 | $531,080.00 |
DisclosureSEC source: 0001209191-20-030977 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,148 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.92, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. Read SEC document |
| May 04, 2020 Filed May 6, 2020 20:22 UTC |
Oldham Paul REVP, CFO
|
Tax withholdingCommon Stock | 525 | $53.10 | $27,877.50 |
DisclosureSEC source: 0001209191-20-027471 · doc4.xml · nonDerivative · entry 1 Oldham Paul R · CIK 0001421764 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,279 F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 14,604 shares of unvested restricted stock units and 3,675 shares of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.