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Nasdaq · USD

ACIW

ACI WORLDWIDE, INC.

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3881
SEC CIK
0000935036
Parsed reports
382

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2018 Filed Feb 28, 2018 22:33 UTC Exercise / conversionCommon Stock 10,000 $13.20 $132,033.00
Disclosure

SEC source: 0001269847-18-000009 · edgardoc.xml · nonDerivative · entry 3

Shay John M Jr · CIK 0001364149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:33 UTC SaleCommon Stock 30,000 $24.83 $744,771.00
Disclosure

SEC source: 0001269847-18-000009 · edgardoc.xml · nonDerivative · entry 2

Shay John M Jr · CIK 0001364149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,896

F1 · price: The sale price ranged from $24.64 to $24.98, with a weighted average sale price of $24.825737. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:33 UTC Exercise / conversionCommon Stock 30,000 $14.30 $429,099.00
Disclosure

SEC source: 0001269847-18-000009 · edgardoc.xml · nonDerivative · entry 1

Shay John M Jr · CIK 0001364149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:06 UTC
MAKI CRAIG AEVP, Treasurer & Chief CDO
GrantCommon Stock 16,053 $0.00 $0.00
Disclosure

SEC source: 0001269847-18-000007 · edgardoc.xml · nonDerivative · entry 1

MAKI CRAIG A · CIK 0001370184 · EVP, Treasurer & Chief CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,785

F1 · shares: Represents restricted share units awarded pursuant to the Company's Equity and Performance Incentive Plan. The restricted share units vest in equal annual installments over a three-year period beginning with the first anniversary of the date of grant.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:07 UTC
Saks Craig SChief Operating Officer
GrantCommon Stock 32,106 $0.00 $0.00
Disclosure

SEC source: 0001269847-18-000008 · edgardoc.xml · nonDerivative · entry 1

Saks Craig S · CIK 0001667918 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,935

F1 · shares: Represents restricted share units awarded pursuant to the Company's Equity and Performance Incentive Plan. The restricted share units vest in equal annual installments over a three-year period beginning with the first anniversary of the date of grant.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:02 UTC
HEASLEY PHILIP GDirector · CEO and President
GrantNon-Qualified Stock Option (right to buy) · Derivative 170,455 $0.00 Strike: $23.36 $0.00
Disclosure

SEC source: 0001269847-18-000006 · edgardoc.xml · derivative · entry 1

HEASLEY PHILIP G · CIK 0001078558 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,455

Underlying: Common Stock · 170,455 shares

Expires 2028-02-20

F1 · derivative.exercise_date: The options were granted pursuant to the Company's Equity and Performance Incentive Plan. The options vest in equal annual installments over a three-year period beginning with the first anniversary of the date of grant. In the event the reporting person retires from the Company after January 7, 2019, the options will continue to vest in accordance with the applicable vesting schedule and remain exercisable until the tenth anniversary of the date of grant. As of the date of this report, Mr. Heasley's beneficial ownership of the securities reported herein is 2,177,115 shares, consisting of 838,704 shares subject to currently exercisable options with a weighted average exercise price of $17.21 and 1,338,411 shares directly owned.

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February 20, 2018 Filed Feb 22, 2018 22:00 UTC
BYRNES DENNISEVP, CAO,General Counsel & Sec
GrantCommon Stock 25,685 $0.00 $0.00
Disclosure

SEC source: 0001269847-18-000005 · edgardoc.xml · nonDerivative · entry 1

BYRNES DENNIS · CIK 0001245179 · EVP, CAO,General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,527

F1 · shares: Represents restricted share units awarded pursuant to the Company's Equity and Performance Incentive Plan. The restricted share units vest in equal annual installments over a three-year period beginning with the first anniversary of the date of grant.

F2 · balance_after: The amount of securities owned has also been updated to include 424 shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:59 UTC
Behrens Scott WSEVP, CFO & CAO
GrantCommon Stock 32,106 $0.00 $0.00
Disclosure

SEC source: 0001269847-18-000004 · edgardoc.xml · nonDerivative · entry 1

Behrens Scott W · CIK 0001346119 · SEVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,920

F1 · shares: Represents restricted share units awarded pursuant to the Company's Equity and Performance Incentive Plan. The restricted share units vest in equal annual installments over a three-year period beginning with the first anniversary of the date of grant.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:13 UTC
SCOTTO ANTHONY M JRSr EVP Technology
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,825 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001269847-18-000001 · edgardoc.xml · derivative · entry 6

SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,460

Underlying: Common Stock · 10,825 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The shares identified herein were sold under Mr. Scotto's Rule 10b5-1 plan dated December 19, 2017.

F3 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:13 UTC
SCOTTO ANTHONY M JRSr EVP Technology
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 29,175 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001269847-18-000001 · edgardoc.xml · derivative · entry 5

SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,175 shares

Expires 2020-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The shares identified herein were sold under Mr. Scotto's Rule 10b5-1 plan dated December 19, 2017.

F3 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:13 UTC
SCOTTO ANTHONY M JRSr EVP Technology
SaleCommon Stock 29,175 $23.73 $692,322.75
Disclosure

SEC source: 0001269847-18-000001 · edgardoc.xml · nonDerivative · entry 4

SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,124

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:13 UTC
SCOTTO ANTHONY M JRSr EVP Technology
Exercise / conversionCommon Stock 29,175 $6.92 $201,891.00
Disclosure

SEC source: 0001269847-18-000001 · edgardoc.xml · nonDerivative · entry 3

SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:13 UTC
SCOTTO ANTHONY M JRSr EVP Technology
SaleCommon Stock 10,825 $23.73 $256,877.25
Disclosure

SEC source: 0001269847-18-000001 · edgardoc.xml · nonDerivative · entry 2

SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,124

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:13 UTC
SCOTTO ANTHONY M JRSr EVP Technology
Exercise / conversionCommon Stock 10,825 $8.88 $96,090.28
Disclosure

SEC source: 0001269847-18-000001 · edgardoc.xml · nonDerivative · entry 1

SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount of securities owned has also been updated to include 501 shares, acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:01 UTC
SCOTTO ANTHONY M JRSr EVP Technology
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001269847-17-000046 · edgardoc.xml · derivative · entry 3

SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,175

Underlying: Common Stock · 30,000 shares

Expires 2020-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The transactions reported herein were pursuant to a planned exercise and sale of stock options granted in 2010. Additionally, Mr. Scotto entered into a 10b5-1 plan pursuant to which subsequently issued stock options will be exercised and sold in future periods.

F3 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:01 UTC
SCOTTO ANTHONY M JRSr EVP Technology
SaleCommon Stock 30,000 $22.97 $689,100.00
Disclosure

SEC source: 0001269847-17-000046 · edgardoc.xml · nonDerivative · entry 2

SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,623

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:01 UTC
SCOTTO ANTHONY M JRSr EVP Technology
Exercise / conversionCommon Stock 30,000 $6.92 $207,600.00
Disclosure

SEC source: 0001269847-17-000046 · edgardoc.xml · nonDerivative · entry 1

SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount of securities owned has also been updated to include 191 shares acquired under the Company's 1999 Employee Stock Purchase Plan, as amended.

Read SEC document
December 13, 2017 Filed Dec 13, 2017 23:01 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $14.30 $0.00
Disclosure

SEC source: 0001269847-17-000045 · edgardoc.xml · derivative · entry 9

MCGRODDY JAMES · CIK 0001240283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2023-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.

Read SEC document
December 13, 2017 Filed Dec 13, 2017 23:01 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $13.20 $0.00
Disclosure

SEC source: 0001269847-17-000045 · edgardoc.xml · derivative · entry 8

MCGRODDY JAMES · CIK 0001240283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2022-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.

Read SEC document
December 13, 2017 Filed Dec 13, 2017 23:01 UTC SaleCommon Stock 30,000 $22.40 $672,000.00
Disclosure

SEC source: 0001269847-17-000045 · edgardoc.xml · nonDerivative · entry 6

MCGRODDY JAMES · CIK 0001240283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,896

Read SEC document
December 13, 2017 Filed Dec 13, 2017 23:01 UTC Exercise / conversionCommon Stock 30,000 $13.20 $396,099.00
Disclosure

SEC source: 0001269847-17-000045 · edgardoc.xml · nonDerivative · entry 5

MCGRODDY JAMES · CIK 0001240283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2017 Filed Dec 13, 2017 23:01 UTC SaleCommon Stock 30,000 $22.40 $672,000.00
Disclosure

SEC source: 0001269847-17-000045 · edgardoc.xml · nonDerivative · entry 4

MCGRODDY JAMES · CIK 0001240283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,896

Read SEC document
December 13, 2017 Filed Dec 13, 2017 23:01 UTC Exercise / conversionCommon Stock 30,000 $14.30 $429,099.00
Disclosure

SEC source: 0001269847-17-000045 · edgardoc.xml · nonDerivative · entry 3

MCGRODDY JAMES · CIK 0001240283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:01 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $9.67 $0.00
Disclosure

SEC source: 0001269847-17-000045 · edgardoc.xml · derivative · entry 7

MCGRODDY JAMES · CIK 0001240283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:01 UTC SaleCommon Stock 30,000 $22.40 $672,123.00
Disclosure

SEC source: 0001269847-17-000045 · edgardoc.xml · nonDerivative · entry 2

MCGRODDY JAMES · CIK 0001240283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,896

F1 · price: The sale price ranged from $22.4 to $22.45, with a weighted average sale price of $22.404092. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: The reporting person engaged in the transactions reported herein, and the gift described below, as part of his personal estate planning. Mr. McGroddy's beneficial ownership of the securities herein is 46,896 shares. The beneficial ownership reflects a charitable gift of 12,000 shares on November 21, 2017, which transaction will be reported on an Annual Statement of Beneficial Ownership of Securities on Form 5.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:01 UTC Exercise / conversionCommon Stock 30,000 $9.67 $290,001.00
Disclosure

SEC source: 0001269847-17-000045 · edgardoc.xml · nonDerivative · entry 1

MCGRODDY JAMES · CIK 0001240283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2017 Filed Feb 13, 2018 21:38 UTC GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001269847-18-000002 · edgardoc.xml · nonDerivative · entry 1

MCGRODDY JAMES · CIK 0001240283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,896

F1 · shares: This transaction represents a charitable gift.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:19 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $6.44 $0.00
Disclosure

SEC source: 0001269847-17-000044 · edgardoc.xml · derivative · entry 3

MCGRODDY JAMES · CIK 0001240283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:19 UTC SaleCommon Stock 30,000 $23.07 $692,235.00
Disclosure

SEC source: 0001269847-17-000044 · edgardoc.xml · nonDerivative · entry 2

MCGRODDY JAMES · CIK 0001240283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,896

F1 · price: The sale price ranged from $23.00 to $23.15, with a weighted average sale price of $23.074542. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:19 UTC Exercise / conversionCommon Stock 30,000 $6.44 $193,101.00
Disclosure

SEC source: 0001269847-17-000044 · edgardoc.xml · nonDerivative · entry 1

MCGRODDY JAMES · CIK 0001240283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 21:26 UTC
HEASLEY PHILIP GDirector · CEO and President
PurchaseCommon Stock 5,000 $21.32 $106,580.50
Disclosure

SEC source: 0001269847-17-000043 · edgardoc.xml · nonDerivative · entry 1

HEASLEY PHILIP G · CIK 0001078558 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,337,960

F1 · balance_after: The amount of securities owned has been updated to include 243 shares acquired under the Company's 1999 Employee Stock Purchase Plan, as amended. As of the date of this report, Mr. Heasley's beneficial ownership of the securities reported herein is 2,007,341 shares, consisting of 1,337,960 shares directly owned and 669,381 shares subject to currently exercisable options with a weighted average exercise price of $16.60.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:44 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $13.20 $0.00
Disclosure

SEC source: 0001269847-17-000042 · edgardoc.xml · derivative · entry 3

Shay John M Jr · CIK 0001364149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 20,000 shares

Expires 2022-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:44 UTC SaleCommon Stock 20,000 $23.19 $463,896.00
Disclosure

SEC source: 0001269847-17-000042 · edgardoc.xml · nonDerivative · entry 2

Shay John M Jr · CIK 0001364149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,896

F1 · price: The sale price ranged from $23.16 to $23.255, with a weighted average sale price of $23.194771. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:44 UTC Exercise / conversionCommon Stock 20,000 $13.20 $264,066.00
Disclosure

SEC source: 0001269847-17-000042 · edgardoc.xml · nonDerivative · entry 1

Shay John M Jr · CIK 0001364149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 22:16 UTC
SCOTTO ANTHONY M JRSr EVP Technology
Disposition to issuerCommon Stock 3,113 $22.37 $69,637.81
Disclosure

SEC source: 0001269847-17-000039 · edgardoc.xml · nonDerivative · entry 1

SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,432

F1 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one-half of their restricted stock award granted on February 23, 2016.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 22:12 UTC
Saks Craig SChief Operating Officer
Disposition to issuerCommon Stock 1,435 $22.37 $32,100.95
Disclosure

SEC source: 0001269847-17-000038 · edgardoc.xml · nonDerivative · entry 1

Saks Craig S · CIK 0001667918 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,829

F1 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one-half of their restricted stock award granted on February 23, 2016.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 22:08 UTC
HOMBERGER CAROLYN BGroup President Global Sales
Disposition to issuerCommon Stock 1,605 $22.37 $35,903.85
Disclosure

SEC source: 0001269847-17-000037 · edgardoc.xml · nonDerivative · entry 1

HOMBERGER CAROLYN B · CIK 0001628792 · Group President Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,577

F1 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one-half of their restricted stock award granted on February 23, 2016.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 22:07 UTC
Behrens Scott WSEVP, CFO & CAO
Disposition to issuerCommon Stock 3,444 $22.37 $77,042.28
Disclosure

SEC source: 0001269847-17-000033 · edgardoc.xml · nonDerivative · entry 1

Behrens Scott W · CIK 0001346119 · SEVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,814

F1 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one-half of their restricted stock award granted on February 23, 2016.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 22:04 UTC
HEASLEY PHILIP GDirector · CEO and President
Disposition to issuerCommon Stock 6,319 $22.37 $141,356.03
Disclosure

SEC source: 0001269847-17-000036 · edgardoc.xml · nonDerivative · entry 1

HEASLEY PHILIP G · CIK 0001078558 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,332,717

F1 · shares: Represents shares surrendered by Mr. Heasley to pay the tax liability due upon the vesting of one-half of his restricted stock award granted on February 23, 2016. As of the date of this report, Mr. Heasley's beneficial ownership of the securities reported herein is 2,002,098 shares, consisting of 1,332,717 shares directly owned and 669,381 shares subject to currently exercisable options with a weighted average exercise price of $16.60.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 22:00 UTC
Frate Daniel JGroup President AOD, P&L
Disposition to issuerCommon Stock 3,364 $22.37 $75,252.68
Disclosure

SEC source: 0001269847-17-000035 · edgardoc.xml · nonDerivative · entry 1

Frate Daniel J · CIK 0001342542 · Group President AOD, P&L

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,558

F1 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one-half of their restricted stock award granted on February 23, 2016.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 21:56 UTC
BYRNES DENNISEVP, CAO,General Counsel & Sec
Disposition to issuerCommon Stock 3,149 $22.37 $70,443.13
Disclosure

SEC source: 0001269847-17-000034 · edgardoc.xml · nonDerivative · entry 1

BYRNES DENNIS · CIK 0001245179 · EVP, CAO,General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,418

F1 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one-half of their restricted stock award granted on February 23, 2016.

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June 14, 2017 Filed Jun 16, 2017 21:03 UTC GrantCommon Stock 11,067 $0.00 $0.00
Disclosure

SEC source: 0001269847-17-000028 · edgardoc.xml · nonDerivative · entry 1

Warsop Thomas W III · CIK 0001384334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,857

F1 · shares: Represents shares of restricted stock awarded on June 14, 2017 pursuant to the Company's 2016 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant.

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June 14, 2017 Filed Jun 16, 2017 20:59 UTC GrantCommon Stock 11,067 $0.00 $0.00
Disclosure

SEC source: 0001269847-17-000027 · edgardoc.xml · nonDerivative · entry 1

MCGRODDY JAMES · CIK 0001240283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,896

F1 · shares: Represents shares of restricted stock awarded on June 14, 2017 pursuant to the Company's 2016 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant.

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June 14, 2017 Filed Jun 16, 2017 20:28 UTC GrantCommon Stock 11,067 $0.00 $0.00
Disclosure

SEC source: 0001269847-17-000026 · edgardoc.xml · nonDerivative · entry 1

HALE JAMES C III · CIK 0001373766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,681

F1 · shares: Represents shares of restricted stock awarded on June 14, 2017 pursuant to the Company's 2016 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant.

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June 14, 2017 Filed Jun 16, 2017 19:54 UTC
SUWINSKI JANDirector
GrantCommon Stock 11,067 $0.00 $0.00
Disclosure

SEC source: 0001269847-17-000025 · edgardoc.xml · nonDerivative · entry 1

SUWINSKI JAN · CIK 0001037477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,896

F1 · shares: Represents shares of restricted stock awarded on June 14, 2017 pursuant to the Company's 2016 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant.

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June 14, 2017 Filed Jun 16, 2017 19:33 UTC GrantCommon Stock 11,067 $0.00 $0.00
Disclosure

SEC source: 0001269847-17-000024 · edgardoc.xml · nonDerivative · entry 1

PETERS CHARLES E JR · CIK 0001022882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,357

F1 · shares: Represents shares of restricted stock awarded on June 14, 2017 pursuant to the Company's 2016 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant.

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June 14, 2017 Filed Jun 16, 2017 19:05 UTC GrantCommon Stock 11,067 $0.00 $0.00
Disclosure

SEC source: 0001269847-17-000023 · edgardoc.xml · nonDerivative · entry 1

Shay John M Jr · CIK 0001364149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,896

F1 · shares: Represents shares of restricted stock awarded on June 14, 2017 pursuant to the Company's 2016 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant.

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June 14, 2017 Filed Jun 16, 2017 18:57 UTC
Poe David ADirector
GrantCommon Stock 11,067 $0.00 $0.00
Disclosure

SEC source: 0001269847-17-000022 · edgardoc.xml · nonDerivative · entry 1

Poe David A · CIK 0001446715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,896

F1 · shares: Represents shares of restricted stock awarded on June 14, 2017 pursuant to the Company's 2016 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant.

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June 14, 2017 Filed Jun 16, 2017 18:53 UTC GrantCommon Stock 11,067 $0.00 $0.00
Disclosure

SEC source: 0001269847-17-000021 · edgardoc.xml · nonDerivative · entry 1

ESTEP JANET O · CIK 0001657129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,163

F1 · shares: Represents shares of restricted stock awarded on June 14, 2017 pursuant to the Company's 2016 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant.

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June 14, 2017 Filed Jun 16, 2017 18:45 UTC GrantCommon Stock 11,067 $0.00 $0.00
Disclosure

SEC source: 0001269847-17-000020 · edgardoc.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,177

F1 · shares: Represents shares of restricted stock awarded on June 14, 2017 pursuant to the Company's 2016 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.