Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACI WORLDWIDE, INC.ACIW · Entity 3881 | Sr EVP Technology | February 01, 2018 | February 05, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACI WORLDWIDE, INC.
Report date February 01, 2018 · Filed February 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 168,949 |
Reported balance
After 2018-02-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-02-01 · Exercise / conversion · Acquired 10,825 · Balance 168,949 F1: The amount of securities owned has also been updated to include 501 shares, acquired under the Company's Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | Direct | 158,124 |
Reported balance
After 2018-02-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-02-01 · Sale · Disposed 10,825 · Balance 158,124 |
| Common StockSEC Table I · non-derivative | Direct | 187,299 |
Reported balance
After 2018-02-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2018-02-01 · Exercise / conversion · Acquired 29,175 · Balance 187,299 |
| Common StockSEC Table I · non-derivative | Direct | 158,124 |
Reported balance
After 2018-02-01 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2018-02-01 · Sale · Disposed 29,175 · Balance 158,124 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.92 · Expires 2020-03-17 | Direct | 0 |
Reported balance
After 2018-02-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-02-01 · Exercise / conversion · Disposed 29,175 · Balance 0 F2: The shares identified herein were sold under Mr. Scotto's Rule 10b5-1 plan dated December 19, 2017. F3: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.88 · Expires 2020-12-01 | Direct | 37,460 |
Reported balance
After 2018-02-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-02-01 · Exercise / conversion · Disposed 10,825 · Balance 37,460 F2: The shares identified herein were sold under Mr. Scotto's Rule 10b5-1 plan dated December 19, 2017. F3: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The amount of securities owned has also been updated to include 501 shares, acquired under the Company's Employee Stock Purchase Plan.
F2: The shares identified herein were sold under Mr. Scotto's Rule 10b5-1 plan dated December 19, 2017.
F3: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2018 Filed Feb 5, 2018 22:13 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,825 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001269847-18-000001 · edgardoc.xml · derivative · entry 6 SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,460 Underlying: Common Stock · 10,825 shares Expires 2020-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The shares identified herein were sold under Mr. Scotto's Rule 10b5-1 plan dated December 19, 2017. F3 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:13 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 29,175 | $0.00 Strike: $6.92 | $0.00 |
DisclosureSEC source: 0001269847-18-000001 · edgardoc.xml · derivative · entry 5 SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,175 shares Expires 2020-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The shares identified herein were sold under Mr. Scotto's Rule 10b5-1 plan dated December 19, 2017. F3 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:13 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | SaleCommon Stock | 29,175 | $23.73 | $692,322.75 |
DisclosureSEC source: 0001269847-18-000001 · edgardoc.xml · nonDerivative · entry 4 SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,124 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:13 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionCommon Stock | 29,175 | $6.92 | $201,891.00 |
DisclosureSEC source: 0001269847-18-000001 · edgardoc.xml · nonDerivative · entry 3 SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:13 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | SaleCommon Stock | 10,825 | $23.73 | $256,877.25 |
DisclosureSEC source: 0001269847-18-000001 · edgardoc.xml · nonDerivative · entry 2 SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,124 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:13 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionCommon Stock | 10,825 | $8.88 | $96,090.28 |
DisclosureSEC source: 0001269847-18-000001 · edgardoc.xml · nonDerivative · entry 1 SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount of securities owned has also been updated to include 501 shares, acquired under the Company's Employee Stock Purchase Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:01 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $6.92 | $0.00 |
DisclosureSEC source: 0001269847-17-000046 · edgardoc.xml · derivative · entry 3 SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,175 Underlying: Common Stock · 30,000 shares Expires 2020-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The transactions reported herein were pursuant to a planned exercise and sale of stock options granted in 2010. Additionally, Mr. Scotto entered into a 10b5-1 plan pursuant to which subsequently issued stock options will be exercised and sold in future periods. F3 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:01 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | SaleCommon Stock | 30,000 | $22.97 | $689,100.00 |
DisclosureSEC source: 0001269847-17-000046 · edgardoc.xml · nonDerivative · entry 2 SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,623 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:01 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionCommon Stock | 30,000 | $6.92 | $207,600.00 |
DisclosureSEC source: 0001269847-17-000046 · edgardoc.xml · nonDerivative · entry 1 SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount of securities owned has also been updated to include 191 shares acquired under the Company's 1999 Employee Stock Purchase Plan, as amended. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:16 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Disposition to issuerCommon Stock | 3,113 | $22.37 | $69,637.81 |
DisclosureSEC source: 0001269847-17-000039 · edgardoc.xml · nonDerivative · entry 1 SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,432 F1 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one-half of their restricted stock award granted on February 23, 2016. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:24 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | OtherCommon Stock | 434 | $0.00 | $0.00 |
DisclosureSEC source: 0001269847-17-000019 · edgardoc.xml · nonDerivative · entry 2 SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,545 F3 · shares: The performance-based restricted stock referred to in footnote 1 was earned at 98%. These shares reflect the forfeited unearned shares. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:24 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Disposition to issuerCommon Stock | 3,446 | $22.83 | $78,672.18 |
DisclosureSEC source: 0001269847-17-000019 · edgardoc.xml · nonDerivative · entry 1 SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,979 F1 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one-third of their performance-based restricted stock award granted on June 9, 2015. F2 · balance_after: The amount of securities owned has also been updated to include 548 shares acquired under the Company's 1999 Employee Stock Purchase Plan, as amended. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:56 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 64,000 | $0.00 Strike: $20.12 | $0.00 |
DisclosureSEC source: 0001269847-17-000007 · edgardoc.xml · derivative · entry 3 SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 Underlying: Common Stock · 64,000 shares Expires 2027-02-21 F4 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2016 Equity and Performance Incentive Plan. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:56 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Disposition to issuerCommon Stock | 460 | $0.00 | $0.00 |
DisclosureSEC source: 0001269847-17-000007 · edgardoc.xml · nonDerivative · entry 2 SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,877 F3 · shares: The performance-based restricted stock referred to in footnote 1 was earned at 98%. These shares reflect the remaining 2% of the unearned shares. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:56 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Disposition to issuerCommon Stock | 7,484 | $20.12 | $150,578.08 |
DisclosureSEC source: 0001269847-17-000007 · edgardoc.xml · nonDerivative · entry 1 SCOTTO ANTHONY M JR · CIK 0001629068 · Sr EVP Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,337 F1 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of their performance-based restricted stock award granted on September 15, 2015. F2 · balance_after: The amount of securities owned has also been updated to include 694 shares acquired under the Company's 1999 Employee Stock Purchase Plan, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.