Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACI WORLDWIDE, INC.ACIW · Entity 3881 | Director | December 31, 2017 | February 13, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACI WORLDWIDE, INC.
Report date December 31, 2017 · Filed February 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,896 |
Reported balance
After 2017-11-21 transaction · row 1
1 source rowRow 1 · 2017-11-21 · Gift · Disposed 12,000 · Balance 46,896 F1: This transaction represents a charitable gift. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction represents a charitable gift.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2017 Filed Dec 13, 2017 23:01 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $14.30 | $0.00 |
DisclosureSEC source: 0001269847-17-000045 · edgardoc.xml · derivative · entry 9 MCGRODDY JAMES · CIK 0001240283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2023-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended. Read SEC document |
| December 13, 2017 Filed Dec 13, 2017 23:01 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $13.20 | $0.00 |
DisclosureSEC source: 0001269847-17-000045 · edgardoc.xml · derivative · entry 8 MCGRODDY JAMES · CIK 0001240283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2022-06-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended. Read SEC document |
| December 13, 2017 Filed Dec 13, 2017 23:01 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | SaleCommon Stock | 30,000 | $22.40 | $672,000.00 |
DisclosureSEC source: 0001269847-17-000045 · edgardoc.xml · nonDerivative · entry 6 MCGRODDY JAMES · CIK 0001240283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,896 Read SEC document |
| December 13, 2017 Filed Dec 13, 2017 23:01 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionCommon Stock | 30,000 | $13.20 | $396,099.00 |
DisclosureSEC source: 0001269847-17-000045 · edgardoc.xml · nonDerivative · entry 5 MCGRODDY JAMES · CIK 0001240283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 13, 2017 23:01 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | SaleCommon Stock | 30,000 | $22.40 | $672,000.00 |
DisclosureSEC source: 0001269847-17-000045 · edgardoc.xml · nonDerivative · entry 4 MCGRODDY JAMES · CIK 0001240283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,896 Read SEC document |
| December 13, 2017 Filed Dec 13, 2017 23:01 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionCommon Stock | 30,000 | $14.30 | $429,099.00 |
DisclosureSEC source: 0001269847-17-000045 · edgardoc.xml · nonDerivative · entry 3 MCGRODDY JAMES · CIK 0001240283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 23:01 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $9.67 | $0.00 |
DisclosureSEC source: 0001269847-17-000045 · edgardoc.xml · derivative · entry 7 MCGRODDY JAMES · CIK 0001240283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2021-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 23:01 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | SaleCommon Stock | 30,000 | $22.40 | $672,123.00 |
DisclosureSEC source: 0001269847-17-000045 · edgardoc.xml · nonDerivative · entry 2 MCGRODDY JAMES · CIK 0001240283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,896 F1 · price: The sale price ranged from $22.4 to $22.45, with a weighted average sale price of $22.404092. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: The reporting person engaged in the transactions reported herein, and the gift described below, as part of his personal estate planning. Mr. McGroddy's beneficial ownership of the securities herein is 46,896 shares. The beneficial ownership reflects a charitable gift of 12,000 shares on November 21, 2017, which transaction will be reported on an Annual Statement of Beneficial Ownership of Securities on Form 5. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 23:01 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionCommon Stock | 30,000 | $9.67 | $290,001.00 |
DisclosureSEC source: 0001269847-17-000045 · edgardoc.xml · nonDerivative · entry 1 MCGRODDY JAMES · CIK 0001240283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Feb 13, 2018 21:38 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001269847-18-000002 · edgardoc.xml · nonDerivative · entry 1 MCGRODDY JAMES · CIK 0001240283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,896 F1 · shares: This transaction represents a charitable gift. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 22:19 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $6.44 | $0.00 |
DisclosureSEC source: 0001269847-17-000044 · edgardoc.xml · derivative · entry 3 MCGRODDY JAMES · CIK 0001240283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2018-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 22:19 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | SaleCommon Stock | 30,000 | $23.07 | $692,235.00 |
DisclosureSEC source: 0001269847-17-000044 · edgardoc.xml · nonDerivative · entry 2 MCGRODDY JAMES · CIK 0001240283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,896 F1 · price: The sale price ranged from $23.00 to $23.15, with a weighted average sale price of $23.074542. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 22:19 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionCommon Stock | 30,000 | $6.44 | $193,101.00 |
DisclosureSEC source: 0001269847-17-000044 · edgardoc.xml · nonDerivative · entry 1 MCGRODDY JAMES · CIK 0001240283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:59 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | GrantCommon Stock | 11,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001269847-17-000027 · edgardoc.xml · nonDerivative · entry 1 MCGRODDY JAMES · CIK 0001240283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,896 F1 · shares: Represents shares of restricted stock awarded on June 14, 2017 pursuant to the Company's 2016 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.