Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACI WORLDWIDE, INC.ACIW · Entity 3881 | EVP, Chief Risk Officer | March 17, 2020 | March 19, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACI WORLDWIDE, INC.
Report date March 17, 2020 · Filed March 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 111,260 |
Reported balance
After 2020-03-17 transaction · row 1
1 source rowRow 1 · 2020-03-17 · Grant · Acquired 19,662 · Balance 111,260 F1: Represents restricted share units awarded pursuant to the Company's Equity and Performance Incentive Plan. The restricted share units vest in equal annual installments over a three-year period beginning with the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted share units awarded pursuant to the Company's Equity and Performance Incentive Plan. The restricted share units vest in equal annual installments over a three-year period beginning with the first anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 17, 2020 Filed Mar 19, 2020 20:48 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | GrantCommon Stock | 19,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001269847-20-000029 · edgardoc.xml · nonDerivative · entry 1 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,260 F1 · shares: Represents restricted share units awarded pursuant to the Company's Equity and Performance Incentive Plan. The restricted share units vest in equal annual installments over a three-year period beginning with the first anniversary of the date of grant. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:34 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Disposition to issuerCommon Stock | 2,974 | $30.02 | $89,279.48 |
DisclosureSEC source: 0001269847-20-000019 · edgardoc.xml · nonDerivative · entry 1 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,598 F1 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one third of her restricted stock units. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:11 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Disposition to issuerCommon Stock | 6,334 | $30.84 | $195,340.56 |
DisclosureSEC source: 0001269847-20-000014 · edgardoc.xml · nonDerivative · entry 4 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,572 F2 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of performance shares. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:11 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Disposition to issuerCommon Stock | 9,387 | $30.84 | $289,495.08 |
DisclosureSEC source: 0001269847-20-000014 · edgardoc.xml · nonDerivative · entry 3 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,906 F2 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of performance shares. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:11 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | GrantCommon Stock | 32,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001269847-20-000014 · edgardoc.xml · nonDerivative · entry 2 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,293 F1 · shares: The performance shares were granted pursuant to the Company's 2016 Equity and Performance Incentive Plan, as amended. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2017 through December 31, 2019. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:11 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | GrantCommon Stock | 16,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001269847-20-000014 · edgardoc.xml · nonDerivative · entry 1 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,285 F1 · shares: The performance shares were granted pursuant to the Company's 2016 Equity and Performance Incentive Plan, as amended. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2017 through December 31, 2019. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:23 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Disposition to issuerCommon Stock | 2,202 | $33.70 | $74,207.40 |
DisclosureSEC source: 0001269847-20-000005 · edgardoc.xml · nonDerivative · entry 1 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,187 F1 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one third of her restricted stock units. F2 · balance_after: The amount of securities owned has also been updated to include 177 shares acquired under the Company's Employee Stock Purchase Plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:10 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 29,655 | $0.00 Strike: $20.51 | $0.00 |
DisclosureSEC source: 0001269847-19-000028 · edgardoc.xml · derivative · entry 15 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,655 shares Expires 2023-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:10 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,748 | $0.00 Strike: $19.08 | $0.00 |
DisclosureSEC source: 0001269847-19-000028 · edgardoc.xml · derivative · entry 14 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,488 Underlying: Common Stock · 15,748 shares Expires 2025-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:10 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,548 | $0.00 Strike: $14.27 | $0.00 |
DisclosureSEC source: 0001269847-19-000028 · edgardoc.xml · derivative · entry 13 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,548 shares Expires 2022-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:10 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $9.65 | $0.00 |
DisclosureSEC source: 0001269847-19-000028 · edgardoc.xml · derivative · entry 12 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2021-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:10 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | SaleCommon Stock | 15,748 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001269847-19-000028 · edgardoc.xml · nonDerivative · entry 10 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,212 F2 · price: The sale price ranged from $36.2126 to $36.404022, with a weighted average sale price of $36.346293. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:10 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionCommon Stock | 15,748 | $19.08 | $300,471.84 |
DisclosureSEC source: 0001269847-19-000028 · edgardoc.xml · nonDerivative · entry 9 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:10 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | SaleCommon Stock | 29,655 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001269847-19-000028 · edgardoc.xml · nonDerivative · entry 8 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,212 F2 · price: The sale price ranged from $36.2126 to $36.404022, with a weighted average sale price of $36.346293. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:10 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionCommon Stock | 29,655 | $20.51 | $608,321.91 |
DisclosureSEC source: 0001269847-19-000028 · edgardoc.xml · nonDerivative · entry 7 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:10 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | SaleCommon Stock | 10,548 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001269847-19-000028 · edgardoc.xml · nonDerivative · entry 6 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,212 F2 · price: The sale price ranged from $36.2126 to $36.404022, with a weighted average sale price of $36.346293. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:10 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionCommon Stock | 10,548 | $14.27 | $150,519.96 |
DisclosureSEC source: 0001269847-19-000028 · edgardoc.xml · nonDerivative · entry 5 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:10 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | SaleCommon Stock | 3,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001269847-19-000028 · edgardoc.xml · nonDerivative · entry 4 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,212 F2 · price: The sale price ranged from $36.2126 to $36.404022, with a weighted average sale price of $36.346293. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:10 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionCommon Stock | 3,500 | $9.65 | $33,763.45 |
DisclosureSEC source: 0001269847-19-000028 · edgardoc.xml · nonDerivative · entry 3 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2019 Filed Dec 13, 2019 23:10 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,378 | $0.00 Strike: $9.65 | $0.00 |
DisclosureSEC source: 0001269847-19-000028 · edgardoc.xml · derivative · entry 11 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,378 shares Expires 2021-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan. Read SEC document |
| December 10, 2019 Filed Dec 13, 2019 23:10 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | SaleCommon Stock | 3,378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001269847-19-000028 · edgardoc.xml · nonDerivative · entry 2 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,212 F1 · price: The sale price ranged from $36.270603 to $36.38654, with a weighted average sale price of $36.3339245. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 10, 2019 Filed Dec 13, 2019 23:10 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionCommon Stock | 3,378 | $9.65 | $32,586.55 |
DisclosureSEC source: 0001269847-19-000028 · edgardoc.xml · nonDerivative · entry 1 HOMBERGER CAROLYN B · CIK 0001628792 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:08 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Disposition to issuerCommon Stock | 1,605 | $22.37 | $35,903.85 |
DisclosureSEC source: 0001269847-17-000037 · edgardoc.xml · nonDerivative · entry 1 HOMBERGER CAROLYN B · CIK 0001628792 · Group President Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,577 F1 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one-half of their restricted stock award granted on February 23, 2016. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:18 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | OtherCommon Stock | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0001269847-17-000017 · edgardoc.xml · nonDerivative · entry 2 HOMBERGER CAROLYN B · CIK 0001628792 · Group President Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,182 F3 · shares: The performance-based restricted stock referred to in footnote 1 was earned at 98%. These shares reflect the forfeited unearned shares. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:18 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Disposition to issuerCommon Stock | 735 | $22.83 | $16,780.05 |
DisclosureSEC source: 0001269847-17-000017 · edgardoc.xml · nonDerivative · entry 1 HOMBERGER CAROLYN B · CIK 0001628792 · Group President Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,292 F1 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one-third of their performance-based restricted stock award granted on June 9, 2015. F2 · balance_after: The amount of securities owned has also been updated to include 284 shares acquired under the Company's 1999 Employee Stock Purchase Plan, as amended. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:37 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 64,000 | $0.00 Strike: $20.12 | $0.00 |
DisclosureSEC source: 0001269847-17-000005 · edgardoc.xml · derivative · entry 3 HOMBERGER CAROLYN B · CIK 0001628792 · Group President Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 Underlying: Common Stock · 64,000 shares Expires 2027-02-21 F4 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2016 Equity and Performance Incentive Plan. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:37 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Disposition to issuerCommon Stock | 345 | $0.00 | $0.00 |
DisclosureSEC source: 0001269847-17-000005 · edgardoc.xml · nonDerivative · entry 2 HOMBERGER CAROLYN B · CIK 0001628792 · Group President Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,743 F3 · shares: The performance-based restricted stock referred to in footnote 1 was earned at 98%. These shares reflect the remaining 2% of the unearned shares. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:37 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Disposition to issuerCommon Stock | 4,788 | $20.12 | $96,334.56 |
DisclosureSEC source: 0001269847-17-000005 · edgardoc.xml · nonDerivative · entry 1 HOMBERGER CAROLYN B · CIK 0001628792 · Group President Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,088 F1 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of their performance-based restricted stock award granted on September 15, 2015. F2 · balance_after: The amount of securities owned has also been updated to include 826 shares acquired under the Company's 1999 Employee Stock Purchase Plan, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.