Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACI WORLDWIDE, INC.ACIW · Entity 3881 | Director | February 26, 2018 | February 28, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACI WORLDWIDE, INC.
Report date February 26, 2018 · Filed February 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,115 |
Ending reported balance
After 2018-02-27 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2018-02-26 · Exercise / conversion · Acquired 30,000 · Balance 91,896 Row 2 · 2018-02-26 · Sale · Disposed 30,000 · Balance 61,896 F1: The sale price ranged from $24.64 to $24.98, with a weighted average sale price of $24.825737. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2018-02-26 · Exercise / conversion · Acquired 10,000 · Balance 71,896 Row 4 · 2018-02-26 · Sale · Disposed 10,000 · Balance 61,896 F1: The sale price ranged from $24.64 to $24.98, with a weighted average sale price of $24.825737. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 5 · 2018-02-26 · Sale · Disposed 23,781 · Balance 38,115 F2: The sale price ranged from $24.81 to $24.97, with a weighted average sale price of $24.884754. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 6 · 2018-02-27 · Sale · Disposed 15,000 · Balance 23,115 F3: The sale price ranged from $24.20 to $24.63, with a weighted average sale price of $24.399809. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.20 · Expires 2022-06-14 | Direct | 0 |
Reported balance
After 2018-02-26 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-02-26 · Exercise / conversion · Disposed 10,000 · Balance 0 F4: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.30 · Expires 2023-06-11 | Direct | 0 |
Reported balance
After 2018-02-26 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-02-26 · Exercise / conversion · Disposed 30,000 · Balance 0 F4: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale price ranged from $24.64 to $24.98, with a weighted average sale price of $24.825737. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The sale price ranged from $24.81 to $24.97, with a weighted average sale price of $24.884754. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The sale price ranged from $24.20 to $24.63, with a weighted average sale price of $24.399809. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2018 Filed Feb 28, 2018 22:33 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | SaleCommon Stock | 15,000 | $24.40 | $365,997.00 |
DisclosureSEC source: 0001269847-18-000009 · edgardoc.xml · nonDerivative · entry 6 Shay John M Jr · CIK 0001364149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,115 F3 · price: The sale price ranged from $24.20 to $24.63, with a weighted average sale price of $24.399809. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:33 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $14.30 | $0.00 |
DisclosureSEC source: 0001269847-18-000009 · edgardoc.xml · derivative · entry 8 Shay John M Jr · CIK 0001364149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2023-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:33 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $13.20 | $0.00 |
DisclosureSEC source: 0001269847-18-000009 · edgardoc.xml · derivative · entry 7 Shay John M Jr · CIK 0001364149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2022-06-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:33 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | SaleCommon Stock | 23,781 | $24.88 | $591,785.43 |
DisclosureSEC source: 0001269847-18-000009 · edgardoc.xml · nonDerivative · entry 5 Shay John M Jr · CIK 0001364149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,115 F2 · price: The sale price ranged from $24.81 to $24.97, with a weighted average sale price of $24.884754. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:33 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | SaleCommon Stock | 10,000 | $24.83 | $248,257.00 |
DisclosureSEC source: 0001269847-18-000009 · edgardoc.xml · nonDerivative · entry 4 Shay John M Jr · CIK 0001364149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,896 F1 · price: The sale price ranged from $24.64 to $24.98, with a weighted average sale price of $24.825737. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:33 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionCommon Stock | 10,000 | $13.20 | $132,033.00 |
DisclosureSEC source: 0001269847-18-000009 · edgardoc.xml · nonDerivative · entry 3 Shay John M Jr · CIK 0001364149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:33 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | SaleCommon Stock | 30,000 | $24.83 | $744,771.00 |
DisclosureSEC source: 0001269847-18-000009 · edgardoc.xml · nonDerivative · entry 2 Shay John M Jr · CIK 0001364149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,896 F1 · price: The sale price ranged from $24.64 to $24.98, with a weighted average sale price of $24.825737. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:33 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionCommon Stock | 30,000 | $14.30 | $429,099.00 |
DisclosureSEC source: 0001269847-18-000009 · edgardoc.xml · nonDerivative · entry 1 Shay John M Jr · CIK 0001364149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:44 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $13.20 | $0.00 |
DisclosureSEC source: 0001269847-17-000042 · edgardoc.xml · derivative · entry 3 Shay John M Jr · CIK 0001364149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 20,000 shares Expires 2022-06-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:44 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | SaleCommon Stock | 20,000 | $23.19 | $463,896.00 |
DisclosureSEC source: 0001269847-17-000042 · edgardoc.xml · nonDerivative · entry 2 Shay John M Jr · CIK 0001364149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,896 F1 · price: The sale price ranged from $23.16 to $23.255, with a weighted average sale price of $23.194771. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:44 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionCommon Stock | 20,000 | $13.20 | $264,066.00 |
DisclosureSEC source: 0001269847-17-000042 · edgardoc.xml · nonDerivative · entry 1 Shay John M Jr · CIK 0001364149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 19:05 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | GrantCommon Stock | 11,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001269847-17-000023 · edgardoc.xml · nonDerivative · entry 1 Shay John M Jr · CIK 0001364149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,896 F1 · shares: Represents shares of restricted stock awarded on June 14, 2017 pursuant to the Company's 2016 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:19 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $9.67 | $0.00 |
DisclosureSEC source: 0001269847-17-000011 · edgardoc.xml · derivative · entry 3 Shay John M Jr · CIK 0001364149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2021-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:19 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | SaleCommon Stock | 30,000 | $22.00 | $660,000.00 |
DisclosureSEC source: 0001269847-17-000011 · edgardoc.xml · nonDerivative · entry 2 Shay John M Jr · CIK 0001364149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,829 Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:19 UTC | ACI WORLDWIDE, INC. ACIW · Entity 3881 | Exercise / conversionCommon Stock | 30,000 | $9.67 | $290,001.00 |
DisclosureSEC source: 0001269847-17-000011 · edgardoc.xml · nonDerivative · entry 1 Shay John M Jr · CIK 0001364149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.