person · Reporting owner

TULLIS JAMES L L

Disclosed activity across 8 companies

Tapewire entity: 750
SEC CIK: 0001230641

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Alphatec Holdings, Inc.ATEC · Entity 4720	Director	December 31, 2023	February 13, 2024
Crane CoCR · Entity 749	Director	August 31, 2026	September 02, 2026
EXAGEN INC.XGN · Entity 935	10% owner	June 15, 2023	June 20, 2023
electroCore, Inc.ECOR · Entity 6900	Director	April 14, 2020	April 16, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alphatec Holdings, Inc.

Report date December 31, 2023 · Filed February 13, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	170,618	Reported balance After 2023-01-03 transaction · row 1 1 source row Row 1 · 2023-01-03 · Gift · Disposed 1,344 · Balance 170,618
Common StockSEC Table I · non-derivative	IndirectBy Tullis Dickerson Capital Focus III, LP	625,931	Reported balance Holding disclosure · report date 2023-12-31 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 625,931
Common StockSEC Table I · non-derivative	IndirectBy Tullis-Dickerson Partners III, LLC	380,097	Reported balance Holding disclosure · report date 2023-12-31 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 380,097
Common StockSEC Table I · non-derivative	IndirectBy Tullis Growth Fund, L.P.	563,831	Reported balance Holding disclosure · report date 2023-12-31 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 563,831

Crane Co

Report date August 31, 2026 · Filed September 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	5,021	Reported balance After 2026-08-31 transaction · row 1 1 source row Row 1 · 2026-08-31 · Sale · Disposed 400 · Balance 5,021
Common StockSEC Table I · non-derivative	IndirectBy family trust	585	Reported balance Holding disclosure · report date 2026-08-31 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 585
Common StockSEC Table I · non-derivative	Indirect401(K)	414	Reported balance Holding disclosure · report date 2026-08-31 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 414
Common StockSEC Table I · non-derivative	IndirectIRA	1	Reported balance Holding disclosure · report date 2026-08-31 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 1

EXAGEN INC.

Report date June 15, 2023 · Filed June 20, 2023

Jointly reported with TULLIS GROWTH FUND II, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	1,515,839	Reported balance After 2023-06-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-06-15 · Purchase · Acquired 167 · Balance 1,515,839 F1: The transaction reported herein was effected by Tullis Growth Fund II, L.P. ("Tullis Growth II"). F2: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth II. Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II.
Common StockSEC Table I · non-derivative	Direct	21,348	Reported balance Holding disclosure · report date 2023-06-15 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 21,348
Common StockSEC Table I · non-derivative	IndirectBy Spouse	1,431	Reported balance Holding disclosure · report date 2023-06-15 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 1,431
Common StockSEC Table I · non-derivative	IndirectBy Trust	4,537	Reported balance Holding disclosure · report date 2023-06-15 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 4,537

Filing footnotes · ownership attribution and instrument terms

F1: The transaction reported herein was effected by Tullis Growth Fund II, L.P. ("Tullis Growth II").

F2: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth II. Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II.

electroCore, Inc.

Report date April 14, 2020 · Filed April 16, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Indirectvia Tullis Growth Fund II, L.P.	1,764,705	Reported balance After 2020-04-14 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-04-14 · Purchase · Acquired 1,764,705 · Balance 1,764,705 F1: Pursuant to the Securities Purchase Agreement dated as of April 14, 2020 (the "SPA"), by and between the Issuer and each purchaser thereto, including Tullis Growth Fund II, L.P. F2: The shares were purchased pursuant to the SPA by Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis Growth Partners II, LLC is the general partner of Tullis Growth II and may be deemed to beneficially own the shares held by Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis Growth II.
Common StockSEC Table I · non-derivative	Direct	172,504	Reported balance Holding disclosure · report date 2020-04-14 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 172,504
Common StockSEC Table I · non-derivative	Indirectvia Spouse	8,183	Reported balance Holding disclosure · report date 2020-04-14 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 8,183
Common StockSEC Table I · non-derivative	Indirectvia Sara Tullis Wester Trust	7,533	Reported balance Holding disclosure · report date 2020-04-14 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 7,533
Common StockSEC Table I · non-derivative	Indirectvia John L Tullis Trust	12,304	Reported balance Holding disclosure · report date 2020-04-14 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 12,304
Common StockSEC Table I · non-derivative	Indirectvia Elizabeth Tullis Trust	12,304	Reported balance Holding disclosure · report date 2020-04-14 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 12,304
Common StockSEC Table I · non-derivative	Indirectvia Linda Tullis Family Trust	15,380	Reported balance Holding disclosure · report date 2020-04-14 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 15,380
Common StockSEC Table I · non-derivative	Indirectvia HPS Tullis Trust	8,893	Reported balance Holding disclosure · report date 2020-04-14 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 8,893

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Securities Purchase Agreement dated as of April 14, 2020 (the "SPA"), by and between the Issuer and each purchaser thereto, including Tullis Growth Fund II, L.P.

F2: The shares were purchased pursuant to the SPA by Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis Growth Partners II, LLC is the general partner of Tullis Growth II and may be deemed to beneficially own the shares held by Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis Growth II.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Crane NXT, Co.

Report date May 21, 2026 · Filed May 26, 2026

Section 16 reporting ended · disclosed 2026-05-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
COMMON STOCKSEC Table I · non-derivative	Direct	9,374	Reported balance After 2026-05-21 transaction · row 1 1 source row Row 1 · 2026-05-21 · Exercise / conversion · Acquired 4,654 · Balance 9,374 F1: Mr. Tullis did not stand for re-election to the Board at the Annual Meeting on May 21, 2026. 4,654 previously granted Deferred Stock Units converted to shares of Crane NXT, Co. Common Stock on that date. Mr. Tullis had elected to have his remaining Deferred Stock Units convert to Crane NXT, Co. Common Stock on various subsequent dates.
Deferred Stock UnitsSEC Table II · derivative / convertible security	Direct	37,074	Reported balance After 2026-05-21 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2026-05-21 · Grant · Acquired 448 · Balance 37,074 F2: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors. F3: Represents Deferred Stock Unit dividends accumulated during the year. F4: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.
Deferred Stock UnitsSEC Table II · derivative / convertible security	Direct	32,420	Reported balance After 2026-05-21 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2026-05-21 · Exercise / conversion · Disposed 4,654 · Balance 32,420 F2: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors. F4: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.
COMMON STOCKSEC Table I · non-derivative	Indirect401(K)	416	Reported balance Holding disclosure · report date 2026-05-21 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 416
COMMON STOCKSEC Table I · non-derivative	IndirectBy family trust	586	Reported balance Holding disclosure · report date 2026-05-21 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 586

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Tullis did not stand for re-election to the Board at the Annual Meeting on May 21, 2026. 4,654 previously granted Deferred Stock Units converted to shares of Crane NXT, Co. Common Stock on that date. Mr. Tullis had elected to have his remaining Deferred Stock Units convert to Crane NXT, Co. Common Stock on various subsequent dates.

F2: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors.

F3: Represents Deferred Stock Unit dividends accumulated during the year.

F4: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

Lord Abbett Corporate Opportunities Fund

Report date July 09, 2024 · Filed July 09, 2024

Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Lord Abbett Credit Opportunities Fund

Report date July 09, 2024 · Filed July 09, 2024

Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Lord Abbett Floating Rate High Income Fund

Report date July 09, 2024 · Filed July 09, 2024

Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 05, 2021 Filed Feb 9, 2021 02:44 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	3,000	$17.00	$51,000.00	Disclosure SEC source: 0001209191-21-008669 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,348 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. Read SEC document
January 21, 2021 Filed Jan 25, 2021 23:09 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherCommon Stock	4,714	$0.00	$0.00	Disclosure SEC source: 0001179110-21-000819 · edgar.xml · nonDerivative · entry 3 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,419 F1 · kind: On January 21, 2021, Tullis Growth Fund, L.P. distributed 400,000 shares to its partners on a pro rata basis (392,000 shares to its limited partners, and 8,000 shares to its General Partner, Tullis Growth Partners LLC, which in turn distributed such shares to its members). The reporting person received 4,003 shares as a result of the distribution from Tullis Growth Partners, LLC and 711 shares as a result of the distribution to the limited partners. F1 · shares: On January 21, 2021, Tullis Growth Fund, L.P. distributed 400,000 shares to its partners on a pro rata basis (392,000 shares to its limited partners, and 8,000 shares to its General Partner, Tullis Growth Partners LLC, which in turn distributed such shares to its members). The reporting person received 4,003 shares as a result of the distribution from Tullis Growth Partners, LLC and 711 shares as a result of the distribution to the limited partners. Read SEC document
January 21, 2021 Filed Jan 25, 2021 23:09 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherCommon Stock	400,000	$0.00	$0.00	Disclosure SEC source: 0001179110-21-000819 · edgar.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 315,828 F1 · kind: On January 21, 2021, Tullis Growth Fund, L.P. distributed 400,000 shares to its partners on a pro rata basis (392,000 shares to its limited partners, and 8,000 shares to its General Partner, Tullis Growth Partners LLC, which in turn distributed such shares to its members). The reporting person received 4,003 shares as a result of the distribution from Tullis Growth Partners, LLC and 711 shares as a result of the distribution to the limited partners. F1 · shares: On January 21, 2021, Tullis Growth Fund, L.P. distributed 400,000 shares to its partners on a pro rata basis (392,000 shares to its limited partners, and 8,000 shares to its General Partner, Tullis Growth Partners LLC, which in turn distributed such shares to its members). The reporting person received 4,003 shares as a result of the distribution from Tullis Growth Partners, LLC and 711 shares as a result of the distribution to the limited partners. Read SEC document
January 19, 2021 Filed Jan 20, 2021 22:07 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	257	$15.56	$3,998.46	Disclosure SEC source: 0001209191-21-004370 · doc4.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,348 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. Read SEC document
January 15, 2021 Filed Jan 20, 2021 22:07 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	1,014	$15.51	$15,725.01	Disclosure SEC source: 0001209191-21-004370 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,605 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. Read SEC document
January 13, 2021 Filed Jan 15, 2021 22:28 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	4,000	$15.58	$62,320.00	Disclosure SEC source: 0001209191-21-003854 · doc4.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,619 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. Read SEC document
January 13, 2021 Filed Jan 15, 2021 22:28 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	1,729	$15.74	$27,214.46	Disclosure SEC source: 0001209191-21-003854 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,619 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. Read SEC document
December 18, 2020 Filed Jan 25, 2021 23:09 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	GiftCommon Stock	29	$0.00	$0.00	Disclosure SEC source: 0001179110-21-000819 · edgar.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,705 Read SEC document
December 15, 2020 Filed Dec 15, 2020 22:20 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	12,000	$12.23	$146,726.40	Disclosure SEC source: 0001209191-20-063548 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 1,555,672 F1 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document
December 11, 2020 Filed Dec 14, 2020 22:05 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	7,500	$13.04	$97,774.50	Disclosure SEC source: 0001209191-20-063272 · doc4.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 1,567,672 F1 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document
December 10, 2020 Filed Dec 14, 2020 22:05 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	10,000	$14.03	$140,300.00	Disclosure SEC source: 0001209191-20-063272 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 1,575,172 F1 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:23 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherCommon Stock	116,355	$0.00	$0.00	Disclosure SEC source: 0001179110-20-011661 · edgar.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis-Dickerson Partners III, LLC Disclosed balance after: 116,355 F1 · kind: On December 1, 2020, Tullis Dickerson Capital Focus III, LP distributed 483,645 shares to its limited partners on a pro rata basis and 116,355 shares to its General Partner, Tullis-Dickerson Partners III, LLC. The reporting person is the Manager of the General Partner. F1 · shares: On December 1, 2020, Tullis Dickerson Capital Focus III, LP distributed 483,645 shares to its limited partners on a pro rata basis and 116,355 shares to its General Partner, Tullis-Dickerson Partners III, LLC. The reporting person is the Manager of the General Partner. F1 · ownership.nature: On December 1, 2020, Tullis Dickerson Capital Focus III, LP distributed 483,645 shares to its limited partners on a pro rata basis and 116,355 shares to its General Partner, Tullis-Dickerson Partners III, LLC. The reporting person is the Manager of the General Partner. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:23 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherCommon Stock	600,000	$0.00	$0.00	Disclosure SEC source: 0001179110-20-011661 · edgar.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP Disclosed balance after: 1,143,803 F1 · kind: On December 1, 2020, Tullis Dickerson Capital Focus III, LP distributed 483,645 shares to its limited partners on a pro rata basis and 116,355 shares to its General Partner, Tullis-Dickerson Partners III, LLC. The reporting person is the Manager of the General Partner. F1 · shares: On December 1, 2020, Tullis Dickerson Capital Focus III, LP distributed 483,645 shares to its limited partners on a pro rata basis and 116,355 shares to its General Partner, Tullis-Dickerson Partners III, LLC. The reporting person is the Manager of the General Partner. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Read SEC document
November 09, 2020 Filed Nov 12, 2020 22:00 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	882	$16.21	$14,293.16	Disclosure SEC source: 0001209191-20-058001 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,348 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2020. Read SEC document
October 19, 2020 Filed Oct 19, 2020 22:00 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	198	$16.02	$3,171.07	Disclosure SEC source: 0001209191-20-055322 · doc4.xml · nonDerivative · entry 3 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,127 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2020. Read SEC document
October 16, 2020 Filed Oct 19, 2020 22:00 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	2,104	$16.25	$34,180.32	Disclosure SEC source: 0001209191-20-055322 · doc4.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,325 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2020. Read SEC document
October 15, 2020 Filed Oct 19, 2020 22:00 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	4,316	$14.88	$64,225.96	Disclosure SEC source: 0001209191-20-055322 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,429 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2020. Read SEC document
September 11, 2020 Filed Sep 15, 2020 00:39 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	15,000	$12.40	$186,000.00	Disclosure SEC source: 0001209191-20-050352 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 1,585,275 F1 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document
August 18, 2020 Filed Aug 18, 2020 21:58 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	2,082	$14.52	$30,221.06	Disclosure SEC source: 0001209191-20-047275 · doc4.xml · nonDerivative · entry 3 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,275 Read SEC document
August 14, 2020 Filed Aug 18, 2020 21:58 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	1,398	$16.95	$23,697.08	Disclosure SEC source: 0001209191-20-047275 · doc4.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,745 Read SEC document
August 14, 2020 Filed Aug 18, 2020 21:58 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	11,507	$16.95	$195,051.70	Disclosure SEC source: 0001209191-20-047275 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 1,602,357 F1 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document
June 18, 2020 Filed Jul 2, 2020 12:50 UTC	EXAGEN INC. XGN · Entity 935	GrantStock Option(right to buy) · Derivative	9,000	$0.00 Strike: $13.00	$0.00	Disclosure SEC source: 0001274737-20-000066 · wf-form4_159369414773970.xml · derivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2030-06-17 F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date. Read SEC document
June 17, 2020 Filed Jun 18, 2020 23:32 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	GrantCommon Stock	22,146	$0.00	$0.00	Disclosure SEC source: 0001179110-20-007570 · edgar.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,734 F2 · security: On June 17, 2020, issuer granted to the reporting person 22,146 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the 12 month anniversary of the grant date. F2 · shares: On June 17, 2020, issuer granted to the reporting person 22,146 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the 12 month anniversary of the grant date. F2 · price: On June 17, 2020, issuer granted to the reporting person 22,146 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the 12 month anniversary of the grant date. F2 · balance_after: On June 17, 2020, issuer granted to the reporting person 22,146 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the 12 month anniversary of the grant date. Read SEC document
June 16, 2020 Filed Jun 18, 2020 23:32 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	SaleCommon Stock	38,000	$5.15	$195,700.00	Disclosure SEC source: 0001179110-20-007570 · edgar.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 715,828 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.05 to $5.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document
June 09, 2020 Filed Jun 12, 2020 00:55 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	4,782	$12.91	$61,735.14	Disclosure SEC source: 0001209191-20-036167 · doc4.xml · nonDerivative · entry 3 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,613,864 F1 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document
June 09, 2020 Filed Jun 12, 2020 00:55 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	578	$12.77	$7,382.56	Disclosure SEC source: 0001209191-20-036167 · doc4.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,143 Read SEC document
June 09, 2020 Filed Jun 12, 2020 00:55 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	1,522	$12.77	$19,439.90	Disclosure SEC source: 0001209191-20-036167 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 1,618,646 F1 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document
May 28, 2020 Filed May 29, 2020 20:28 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	848	$11.93	$10,116.89	Disclosure SEC source: 0001209191-20-032932 · doc4.xml · nonDerivative · entry 4 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,721 Read SEC document
May 28, 2020 Filed May 29, 2020 20:28 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	2,240	$11.93	$26,723.87	Disclosure SEC source: 0001209191-20-032932 · doc4.xml · nonDerivative · entry 3 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,620,168 F1 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document
May 27, 2020 Filed May 29, 2020 20:28 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	605	$12.57	$7,607.03	Disclosure SEC source: 0001209191-20-032932 · doc4.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,569 Read SEC document
May 27, 2020 Filed May 29, 2020 20:28 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	1,595	$12.57	$20,054.89	Disclosure SEC source: 0001209191-20-032932 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 1,622,408 F1 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document
May 20, 2020 Filed May 23, 2020 00:09 UTC	EXAGEN INC. XGN · Entity 935	OtherCommon Stock	582	$0.00	$0.00	Disclosure SEC source: 0001209191-20-031883 · doc4.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,174 F1 · kind: Tullis Growth (as defined in Footnote 2 below) distributed in the aggregate 1,162 shares of Common Stock of Exagen Inc. (the "Shares") to its general partner, and its general partner then distributed the Shares to its members on a pro rata basis, for no consideration, including 582 of such Shares to James L.L. Tullis. F1 · shares: Tullis Growth (as defined in Footnote 2 below) distributed in the aggregate 1,162 shares of Common Stock of Exagen Inc. (the "Shares") to its general partner, and its general partner then distributed the Shares to its members on a pro rata basis, for no consideration, including 582 of such Shares to James L.L. Tullis. Read SEC document
May 20, 2020 Filed May 23, 2020 00:09 UTC	EXAGEN INC. XGN · Entity 935	OtherCommon Stock	1,162	$0.00	$0.00	Disclosure SEC source: 0001209191-20-031883 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,624,003 F1 · kind: Tullis Growth (as defined in Footnote 2 below) distributed in the aggregate 1,162 shares of Common Stock of Exagen Inc. (the "Shares") to its general partner, and its general partner then distributed the Shares to its members on a pro rata basis, for no consideration, including 582 of such Shares to James L.L. Tullis. F1 · shares: Tullis Growth (as defined in Footnote 2 below) distributed in the aggregate 1,162 shares of Common Stock of Exagen Inc. (the "Shares") to its general partner, and its general partner then distributed the Shares to its members on a pro rata basis, for no consideration, including 582 of such Shares to James L.L. Tullis. F2 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document
April 27, 2020 Filed Apr 29, 2020 21:55 UTC	Crane NXT, Co. CR · Entity 4275	GrantDeferred Stock Units · Derivative	0	$0.00	$0.00	Disclosure SEC source: 0000025445-20-000081 · wf-form4_158819729617880.xml · derivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,497 Underlying: CRANE CO. COMMON, PAR VALUE $1.00 · 438 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Stock Unit represents the right to receive one share of Crane Co. common stock upon separation from service on the Board of Directors. F3 · date: Additional Deferred Stock Units are granted during the year to coincide with payment of dividends on Crane Co. Stock. F2 · derivative.exercise_date: Following separation from service on the Board of Directors, the Director will receive one share of Crane Co. common stock for each Deferred Stock Unit; however, if the Directors service terminates before the first anniversary of the Grant, except for reasons of death, or a change in control of Crane Co., then the right to receive such shares will expire. F2 · derivative.expiration_date: Following separation from service on the Board of Directors, the Director will receive one share of Crane Co. common stock for each Deferred Stock Unit; however, if the Directors service terminates before the first anniversary of the Grant, except for reasons of death, or a change in control of Crane Co., then the right to receive such shares will expire. Read SEC document
April 27, 2020 Filed Apr 29, 2020 21:55 UTC	Crane NXT, Co. CR · Entity 4275	GrantDeferred Stock Units · Derivative	0	$0.00	$0.00	Disclosure SEC source: 0000025445-20-000081 · wf-form4_158819729617880.xml · derivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,059 Underlying: CRANE CO. COMMON, PAR VALUE $1.00 · 2,506 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Stock Unit represents the right to receive one share of Crane Co. common stock upon separation from service on the Board of Directors. F2 · derivative.exercise_date: Following separation from service on the Board of Directors, the Director will receive one share of Crane Co. common stock for each Deferred Stock Unit; however, if the Directors service terminates before the first anniversary of the Grant, except for reasons of death, or a change in control of Crane Co., then the right to receive such shares will expire. F2 · derivative.expiration_date: Following separation from service on the Board of Directors, the Director will receive one share of Crane Co. common stock for each Deferred Stock Unit; however, if the Directors service terminates before the first anniversary of the Grant, except for reasons of death, or a change in control of Crane Co., then the right to receive such shares will expire. Read SEC document
April 14, 2020 Filed Apr 16, 2020 20:24 UTC	electroCore, Inc. ECOR · Entity 6900	PurchaseCommon Stock	1,764,705	$0.85	$1,499,999.25	Disclosure SEC source: 0001209191-20-024648 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · via Tullis Growth Fund II, L.P. Disclosed balance after: 1,764,705 F1 · shares: Pursuant to the Securities Purchase Agreement dated as of April 14, 2020 (the "SPA"), by and between the Issuer and each purchaser thereto, including Tullis Growth Fund II, L.P. F1 · price: Pursuant to the Securities Purchase Agreement dated as of April 14, 2020 (the "SPA"), by and between the Issuer and each purchaser thereto, including Tullis Growth Fund II, L.P. F2 · ownership.nature: The shares were purchased pursuant to the SPA by Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis Growth Partners II, LLC is the general partner of Tullis Growth II and may be deemed to beneficially own the shares held by Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis Growth II. Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:50 UTC	EXAGEN INC. XGN · Entity 935	OtherCommon Stock	164,420	$0.00	$0.00	Disclosure SEC source: 0001209191-20-021043 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,625,165 F1 · kind: Tullis and Tullis Growth, respectively, (as each is defined in Footnote (2) below) distributed in the aggregate 164,420 shares of Common Stock of Exagen Inc. to their respective non-affiliate limited partners on a pro rata basis, for no consideration. F1 · shares: Tullis and Tullis Growth, respectively, (as each is defined in Footnote (2) below) distributed in the aggregate 164,420 shares of Common Stock of Exagen Inc. to their respective non-affiliate limited partners on a pro rata basis, for no consideration. F2 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document
March 17, 2020 Filed Mar 17, 2020 22:29 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	SaleCommon Stock	25,000	$3.01	$75,250.00	Disclosure SEC source: 0001179110-20-003849 · edgar.xml · nonDerivative · entry 3 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 753,828 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.90 to $3.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document
March 16, 2020 Filed Mar 17, 2020 22:29 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	SaleCommon Stock	25,000	$3.37	$84,250.00	Disclosure SEC source: 0001179110-20-003849 · edgar.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 778,828 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.21 to $3.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document
March 13, 2020 Filed Mar 17, 2020 22:29 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	SaleCommon Stock	25,000	$3.85	$96,250.00	Disclosure SEC source: 0001179110-20-003849 · edgar.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 803,828 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.76 to $3.93, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document
December 12, 2019 Filed Dec 17, 2019 02:16 UTC	electroCore, Inc. ECOR · Entity 6900	OtherCommon Stock	98,918	$0.00	$0.00	Disclosure SEC source: 0000899243-19-029359 · doc4.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · via Tullis Opportunity Fund II LP Disclosed balance after: 0 F1 · kind: Pro rata distribution of shares to partners of Tullis Opportunity Fund II LP. Read SEC document
December 12, 2019 Filed Dec 17, 2019 02:16 UTC	electroCore, Inc. ECOR · Entity 6900	OtherCommon Stock	8,680	$0.00	$0.00	Disclosure SEC source: 0000899243-19-029359 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,504 F1 · kind: Pro rata distribution of shares to partners of Tullis Opportunity Fund II LP. Read SEC document
November 27, 2019 Filed Dec 2, 2019 22:00 UTC	Crane NXT, Co. CR · Entity 4275	Exercise / conversionDirector Stock Option(Right to Buy) · Derivative	2,000	$0.00 Strike: $36.26	$0.00	Disclosure SEC source: 0000025445-19-000130 · wf-form4_157532402327200.xml · derivative · entry 4 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CRANE CO. COMMON, PAR VALUE $1.00 · 2,000 shares Expires 2020-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option was granted 4/19/2010 with a ten-year term, and vested 25% each year over four years. Mr. Tullis paid the exercise price of the options in cash. Read SEC document
November 27, 2019 Filed Dec 2, 2019 22:00 UTC	Crane NXT, Co. CR · Entity 4275	Exercise / conversionCRANE CO. COMMON, PAR VALUE $1.00	2,000	$36.26	$72,520.00	Disclosure SEC source: 0000025445-19-000130 · wf-form4_157532402327200.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 22, 2019 Filed Nov 26, 2019 22:41 UTC	electroCore, Inc. ECOR · Entity 6900	PurchaseCommon Stock	4,984	$1.43	$7,127.12	Disclosure SEC source: 0000899243-19-028176 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,824 F1 · price: The price reported in Column 4 is an average price. These shares were acquired in multiple transactions at prices ranging from $1.42 to $1.44 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price on the Transaction Date. Read SEC document
November 05, 2019 Filed Nov 7, 2019 22:05 UTC	Crane NXT, Co. CR · Entity 4275	PurchaseCRANE CO. COMMON, PAR VALUE $1.00	500	$80.18	$40,092.05	Disclosure SEC source: 0000025445-19-000128 · wf-form4_157316431881637.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 401(K) Disclosed balance after: 900 F1 · ownership.nature: Represents the shares purchased by the reporting person's employer sponsored 401(k). Read SEC document
November 04, 2019 Filed Feb 7, 2020 00:18 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	GiftCommon Stock	1,455	$0.00	$0.00	Disclosure SEC source: 0001179110-20-001299 · edgar.xml · nonDerivative · entry 3 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,588 Read SEC document
November 01, 2019 Filed Feb 7, 2020 00:18 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherCommon Stock	3,536	$0.00	$0.00	Disclosure SEC source: 0001179110-20-001299 · edgar.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,043 F1 · kind: On November 1, 2019, Tullis Growth Fund, L.P. distributed 300,000 shares to its limited partners on a pro rata basis. The reporting person received 3,536 shares in the distribution. F1 · shares: On November 1, 2019, Tullis Growth Fund, L.P. distributed 300,000 shares to its limited partners on a pro rata basis. The reporting person received 3,536 shares in the distribution. Read SEC document
November 01, 2019 Filed Feb 7, 2020 00:18 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherCommon Stock	300,000	$0.00	$0.00	Disclosure SEC source: 0001179110-20-001299 · edgar.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 828,828 F1 · kind: On November 1, 2019, Tullis Growth Fund, L.P. distributed 300,000 shares to its limited partners on a pro rata basis. The reporting person received 3,536 shares in the distribution. F1 · shares: On November 1, 2019, Tullis Growth Fund, L.P. distributed 300,000 shares to its limited partners on a pro rata basis. The reporting person received 3,536 shares in the distribution. Read SEC document
September 23, 2019 Filed Sep 24, 2019 01:45 UTC	EXAGEN INC. XGN · Entity 935	ConversionSeries H Redeemable Convertible Preferred Stock · Derivative	58,359,932	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-19-024081 · doc4.xml · derivative · entry 16 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 317,804 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: The Series H Redeemable Convertible Preferred Stock ("Series H") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series H automatically converted into Common Stock upon the closing of the Issuer's initial public offering. F12 · price: The Series H Redeemable Convertible Preferred Stock ("Series H") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series H automatically converted into Common Stock upon the closing of the Issuer's initial public offering. F12 · derivative.exercise_date: The Series H Redeemable Convertible Preferred Stock ("Series H") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series H automatically converted into Common Stock upon the closing of the Issuer's initial public offering. F12 · derivative.expiration_date: The Series H Redeemable Convertible Preferred Stock ("Series H") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series H automatically converted into Common Stock upon the closing of the Issuer's initial public offering. F1 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. F13 · ownership.nature: Includes 106,897 shares, 105,453 shares and 105,453 shares of common stock underlying the Series H shares held by Tullis, Tullis Growth and Tullis Growth II, respectively. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.