person · Reporting owner

TULLIS JAMES L L

Disclosed activity across 8 companies

Tapewire entity: 750
SEC CIK: 0001230641

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Alphatec Holdings, Inc.ATEC · Entity 4720	Director	December 31, 2023	February 13, 2024
Crane CoCR · Entity 749	Director	August 31, 2026	September 02, 2026
EXAGEN INC.XGN · Entity 935	10% owner	June 15, 2023	June 20, 2023
electroCore, Inc.ECOR · Entity 6900	Director	April 14, 2020	April 16, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alphatec Holdings, Inc.

Report date December 31, 2023 · Filed February 13, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	170,618	Reported balance After 2023-01-03 transaction · row 1 1 source row Row 1 · 2023-01-03 · Gift · Disposed 1,344 · Balance 170,618
Common StockSEC Table I · non-derivative	IndirectBy Tullis Dickerson Capital Focus III, LP	625,931	Reported balance Holding disclosure · report date 2023-12-31 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 625,931
Common StockSEC Table I · non-derivative	IndirectBy Tullis-Dickerson Partners III, LLC	380,097	Reported balance Holding disclosure · report date 2023-12-31 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 380,097
Common StockSEC Table I · non-derivative	IndirectBy Tullis Growth Fund, L.P.	563,831	Reported balance Holding disclosure · report date 2023-12-31 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 563,831

Crane Co

Report date August 31, 2026 · Filed September 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	5,021	Reported balance After 2026-08-31 transaction · row 1 1 source row Row 1 · 2026-08-31 · Sale · Disposed 400 · Balance 5,021
Common StockSEC Table I · non-derivative	IndirectBy family trust	585	Reported balance Holding disclosure · report date 2026-08-31 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 585
Common StockSEC Table I · non-derivative	Indirect401(K)	414	Reported balance Holding disclosure · report date 2026-08-31 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 414
Common StockSEC Table I · non-derivative	IndirectIRA	1	Reported balance Holding disclosure · report date 2026-08-31 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 1

EXAGEN INC.

Report date June 15, 2023 · Filed June 20, 2023

Jointly reported with TULLIS GROWTH FUND II, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	1,515,839	Reported balance After 2023-06-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-06-15 · Purchase · Acquired 167 · Balance 1,515,839 F1: The transaction reported herein was effected by Tullis Growth Fund II, L.P. ("Tullis Growth II"). F2: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth II. Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II.
Common StockSEC Table I · non-derivative	Direct	21,348	Reported balance Holding disclosure · report date 2023-06-15 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 21,348
Common StockSEC Table I · non-derivative	IndirectBy Spouse	1,431	Reported balance Holding disclosure · report date 2023-06-15 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 1,431
Common StockSEC Table I · non-derivative	IndirectBy Trust	4,537	Reported balance Holding disclosure · report date 2023-06-15 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 4,537

Filing footnotes · ownership attribution and instrument terms

F1: The transaction reported herein was effected by Tullis Growth Fund II, L.P. ("Tullis Growth II").

F2: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth II. Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II.

electroCore, Inc.

Report date April 14, 2020 · Filed April 16, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Indirectvia Tullis Growth Fund II, L.P.	1,764,705	Reported balance After 2020-04-14 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-04-14 · Purchase · Acquired 1,764,705 · Balance 1,764,705 F1: Pursuant to the Securities Purchase Agreement dated as of April 14, 2020 (the "SPA"), by and between the Issuer and each purchaser thereto, including Tullis Growth Fund II, L.P. F2: The shares were purchased pursuant to the SPA by Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis Growth Partners II, LLC is the general partner of Tullis Growth II and may be deemed to beneficially own the shares held by Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis Growth II.
Common StockSEC Table I · non-derivative	Direct	172,504	Reported balance Holding disclosure · report date 2020-04-14 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 172,504
Common StockSEC Table I · non-derivative	Indirectvia Spouse	8,183	Reported balance Holding disclosure · report date 2020-04-14 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 8,183
Common StockSEC Table I · non-derivative	Indirectvia Sara Tullis Wester Trust	7,533	Reported balance Holding disclosure · report date 2020-04-14 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 7,533
Common StockSEC Table I · non-derivative	Indirectvia John L Tullis Trust	12,304	Reported balance Holding disclosure · report date 2020-04-14 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 12,304
Common StockSEC Table I · non-derivative	Indirectvia Elizabeth Tullis Trust	12,304	Reported balance Holding disclosure · report date 2020-04-14 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 12,304
Common StockSEC Table I · non-derivative	Indirectvia Linda Tullis Family Trust	15,380	Reported balance Holding disclosure · report date 2020-04-14 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 15,380
Common StockSEC Table I · non-derivative	Indirectvia HPS Tullis Trust	8,893	Reported balance Holding disclosure · report date 2020-04-14 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 8,893

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Securities Purchase Agreement dated as of April 14, 2020 (the "SPA"), by and between the Issuer and each purchaser thereto, including Tullis Growth Fund II, L.P.

F2: The shares were purchased pursuant to the SPA by Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis Growth Partners II, LLC is the general partner of Tullis Growth II and may be deemed to beneficially own the shares held by Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis Growth II.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Crane NXT, Co.

Report date May 21, 2026 · Filed May 26, 2026

Section 16 reporting ended · disclosed 2026-05-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
COMMON STOCKSEC Table I · non-derivative	Direct	9,374	Reported balance After 2026-05-21 transaction · row 1 1 source row Row 1 · 2026-05-21 · Exercise / conversion · Acquired 4,654 · Balance 9,374 F1: Mr. Tullis did not stand for re-election to the Board at the Annual Meeting on May 21, 2026. 4,654 previously granted Deferred Stock Units converted to shares of Crane NXT, Co. Common Stock on that date. Mr. Tullis had elected to have his remaining Deferred Stock Units convert to Crane NXT, Co. Common Stock on various subsequent dates.
Deferred Stock UnitsSEC Table II · derivative / convertible security	Direct	37,074	Reported balance After 2026-05-21 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2026-05-21 · Grant · Acquired 448 · Balance 37,074 F2: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors. F3: Represents Deferred Stock Unit dividends accumulated during the year. F4: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.
Deferred Stock UnitsSEC Table II · derivative / convertible security	Direct	32,420	Reported balance After 2026-05-21 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2026-05-21 · Exercise / conversion · Disposed 4,654 · Balance 32,420 F2: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors. F4: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.
COMMON STOCKSEC Table I · non-derivative	Indirect401(K)	416	Reported balance Holding disclosure · report date 2026-05-21 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 416
COMMON STOCKSEC Table I · non-derivative	IndirectBy family trust	586	Reported balance Holding disclosure · report date 2026-05-21 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 586

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Tullis did not stand for re-election to the Board at the Annual Meeting on May 21, 2026. 4,654 previously granted Deferred Stock Units converted to shares of Crane NXT, Co. Common Stock on that date. Mr. Tullis had elected to have his remaining Deferred Stock Units convert to Crane NXT, Co. Common Stock on various subsequent dates.

F2: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors.

F3: Represents Deferred Stock Unit dividends accumulated during the year.

F4: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

Lord Abbett Corporate Opportunities Fund

Report date July 09, 2024 · Filed July 09, 2024

Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Lord Abbett Credit Opportunities Fund

Report date July 09, 2024 · Filed July 09, 2024

Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Lord Abbett Floating Rate High Income Fund

Report date July 09, 2024 · Filed July 09, 2024

Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 03, 2023 Filed Feb 13, 2024 23:54 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	GiftCommon Stock	1,344	$0.00	$0.00	Disclosure SEC source: 0001415889-24-003616 · form5-02132024_110232.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,618 Read SEC document
December 16, 2022 Filed Dec 20, 2022 15:31 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	SaleCommon Stock	50,000	$10.59	$529,500.00	Disclosure SEC source: 0001415889-22-012805 · form4-12202022_031218.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 497,974 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.20 to $10.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document
June 16, 2022 Filed Jun 21, 2022 12:33 UTC	EXAGEN INC. XGN · Entity 935	GrantStock Option(right to buy) · Derivative	9,000	$0.00 Strike: $5.25	$0.00	Disclosure SEC source: 0001274737-22-000043 · wf-form4_165581477536403.xml · derivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2032-06-15 F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date. Read SEC document
June 15, 2022 Filed Jun 15, 2022 20:56 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	PurchaseCommon Stock	7,500	$6.76	$50,700.00	Disclosure SEC source: 0001179110-22-003325 · edgar.xml · nonDerivative · entry 4 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,558 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.75 to $6.77, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
June 15, 2022 Filed Jun 15, 2022 20:56 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	GrantCommon Stock	18,546	$0.00	$0.00	Disclosure SEC source: 0001179110-22-003325 · edgar.xml · nonDerivative · entry 3 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,058 F2 · kind: On June 15, 2022, issuer granted to the reporting person 18,546 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. F2 · shares: On June 15, 2022, issuer granted to the reporting person 18,546 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. F2 · price: On June 15, 2022, issuer granted to the reporting person 18,546 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. F2 · balance_after: On June 15, 2022, issuer granted to the reporting person 18,546 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. Read SEC document
June 13, 2022 Filed Jun 15, 2022 20:56 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherCommon Stock	131,870	$0.00	$0.00	Disclosure SEC source: 0001179110-22-003325 · edgar.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis-Dickerson Partners III, LLC Disclosed balance after: 380,095 F1 · kind: On June 13, 2022, Tullis Dickerson Capital Focus III, LP distributed 600,000 shares to its partners on a pro rata basis (468,130 shares to its limited partners and 131,870 shares to its General Partner, Tullis-Dickerson Partners III, LLC). F1 · shares: On June 13, 2022, Tullis Dickerson Capital Focus III, LP distributed 600,000 shares to its partners on a pro rata basis (468,130 shares to its limited partners and 131,870 shares to its General Partner, Tullis-Dickerson Partners III, LLC). Read SEC document
June 13, 2022 Filed Jun 15, 2022 20:56 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherCommon Stock	600,000	$0.00	$0.00	Disclosure SEC source: 0001179110-22-003325 · edgar.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP Disclosed balance after: 397,606 F1 · kind: On June 13, 2022, Tullis Dickerson Capital Focus III, LP distributed 600,000 shares to its partners on a pro rata basis (468,130 shares to its limited partners and 131,870 shares to its General Partner, Tullis-Dickerson Partners III, LLC). F1 · shares: On June 13, 2022, Tullis Dickerson Capital Focus III, LP distributed 600,000 shares to its partners on a pro rata basis (468,130 shares to its limited partners and 131,870 shares to its General Partner, Tullis-Dickerson Partners III, LLC). Read SEC document
May 16, 2022 Filed May 18, 2022 21:48 UTC	Crane NXT, Co. CR · Entity 4275	GrantDeferred Stock Units · Derivative	443	$0.00	$0.00	Disclosure SEC source: 0000025445-22-000082 · wf-form4_165291046679755.xml · derivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,484 Underlying: CRANE CO. COMMON, PAR VALUE $1.00 · 443 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units convert into Crane Holdings, Co. common stock on one-for-one basis upon separation from service on the Board of Directors. F3 · date: Represents Deferred Stock Unit dividends accumulated during the year. F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Holdings, Co. F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Holdings, Co. Read SEC document
May 16, 2022 Filed May 18, 2022 21:48 UTC	Crane NXT, Co. CR · Entity 4275	GrantDeferred Stock Units · Derivative	1,546	$0.00	$0.00	Disclosure SEC source: 0000025445-22-000082 · wf-form4_165291046679755.xml · derivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,041 Underlying: CRANE CO. COMMON, PAR VALUE $1.00 · 1,546 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units convert into Crane Holdings, Co. common stock on one-for-one basis upon separation from service on the Board of Directors. F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Holdings, Co. F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Holdings, Co. Read SEC document
April 07, 2022 Filed Apr 11, 2022 22:54 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherWarrants (right to buy) · Derivative	145,522	$0.00 Strike: $3.50	$0.00	Disclosure SEC source: 0001179110-22-002643 · edgar.xml · derivative · entry 10 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP Disclosed balance after: 295,451 Underlying: Common Stock · 145,522 shares Expires not disclosed F4 · derivative.exercise_date: Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval of the issuance of the Warrants was obtained. The stockholders approved such issuance on May 17, 2018. F4 · derivative.expiration_date: Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval of the issuance of the Warrants was obtained. The stockholders approved such issuance on May 17, 2018. Read SEC document
April 07, 2022 Filed Apr 11, 2022 22:54 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherWarrants (right to buy) · Derivative	105,708	$0.00 Strike: $3.50	$0.00	Disclosure SEC source: 0001179110-22-002643 · edgar.xml · derivative · entry 9 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 214,618 Underlying: Common Stock · 105,708 shares Expires not disclosed F4 · derivative.exercise_date: Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval of the issuance of the Warrants was obtained. The stockholders approved such issuance on May 17, 2018. F4 · derivative.expiration_date: Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval of the issuance of the Warrants was obtained. The stockholders approved such issuance on May 17, 2018. Read SEC document
April 07, 2022 Filed Apr 11, 2022 22:54 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherWarrants (right to buy) · Derivative	6,052	$0.00 Strike: $3.50	$0.00	Disclosure SEC source: 0001179110-22-002643 · edgar.xml · derivative · entry 8 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,286 Underlying: Common Stock · 6,052 shares Expires not disclosed F4 · derivative.exercise_date: Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval of the issuance of the Warrants was obtained. The stockholders approved such issuance on May 17, 2018. F4 · derivative.expiration_date: Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval of the issuance of the Warrants was obtained. The stockholders approved such issuance on May 17, 2018. Read SEC document
April 07, 2022 Filed Apr 11, 2022 22:54 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	SaleCommon Stock	39,209	$12.99	$509,324.91	Disclosure SEC source: 0001179110-22-002643 · edgar.xml · nonDerivative · entry 6 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP Disclosed balance after: 997,606 F3 · kind: On April 7, 2022, Tullis Dickerson Capital Focus III, LP exercised warrants to purchase 145,522 shares of the issuer's common stock for $3.50 per share. Tullis Dickerson Capital Focus III, LP paid the exercise price on a cashless basis, resulting in the issuer withholding 39,209 of the warrant shares to pay the exercise price and issuing to Tullis Dickerson Capital Focus III, LP 106,313 shares. Read SEC document
April 07, 2022 Filed Apr 11, 2022 22:54 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherCommon Stock	145,522	$3.50	$509,327.00	Disclosure SEC source: 0001179110-22-002643 · edgar.xml · nonDerivative · entry 5 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP Disclosed balance after: 1,036,815 Read SEC document
April 07, 2022 Filed Apr 11, 2022 22:54 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	SaleCommon Stock	28,481	$12.99	$369,968.19	Disclosure SEC source: 0001179110-22-002643 · edgar.xml · nonDerivative · entry 4 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 547,974 F2 · kind: On April 7, 2022, Tullis Growth Fund, L.P. exercised warrants to purchase 105,708 shares of the issuer's common stock for $3.50 per share. Tullis Growth Fund, L.P. paid the exercise price on a cashless basis, resulting in the issuer withholding 28,481 of the warrant shares to pay the exercise price and issuing to Tullis Growth Fund, L.P. 77,227 shares. Read SEC document
April 07, 2022 Filed Apr 11, 2022 22:54 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherCommon Stock	105,708	$3.50	$369,978.00	Disclosure SEC source: 0001179110-22-002643 · edgar.xml · nonDerivative · entry 3 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 576,455 Read SEC document
April 07, 2022 Filed Apr 11, 2022 22:54 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	SaleCommon Stock	1,630	$12.99	$21,173.70	Disclosure SEC source: 0001179110-22-002643 · edgar.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,512 F1 · kind: On April 7, 2022, the reporting person exercised warrants to purchase 6,052 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 1,630 of the warrant shares to pay the exercise price and issuing to the reporting person 4,422 shares. Read SEC document
April 07, 2022 Filed Apr 11, 2022 22:54 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherCommon Stock	6,052	$3.50	$21,182.00	Disclosure SEC source: 0001179110-22-002643 · edgar.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,142 Read SEC document
December 10, 2021 Filed Dec 14, 2021 00:36 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	SaleCommon Stock	55,000	$11.65	$640,750.00	Disclosure SEC source: 0001179110-21-010920 · edgar.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 470,747 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.58 to $11.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document
December 09, 2021 Filed Dec 14, 2021 00:36 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	SaleCommon Stock	20,000	$11.78	$235,600.00	Disclosure SEC source: 0001179110-21-010920 · edgar.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 525,747 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.69 to $11.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document
November 24, 2021 Filed Nov 29, 2021 22:17 UTC	Crane NXT, Co. CR · Entity 4275	Exercise / conversionDirector Stock Option(Right to Buy) · Derivative	2,000	$0.00 Strike: $46.99	$0.00	Disclosure SEC source: 0000025445-21-000144 · wf-form4_163822423575702.xml · derivative · entry 5 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CRANE CO. COMMON, PAR VALUE $1.00 · 2,000 shares Expires 2022-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options were granted 4/23/2012 with a ten-year term and vested 25% each year over four years. Read SEC document
November 24, 2021 Filed Nov 29, 2021 22:17 UTC	Crane NXT, Co. CR · Entity 4275	SaleCRANE CO. COMMON, PAR VALUE $1.00	2,000	$104.71	$209,420.00	Disclosure SEC source: 0000025445-21-000144 · wf-form4_163822423575702.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,240 F1 · price: Weighted average price at which shares were sold at prices ranging from $104.70 to $104.77. The reporting person undertakes to provide, upon request of the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document
November 24, 2021 Filed Nov 29, 2021 22:17 UTC	Crane NXT, Co. CR · Entity 4275	Exercise / conversionCRANE CO. COMMON, PAR VALUE $1.00	2,000	$46.99	$93,980.00	Disclosure SEC source: 0000025445-21-000144 · wf-form4_163822423575702.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 22, 2021 Filed Nov 23, 2021 22:18 UTC	Crane NXT, Co. CR · Entity 4275	GiftCRANE CO. COMMON, PAR VALUE $1.00	145	$0.00	$0.00	Disclosure SEC source: 0000025445-21-000142 · wf-form4_163770585525086.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,240 F1 · balance_after: Includes 390 shares that inadvertently were reported previously as indirect holdings, and 25 shares that inadvertently previously were added to the reporting person's beneficial ownership. Read SEC document
August 05, 2021 Filed Aug 6, 2021 20:15 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	6,800	$10.72	$72,862.68	Disclosure SEC source: 0000899243-21-031918 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,515,672 F1 · kind: These sales were effected by Tullis Growth Fund, L.P. ("Tullis Growth") pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.47 to $11.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document
August 04, 2021 Filed Aug 4, 2021 22:29 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	2,100	$11.39	$23,917.11	Disclosure SEC source: 0000899243-21-031644 · doc4.xml · nonDerivative · entry 3 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,522,472 F1 · kind: These sales were effected by Tullis Growth Fund, L.P. ("Tullis Growth") pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.26 to $11.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F5 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document
August 03, 2021 Filed Aug 4, 2021 22:29 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	4,300	$11.77	$50,617.88	Disclosure SEC source: 0000899243-21-031644 · doc4.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,524,572 F1 · kind: These sales were effected by Tullis Growth Fund, L.P. ("Tullis Growth") pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.65 to $12.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F5 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document
August 02, 2021 Filed Aug 4, 2021 22:29 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	1,800	$11.92	$21,454.38	Disclosure SEC source: 0000899243-21-031644 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,528,872 F1 · kind: These sales were effected by Tullis Growth Fund, L.P. ("Tullis Growth") pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.68 to $12.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F5 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document
June 29, 2021 Filed Jun 29, 2021 21:10 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	5,379	$14.67	$78,910.47	Disclosure SEC source: 0000899243-21-026584 · doc4.xml · nonDerivative · entry 3 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,530,672 F1 · kind: These sales were effected by Tullis Growth Fund, L.P. ("Tullis Growth") pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $15.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F5 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document
June 28, 2021 Filed Jun 29, 2021 21:10 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	10,858	$14.98	$162,696.27	Disclosure SEC source: 0000899243-21-026584 · doc4.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,536,051 F1 · kind: These sales were effected by Tullis Growth Fund, L.P. ("Tullis Growth") pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.55 to $15.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F5 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document
June 25, 2021 Filed Jun 29, 2021 21:10 UTC	EXAGEN INC. XGN · Entity 935	SaleCommon Stock	8,763	$16.03	$140,503.31	Disclosure SEC source: 0000899243-21-026584 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,546,909 F1 · kind: These sales were effected by Tullis Growth Fund, L.P. ("Tullis Growth") pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.74 to $16.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F5 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document
June 17, 2021 Filed Jun 21, 2021 12:38 UTC	EXAGEN INC. XGN · Entity 935	GrantStock Option(right to buy) · Derivative	9,000	$0.00 Strike: $16.41	$0.00	Disclosure SEC source: 0001274737-21-000072 · wf-form4_162427907010300.xml · derivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2031-06-16 F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date. Read SEC document
June 16, 2021 Filed Jun 21, 2021 18:14 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	GrantCommon Stock	10,221	$0.00	$0.00	Disclosure SEC source: 0001179110-21-006866 · edgar.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,090 F1 · security: On June 16, 2021, issuer granted to the reporting person 10,221 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. F1 · shares: On June 16, 2021, issuer granted to the reporting person 10,221 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. F1 · price: On June 16, 2021, issuer granted to the reporting person 10,221 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. F1 · balance_after: On June 16, 2021, issuer granted to the reporting person 10,221 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. Read SEC document
April 26, 2021 Filed Apr 28, 2021 21:13 UTC	Crane NXT, Co. CR · Entity 4275	GrantDeferred Stock Units · Derivative	582	$0.00	$0.00	Disclosure SEC source: 0000025445-21-000102 · wf-form4_161964440880802.xml · derivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,495 Underlying: CRANE CO. COMMON, PAR VALUE $1.00 · 582 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units convert into Crane Co. common stock on a one-for-one basis upon separation from service on the Board of Directors. F3 · date: Represents Deferred Stock Unit dividends accumulated during the year. F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Co. F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Co. Read SEC document
April 26, 2021 Filed Apr 28, 2021 21:13 UTC	Crane NXT, Co. CR · Entity 4275	GrantDeferred Stock Units · Derivative	1,416	$0.00	$0.00	Disclosure SEC source: 0000025445-21-000102 · wf-form4_161964440880802.xml · derivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,913 Underlying: CRANE CO. COMMON, PAR VALUE $1.00 · 1,416 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units convert into Crane Co. common stock on a one-for-one basis upon separation from service on the Board of Directors. F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Co. F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Co. Read SEC document
March 09, 2021 Filed Mar 12, 2021 01:20 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	SaleCommon Stock	22,500	$16.24	$365,400.00	Disclosure SEC source: 0001179110-21-003288 · edgar.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 545,747 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.10 to $16.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:12 UTC	Crane NXT, Co. CR · Entity 4275	Exercise / conversionDirector Stock Option(Right to Buy) · Derivative	2,000	$0.00 Strike: $47.08	$0.00	Disclosure SEC source: 0000025445-21-000072 · wf-form4_161463672871265.xml · derivative · entry 5 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CRANE CO. COMMON, PAR VALUE $1.00 · 2,000 shares Expires 2021-04-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options were granted 4/18/2011 with a ten-year term and vested 25% each year over four years. Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:12 UTC	Crane NXT, Co. CR · Entity 4275	SaleCRANE CO. COMMON, PAR VALUE $1.00	1,115	$84.47	$94,184.05	Disclosure SEC source: 0000025445-21-000072 · wf-form4_161463672871265.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,995 F1 · shares: Concurrent sale of shares to pay purchase price and taxes on exercise of options granted on 4/18/2011 and expiring on 4/18/2021. F2 · price: Weighted average price at which shares were sold at prices ranging from $83.82 to $84.92. The reporting person undertakes to provide, upon request of the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:12 UTC	Crane NXT, Co. CR · Entity 4275	Exercise / conversionCRANE CO. COMMON, PAR VALUE $1.00	2,000	$47.08	$94,160.00	Disclosure SEC source: 0000025445-21-000072 · wf-form4_161463672871265.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 23, 2021 Filed Feb 26, 2021 00:41 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherWarrants (right to buy) · Derivative	440,973	$0.00 Strike: $3.50	$0.00	Disclosure SEC source: 0001179110-21-002291 · edgar.xml · derivative · entry 11 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP Disclosed balance after: 440,973 Underlying: Common Stock · 440,973 shares Expires not disclosed F5 · derivative.exercise_date: Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval of the issuance of the Warrants was obtained. The stockholders approved such issuance on May 17, 2018. F5 · derivative.expiration_date: Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval of the issuance of the Warrants was obtained. The stockholders approved such issuance on May 17, 2018. Read SEC document
February 23, 2021 Filed Feb 26, 2021 00:41 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherWarrants (right to buy) · Derivative	320,325	$0.00 Strike: $3.50	$0.00	Disclosure SEC source: 0001179110-21-002291 · edgar.xml · derivative · entry 10 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 320,326 Underlying: Common Stock · 320,325 shares Expires not disclosed F5 · derivative.exercise_date: Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval of the issuance of the Warrants was obtained. The stockholders approved such issuance on May 17, 2018. F5 · derivative.expiration_date: Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval of the issuance of the Warrants was obtained. The stockholders approved such issuance on May 17, 2018. Read SEC document
February 23, 2021 Filed Feb 26, 2021 00:41 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherWarrants (right to buy) · Derivative	18,337	$0.00 Strike: $3.50	$0.00	Disclosure SEC source: 0001179110-21-002291 · edgar.xml · derivative · entry 9 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,338 Underlying: Common Stock · 18,337 shares Expires not disclosed F5 · derivative.exercise_date: Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval of the issuance of the Warrants was obtained. The stockholders approved such issuance on May 17, 2018. F5 · derivative.expiration_date: Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval of the issuance of the Warrants was obtained. The stockholders approved such issuance on May 17, 2018. Read SEC document
February 23, 2021 Filed Feb 26, 2021 00:41 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherCommon Stock	131,870	$0.00	$0.00	Disclosure SEC source: 0001179110-21-002291 · edgar.xml · nonDerivative · entry 8 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis-Dickerson Partners III, LLC Disclosed balance after: 248,225 F4 · kind: On February 23, 2021, Tullis Dickerson Capital Focus III, LP distributed 600,000 shares to its limited partners on a pro rata basis. Tullis Dickerson Partners III, LLC received 131,870 shares in the distribution. F4 · shares: On February 23, 2021, Tullis Dickerson Capital Focus III, LP distributed 600,000 shares to its limited partners on a pro rata basis. Tullis Dickerson Partners III, LLC received 131,870 shares in the distribution. Read SEC document
February 23, 2021 Filed Feb 26, 2021 00:41 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherCommon Stock	600,000	$0.00	$0.00	Disclosure SEC source: 0001179110-21-002291 · edgar.xml · nonDerivative · entry 7 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP Disclosed balance after: 891,293 F4 · kind: On February 23, 2021, Tullis Dickerson Capital Focus III, LP distributed 600,000 shares to its limited partners on a pro rata basis. Tullis Dickerson Partners III, LLC received 131,870 shares in the distribution. F4 · shares: On February 23, 2021, Tullis Dickerson Capital Focus III, LP distributed 600,000 shares to its limited partners on a pro rata basis. Tullis Dickerson Partners III, LLC received 131,870 shares in the distribution. Read SEC document
February 23, 2021 Filed Feb 26, 2021 00:41 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	SaleCommon Stock	93,483	$16.51	$1,543,404.33	Disclosure SEC source: 0001179110-21-002291 · edgar.xml · nonDerivative · entry 6 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP Disclosed balance after: 1,491,293 F3 · kind: On February 23, 2021, Tullis Dickerson Capital Focus III, LP exercised warrants to purchase 440,973 shares of the issuer's common stock for $3.50 per share. Tullis Dickerson Capital Focus III, LP paid the exercise price on a cashless basis, resulting in the issuer withholding 93,483 of the warrant shares to pay the exercise price and issuing to Tullis Dickerson Capital Focus III, LP 347,490 shares. Read SEC document
February 23, 2021 Filed Feb 26, 2021 00:41 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherCommon Stock	440,973	$3.50	$1,543,405.50	Disclosure SEC source: 0001179110-21-002291 · edgar.xml · nonDerivative · entry 5 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP Disclosed balance after: 1,584,776 Read SEC document
February 23, 2021 Filed Feb 26, 2021 00:41 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	SaleCommon Stock	67,906	$16.51	$1,121,128.06	Disclosure SEC source: 0001179110-21-002291 · edgar.xml · nonDerivative · entry 4 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 568,247 F2 · kind: On February 23, 2021, Tullis Growth Fund, L.P. exercised warrants to purchase 320,325 shares of the issuer's common stock for $3.50 per share. Tullis Growth Fund, L.P. paid the exercise price on a cashless basis, resulting in the issuer withholding 67,906 of the warrant shares to pay the exercise price and issuing to Tullis Growth Fund, L.P. 252,419 shares. Read SEC document
February 23, 2021 Filed Feb 26, 2021 00:41 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherCommon Stock	320,325	$3.50	$1,121,137.50	Disclosure SEC source: 0001179110-21-002291 · edgar.xml · nonDerivative · entry 3 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 636,153 Read SEC document
February 23, 2021 Filed Feb 26, 2021 00:41 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	SaleCommon Stock	3,887	$16.51	$64,174.37	Disclosure SEC source: 0001179110-21-002291 · edgar.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,869 F1 · kind: On February 23, 2021, the reporting person exercised warrants to purchase 18,337 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 3,887 of the warrant shares to pay the exercise price and issuing to the reporting person 14,450 shares. Read SEC document
February 23, 2021 Filed Feb 26, 2021 00:41 UTC	Alphatec Holdings, Inc. ATEC · Entity 4720	OtherCommon Stock	18,337	$3.50	$64,179.50	Disclosure SEC source: 0001179110-21-002291 · edgar.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,756 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.